throbber
UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
`
`TRW AUTOMOTIVE U.S. LLC,
`Petitioner
`
`v.
`
`MAGNA ELECTRONICS INC.,
`Patent Owner
`____________
`
`Case IPR2015-004361
`Patent 8,599,001 B2
`_____________
`
`PATENT OWNER RESPONSE
`
`
`
`
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`
`1 Cases IPR2015-00437, IPR2015-00438, and IPR2015-00439 have been
`
`consolidated with this proceeding.
`
`

`
`Case IPR2015-00436 for U.S. Pat. 8,599,001
`
`Table of Contents
`
`I. 
`
`II. 
`
`III. 
`
`E. 
`
`
`
`
`- i -
`
`INTRODUCTION ........................................................................................... 1 
`A. 
`Summary of instituted Grounds ............................................................ 1 
`B. 
`Summary of deficiencies in the instituted Grounds .............................. 2 
`Summary of the deficiencies of base references Vellacott and Kenue ........... 5 
`A.  Deficiencies of Vellacott ....................................................................... 5 
`B. 
`Deficiencies of Kenue ........................................................................... 7 
`It was not obvious to change the rear-ward facing operation of Vellacott
`based on the forward facing operation of Kenue to meet the claimed features
`in claims 1, 56, 79, and 96. .............................................................................. 8 
`A.  Under collateral estoppel, the Board here should follow the decisions
`in IPR2014-00293 and IPR2015-00951 that held Vellacott cannot be
`combined with Kenue, or similar references, to teach a forward facing
`camera.................................................................................................... 8 
`1. 
`Collateral estoppel law ................................................................ 9 
`2. 
`This proceeding is almost identical factually to IPR2014-00293
`and this panel should look to the prior panel’s decision as
`guidance to find Vellacott is not obvious to combine with
`Kenue. ....................................................................................... 12 
`This proceeding is almost identical factually to IPR2015-00951
`and this panel should look to the other panel’s decision as
`guidance to find Vellacott is not obvious to combine with
`Kenue. ....................................................................................... 14 
`Vellacott and Kenue were not properly combinable because TRW did
`not articulate a credible or consistent obviousness theory. ................. 15 
`Reversing the field of view of Donnelly’s system, as taught in
`Vellacott, would have modified Vellacott’s operation of the system
`and rendered unsuitable for its intended purpose. ............................... 19 
`D.  Vellacott’s CMOS-based vision system was not obvious to combine
`with Kenue’s CCD-based vision system because there was no
`reasonable expectation of success the modified system would work. 25 
`Vellacott and Kenue are not combinable because their combination
`does not enable the claimed inventions. .............................................. 31 
`
`3. 
`
`B. 
`
`C. 
`
`

`
`Case IPR2015-00436 for U.S. Pat. 8,599,001
`
`B. 
`
`2. 
`
`3. 
`
`4. 
`
`5. 
`
`IV.  Even if Vellacott was properly combinable with the various secondary
`references, the combinations lack teaching or suggestion of critical claim
`features. .......................................................................................................... 37 
`A. 
`The combination of Vellacott and Kenue fails to teach a module
`attached to a windshield (independent claim 1 and dependent claims
`2-14, 24, 28, 32, 34-40, 42-50, 53-55). ............................................... 37 
`1. 
`TRW fails to show the module feature is taught in Vellacott... 37 
`2. 
`Kenue does not cure the deficiencies of Vellacott, so the
`combination does not teach the module attached to a
`windshield. ................................................................................ 39 
`Vellacott fails to teach an array with more columns than rows
`(independent claim 96 and dependent claims 3, 4, 97-100, 102-09)
`and where the array has at least 40 rows (independent claim 96 and
`dependent claims 4, 59, 81, 97-100, 102-09) ...................................... 40 
`1. 
`TRW fails to show an array with more columns than rows is
`taught in Vellacott. .................................................................... 40 
`Dr. Miller does not demonstrate this claim feature was merely a
`design choice. ............................................................................ 41 
`Dr. Miller’s allegations fail to establish a “convincing line of
`reasoning” that this claim feature is an obvious design choice.
` ................................................................................................... 42 
`Dr. Miller’s allegations fail to establish that the claims merely
`arrange known elements in a configuration recognized as
`functionally equivalent to a known configuration. ................... 44 
`At the time of the priority date, each vision system was
`uniquely designed such that no vision system was an “obvious
`design choice.” .......................................................................... 45 
`Reprogramming an array does not change the physical
`characteristics of the array. ....................................................... 46 
`Vellacott fails to teach that the array with more columns than
`rows also has at least 40 rows. .................................................. 47 
`Vellacott fails to teach that “image data processing by said image
`processor comprises pattern recognition” (claim 28). ........................ 48 
`D.  Vellacott and Kenue fail to teach a “control [that] determines a peak
`light level of at least one sub-array” (claims 35, 36). ......................... 51 
`
`6. 
`
`7. 
`
`C. 
`
`
`
`
`- ii -
`
`

`
`Case IPR2015-00436 for U.S. Pat. 8,599,001
`
`E. 
`
`F. 
`
`G. 
`
`H. 
`
`I. 
`
`J. 
`
`2. 
`
`Vellacott fails to teach “a connector for electrically connecting to a
`power source of the equipped vehicle” (independent claim 56 and
`dependent claims 52, 57-66, 69, 71, and 73-78). ................................ 53 
`Vellacott fails to teach an image processor that compares captured
`image data with stored data and outputs a vehicle control signal based
`on the comparison (claims 15, 66, 85, 100). ....................................... 55 
`The combination including Schofield does not teach or suggest a
`module that releasably mounts (independent claims 56, 79 and 96 and
`dependent claims 57-66, 69, 71, 73-78, 81-85, 87-95, 97-100, 102-
`08). ....................................................................................................... 56 
`The combination including Kenue fails to teach or suggest an image
`sensor array with more columns than rows (independent claim 96 and
`dependent claims 3, 4, 97-100, 102-08). ............................................. 57 
`The combination including Venturello does not teach or suggest a
`vehicular vision system that “determines a presence . . . of fog” or
`“recognize[s] veiling glare” (claims 11-14, 64, 65, 79, 80-85, 87-95,
`98, 99). ................................................................................................. 59 
`1. 
`TRW’s premise for Venturello teaching this feature is
`misplaced because Venturello does not teach controlling
`headlamps. ................................................................................. 59 
`It was not obvious to combine Venturello with Vellacott
`because the combination would necessarily change the
`operation of Vellacott. .............................................................. 60 
`a) 
`Vellacott’s operation would necessarily change because
`it would require Venturello’s special hardware to
`function. .......................................................................... 60 
`Vellacott’s operation would necessarily change because
`it was incapable of capturing and processing images that
`Venturello’s pulsed light system would produce. .......... 63 
`Vellacott’s operations would necessarily change because
`its CMOS devices could not operate in the required IR
`Spectrum of Venturello. ................................................. 65 
`The combination including Venturello does not teach or suggest
`“determin[ing] a presence of at least one of fog, snow and rain”
`(claims 79 and 84). .............................................................................. 65 
`
`b) 
`
`c) 
`
`
`
`
`- iii -
`
`

`
`Case IPR2015-00436 for U.S. Pat. 8,599,001
`
`V. 
`
`TRW is barred under Section 315(b) because Magna’s complaint was
`effectively served on December 11, 2013 with TRW’s consent. .................. 70 
`A. 
`Because TRW previously consented in writing under the first prong of
`Rule 15(a)(2), no action by the court was required. ............................ 72 
`B.  Magna’s motion only requested leave to file the complaint, not to
`amend it; the complaint was already amended by consent. ................ 74 
`VI.  TRW’s failure to accurately identify all real parties in interest renders the
`Petition fatally defective. ............................................................................... 77 
`A. 
`TRW Holdings is an unnamed RPI. .................................................... 78 
`B. 
`ZF is an unnamed RPI. ........................................................................ 82 
`VII.  TRW failed to prove that Vellacott is prior art .............................................. 86 
`VIII.  CONCLUSION .............................................................................................. 88 
`
`
`
`
`
`
`- iv -
`
`

`
`Case IPR2015-00436 for U.S. Pat. 8,599,001
`
`Exhibit List
`
`Description
`Definition of “integrated,” Merriam-Webster Online Dictionary,
`accessed at http://www.merriam-
`webster.com/dictionary/integrated
`Definition of “plurality,” Merriam-Webster Online Dictionary,
`accessed at http://www.thefreedictionary.com/plurality
`Declaration of Dr. Ralph Etienne-Cummings
`Curriculum Vitae of Dr. Ralph Etienne-Cummings
`Moini, A. “Vision Chips or Seeing Silicon,” Third Revision
`(March 1997)
`“How does an image intensifier work?” accessed at
`http://www.nightvision.nl/faq-reader/how-does-an-image-
`intensifier-work.html
`Seger, U., et al., “Vision Assistance in Scenes with Extreme
`Contrast,” IEEE Micro, Vol. 13, No. 1 (February 1993)
`Excerpts from Holst, G.C., CCD Arrays, Cameras, and Displays,
`Second Edition, Bellingham, WA: SPIE Optical Engineering
`Press, 1998; pp. v-xxiii, 7-12, 45-101, and 176-179.
`“Vision Systems 101: An Introduction,” Teledyne DALSA Inc.,
`accessed at
`https://www.teledynedalsa.com/imaging/products/vision-
`systems/vs101/
`Taylor, S.A., “CCD and CMOS Imaging Array Technologies:
`Technology Review,” Xeros Ltd., Technical Report EPC-1998-
`106 (1998)
`Dickinson, A, et al., “CMOS Digital Camera with Parallel Analog-
`to-Digital Conversion Architecture” (April 1995)
`Leachtenauer, J.C., “Resolution requirements and the Johnson
`criteria revisited,” Proceedings of SPIE, Infrared Imaging
`Systems: Design, Analysis, Modeling and Testing XIV, Vol. 5076
`(2003).
`Yadid-Pecht, O., et al., “Wide Intrascene Dynamic Range CMOS
`APS Using Dual Sampling,” IEEE Transactions on Electron
`- v -
`
`Exhibit No.
`2001
`
`2002
`
`2003
`2004
`2005
`
`2006
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`2012
`
`2013
`
`
`
`
`

`
`Case IPR2015-00436 for U.S. Pat. 8,599,001
`
`Description
`Devices, Vol. 44, No. 10 (1997)
`ZHENG et al., “An Adaptive System for Traffic Sign
`Recognition,” IEEE Proceedings of the Intelligent Vehicles ’94
`Symposium, pp. 165-170, Oct. 1994.
`U.S. Patent No. 4,917,477 to Bechtel et al.
`Shaldover, S.E., “Research and Development Needs for Advanced
`Vehicle Control Systems,” IEEE Micro, Vol. 13, No. 1 (February
`1993)
`Yamada, K., et al., “Wide Dynamic Range Vision Sensor for
`Vehicles,” 1994 Vehicle Navigation & Information Systems
`Conference Proceedings
`Fossum, E.R., “Active Pixel Sensors: Are CCD’s dinosaurs?”
`Proceedings of SPIE, Charge-Coupled Devices and Solid-State
`Optical Sensors III, Vol. 1900 (1993)
`Doudoumopoulos, N.A., et al., “CMOS Active Pixel Sensor
`Technology for High Performance Machine Vision Applications,”
`SME Applied Machine Vision ’96 – Emerging Smart Vision
`Sensors (June 1996)
`Nixon, R.H., et al., “256 × 256 CMOS Active Pixel Sensor
`Camera-on-a-Chip,” IEEE Journal of Solid-State Circuits, Vol. 31,
`No. 12, Paper FA 11.1 (1996)
`Mendis, S., et a., “CMOS Active Pixel Image Sensor,” IEEE
`Transactions on Electron Devices, Vol. 41, No. 3 (March 1994)
`Aw, C.H., et al., “A 128 x 128 Pixel Standard-CMOS Image
`Sensor with Electronic Shutter,” IEEE Journal of Solid-State
`Circuits, Vol. 31, No. 12 (December 1996)
`Kemeny, S. E., et al., “Multiresolution Image Sensor,” IEEE
`Transactions on Circuits and Systems for Video Technology, Vol.
`7, No. 4 (August 1997)
`Ackland, B., et al., “Camera on a chip,” Digest of Technical
`Papers of the 42nd Solid-State Circuits Conference (ISSCC),
`Paper TA 1.2 (1996)
`“How an Image Intensifier Tube Works,” PHOTONIS Group,
`accessed at http://www.nightvision.nl/faq-reader/how-does-an-
`- vi -
`
`Exhibit No.
`
`2014
`
`2015
`2016
`
`2017
`
`2018
`
`2019
`
`2020
`
`2021
`
`2022
`
`2023
`
`2024
`
`2025
`
`
`
`
`

`
`Case IPR2015-00436 for U.S. Pat. 8,599,001
`
`Description
`image-intensifier-work.html
`“Image intensified CCD high speed cameras,” Stanford Computer
`Optics, Inc., accessed at
`http://www.stanfordcomputeroptics.com/technology/iccd-system-
`overview.html
`Ientilucci, E.J., “Synthetic Simulation and Modeling of Image
`Intensified CCDs (IICCD),” (March 31, 2000)
`“CCD vs. CMOS,” Teledyne DALSA Inc., accessed at
`https://www.teledynedalsa.com/imaging/knowledge-
`center/appnotes/ccd-vs-cmos/
`Fowler, B., et al., “A CMOS Area Image Sensor With Pixel-Level
`A/D Conversion,” Digest of Technical Papers of the 41st Solid-
`State Circuits Conference (ISSCC) (2001)
`“The Electromagnetic and Visible Spectra,” Light Waves and
`Color – Lesson 2, accessed at
`http://www.physicsclassroom.com/class/light/Lesson-2/The-
`Electromagnetic-and-Visible-Spectra
`Elwell, C., et al., “Near Infrared Spectroscopy,” accessed at
`http://www.ucl.ac.uk/medphys/research/borl/intro/nirs
`Hall, D., “Why I Dislike auto-Dimming Rearview Mirrors,”
`accessed at http://blog.consumerguide.com/why-i-dislike-auto-
`dimming-rearview-mirrors/
`Carley, L.R., et al., “Synthesis Tools for Mixed-Signal ICs:
`Progress on Frontend and Backend Strategies,” Proceedings of the
`33rd Design Automation Conference (1996)
`Trainor, D. W., et al., “Architectural Synthesis of Digital Signal
`Processing Algorithms Using ‘IRIS’,” Journal of VLSI Signal
`Processing Systems for Signal, Image and Video Technology, Vol.
`16, No. 1 (1997)
`Abshire, P., et al., “Confession Session: Learning from Others
`Mistakes,” 2011 IEEE International Symposium on Circuits and
`Systems (ISCAS) (2011)
`INTENTIONALLY LEFT BLANK
`“Versatile LEDs Drive Machine vision in Automated
`- vii -
`
`Exhibit No.
`
`2026
`
`2027
`
`2028
`
`2029
`
`2030
`
`2031
`
`2032
`
`2033
`
`2034
`
`2035
`
`2036
`2037
`
`
`
`
`

`
`Case IPR2015-00436 for U.S. Pat. 8,599,001
`
`Exhibit No.
`
`Description
`
`Manufacture,”
`http://www.digikey.ca/en/articles/techzone/2012/jan/versatile-
`leds-drive-machine-vision-in-automated-manufacture
`U.S. Patent No. 4,243,196 to Toda et al.
`U.S. Patent No. 3,411,843 to Moller
`U.S. Patent No. 4,870,264 to Beha
`Litwiller, D., “ CD vs. CMOS: Facts and Fiction,” Photonics
`Spectra (January 2001)
`Coghill, J., “Digital Imaging Technology 101” (2003)
`INTENTIONALLY LEFT BLANK
`U.S. Patent No. 3,069,654 to Hough
`Fujimori, I.L., “CMOS Passive Pixel Imager Design Techniques,”
`Massachusetts Institute of Technology, Ph.D. Dissertation for
`Electrical Engineering and Computer Science (February 2002)
`Brunelli, R., et al., “Template Matching: Matched Spatial Filters
`and Beyond,” Patter Recognition, Vol. 30, No. 5 (1997)
`Eid, E.-S., et al., “A 256 x 256 CMOS Active Pixel Image
`Sensor,” Proceedings of SPIE: Charge-Coupled Devices and Solid
`State Optical Sensors V, Vol. 2415 (1995)
`Fossum, E.R., “CMOS Active Pixel Sensor (APS) Technology for
`Multimedia Image Capture,” 1997 Multimedia Technology &
`Applications Conference (MTAC97)
`Denes, L.J., et al., “Assessment of driver vision enhancement
`technologies,” Proceedings of SPIE: Collusion Avoidance and
`Automated Traffic Management Sensors,” Vol. 2592 (October
`1995)
`Ishihara, Y., et al., “Interline CCD Image Sensor with an Anti
`Blooming Structure,” IEEE International Solid-State Circuits
`Conference, Session XIII: Optoelectronic Circuits, THPM 13.6
`(February 11, 1982)
`IEEE Xplore Search Results for “ISSCC 1996” and “Image
`Sensor”
`Kozlowski, L.J., et al., “Comparison of Passive and Active Pixel
`- viii -
`
`2038
`2039
`2040
`2041
`
`2042
`2043
`2044
`2045
`
`2046
`
`2047
`
`2048
`
`2049
`
`2050
`
`2051
`
`2052
`
`
`
`
`

`
`Exhibit No.
`
`2053
`
`2054
`
`2055
`
`2056
`
`2057
`
`2058
`
`2059
`
`2060
`
`2061
`
`Case IPR2015-00436 for U.S. Pat. 8,599,001
`
`Description
`Schemes for CMOS Visible Imagers,” Proceedings of SPIE
`Conference on Infrared Readout Electronics IV, Vol. 3360 (April
`1998)
`Third Amended Complaint, Magna Electronics Inc. v. TRW
`Automotive Holdings Corp. et al., Case No. 1:12-cv-00654 (W.D.
`Mich.), dated December 11, 2013
`E-mails between T. Linn to A. Sternstein dated December 10,
`2013
`Plaintiff’s Consented Motion for Leave to File Third Amended
`Complaint, Magna Electronics Inc. v. TRW Automotive Holdings
`Corp. et al., Case No. 1:12-cv-00654 (W.D. Mich.), dated
`December 11, 2013
`Notice of Electronic Filing for Consented Motion for Leave to
`Filed Third Amended Complaint and accompanying exhibits,
`Magna Electronics Inc. v. TRW Automotive Holdings Corp. et al.,
`Case No. 1:12-cv-00654 (W.D. Mich.), dated December 11, 2013
`Notice of Electronic Filing for Third Amended Complaint, Magna
`Electronics Inc. v. TRW Automotive Holdings Corp. et al., Case
`No. 1:12-cv-00654 (W.D. Mich.), dated December 17, 2013
`Order Granting Plaintiffs’ Agreed Motion for Leave to File a
`Third Amended Complaint, Magna Electronics Inc. v. TRW
`Automotive Holdings Corp. et al., Case No. 1:12-cv-00654 (W.D.
`Mich.), dated December 11, 2013
`Public Redacted Version of Answer to Third Amended Complaint
`and Jury Demand, Magna Electronics Inc. v. TRW Automotive
`Holdings Corp., et al., Case No. 1:12-cv-00654-PLM (W.D.
`Mich.), filed February 5, 2014.
`Amended Corporate Disclosure Statement Under Fed. R. Civ. P.
`7.1, Bridgestone Americas Tire Operations, LLC v. TRW
`Automotive Holdings, Corp., et al., Case No. 1:13-cv-1550 (D.
`Del.), filed August 7, 2015.
`Form 10-K (Annual Report) for TRW Automotive Holdings
`Corp., filed February 13, 2015 for the Period Ending December
`31, 2014, with Amended Annual Report Form 10-K/A, filed April
`28, 2015.
`
`
`
`
`- ix -
`
`

`
`Exhibit No.
`2062
`
`2063
`
`2064
`
`2065
`2066
`
`2067
`
`2068
`
`2069
`
`2070
`
`2071
`
`2072
`
`2073
`
`Case IPR2015-00436 for U.S. Pat. 8,599,001
`
`Description
`TRW Press Release, “U.S. Federal Trade Commission Clears ZF’s
`Acquisition of TRW,” dated May 5, 2015.
`ZF Press Release, “ZF completes Acquisition of TRW
`Automotive,” dated May 15, 2015. (“May 15 ZF Press Release”)
`ZF Locations in the USA, accessed at
`http://www.zf.com/corporate/en_de/company/locations_worldwid
`e/north_america/united-
`states_locations/united_states_zfworldwide.jsp
`TRW’s Website, accessed at http://www.trw.com
`“From a Position of Strength: ZF and TRW Unleash the Power
`of2,” accessed at
`http://www.zf.com/corporate/en_de/magazine/magazin_artikel_vie
`wpage_22089384.html?_ga=1
`ZF Board of Management, accessed at
`http://www.zf.com/corporate/en_de/company/organization/board_
`of_management/board-of-management.html
`ZF TRW Board of Directors, accessed at
`http://www.trw.com/AboutTRW/leadership/ZF_TRW_Board_of_
`Directors
`ZF Press Release, “New Members to ZF’s Board of
`Management,” dated December 18, 2014
`ZF Press Release, “Peter Lake is Member of ZF’s Board of
`Management Responsible for Corporate Market,” dated October 6,
`2015
`Condensed Interim Consolidated Financial Statements as of June
`30, 2015 for ZF Friedrichshafen AG for Period dating January 1 to
`June 30, 2015.
`ZF Investor Relations, accessed at
`http://www.zf.com/corporate/en_de/company/organization/investo
`r_relations/investor_relations_index.html?_ga=1.233489116.3167
`08794.1436894979
`“Highway Driving Assist Totally relaxed at 75 mph,” accessed at
`http://www.zf.com/corporate/en_de/magazine/magazin_artikel_vie
`wpage_22123496.html
`
`
`
`
`- x -
`
`

`
`Case IPR2015-00436 for U.S. Pat. 8,599,001
`
`Exhibit No.
`2074
`
`Description
`Fowler, B., et al., “A CMOS Area Image Sensor With Pixel-Level
`A/D Conversion,” IEEE International Solid-State Circuits
`Conference, pp. 226-227 (1994)
`
`
`
`
`- xi -
`
`

`
`Case IPR2015-00436 for U.S. Pat. 8,599,001
`
`I.
`
`INTRODUCTION
`
`TRW submitted four Petitions asserting various Grounds based on Vellacott
`
`and Kenue against at least independent claims 1, 56, 79, and 96 of U.S. Patent
`
`8,599,001 (“the ’001 Patent”) with a priority date of June 7, 1995. The Board
`
`instituted trial on claims 1-15, 24, 28, 32, 34-40, 42–50, 53-66, 69, 71, 73-79, 81-
`
`85, 87-100, and 102-08 (“instituted claims” or “claims”) and consolidated all four
`
`proceedings. Paper 10, 43-45.
`
`Summary of instituted Grounds
`
`A.
`The instituted Grounds are:
`
`Claims
`
`Statutory
`Basis
`
`Primary
`Reference
`
`Secondary References
`
`1-5, 15, 28, 35-40, 42-
`50, 53, and 55
`
`6-10, 32, and 34
`54
`24, 56–60, 66, 73-76,
`96, 97, 100, and 102–06
`
`§ 103
`
`§ 103
`§ 103
`
`§ 103
`
`Vellacott
`
`Vellacott
`Vellacott
`
`Vellacott
`
`61-63, 69, 71, and 77
`
`§ 103
`
`Vellacott
`
`Kenue
`
`Kenue and Yanagawa
`Kenue and Denyer
`
`Kenue and Schofield
`
`Kenue, Schofield, and
`Yanagawa
`
`Kenue, Schofield, and
`Venturello
`
`Kenue, Schofield, and
`Denyer
`
`64, 65, 79, 81-85, 88-
`93, 98, and 99
`
`78
`
`87
`
`
`
`
`
`§ 103
`
`Vellacott
`
`§ 103
`
`Vellacott
`
`§ 103
`
`Vellacott
`
`Kenue, Schofield,
`Venturello, and Yanagawa
`
`
`- 1 -
`
`

`
`Case IPR2015-00436 of U.S. Pat. 8,599,001
`
`Claims
`
`Statutory
`Basis
`
`Primary
`Reference
`
`94, 95, 107, and 108
`
`§ 103
`
`Vellacott
`
`Secondary References
`
`Kenue, Schofield,
`Venturello, and Denyer
`
`11-14
`
`§ 103
`
`Vellacott
`
`Kenue and Venturello
`
`
`Summary of deficiencies in the instituted Grounds
`
`B.
`The Board should find that none of the instituted Grounds support
`
`unpatentability of their respective claims. First, the Vellacott and Kenue references
`
`are not obvious to combine, as TRW proposed. Indeed, the Board has already
`
`twice held the very modification TRW proposed here would not have been
`
`obvious. All instituted Grounds are based on TRW’s erroneous proposal and thus,
`
`each fails for this reason. In addition, the asserted references do not teach many
`
`critical features of the individual claims. For the additional reasons discussed
`
`below, TRW has failed to address or identify those claim features. The Petitions
`
`also failed to meet minimum statutory requirements to name the correct real parties
`
`in interest and be timely filed under §315(b).
`
`With regard to being non-obvious to combine, Magna’s expert, Dr. Ralph
`
`Etienne-Cummings, who has twenty-five years of experience in the imaging and
`
`image processing fields, demonstrates in his Declaration that the references are not
`
`
`
`- 2 -
`
`

`
`Case IPR2015-00436 of U.S. Pat. 8,599,001
`
`combinable for at least three reasons: (1) reversing the field of view of Donnelly’s2
`
`rearview system, a system discussed in Vellacott, would have detrimentally
`
`modified operation of the system and rendered it unsuitable for its intended
`
`purpose; (2) a person of ordinary skill in the art (“POSA”) could not have
`
`successfully combined Vellacott’s CMOS-based VVL imputer with Kenue’s CCD-
`
`based lane detection algorithm; and, despite being § 103 Grounds, (3) Vellacott
`
`and Kenue are not enabling prior art.
`
`In addition to these three core defects, each of the Grounds against the
`
`independent claims is flawed at least because the following features are not taught
`
`or suggested by the references:
`
`1.
`
`2.
`3.
`4.
`
`5.
`
`Attached to a windshield (claims 1–14, 24, 28, 32, 34–40, 42-50, 53–
`55);
`An array with more columns than rows (claims 3, 4, 96–100, 102–08)
`At least 40 rows (claims 4, 59, 81, 96–100, 102–08);
`Image data processing by an image processor comprising pattern
`recognition (claim 28);
`A control that determines a peak light level of at least one sub-array
`(claims 35, 36);
`
`
`2 Donnelly’s dimmable rearview mirror system is discussed in Vellacott. Ex.
`
`1004, 114. Donnelly was later acquired by Magna.
`
`
`
`- 3 -
`
`

`
`Case IPR2015-00436 of U.S. Pat. 8,599,001
`
`6.
`
`7.
`
`Converter for electrically connecting to a power source of the
`equipped vehicle (claims 52, 57–66, 69, 71, 73–78);
`Image processor that compares captured image data with stored data
`and outputs a vehicle control signal based on . . . (claims 15, 66, 85,
`100);
`8. Module that releasably mounts (claims 57-66, 69, 71, 73–78, 81–85,
`87–95, 97–100, 102–08);
`An image sensor array with more columns than rows (claims 3, 4, 96–
`100, 102–08); and
`10. A vehicular vision system that determines the presences of fog or
`recognizes veiling glare (claims 11-14, 64, 65, 79, 80–85, 87–95, 98,
`99).
`Finally, there are two fatal statutory defects: (1) the Petition fails to properly
`
`9.
`
`name all real parties in interest, and more problematic, (2) the Petition was filed
`
`more than one year after an amended complaint was served on TRW. TRW failed
`
`to properly identify its controlling parent entity, TRW Holdings, in its Petitions
`
`and to properly update the Board via mandatory notice when TRW Holdings was
`
`wholly acquired by ZF Friedrichshafen. Moreover, TRW was statutorily barred
`
`under §315(b) from even filing a Petition against the ’001 Patent one year after
`
`December 11, 2013 – the day TRW consented to service of an amended complaint
`
`alleging infringement of the ’001 Patent.
`
`
`
`- 4 -
`
`

`
`Case IPR2015-00436 of U.S. Pat. 8,599,001
`
`II.
`
`
`
`Summary of the deficiencies of base references Vellacott and Kenue
`A. Deficiencies of Vellacott
`Vellacott chronicles research and development of the VLSI Vision Ltd.
`
`(“VVL”) imputer. Ex. 1004, 113–14. The VVL imputer was based on VVL’s early
`
`attempt to develop complementary-metal-oxide-semiconductor (“CMOS”) imaging
`
`technology. Ex. 2003 ¶84, 85. CMOS imaging technology was still in the early
`
`stages of development in the year preceding the ’001 Patent’s effective filing date
`
`of June 7, 1995. Ex. 1004, 111; Ex. 2003 ¶49. VVL’s CMOS architecture was
`
`based on a so-called “passive” pixel. Ex. 1004, 111, Figure 1; Ex. 2003 ¶50.
`
`Though building an imager using CMOS imaging technology offered potential
`
`benefits, passive pixel CMOS sensors suffered from well documented deficiencies.
`
`Id. at ¶51. Indeed, when the underlying research for the VVL’s passive pixel
`
`architecture was presented, it was “met with near incredulity” since passive pixel
`
`architectures “had been used in previous designs, but without success.” Ex. 1004,
`
`111. Vellacott states that “several research groups had tried the same thing and
`
`concluded that it was not feasible.” Id. Indeed, even eight years later, researchers
`
`were still trying to understand and design a viable passive pixel CMOS sensor. Ex.
`
`2003 ¶51; Ex. 2045.
`
`VVL’s design still suffered from noise, speed, and sensitivity problems. Ex.
`
`2003 ¶85, 86. Early attempts at making a camera “could not match the
`
`
`
`- 5 -
`
`

`
`Case IPR2015-00436 of U.S. Pat. 8,599,001
`
`performance of CCDs.” Ex. 1004, 112. VVL devised “several novel techniques” to
`
`compensate for the lack of performance of the camera, but Vellacott does not
`
`describe how VVL was able to overcome these performance issues. Ex. 2003 ¶84.
`
`Even still, Vellacott characterizes the dedicated camera as “comparable with low-
`
`end CCDs in performance.” Ex. 1004, 112. Based on VVL’s limited success and
`
`“novel techniques,” Vellacott says that—according to VVL—“single-chip CMOS
`
`sensors could eventually displace the multi-chip CCDs that are the current
`
`standard.” Id. (emphasis added). Because CMOS allows imaging and processing
`
`on a single chip, integrated systems offered the potential of “smaller, cheaper, less
`
`power-hungry cameras.” Id.
`
`Vellacott describes how the single-chip CMOS approach had potential for
`
`use as “smart cameras,” but smart cameras required an application specific design.
`
`Id. at 112–13. Designing and implementing an application specific integrated
`
`circuit (“ASIC”) had “high engineering costs.” Id. at 113. According to Vellacott,
`
`VVL’s solution was to produce the “imputer” – a programmable machine-vision
`
`system. Id. The imputer had limited processing power (i.e., an 8-bit
`
`microcontroller) and limited sensor resolution (i.e., 256 x 256 pixels). Id. Thus, the
`
`VVL imputer processor was only sufficient power for “very simple techniques,”
`
`such as reading the height of mercury in a thermometer. Id.
`
`
`
`- 6 -
`
`

`
`Case IPR2015-00436 of U.S. Pat. 8,599,001
`
`In its last ten sentences, Vellacott mentions that one of VVL’s customers,
`
`Donnelly Corp., was using the VVL imputer to develop an electro-chromic
`
`rearview mirror that automatically dims to reduce glare from the headlights of
`
`trailing vehicles. Id. at 114. Vellacott states that Donnelly –and not VVL—
`
`programmed the imputer “to analyse [an] image to recognise when and where
`
`headlamps are present in the [rearward] field of view.” Id. Unsurprisingly,
`
`Vellacott does not discuss Donnelly’s programming or how the mirror was able to
`
`recognize headlamps. Ex. 2003 ¶94, 95.
`
`B. Deficiencies of Kenue
`Kenue, titled “Vision Method of Detecting Lane Boundaries and Obstacles,”
`
`
`
`discloses a system using CCD video camera 10 to detect lane markers in front of a
`
`vehicle. Ex. 1005, Abstract, 2:28–32. The video camera is mounted in a vehicle “to
`
`capture the driver’s view of the road ahead.” Id. at 2:30–32. The camera output is
`
`coupled to a computer 14 and utilized by a display 16, an obstacle warning alarm
`
`18, and “any device using the lane boundary information for vehicle guidance,
`
`performance monitoring or headway control, for example.” Id. at 2:34–39.
`
`Kenue further discloses a vehicle vision system that is specific to detecting
`
`the presence or absence of lane markers in the front of the vehicle. Id. at Abstract.
`
`Kenue discloses “a black and white CCD video camera 10 mounted in a vehicle,
`
`say at the upper center of the windshield to capture the driver’s view of the road
`
`
`
`- 7 -
`
`

`
`Case IPR2015-00436 of U.S. Pat. 8,599,001
`
`ahead.” Id. at 2:28–32. Kenue senses locations where it believes there should be
`
`lane markers and compares the position of the lane markers to estimate lane
`
`boundaries. Kenue searches the areas where it believes lane markers are supposed
`
`to be and processes the image with boundary tracing algorithm to recognize
`
`characteristics specific to lane markers, such as dark edge data and straight lines.
`
`Id. at FIG. 4a, 3:3–6, 6:27–46. Thereafter, Kenue’s system performs obstacle
`
`detection by counting edge pixels within lane boundaries and within 50 feet of the
`
`vehicle. Id. at 6:18-20.
`
`III.
`
`It was not obvious to change the rear-ward facing operation of Vellacott
`based on the forward facing operation of Kenue to meet the claimed
`features in claims 1, 56, 79, and 96.
`A. Under collateral estoppel, the Board here should follow the
`decisions in IPR2014-00293 and IPR2015-00951 that held
`Vellacott cannot be combined with Kenue, or similar references,
`to teach a forward facing camera.
`
`
`
`The Board has now held in two cases that Vellacott cannot be combined
`
`with Kenue, or similar technology in other references, to teach a forward facing
`
`camera. TRW v. Magna, IPR2014-00293, Decision Denying Institution, pp. 17–18
`
`(P.T.A.B. Jul. 1, 2014); TRW v. Magna, IPR2015-00951, Decision Denying
`
`Institution, pp. 14-19 (P.T.A.B. Sept. 17, 2015).
`
`
`
`In both prior decisions, the issue involves the same feature (i.e., the dimming
`
`mirror system mentioned in Vellacott) and the same proposed modification (i.e.,
`
`reversing a rearward viewing sensor for use in the dimming mirror to face
`
`
`
`- 8 -
`
`

`
`Case IPR2015-00436 of U.S. Pat. 8,599,001
`
`forward). In addition, TRW pointed to similar evidence—along with conclusory
`
`statements—to support its contention. In those decisions, the panels denied
`
`institution.
`
`M

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket