throbber
Clinical features of paediatric pulmonary hypertension:
`a registry study
`
`Rolf M F Berger, Maurice Beghetti, Tilman Humpl, Gary E Raskob, D Dunbar Ivy, Zhi-Cheng Jing, Damien Bonnet, Ingram Schulze-Neick, Robyn J Barst
`
`Summary
`Background Paediatric pulmonary hypertension, is an important cause of morbidity and mortality, and is insuffi ciently
`characterised in children. The Tracking Outcomes and Practice in Pediatric Pulmonary Hypertension (TOPP) registry
`is a global, prospective study designed to provide information about demographics, treatment, and outcomes in
`paediatric pulmonary hypertension.
`
`Methods Consecutive patients aged 18 years or younger at diagnosis with pulmonary hypertension and increased
`pulmonary vascular resistance were enrolled in TOPP at 31 centres in 19 countries from Jan 31, 2008, to Feb 15, 2010.
`Patient and disease characteristics, including age at diagnosis and at enrolment, sex, ethnicity, presenting symptoms,
`pulmonary hypertension classifi cation, comorbid disorders, medical and family history, haemodynamic indices, and
`functional class were recorded. Follow-up was decided by the patients’ physicians according to the individual’s health-
`care needs.
`
`Findings 362 of 456 consecutive patients had confi rmed pulmonary hypertension (defi ned as mean pulmonary artery
`pressure ≥25 mm Hg, pulmonary capillary wedge pressure ≤12 mm Hg, and pulmonary vascular resistance index
`≥3 WU/m–²). 317 (88%) patients had pulmonary arterial hypertension (PAH), which was idiopathic [IPAH] or familial
`[FPAH] in 182 (57%), and associated with other disorders in 135 (43%), of which 115 (85%) cases were associated with
`congenital heart disease. 42 patients (12%) had pulmonary hypertension associated with respiratory disease or
`hypoxaemia, with bronchopulmonary dysplasia most frequent. Finally, only three patients had either chronic
`thromboembolic pulmonary hypertension or miscellaneous causes of pulmonary hypertension. Chromosomal
`anomalies, mainly trisomy 21, were reported in 47 (13%) of patients with confi rmed disease. Median age at diagnosis
`was 7 years (IQR 3–12); 59% (268 of 456) were female. Although dyspnoea and fatigue were the most frequent
`symptoms, syncope occurred in 31% (57 of 182) of patients with IPAH or FPAH and in 18% (eight of 45) of those with
`repaired congenital heart disease; no children with unrepaired congenital systemic-to-pulmonary shunts had syncope.
`Despite severe pulmonary hypertension, functional class was I or II in 230 of 362 (64%) patients, which is consistent
`with preserved right-heart function.
`
`Interpretation TOPP identifi es important clinical features specifi c to the care of paediatric pulmonary hypertension,
`which draw attention to the need for paediatric data rather than extrapolation from adult studies.
`
`Funding Actelion Pharmaceuticals.
`
`Introduction
`Pulmonary hypertension with increased pulmonary
`vascular resistance
`is associated with substantial
`morbidity and mortality. The most recent clinical
`classifi cation defi nes fi ve pulmonary hypertension
`groups, with pulmonary arterial hypertension (PAH)
`being group 1 (the full classifi cation is provided in the
`webappendix).1 PAH can be idiopathic (IPAH), heritable
`(HPAH), or associated with conditions (APAH) such as
`congenital heart disease and can present at any age. It is
`a rare disease with incidence and prevalence estimates of
`2–3 per million and 25–50 per million, respectively.
`Without treatment, median survival after diagnosis of
`IPAH or HPAH has been reported as 2·8 years in adults,
`but survival in children might be worse.2 Clinical trials
`and registries have led to substantial progress in treatment
`of this disorder in adults.2–6 Although pathobiology and
`clinical features share similarities in children and adults,
`paediatric pulmonary hypertension could well diff er from
`
`adult disease.7–9 Adult studies alone cannot provide a basis
`for optimum care for children. However, paediatric
`pulmonary hypertension is insuffi ciently characterised.
`The Tracking Outcomes and Practice
`in Pediatric
`Pulmonary Hypertension (TOPP) registry is a global,
`prospective, observational study designed to provide
`information about demographics, course, treatment, and
`outcomes in paediatric pulmonary hypertension.10
`
`Methods
`Study design
`TOPP is a centre-based, comprehensive registry, which
`was initiated on Jan 31, 2008. Enrolled patients undergo
`assessment, treatment, and follow-up according to the
`judgment of their physicians. No specifi c therapy or
`follow-up protocols are part of TOPP. Patients in clinical
`trials are eligible. Patients were enrolled from 31 centres
`in 19 countries in fi ve continents (sites and investigators
`are listed at the end of the report). Patients with
`
`Articles
`
`Lancet 2012; 379: 537–46
`Published Online
`January 11, 2012
`DOI:10.1016/S0140-
`6736(11)61621-8
`See Comment page 500
`Centre for Congenital Heart
`Diseases—Paediatric
`Cardiology, Beatrix Children’s
`Hospital, University Medical
`Centre Groningen, University
`of Groningen, Netherlands
`(Prof R M F Berger MD);
`Paediatric Cardiology,
`Children’s University Hospital,
`Geneva, Switzerland
`(Prof M Beghetti MD); Paediatric
`Cardiology and Critical Care
`Medicine, The Hospital for Sick
`Children University of Toronto,
`Toronto, ON, Canada
`(T Humpl MD); College of Public
`Health, University of Oklahoma
`Health Sciences Centre,
`Oklahoma City, OK, USA
`(G E Raskob MD); Paediatrics,
`University of Colorado School
`of Medicine, Aurora, CO, USA
`(D D Ivy MD); Department of
`Cardio-Pulmonary Circulation,
`Shanghai Pulmonary Hospital,
`Tongji University School of
`Medicine, Shanghai, China
`(Z-C Jing MD); Paediatric
`Cardiology, Université Paris
`Descartes, Necker Enfants
`Malade, Paris, France
`(D Bonnet MD); Great Ormond
`Street Hospital, London, UK
`(I Schulze-Neick MD); and
`Columbia University College
`of Physicians and Surgeons,
`New York, NY, USA
`(Prof R J Barst MD)
`Correspondence to:
`Rolf M F Berger, Department of
`Paediatric Cardiology, Beatrix
`Children’s Hospital, University
`Medical Centre Groningen,
`PO Box 30 001,
`Groningen 9700 RB, Netherlands
`r.m.f.berger@umcg.nl
`
`See Online for webappendix
`
`www.thelancet.com Vol 379 February 11, 2012
`
`537
`
`IKARIA EXHIBIT 2011
`Praxair v. INO Therapeutics
`IPR2015-00526
`
`

`
`Articles
`
`pulmonary hypertension caused by left-heart disease
`(group 2) were excluded unless the left-heart disease had
`been corrected and the patient had persistent pulmonary
`hypertension with
`increased pulmonary vascular
`resistance at least a year post-repair and no residual left-
`sided disease.
`The study was designed and supervised by the
`Executive Board of the Association for Pediatric
`Pulmonary Hypertension (Board members are listed at
`the end of the report). Data management and analyses
`were done by a contract organisation working with the
`Executive Board.
`
`Study population
`We prespecifi ed diagnosis on or after Jan 1, 2001, to
`provide a population representative of present practice.
`To minimise selection bias, physicians at all sites
`screened all consecutive patients presenting with
`suspected or confi rmed PAH or pulmonary hypertension
`groups 3–5 (classifi ed according to the 2003 3rd World
`Pulmonary Hypertension Symposium11) with increased
`pulmonary vascular resistance. Patients aged between
`3 months and 18 years at the time of diagnosis with PAH
`(group 1), pulmonary hypertension associated with
`respiratory disorders (group 3), chronic thromboembolic
`pulmonary hypertension (group 4), or miscellaneous
`causes of pulmonary hypertension (group 5) were eligible
`if they met the prespecifi ed haemodynamic enrolment
`criteria: pulmonary hypertension, increased pulmonary
`vascular resistance, and normal left-sided fi lling pressures
`irrespective of pulmonary hypertension group.11 We
`included both newly diagnosed patients (incident;
`diagnosis within 3 months of enrolment) and previously
`diagnosed patients (prevalent; diagnosis more than
`3 months before enrolment).
`According to the 2003 classifi cation,11 cases with
`familial aggregation of the disease were classifi ed as
`familial PAH (FPAH), although the most recent
`classifi cation would use HPAH.1 Patients with congenital
`heart disease with left-sided obstruction and persistent
`pulmonary hypertension at least a year post repair
`(without residual obstruction—ie, mean pulmonary
`capillary wedge pressure [mPCWP] ≤12 mm Hg at
`≥1 year post repair with right-heart catheterisation) were
`also eligible (included in group 1). We did not include
`pulmonary
`venous hypertension
`irrespective of
`pulmonary vascular resistance index (PVRi, classically
`defi ned group 2) because therapy for these patients is
`initially directed towards treating the left-sided heart
`disease. Patients with APAH associated with congenital
`heart disease were classifi ed as having an open, clinically
`signifi cant congenital systemic-to-pulmonary shunt
`(unrepaired or repaired but with a substantial residual
`shunt), a corrected (closed) congenital systemic-to-
`pulmonary shunt, or as congenital heart disease that had
`never been associated with a congenital systemic-to-
`pulmonary shunt.
`
`The diagnosis of confi rmed pulmonary hypertension
`required right-heart catheterisation with mean pul-
`monary arterial pressure (mPAP) 25 mm Hg or more,
`PVRi 3 WU/m–² or more, and mPCWP 12 mm Hg or
`less. In cases in which right-heart catheterisation could
`not be done for specifi c clinical reasons (eg, patient died
`before scheduled procedure), patients could be con-
`sidered for enrolment on the basis of confi rmatory
`echocardiography or histopathology, or both, provided
`that the executive board, masked to site, validated the
`diagnosis and agreed with why
`the right-heart
`catheterisation was not done. All patients who met
`enrolment criteria were informed of the registry and
`were eligible to provide written informed consent to
`participate. Parental consent was obtained for patients
`younger than 18 years The protocol was approved by
`institutional review boards and ethics committees.
`
`Patient follow-up and data collection
`We obtained patient and disease characteristics, including
`age at diagnosis and at enrolment, sex, ethnicity,
`presenting symptoms, pulmonary hypertension classi-
`fi cation, comorbid disorders, medical and family history,
`haemodynamic indices, and functional class with an
`electronic case record form. Follow-up was decided by
`the patients’ physicians according to the individual’s
`health-care needs. No visits were required, but consistent
`with standard practice, physicians were encouraged to
`schedule follow-up at least yearly. All patients will be
`followed up for at least 3 years.
`
`Statistical methods and analysis
`TOPP was designed to enrol about 450 patients. A
`priori, we decided that the sample population would
`include incident and prevalent patients. To ensure
`enrolment of a suffi cient number of incident cases, a
`2 to 1 ratio of prevalent to incident patients was
`prespecifi ed with the ability to stop enrolment of
`prevalent patients once the two-thirds target was
`reached. Further,
`the protocol prespecifi ed
`that
`enrolment of patients with PAH associated with
`congenital heart disease could be stopped, either at a
`specifi c site or at all sites, if the number of such patients
`exceeded 50% of the total target population. Last, to
`maximise the global generalisability of the data, patient
`enrolment at a particular site could be stopped to
`prevent overrepresentation of one site.
`The statistical analysis plan was designed to meet the
`registry objectives and was fi nalised before we did any
`analyses. For the aims of this report, analyses are
`descriptive. The populations analysed were the all-
`patients cohort, and the confi rmed pulmonary hyper-
`tension cohort, which included only patients who met all
`enrolment criteria. We summarised continuous data
`using
`standard descriptive
`statistics—mean, SD,
`95% CIs, and median, minimum, maximum, 25th and
`75th percentiles—when appropriate, and categorical data
`
`538
`
`www.thelancet.com Vol 379 February 11, 2012
`
`IKARIA EXHIBIT 2011
`Praxair v. INO Therapeutics
`IPR2015-00526
`
`

`
`Articles
`
`using counts and percentages. The denominator for
`percentages was the total number of patients with no
`missing data for each variable analysed. Missing data
`were not imputed. We calculated 95% CIs using the
`normal approximation for the binomial distribution. We
`did not do a formal sample size calculation and hence the
`sample was not powered a priori for specifi c comparisons.
`For formal statistical analyses, we examined categorical
`data with χ² tests and continuous data using analysis of
`variance (ANOVA). The assumptions underlying the
`ANOVA were checked and appropriate non-parametric
`analyses done when the assumption of normality was
`in doubt. We used SAS statistical software package
`(version 8.2 or higher) for the analyses. The cutoff date
`for data inclusion was Feb 15, 2010.
`
`Role of the funding source
`The TOPP registry is supported by a research grant
`from Actelion Pharmaceuticals. Actelion does not
`participate in the management of the registry, nor does
`it have access to the database, the individual sites, or
`patient data. The sponsor had no role in study design,
`analysis, inter pretation of data, writing of the manu-
`script, or the decision to submit the paper for
`publication. All decisions related to the registry lie
`solely with the executive board of the Association for
`Pediatric Pulmonary Hypertension. The executive
`board decided to submit the paper for publication and
`wrote the report with contributions from all authors.
`All authors had access to the data and analyses. The
`corresponding author had full access to all the data in
`
`All patients
`
`Patients with confi rmed pulmonary hypertension
`
`All
`
`Incident
`
`Prevalent
`
`Patients
`Female
`Preterm
`Age at diagnosis (years)
`Weight (kg)
`Height (cm)
`BMI (kg/m²)
`BSA (m²)
`Ethnicity
`White or Hispanic
`Black
`Asian
`Other
`Unknown
`Time from onset symptoms to diagnosis (months)
`Median (IQR)
`Time from diagnosis to enrolment (months)
`Median (range)
`Group I*
`IPAH or FPAH
`APAH-congenital heart disease
`Systemic-to-pulmonary shunt
`Unrepaired
`Repaired
`Never shunt
`Repaired left obstruction
`APAH-connective tissue disease
`APAH-chronic liver disease
`APAH-HIV
`APAH-drugs or toxins
`APAH-HHT
`APAH-thyroid
`APAH-other
`PVOD or PCH
`None of the above
`
`456 (100%)
`268 (59%)
`63 (14%)
`7·1 (6·6–7·6)
`26·5 (24·7–28·4)
`117 (114–120)
`17·05 (16·63–17·48)
`0·93 (0·88–0·97)
`454 (100%)
`302 (67%)
`14 (3%)
`107 (24%)
`15 (3%)
`16 (4%)
`17 (15–20)
`6 (2–19)
`24·0 (21·7–26·4)
`13·7 (1·7–39·8)
`398 (87%)
`212 (53%)
`160 (40%)
`150 (38%)
`91 (23%)
`57 (14%)
`12 (3%)
`7 (2%)
`10 (3%)
`4 (1%)
`0 (0%)
`0 (0%)
`2 (1%)
`2 (1%)
`3 (1%)
`6 (2%)
`5 (1%)
`
`362 (79%)
`214 (59%)
`47 (13%)
`7·5 (7·0–8·1)
`28·0 (25·9–30·1)
`119 (116–123)
`17·21 (16·74–17·68)
`0·94 (0·90–0·99)
`362 (100%)
`229 (63%)
`8 (2%)
`99 (27%)
`13 (4%)
`13 (4%)
`17 (14–20)
`6 (2–19)
`24·4 (21·8–27·1)
`14·1 (2·3–39·8)
`317 (88%)
`182 (57%)
`115 (36%)
`107 (34%)
`61 (19%)
`45 (14%)
`9 (3%)
`7 (2%)
`9 (3%)
`2 (1%)
`0 (0%)
`0 (0%)
`1 (<1%)
`1 (<1%)
`3 (1%)
`6 (2%)
`3 (1%)
`
`102 (28%)
`58 (57%)
`16 (16%)
`8·5 (7·5–9·5)
`30·8 (26·7–35·0)
`124 (118–131)
`17·68 (16·67–18·69)
`1·02 (0·93–1·11)
`102 (100%)
`57 (56%)
`5 (5%)
`33 (32%)
`5 (5%)
`2 (2%)
`24 (16–31)
`6 (3–38)
`0·7 (0·5–0·9)
`0·2 (0·0–1·1)
`88 (86%)
`55 (63%)
`26 (30%)
`25 (28%)
`14 (16%)
`10 (11%)
`2 (2%)
`1 (1%)
`1 (1%)
`0 (0%)
`0 (0%)
`0 (0%)
`1 (1%)
`0 (0%)
`0 (0%)
`4 (5%)
`2 (2%)
`
`260 (72%)
`156 (60%)
`31 (12%)
`7·2 (6·5–7·8)
`26·8 (24·4–29·3)
`117 (113–121)
`17·02 (16·50–17·54)
`0·91 (0·86–0·97)
`260 (100)
`172 (66%)
`3 (1%)
`66 (25%)
`8 (3%)
`11 (4%)
`15 (12–18)
`5 (1–17)
`33·7 (30·7–36·7)
`28·5 (12·6–48·9)
`229 (88%)
`127 (55%)
`89 (39%)
`82 (36%)
`47 (21%)
`35 (15%)
`7 (3%)
`6 (3%)
`8 (3%)
`2 (1%)
`0 (0%)
`0 (0%)
`0 (0%)
`1 (<1%)
`3 (1%)
`2 (1%)
`1 (<1%)
`(Continues on next page)
`
`www.thelancet.com Vol 379 February 11, 2012
`
`539
`
`IKARIA EXHIBIT 2011
`Praxair v. INO Therapeutics
`IPR2015-00526
`
`

`
`Articles
`
`(Continued from previous page)
`Group 3*
`Bronchopulmonary dysplasia
`Interstititial lung disease
`High altitude
`Congenital diaphragmatic hernia
`Congenital pulmonary hypoplasia
`Disordered breathing or OSAS
`Kyphoscoliosis
`Other
`Groups 4 or 5*
`WHO Functional Class
`I
`II
`III
`IV
`6 min walk test
`Metres (mean [95% CI])
`
`All patients
`
`Patients with confi rmed pulmonary hypertension
`
`All
`
`Incident
`
`Prevalent
`
`52 (11%)
`17 (33%)
`12 (23%)
`7 (13%)
`6 (12%)
`7 (13%)
`5 (10%)
`2 (4%)
`2 (4%)
`4 (1%)
`449 (98%)
`54 (12%)
`212 (47%)
`146 (33%)
`37 (8%)
`175 (38%)
`407 (389–426)
`
`42 (12%)
`11 (26%)
`10 (24%)
`7 (17%)
`4 (10%)
`5 (12%)
`5 (12%)
`2 (5%)
`2 (5%)
`3 (1%)
`362 (100%)
`45 (12%)
`185 (51%)
`108 (30%)
`24 (7%)
`153 (42%)
`417 (398–436)
`
`13 (13%)
`3 (23%)
`4 (31%)
`3 (23%)
`1 (8%)
`2 (15%)
`0 (0%)
`0 (0%)
`1 (8%)
`1 (1%)
`102 (100%)
`11 (11%)
`52 (51%)
`28 (27%)
`11 (11%)
`46 (45%)
`445 (414–476)
`
`29 (11%)
`8 (28%)
`6 (21%)
`4 (14%)
`3 (10%)
`3 (10%)
`5 (17%)
`2 (7%)
`1 (3%)
`2 (1%)
`260 (100%)
`34 (13%)
`133 (51%)
`80 (31%)
`13 (5%)
`107 (41%)
`405 (381–429)
`
`Data are n (%) or mean (95% CI) unless otherwise specifi ed. Incident cases were those diagnosed within 3 months of enrolment. Prevalent cases were those diagnosed more
`than 3 months before enrolment. Two patients are missing for pulmonary hypertension classifi cation because of missing data. Patients could be counted in more than one
`APAH disease category and in more than one associated disease category for group 3. BMI=body-mass index. BSA=body surface area. IPAH=idiopathic pulmonary arterial
`hypertension. FPAH=familial pulmonary arterial hypertension. APAH=pulmonary arterial hypertension associated with other disorders. HHT=hereditary haemorrhagic
`teleangiectasia. PVOD=pulmonary veno-occlusive disease. PCH=pulmonary capillary haemangiomatosis. OSAS=obstructive sleep apnoea syndrome. *Classifi ed according to
`(3rd World Pulmonary Hypertension Symposium11).
`
`Table 1: Demographic and clinical characteristics at diagnosis in all patients and in patients with confi rmed pulmonary hypertension
`
`the study and had fi nal responsibility for the decision to
`submit for publication.
`
`Results
`From Jan 31, 2008, to Feb 15, 2010, 456 patients were
`enrolled. Enrolment of prevalent and incident patients
`was stopped at one site on Feb 10 and Aug 19, of 2009,
`respectively, to prevent overrepresentation of that site.
`Enrolment of prevalent patients at all other sites was
`stopped on May 22, 2009, to prevent such patients
`accounting for more than two-thirds of the total. No
`further predefi ned restriction rules were required.
`Of the 456 patients in the all-patients cohort, 362 (79%)
`met all enrolment criteria for confi rmed pulmonary
`hypertension, with 357 (99%) diagnoses based on right-
`heart catheterisation and fi ve (1%) based on independently
`reviewed echocardiography and clinical records—of these
`fi ve cases, three were further confi rmed by histo-
`pathological fi ndings. Of the confi rmed pulmonary
`hypertension cases, about 30% were incident and about
`70% were prevalent (table 1). The distribution of the all-
`patients cohort (456) was: Europe 157, Turkey 33, China 70,
`Japan 14, Australia 15, Brazil one, Mexico 21, USA 135,
`Canada ten. Of the 94 patients excluded from the
`confi rmed pulmonary hypertension cohort, 11 did not
`meet haemodynamic criteria (six with mPAP<25 mm Hg
`or PVRI<3 WU/m–²; fi ve with mPCWP>12 mm Hg), and
`
`83 did not have suffi cient data to adequately calculate
`PVRi. Table 1 shows patient characteristics of each cohort.
`We recorded no apparent diff erences between patients in
`the confi rmed pulmonary hypertension cohort and those
`excluded from that cohort.
`In those with confi rmed disease, the median age at
`diagnostic right-heart catheterisation was 7·0 years
`(IQR 3–12) with 61 patients (17%) diagnosed between
`3 and 24 months of age, 111 (31%) between 2 and 6 years,
`89 (25%) between 7 and 11 years, and 101 (28%) between
`12 and 18 years. The average time from diagnostic right-
`heart catheterisation to enrolment was about 34 months
`in prevalent cases, and less than a month in incident
`cases (table 1). The mean time from onset of symptoms
`to diagnosis did not seem to diff er between incident and
`prevalent cases, but tended to be longer when PAH was
`associated with congenital heart disease with unrepaired
`or residual systemic-to-pulmonary shunt and shorter in
`APAH not associated with congenital heart disease than
`in other subgroups (table 2).
`PAH (group 1) and pulmonary hypertension associated
`with respiratory disorders or hypoxaemia (group 3) made
`up 88% (317) and 12% (42), respectively, of the confi rmed
`pulmonary hypertension cohort (362). Only three patients
`(<1%) were in pulmonary hypertension group 4 or 5.
`There was an overall female preponderance (1·4 to 1) that
`was unchanged when stratifi ed by incident or prevalent
`
`540
`
`www.thelancet.com Vol 379 February 11, 2012
`
`IKARIA EXHIBIT 2011
`Praxair v. INO Therapeutics
`IPR2015-00526
`
`

`
`Articles
`
`case, pulmonary hypertension group, PAH subgroup, or
`age. Of the 317 PAH patients, 57% had IPAH or FPAH
`and 36% had APAH associated with congenital heart
`disease (table 2). Most congenital heart disease cases
`(106 out 115, 93%) included systemic-to-pulmonary shunts.
`APAH associated with disorders other than congenital
`heart disease was reported in 6% of PAH patients (table 2).
`Bronchopulmonary dysplasia was the most frequent
`disorder associated with pulmonary hypertension group 3,
`present in 11 of 42 patients (26%). We recorded a signifi cant
`association between the number of patients in each
`pulmonary hypertension group and age (p=0·01), with
`pulmonary hypertension group 3 disorders occurring
`more frequently in patients aged 3–24 months at diagnosis
`than
`in older age-at-diagnosis cohorts
`(15 aged
`3–24 months, 25%; 12 aged 2–6 years, 11%; six aged
`7–11 years, 7%; and nine aged 12–18 years, 9%).
`We recorded comorbid disorders in 86 of 362 (24%)
`patients with confi rmed pulmonary hypertension.
`Chromosomal disorder was most frequent (47, 13%)
`with 42 patients having trisomy 21. There was a
`
`trisomy 21 and
`signifi cant association between
`pulmonary hypertension group (p=0·02). Trisomy 21
`was present more often in patients with group 3 disorders
`(nine of 42, 21%) than in those with PAH (group 1,
`32 of 317, 10%). Within the PAH cohort (317), trisomy 21
`was present in 26 of 115 (23%) patients with APAH
`associated with congenital heart disease, fi ve of 182 (3%)
`patients with IPAH or FPAH, and one of 20 (5%) patients
`with APAH not associated with congenital heart disease.
`In the remaining 44 patients, we recorded a spectrum of
`other chromosomal abnormalities, syndromes, and non-
`chromosomal anomalies.
`Of
`the 362 patients with confi rmed pulmonary
`hypertension, 21 (6%) had lived at an altitude greater than
`2000 m for more than 6 months, 47 (13%) were premature
`(gestation <37 weeks), and eight (2%) had a history of
`persistent pulmonary hypertension of the newborn. In
`fi ve of these eight, pulmonary hypertension seemed to
`persist and was confi rmed by right-heart catheterisation
`(done at >3 months of age), whereas in the other three, the
`disorder was thought to have resolved during the neonatal
`
`All PH confi rmed PH group 3
`
`PH group 1
`
`IPAH or FPAH
`
`APAH with CHD
`
`APAH excluding
`APAH with CHD
`
`Patients
`Female
`Preterm
`Age at diagnosis (years)
`(mean [95% CI])
`Incident patients
`Ethnicity
`White or Hispanic
`Black
`Asian
`Other
`Unknown
`Time from onset symptoms to
`diagnosis (months) (mean [95% CI])
`Median (IQR)
`Time from diagnosis to enrolment
`(months) (mean [95% CI])
`Median (IQR)
`WHO functional class
`I
`II
`III
`IV
`6 min walk test
`Metres (mean [95% CI])
`
`All CHD
`
`Unrepaired shunt*
`
`Repaired shunt
`
`Never shunt
`
`362 (100%)
`214 (59%)
`47 (13%)
`7·5 (7·0–8·1)
`
`42 (100%)
`26 (62%)
`18 (43%)
`5·5 (3·7–7·3)
`
`182 (100%)
`109 (60%)
`14 (8%)
`7·6 (6·9–8·3)
`
`115 (100%)
`66 (57%)
`11 (10%)
`7·7 (6·7–8·8)
`
`61 (100%)
`38 (62%)
`5 (8%)
`8·4 (6·9–9·9)
`
`45 (100%)
`25 (56%)
`6 (13%)
`7·4 (5·8–8·9)
`
`9 (100%)
`3 (33%)
`0 (0%%)
`4·8 (0·6–9·0)
`
`20 (100%)
`11 (55%)
`4 (20%)
`10·0 (7·5–12·4)
`
`102 (28%)
`362 (100)
`229 (63%)
`8 (2%)
`99 (27%)
`13 (4%)
`13 (4%)
`17 (14–20)
`
`6 (2–19)
`24 (22–27)
`
`13 (31%)
`42 (100)
`35 (83%)
`0 (0%)
`3 (7%)
`2 (5%)
`2 (5%)
`16 (7–25)
`
`55 (30%)
`182 (100)
`118 (65%)
`5 (3%)
`48 (26%)
`5 (3%)
`6 (3%)
`15 (11–19)
`
`26 (23%)
`115 (100)
`65 (57%)
`2 (2%)
`40 (35%)
`3 (3%)
`5 (4%)
`24 (17–32)
`
`4 (1–20)
`25 (18–32)
`
`5 (1–17)
`25 (21–29)
`
`9 (4–29)
`24 (19–28)
`
`14 (23%)
`61 (100)
`35 (57%)
`2 (3%)
`23 (38%)
`1 (2%)
`0
`30 (16–44)
`
`10 (3–28)
`23 (16–29)
`
`10 (22%)
`45 (100)
`28 (62%)
`0 (0%)
`12 (27%)
`2 (4%)
`3 (7%)
`19 (11–26)
`
`8 (4–25)
`25 (18–32)
`
`2 (22%)
`9 (100)
`2 (22%)
`0 (0%)
`5 (56%)
`0 (0%)
`2 (22%)
`22 (4–40)
`
`9 (7–45)
`24 (3–46)
`
`7 (35%)
`20 (100)
`8 (40%)
`1 (5%)
`8 (40%)
`3 (15%)
`0 (0%)
`5 (1–8)
`
`3 (1–4)
`16 (6–27)
`
`14 (2–40)
`362 (100%)
`45 (12%)
`185 (51%)
`108 (30%)
`24 (7%)
`153 (42%)
`417 (398–436)
`
`22 (2–40)
`42 (100%)
`8 (19%)
`20 (48%)
`13 (31%)
`1 (2%)
`10 (24%)
`466 (352–580)
`
`15 (1–43)
`182 (100%)
`28 (15%)
`84 (46%)
`55 (30%)
`15 (8%)
`83 (46%)
`407 (379–434)
`
`14 (4–41)
`115 (100%)
`8 (7%)
`72 (63%)
`31 (27%)
`4 (3%)
`50 (43%)
`422 (393–452)
`
`13 (4–36)
`61 (100%)
`2 (3%)
`40 (66%)
`18 (30%)
`1 (2%)
`30 (49%)
`420 (385–456)
`
`19 (6–45)
`45 (100%)
`4 (9%)
`28 (62%)
`13 (29%)
`0 (0%)
`19 (42%)
`429 (370–488)
`
`20 (4–26)
`9 (100%)
`2 (22%)
`4 (44%)
`0 (0%)
`3 (33%)
`1 (11%)
`355 (NC)
`
`8 (1–23)
`20 (100%)
`1 (5%)
`8 (40%)
`7 (35%)
`4 (20%)
`9 (45%)
`427 (330–525)
`
`Patients from pulmonary hypertension groups 4 and 5 (n=3), included in all patients with confi rmed pulmonary hypertension, are not depicted separately in this table. APAH=pulmonary arterial hypertension
`associated with other disorders. IPAH=idiopathic pulmonary arterial hypertension. FPAH=familial pulmonary arterial hypertension. CHD=congenital heart disease. NC=not calculated. *Or partial repair.
`
`Table 2: Demographic and clinical characteristics at diagnosis in patients with confi rmed pulmonary hypertension (PH confi rmed) diagnosis according to pulmonary hypertension
`groups and subgroups
`
`www.thelancet.com Vol 379 February 11, 2012
`
`541
`
`IKARIA EXHIBIT 2011
`Praxair v. INO Therapeutics
`IPR2015-00526
`
`

`
`Articles
`
`period with PAH subsequently diagnosed by right-heart
`catheterisation. A history of bronchopulmonary dysplasia
`was reported in 17 of 362 patients (5%) and was regarded
`as the cause of the pulmonary hypertension by the treating
`physician in 11. Of the 362 patients, 34 (9%) had reactive
`airway disease, 23 (6%) had sleep disordered breathing or
`obstructive apnoeas (with obstructive sleep apnoea judged
`causative for the pulmonary hypertension in fi ve), and
`168 (46%) had a history of congenital heart disease, which
`was deemed causative for pulmonary hypertension in 115.
`Family history was available in 320 of 362 patients with
`confi rmed pulmonary hypertension. Family history for
`PAH was present in 21 of 182 patients with PAH without
`an associated disorder (12% FPAH) and in two of
`20 patients with APAH not associated with congenital
`heart disease (10%).Genetic testing was done for 56 of
`the 317 patients with PAH, eight of whom (14%) had
`abnormal results—ie, four of the 29 IPAH (14%), two of
`the nine FPAH (22%), and two of the 18 APAH (11%)
`patients. Because of patient-privacy regulations, the
`abnormality cannot be disclosed in the registry.
`The most frequently reported symptoms at presentation
`were dyspnoea on exertion and fatigue (table 3). Syncope
`was reported in 73 of 298 (25%) patients without shunt
`defi ned as either no history of a congenital systemic-to-
`pulmonary shunt, or a repaired congenital systemic-to-
`pulmonary shunt without a residual shunt (in about 30%
`with IPAH or FPAH and in roughly 20% without shunt),
`but was not reported in any child with an unrepaired or
`
`residual congenital systemic-to-pulmonary shunt. A
`history of syncope was less frequent in the youngest age
`group at diagnosis (two aged 3–24 months; 3%) than in
`older age groups at diagnosis: 24 aged 2–6 years, 22%;
`24 aged 7–11 years, 27%; and 23 aged 12–18 years, 23%
`(p=0·0006).
`We recorded functional class at diagnosis for all
`patients. Irrespective of pulmonary hypertension group,
`most (230 [64%] of 362 patients with confi rmed
`pulmonary hypertension) were in functional class I
`or II at diagnosis. The 6 min-walk test was reported in
`about
`150 patients with confi rmed pulmonary
`hypertension with a mean distance of roughly 420 m
`(table 2). This test was not done in children in the
`youngest age group (3–24 months), but was done in
`23% (25) of children aged 2–6 years, 58% (52) of those
`aged 7–11 years, and 75% (76) of those aged 12–18 years
`at diagnosis.
`Table 4 shows haemodynamic indices at diagnosis. Of
`362 patients with confi rmed pulmonary hypertension,
`76 (21%) had cardiac index (ie, systemic blood fl ow)
`<2·5 L/min per m² (normal 2·5–4·0 L/min per m²);
`34 (9%) had mean right atrial pressure >12 mm Hg.
`Haemodynamics diff ered signifi cantly between patients
`with PAH (group 1) and patients with pulmonary
`hypertension associated with respiratory disorders or
`hypoxaemia (group 3). mPAP, mean systemic arterial
`pressure (mSAP), mPAP to mSAP ratio, PVRi, systemic
`vascular resistance index (SVRi), PVRi to SVRi ratio, and
`
`All PH
`confi rmed
`
`PH group 3
`
`PH group 1
`
`IPAH or FPAH APAH with congenital heart disease
`
`APAH excluding
`APAH with CHD
`
`All CHD
`
`Unrepaired
`shunt*
`
`Repaired
`shunt
`
`Never shunt
`
`Patients
`Dyspnoea with exertion
`Fatigue
`Syncope
`Cyanosis with exertion
`Cough
`Cyanosis with rest
`Dyspnoea with rest
`Chest pain or discomfort
`Near-syncope
`Dizziness
`Palpitations
`Pallor with exertion
`Irritability
`
`362 (100%)
`235 (65%)
`149 (41%)
`73 (20%)
`64 (18%)
`48 (13%)
`44 (12%)
`39 (11%)
`39 (11%)
`28 (8%)
`25 (7%)
`22 (6%)
`17 (5%)
`17 (5%)
`
`42 (100%)
`22 (52%)
`12 (29%)
`3 (7%)
`10 (24%)
`6 (14%)
`11 (26%)
`12 (29%)
`3 (7%)
`1 (2%)
`2 (5%)
`0 (0%)
`3 (7%)
`5 (12%)
`
`182 (100%)
`121 (66%)
`82 (45%)
`57 (31%)
`24 (13%)
`32 (18%)
`7 (4%)
`13 (7%)
`24 (13%)
`21 (12%)
`14 (8%)
`12 (7%)
`8 (4%)
`8 (4%)
`
`115 (100%)
`77 (67%)
`47 (41%)
`10 (9%)
`27 (23%)
`8 (7%)
`22 (19%)
`11 (10%)
`7 (6%)
`5 (4%)
`6 (5%)
`6 (5%)
`5 (4%)
`3 (3%)
`
`61 (100%)
`48 (79%)
`29 (48%)
`0 (0%)
`22 (36%)
`1 (2%)
`15 (25%)
`3 (5%)
`4 (7%)
`1 (2%)
`4 (7%)
`6 (10%)
`5 (8%)
`2 (3%)
`
`45 (100%)
`24 (53%)
`13 (29%)
`8 (18%)
`5 (11%)
`7 (16%)
`4 (9%)
`6 (13%)
`2 (4%)
`4 (9%)
`2 (4%)
`0 (0%)
`0 (0%)
`1 (2%)
`
`9 (100%)
`5 (56%)
`5 (56%)
`2 (22%)
`0 (0%)
`0 (0%)
`3 (33%)
`2 (22%)
`1 (11%)
`0 (0%)
`0 (0%)
`0 (0%)
`0 (0%)
`0 (0%)
`
`20 (100%)
`14 (70%)
`6 (30%)
`3 (15%)
`3 (15%)
`2 (10%)
`4 (20%)
`3 (15%)
`4 (20%)
`1 (5%)
`2 (10%)
`3 (15%)
`0 (0%)
`1 (5%)
`
`Data are number (%). Patients from pulmonary hypertension groups 4 and 5 (n=3), included in all patients with confi rmed pulmonary hypertension, are not depicted
`separately in this table. Full details are provided in the webappendix. APAH=pulmonary arterial hypertension associated with other disorders. IPAH=idiopathic pulmonary
`arterial hypertension. FPAH=familial pulmonary arterial hypertension. CHD=congenital heart disease. *Or partial repair.
`
`Table 3: Clinical symptoms at diagnosis, reported for 5% or more of all patients with confi rmed pulmonary hypertension (PH confi rmed), according to
`pulmonary hypertension groups and subgroups
`
`542
`
`www.thelancet.com Vol 379 February 11, 2012
`
`IKARIA EXHIBIT 2011
`Praxair v. INO Therapeutics
`IPR2015-00526
`
`

`
`Articles
`
`All patients with
`PH confi rmed
`
`PH group 3
`
`PH group 1
`
`IPAH or FPAH
`
`APAH with CHD
`
`All CHD
`
`357 (99%)
`
`42 (100%)
`
`178 (98%)
`
`115 (100%)
`
`APAH excluding
`APAH with CHD
`
`Unrepaired
`shunt*
`
`61 (100%)
`
`Repaired
`shunt
`
`45 (100%)
`
`Never shunt
`
`9 (100%)
`
`19 (95%)
`
`345 (95%)
`7 (7–8)
`··
`357 (99%)
`58 (56–59)
`··
`357 (99%)
`8 (8–9)
`··
`353 (98%)
`68 (66–69)
`··
`348 (96%)
`3·7 (3·5–3·8)
`··
`357 (99%)
`1·00 (1·0–1·0)
`··
`353 (98%)
`0·86 (0·7–1·0)
`··
`357 (99%)
`16·0 (14·9–17·0)
`··
`340 (94%)
`19·7 (18·7–20·8)
`··
`340 (94%)
`0·80 (0·6–1·0)
`··
`202 (56%)
`66% (65–67)
`··
`214 (59%)
`91% (90–92)
`··
`117 (36)
`206 (64)
`
`41 (98%)
`7 (6–8)
`··
`42 (100%)
`44 (39–48)
`··
`42 (100%)
`9 (8–9)
`··
`42 (100%)
`62 (58–67)
`··
`41 (98%)
`4·2 (3·6–4·8)
`··
`42 (100%)
`1·00 (1·0–1·0)
`··
`42 (100%)
`0·69 (0·6–1·0)
`··
`42 (100%)
`9·8 (8·1–11·5)
`··
`41 (98%)
`15·8 (13·2–18·3)
`··
`41 (98%)
`0·66 (0·5–1·0)
`··
`30 (71%)
`66% (63–70)
`··
`32 (76%)
`86% (81–91)
`··
`21 (51)
`20 (49)
`
`172 (95%)
`7 (6–8)
`0·73
`178 (98%)
`59 (57–62)§
`<0·0001
`178 (98%)
`8 (8–9)
`0·99
`176 (97%)
`68 (66–70)§
`0·04
`175 (96%)
`3·4 (3·2–3·6)§
`0·02
`182 (100%)
`1·00 (1·0–1·0)
`0·92
`176 (97%)
`0·87 (0·7–1·0)§
`0·0001
`178 (98%)
`17·2 (15·8–18·6)§
`<0·001
`169 (93%)
`20·5 (19·2–21·8)§
`0·002
`169 (93%)
`0·82 (0·6–1·0)§
`0·02
`72 (40%)
`66% (64–68)
`0·96
`78 (43%)
`94% (93–95)§
`<0·0001
`61 (38)
`100 (62)
`
`110 (96%)
`7 (7–8)
`··
`115 (100%)
`61 (57–64)§
`··
`115 (100%)
`9 (8–9)
`··
`113 (98%)
`68 (65–70)§

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket