`571-272-7822
`
`
`
` Paper 34
`Entered: June 15, 2016
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`DISH NETWORK L.L.C., and SIRIUS XM RADIO INC.,
`Petitioner,
`
`v.
`
`DRAGON INTELLECTUAL PROPERTY, LLC,
`Patent Owner.
`____________
`
`Case IPR2015-004991
`Patent 5,930,444
`____________
`
`
`
`Before NEIL T. POWELL, STACEY G. WHITE, and J. JOHN LEE,
`Administrative Patent Judges.
`
`WHITE, Administrative Patent Judge.
`
`
`
`FINAL WRITTEN DECISION
`35 U.S.C. § 318(a) and 37 C.F.R. § 42.73
`
`
`1 Case IPR2015-01735 has been joined with this proceeding
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`
`I. INTRODUCTION
`DISH Network L.L.C. filed a Petition requesting inter partes review
`of claims 1–10, 13, and 14 of U.S. Patent No. 5,930,444 (Ex. 1001, “the
`’444 patent”). Paper 1 (“Pet.”). Dragon Intellectual Property, LLC (“Patent
`Owner”) filed a Preliminary Response. Paper 6. Based on our review of
`these submissions, we instituted inter partes review of claims 1–4, 7–10, 13,
`and 14 of the ’444 patent on the proposed grounds of unpatentability under
`35 U.S.C. § 103. Paper 7 (“Dec.”). Specifically, we authorized this inter
`partes review to proceed as to the following grounds: (1) claims 1, 7–10,
`and 14 as obvious over Goldwasser2 and Yifrach;3 and (2) claims 2–4 and 13
`as obvious over Goldwasser, Yifrach, and Vogel.4 Id. at 20.
`After institution, Sirius XM Radio Inc. filed a petition requesting inter
`partes review of the ’444 patent on the same grounds asserted by Dish
`Network and a motion seeking joinder with this proceeding. Sirius XM
`Radio Inc. v. Dragon Intellectual Prop., LLC, Case IPR2015-01735, Papers
`1 (petition), 3 (motion for joinder). Patent Owner filed a partial opposition
`to Sirius XM’s motion for joinder. IPR2015-01735, Paper 7. We instituted
`an inter partes review and joined it with the case at bar. Paper 30.
`
`
`2 U.S. Patent No. 5,241,428, filed Mar. 12, 1991, issued Aug. 31, 1993
`(“Goldwasser”) (Ex. 1005).
`
` 3
`
` U.S. Patent No. 5,126,982, filed Sept. 10, 1990, issued June 30, 1992
`(“Yifrach”) (Ex. 1003).
`
` PCT Pub. WO 90/15507, published Dec. 13, 1990 (“Vogel”) (Ex. 1004).
`2
`
` 4
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`
`Patent Owner filed a Patent Owner’s Response (Paper 12, “PO
`Resp.”), and Petitioner5 filed a Reply (Paper 27, “Reply”). An oral hearing
`was conducted on February 9, 2016. A transcript of the oral hearing is
`included in the record. Paper 33 (“Tr.”).
`We have jurisdiction under 35 U.S.C. § 318(a) and 37 C.F.R. § 42.73
`as to the patentability of claims 1–4, 7–10, 13, and 14. For the reasons
`discussed below, Petitioner has demonstrated by a preponderance of the
`evidence that claims 1–4, 7–10, 13, and 14 are unpatentable.
`
`A. Related Proceedings
`Petitioner informs us that the ʼ444 patent is at issue in Dragon
`Intellectual Property, LLC v. DISH Network L.L.C., No. 13–CV–2066
`(RGA) (D. Del). Pet. 1. In addition, the ’444 patent was at issue in
`IPR2014-01252, and a final written decision was entered in that proceeding
`finding claims 1, 2, 7, 8, 10, 13, and 14 to be unpatentable. Unified Patents
`Inc., v. Dragon Intellectual Prop., LLC, Case IPR2014-01252, slip op. at 21
`(Feb. 5, 2016) (Paper 64). An appeal of that case currently is pending before
`the Federal Circuit.
`
`B. The ’444 Patent (Ex. 1001)
`The ’444 patent discusses disadvantages in regards to known video
`cassette recorders’ (“VCRs”) inability to record and playback
`simultaneously. Ex. 1001, 1:47–2:35. The ’444 patent notes that a person
`may encounter interruptions such as telephone calls while viewing a
`program. Id. at 1:47–49. The ’444 patent explains that known VCRs allow
`
`
`5 We refer to Dish Network and Sirius XM Radio collectively as
`“Petitioner.”
`
`3
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`a user to record the portion of the program starting at the time of the
`interruption for later viewing. Id. at 1:50–58. Such VCRs, however, did not
`allow the user to watch immediately the remainder of the program from the
`point of the interruption to the end of the program. Id. at 1:50–2:14.
`The ’444 patent addresses these issues with an audiovisual recording
`and playback device that provides substantially simultaneous recording and
`playback, allowing user-controlled programming delay. Id. at Abstract. An
`embodiment of such a recording and playback device is depicted in Figure 3
`of the ’444 patent, reproduced below.
`
`
`Figure 3 depicts recorder 10 and its components, including memory unit 12;
`control circuit 14; inputs 22a, 22v, and 22m; outputs 24a, 24v, and 24m;
`tuner 26; modulator 32; and receiver 42. Id. at 3:54–64, 4:35–53, 4:59–5:4,
`6:7–18. An embodiment of a remote control unit for use with recorder 10 is
`depicted in Figure 5, reproduced below.
`
`4
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`
`
`Figure 5 shows remote control unit 46 and its components, including
`keyboard 16 and transmitter 44. Id. at 6:7–12, 6:25–28. Transmitter 44 of
`remote control unit 46 and receiver 42 of recorder 10 provide
`communication between remote control unit 46 and recorder 10. Id. at 6:8–
`28. Keyboard 16 has a number of keys, including record key 18 and
`playback key 20. Id. at 3:65–67.
`A user may actuate record key 18, for example, when a telephone call
`interrupts a program. Id. at 5:20–24. In response, control circuit 14 begins
`storing within memory unit 12 information received via input 22. Id. at
`5:24–25. When the interruption ends, the user may actuate playback key 20.
`Id. at 5:25–27. In response, the system retrieves and displays the recorded
`information, starting from the point of the interruption, while simultaneously
`continuing to store information from input 22. Id. at 5:25–36.
`
`C. Illustrative Claim
`Petitioner challenges claims 1–4, 7–10, 13, and 14 of the ’444 patent
`of which claims 1 and 14 are independent. Claim 1 is illustrative of the
`challenged claims and is reproduced below:
`A recording and playback apparatus for the
`1.
`substantially immediate and seamless resumption
`5
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`
`of interrupted perception of broadcast6 program
`information based upon audio or video signals, or
`both, without missing the program information
`presented during the interruption, comprising:
`
`means for powering the apparatus;
`
`a keyboard having a record key and a playback
`key;
`
`a control circuit coupled responsively to said
`keyboard;
`
`a memory unit coupled responsively to said control
`circuit, said memory unit having a medium for
`storage of information, said storage medium
`having structure which enables substantially
`random access to information stored in said
`medium for retrieval of the stored information
`from said storage medium;
`
`at least one input, said input being connected to a
`user’s audio/video program signal source and
`also being coupled to said memory unit so as to
`enable program information presented by the
`signal source to be transferred to and stored in
`said memory unit; and
`
`at least one output, said output being connected to
`a user’s audio or video display device or both,
`said output further being connected to said
`memory unit so as to enable the transfer of
`program information from said memory unit to
`the user’s display device, said control circuit
`being
`configured
`so
`that
`substantially
`simultaneous
`recording and playback of
`program information is achieved when said
`
`6 A Certificate of Correction was issued March 5, 2013, replacing
`“perception of program information” with “perception of broadcast program
`information.” Ex. 1001, 14.
`
`6
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`
`record key is first actuated to begin a recording
`by initiating storage of the broadcast program
`information in said memory unit, and said
`playback key
`is subsequently and solely
`actuated to begin time delay playback of the
`recording from
`the beginning
`thereof by
`initiating retrieval of
`the stored program
`information in said memory unit, with the
`interval of the time delay being the same as the
`time elapsed between the actuation of said
`record key and the subsequent actuation of said
`playback key.
`
`Ex. 1001, 8:29–64.
`
`II. ANALYSIS
`
`A. Claim Interpretation
`In an inter partes review, claim terms in an unexpired patent are given
`their broadest reasonable construction in light of the specification of the
`patent in which they appear. 37 C.F.R. § 42.100(b); see Office Patent Trial
`Practice Guide, 77 Fed. Reg. 48,756, 48,764 (Aug. 14, 2012). Pursuant to
`that standard, the claim language should be read in light of the specification,
`as one of ordinary skill in the art would interpret it. In re Suitco Surface,
`Inc., 603 F.3d 1255, 1260 (Fed. Cir. 2010). Thus, absent any special
`definitions, we give claim terms their ordinary and customary meaning, as
`would be understood by one of ordinary skill in the art at the time of the
`invention. In re Translogic Tech., Inc., 504 F.3d 1249, 1257 (Fed. Cir.
`2007). Any special definitions for claim terms must be set forth with
`reasonable clarity, deliberateness, and precision. See In re Paulsen, 30 F.3d
`1475, 1480 (Fed. Cir. 1994).
`For purposes of the Decision to Institute, we construed the terms (1)
`“means for powering the apparatus,” (2) “means for wireless communication
`7
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`between said remote control and said control circuit,” and (3) “key means.”
`Dec. 8–9. Neither party raised any concerns regarding these constructions
`during trial. Based on our review of the full record, we discern no reason to
`modify or further discuss in this Final Written Decision our constructions for
`these claim phrases. For convenience, those claim constructions are
`reproduced in the table below.
`
`
`Term
`
`“means for powering
`the apparatus”
`(Claim 1)
`
`“means for wireless
`communication
`between said remote
`control and said
`control circuit”
`(Claim 3)
`
`“key means”
`(Claim 8)
`
`Ex. 1001,
`6:20–24
`
`Ex. 1001,
`6:7–18,
`Figs. 3, 4
`
`Support Recited Function / Corresponding
`Structure
`Function: “powering the apparatus”
`
`Structure: A/C power source or
`alternative power sources such as D/C
`power or batteries
`Function: “wireless communication
`between said remote control and said
`control circuit”
`
`Structure: Receiver and transmitter
`interposed between the control circuit
`and keyboard for communication there
`between
`Function: “enabling user control of the
`rate or sequence or both of transfer of
`program information from said memory
`unit to the user’s display device, and such
`variation of rate or sequence results in a
`corresponding variation of the interval of
`the time delay”
`
`Structure: keys on the keyboard that,
`when actuated, cause the control circuit
`to vary the rate or sequence or both of the
`transfer of program information from the
`memory unit to the user’s display device
`
`Ex. 1001,
`6:24–45,
`Fig. 5
`
`8
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`B. Obviousness of Claims 1, 7–10, and 14 over Goldwasser and Yifrach
`Petitioner alleges that claims 1, 7–10, and 14 of the ’444 patent are
`unpatentable under 35 U.S.C. § 103 over Goldwasser and Yifrach. Pet. 41–
`56. Petitioner relies on a Declaration from Anthony J. Wechselberger.
`Ex. 1010. For the reasons discussed below, we conclude that Petitioner has
`established by a preponderance of the evidence that claims 1, 7–10, and 14
`would have been obvious over Goldwasser and Yifrach.
`1. Overview of Goldwasser (Ex. 1005)
`Goldwasser is a United States Patent titled “Variable-Delay Video
`Recorder” that issued August 31, 1993, from an application filed March 12,
`1991. Ex. 1005, at [22], [45], [54]. Goldwasser describes “[a] video
`recorder and playback device allowing simultaneous recording and playback
`of program material.” Id. at Abstract. One of the problems that Goldwasser
`purports to solve is the inconvenience that arises from the inability of
`conventional VCRs to allow a user to view material as it is being recorded.
`Id. at 1:29–42. For example, “often one will be watching a particular
`program when one must temporarily cease watching it, for example, to take
`a telephone call or the like. It would obviously be convenient to be able to
`record the program from that point forward, complete the telephone call, and
`simply watch the remainder delayed by the length of time of the
`interruption.” Id. at 1:43–49.
`One embodiment disclosed by Goldwasser is a “‘random access’
`embodiment” whereby the video signal is converted to a digital signal and
`recorded in random access memory, which could include magnetic or optical
`media or solid state memory. Id. at 2:16–21. This random access
`embodiment is depicted in Figure 3 of Goldwasser, reproduced below.
`
`9
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`
`
`Goldwasser’s Figure 3 is a schematic diagram of its random access
`embodiment. Id. at 3:49–50. The recording device depicted in Figure 3
`includes signal sampling circuit 51 and analog-to-digital converter 52, which
`are used together to create digital samples of the video signal being record.
`Id. at 6:25–28. These samples are stored in random access memory 53. Id.
`at 6:28–29. Address controller 58 controls the storage of these digitized
`video samples and is responsive to commands from user control panel 50.
`Id. at 6:44–48. Playback can take place from any portion of the memory at
`any speed without impacting the recording. Id. at 6:38–40.
`2. Overview of Yifrach (Ex. 1003)
`Yifrach is a United States Patent titled “Radio Receiver and Buffer
`System Therefore” that issued June 30, 1992, from an application filed
`September 10, 1990. Ex. 1003, at [22], [45], [54]. Figure 2 of Yifrach is
`reproduced below.
`
`10
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`
`
`Figure 2 is a block diagram of an embodiment that “enables the listener not
`only to hear the radio broadcasts in a real-time manner, but also to freeze a
`portion of the broadcast for later playback.” Id. at 4:14–18. Yifrach’s
`“Normal-Listening Mode” allows users to listen to a broadcast in real time.
`Id. at 3:40–44. A user may interrupt the real-time broadcast by depressing
`freeze button 32. Id. at 4:46–47. Freeze button 32 controls logic circuit 31,
`and depressing this button causes the system to enter Freeze Mode. Id. In
`Freeze Mode, the last sixty seconds of the broadcast are stored in further
`storage device 30, and cyclic storage device 22 continues to store the audio
`signal. Id. at 4:51–56. The listener can playback the frozen portion of the
`broadcast at any time by depressing Playback button 33, which controls
`logic circuit 31 and causes the device to enter Playback Mode. Id. at 4:63–
`67. After the frozen portion has been played, the system automatically
`returns to Normal-Listening Mode. Id. at 5:3–6.
`11
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`
`3. Analysis
`Independent claim 1 recites a recording and playback apparatus for
`the substantially immediate and seamless resumption of interrupted
`perception of program information. Ex. 1001, 8:28–31. Independent claim
`14 recites a method for enabling the substantially immediate resumption of
`perception of broadcast program information. Id. at 10:4–6. We analyze
`these claims together because there is considerable overlap as to their
`limitations.
`Petitioner relies upon Goldwasser’s teaching for essentially all of the
`elements of independent claims 1 and 14 with the exception of the claimed
`keyboard with a record and playback key. Tr. 5:19–21. Specifically,
`Petitioner relies upon Goldwasser’s teaching of a recording device that
`allows for simultaneous playback and recording of a broadcast program.
`Pet. 41–42; see also PO Resp. 10 (describing Goldwasser as disclosing a
`device in which “reading and writing [of video signals] may be done
`simultaneously”). As described in Goldwasser, recording is controlled by
`address controller 58, which is responsive to commands received from user
`control panel 50. See Pet. 40–41; see also PO Resp. 10–11 (noting that the
`address controller controls where video signals are stored and is responsive
`to the user control panel). The user control panel may be used to send an
`interrupt that varies the playback of video recorded by the device. Ex. 1005,
`7:7–18. Goldwasser, however, does not provide a detailed description of the
`user control panel and thus lacks an explicit teaching of a keyboard.
`Pet. 43–46. Thus, Petitioner relies upon the teaching of Yifrach, specifically
`its freeze and playback buttons, to disclose the claimed keyboard with
`playback and record keys. Id. Petitioner’s contentions and evidence
`
`12
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`demonstrate persuasively that the combination of Goldwasser and Yifrach
`teach or suggest the limitations of claims 1 and 14.
`Patent Owner raises several arguments in response to Petitioner’s
`assertions. Specifically, Patent Owner contends that (1) the cited art does
`not teach the recited keyboard having a record key and a playback key (PO
`Resp. 12–23), (2) the cited art does not teach the recited control circuit (id. at
`23–29), and (3) there is no motivation to combine Goldwasser and Yifrach
`(id. at 29–38). We shall address each argument in turn.
`First, Patent Owner argues that “a keyboard having a record key and a
`playback key” is not taught by the cited art. Id. at 12–23. Petitioner relies
`upon Goldwasser to teach a “user control panel” that controls the location
`from which video is stored and by which a user can control the recording
`and playback of video. Pet. 45 (citing Ex. 1005, 6:44–49; Ex. 1010 ¶ 132).
`Goldwasser, however, does not provide details as to the user control panel.
`In addition, Goldwasser indicates that a key pad could be used to control at
`least one embodiment of its device. See Ex. 2004, 43:16–44:5; Ex. 1005,
`8:9–13 (describing a “multiple tape” embodiment that is controlled by a
`microprocessor “responsive to user controls input at a key pad, remote
`control device or the like”). As with the aforementioned user control panel,
`however, there is no discussion or description of what is to be found on this
`key pad. See Ex. 2001 ¶ 27. Goldwasser discloses that a user can pause a
`recording and resume playback, but it does not provide specifics as to the
`user interface that allows the user to perform these actions. See Pet. 45–46
`(citing Ex. 1005, Abstract, 1:56–60). Thus, Petitioner relies upon Yifrach to
`provide a teaching of record and playback keys. Id. at 46. Yifrach teaches
`freeze button 32 and playback button 33, which, in conjunction with the
`
`13
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`teachings of Goldwasser’s user control panel, are relied upon to teach the
`claimed record and playback buttons. Pet. 45.
`Petitioner cites Yifrach’s freeze and playback keys, which are used in
`“Normal-Listening Mode.” Pet. 46 (citing Ex. 1003, Fig. 2, 4:63–5;6;
`Ex. 1010 ¶¶ 135–137). In Normal-Listening Mode, audio is stored
`continuously to cyclic storage device 22. Ex. 1003, 3:18–24. This buffering
`permits the user to hear the broadcast in a continuous manner and allows the
`user to rehear portions of the broadcast on demand. Id. at 1:52–58; Ex. 1010
`¶ 136. The freeze button allows users to record the last sixty seconds of the
`broadcast to another buffer, the further storage device. This recorded audio
`may then be played back when the user depresses the playback button.
`Pet. 45 (citing Ex. 1003, 4:63–5:6, Fig. 2). Under the Petitioner’s proposed
`ground, this teaching is to be viewed in conjunction with the teaching of
`Goldwasser, which allows the user “to pause playback for a variable period
`of time without interrupting the recording.” Ex. 1005, Abstract; Pet. 44.
`Patent Owner argues that these teachings are insufficient to render
`obvious the claimed record and playback key. According to Patent Owner,
`Yifrach’s freeze key is “manifestly different” from the recited record key.
`PO Resp. 17 (citing Ex. 2001 ¶¶ 33–37). As noted by Patent Owner,
`actuating Yifrach’s freeze key causes the device to “transfer[] the already
`recorded content in the cyclic storage device to the further storage device.”
`Id. (citing Ex. 2004, 60:19–61:3). Patent Owner’s declarant, Mr. Adam
`Goldberg, asserts that a button that causes the transfer of previously
`recorded data to another storage device does not render obvious the claimed
`record button because it does not “begin a recording.” Ex. 2001 ¶¶ 36–39;
`PO Resp. 19. Patent Owner asserts that transferring previously recorded
`
`14
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`data from one buffer to another would have been understood by one of
`ordinary skill in the art to be copying and not recording. PO Resp. 19–20.
`Petitioner responds by stating that “the functionality that occurs in
`Yifrach when these buttons are activated is irrelevant to the Grounds of
`unpatentability. As to the claimed functionality, Petitioner relies on the
`control circuit functionality of Goldwasser, not Yifrach.” Reply 3 (citing
`Pet. 43–47, 56). In other words, Petitioner is relying upon Yifrach to teach
`the two-button interface and not the actions that occur when those buttons
`are pushed. Petitioner’s declarant Mr. Wechselberger testifies that “the use
`of a separate ‘Freeze’ and ‘Playback’ buttons, as disclosed in Yifrach . . .
`was a well-known user interface design choice to a person of ordinary skill
`in the art at the time of the alleged invention.” Ex. 1010 ¶ 91. Yifrach is a
`reference that uses such a two-button interface. Goldwasser included a
`detailed description of the simultaneous recording and playback found in the
`limitations of claims 1 and 14. Thus, when the teachings are viewed
`together, they would have taught the whole of the disputed limitations.
`“Non-obviousness cannot be established by attacking references individually
`where the rejection is based upon the teachings of a combination of
`references.” In re Merck & Co., 800 F.2d 1091, 1097 (Fed. Cir. 1986)
`(citing In re Keller, 642 F.2d 413, 425 (CCPA 1981)). Therefore, our
`analysis must go further than reviewing what is taught by each isolated
`reference. Instead, we must focus on what one of ordinary skill in the art
`would learn from the combination of teachings found in the cited references.
`Id. Pursuant to such analysis, we find that Yifrach’s playback and freeze
`keys combined with Goldwasser’s simultaneous recording and playback
`
`15
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`would have taught one of ordinary skill in the art the claimed “keyboard
`having a record key and a playback key.”
`Patent Owner further notes that Goldwasser discloses starting a
`recording using stored instructions and not by actuating a record key. PO
`Resp. 22 (citing Ex. 1005, Abstract). According to Patent Owner, one of
`ordinary skill in the art would not have been motivated to modify
`Goldwasser’s user control panel to use keys instead of stored instructions.
`Id. Goldwasser, however, does not describe the user control panel’s user
`interface. Mr. Wechselberger testified that the use of buttons as disclosed in
`Yifrach “was a well-known user interface design choice to a person of
`ordinary skill in the art at the time of the alleged invention.” Ex. 1010 ¶¶ 91,
`151. Mr. Wechselberger also testified that record and playback buttons were
`found on all VCRs since at least the 1980s. Id. ¶ 26. We find that it would
`not have been beyond the skill of an ordinarily skilled artisan to implement
`Goldwasser’s user control panel with keys as recited in Yifrach. See KSR
`Int’l v. Teleflex, 550 U.S. 398, 417 (2007) (“[I]f a technique has been used to
`improve one device, and a person of ordinary skill in the art would recognize
`that it would improve similar devices in the same way, using the technique is
`obvious unless its actual application is beyond his or her skill.”). Thus, we
`find that one of ordinary skill in the art would have been motivated to
`implement Goldwasser’s user control panel with buttons as described in
`Yifrach.
`Second, Patent Owner asserts the cited art does not teach the recited
`control circuit. PO Resp. 23–29. Patent Owner argues that Goldwasser’s
`address controller is not described as being configured to perform the actions
`
`16
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`recited in the claims. Id. at 25. Claim 1 recites a control unit responsively
`coupled to a keyboard and a memory unit in which
`said control circuit being configured so that substantially
`simultaneous recording and playback of program information is
`achieved when
`
`said record key is first actuated to begin a recording by
`initiating storage of the broadcast program information in said
`memory unit, and
`
`said playback key is subsequently and solely actuated to begin
`time delay playback of the recording from the beginning thereof
`by initiating retrieval of the stored program information in said
`memory unit,
`
`with the interval of the time delay being the same as the time
`elapsed between the actuation of said record key and the
`subsequent actuation of said playback key.
`
`
`Ex. 1001, 8:52–64. Thus, the claims require that the control circuit be
`configured (1) to achieve substantially simultaneous recording and playback
`when the record key is actuated to begin a recording; (2) to begin playback
`when the playback key is subsequently and solely actuated; and (3) such that
`the interval of the time delay is the same as the time that has elapsed
`between actuating the record and playback keys.
`Patent Owner argues that “[b]ecause Goldwasser lacks a record and a
`playback key, it cannot disclose the control circuit of the ’444 Patent.” PO
`Resp. 24. In an obviousness analysis, however, a single reference’s lack of
`disclosure as to an aspect of the claims is not fatal to an asserted ground of
`unpatentability. As discussed above, we look to the teachings of the cited
`references to see what one of ordinary skill in the art would have learned
`from the combination of teachings put forth by the Petitioner. Here, we have
`
`17
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`found that the record and playback keys would have been obvious in light of
`the teachings of Goldwasser and Yifrach. The analysis as to whether
`Goldwasser and Yifrach would have taught the recited control circuit flows
`from our previous discussion of the record and playback keys. Thus, we
`look to see whether Goldwasser teaches the recited configuration for the
`control circuit, and we do this in light of our finding that the combination of
`Goldwasser and Yifrach would have taught the recited keys.
`Goldwasser discloses
`[a] video recorder and playback device allowing simultaneous
`recording and playback of program material, including means
`for controllably varying a time delay between the recording and
`playback of recorded material. This allows, for example,
`playback of previously recorded material to be temporarily
`stopped and then resumed without interrupting the recording of
`new material.
`Ex. 1005, Abstract. According to Petitioner, Goldwasser describes address
`controller 58, which controls the location where video signals are stored or
`accessed and is responsive to commands received from user control panel
`50. See Pet. 47 (citing Ex. 1005, Figs. 3, 4; Ex. 1010 ¶ 139). Petitioner
`argues that this disclosure teaches or at least suggests the claimed control
`circuit. Id. We find that Goldwasser’s address controller, when viewed in
`light of Yifrach’s two-button interface and Goldwasser’s user control panel,
`would have taught one of ordinary skill in the art a control circuit configured
`to allow for simultaneous recording when the record key is actuated to begin
`a recording and playback when the playback key is subsequently and solely
`actuated to begin playback. We also find that these disclosures would have
`taught a control circuit configured such that the interval of the time delay is
`the same as the time that has elapsed between actuating the record and
`
`18
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`playback keys. Thus, we find that the cited art would have taught the
`claimed control circuit.
`Finally, Patent Owner contends that one of ordinary skill in the art
`would not have been motivated to combine the teachings of Goldwasser and
`Yifrach. PO Resp. 29–38. Patent Owner argues that Petitioner has not
`provided sufficient evidence to support its assertion that one of ordinary skill
`would have combined these references. Id. at 29. Mr. Goldberg testifies on
`behalf of Patent Owner that combining Yifrach’s freeze and playback
`buttons with Goldwasser’s control panel would not result in the claimed
`invention. Id. at 32 (citing Ex. 2001 ¶¶ 37, 55, 56). In addition, Patent
`Owner contends that Goldwasser and Yifrach are directed to different
`problems in different fields of inquiry and, thus, a person of ordinary skill
`would not have combined them. Id. at 34–35.
`Petitioner responds by stating that Patent Owner has mischaracterized
`Petitioner’s argument. Reply 7. Petitioner is not arguing that Goldwasser
`should be modified to include the freeze and playback functionality of
`Yifrach; instead, Petitioner’s ground is directed to implementing
`Goldwasser’s user control panel with a two-button user interface as
`described in Yifrach. Id. at 7–8. As discussed above, we find that one of
`ordinary skill in the art would have been motivated to implement
`Goldwasser’s user control panel with buttons and that such a modification
`would have been within the knowledge of one of ordinary skill in the art.
`As to the problems addressed by the Goldwasser and Yifrach, Patent
`Owner asserts that “‘problems’ articulated in the references demonstrate that
`they are not ‘the same,’ or even similar in a meaningful way.” PO Resp. 34.
`We disagree with Patent Owner’s assertion. Yifrach’s device is designed to
`
`19
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`remedy the problem of a listener missing a portion of a previously broadcast
`program by allowing the listener to playback a portion that may have been
`missed due to the listener’s inattentiveness. Id. at 34–35 (citing Ex. 1003,
`1:9–20, 1:24–28). Goldwasser allows a user to cease watching a program in
`order to handle an interruption such as a phone call and then resume viewing
`the program after the completion of the interruption. Id. (citing Ex. 1005,
`1:13–18, 1:26–32, 1:43–49). We find that Petitioner’s description of the
`field of common inquiry (“delayed playback of audio or visual information”)
`is reasonable in light of the evidence. See Pet. 56; Ex. 1010 ¶ 154. Like the
`’444 patent, both cited references are directed to providing individuals with
`the ability to enjoy a broadcast program despite interruptions that may cause
`the user to step away from, or provide less than his or her full attention to,
`the broadcast. The references describe different reasons for the user’s
`distraction, but the common thread is that the user is not paying full attention
`to the broadcast and the user seeks a way to record and playback content that
`the user would have missed due to that distraction. Thus, we find that the
`cited references are analogous art because they are from the same field of
`endeavor, and that they are pertinent to the particular problem addressed in
`the ’444 patent. Based on the full record, we find that Petitioner has
`provided sufficient evidence of a motivation to combine Goldwasser and
`Yifrach. Accordingly, we are persuaded that Petitioner has demonstrated by
`a preponderance of the evidence the unpatentability of independent claims 1
`and 14 over Goldwasser and Yifrach.
`Claims 7–10 depend from claim 1. We have reviewed Petitioner’s
`arguments and supporting evidence with respect to these claims (Pet. 51–
`54), and we determine that Petitioner has demonstrated by a preponderance
`
`20
`
`
`
`
`
`IPR2015-00499
`Patent 5,930,444
`
`of the evidence that the combination of Goldwasser and Yifrach also teaches
`or suggests the limitations of those claims, as set forth in the Petition. For
`example, claim 7 depends from claim 1 and further recites that the storage
`medium comprises solid state random acce