EXHIBIT 1001
`
`EXHIBIT LIST
`
`
`
`
`
`TRW Automotive U.S. LLC: EXHIBIT 1001
`PETITION FOR INTER PARTES REVIEW
`OF U.S. PATENT NUMBER 8,599,001
`IPR2015-00436
`
`
`
`EXHIBIT LIST
`
`
`
`
`
`TRW Automotive U.S. LLC: EXHIBIT 1001
`PETITION FOR INTER PARTES REVIEW
`OF U.S. PATENT NUMBER 8,599,001
`IPR2015-00436
`
`
`
`EXHIBIT 1001
`
`Table 1: Exhibit List
`
`Ex. No. in
`
`Ex. No. in
`
`Ex. No. in
`
`IPR2015-
`
`IPR2015-
`
`IPR2015-
`
`Description
`
`00437
`
`00438
`
`00439
`
`1101
`
`1201
`
`1301
`
`This Exhibit List
`
`1102
`
`1202
`
`1302
`
`U.S. Patent No. 8,599,001 for
`
`Vehicular Vision System,
`
`issued to Schofield et al. on
`
`December 3, 2013.
`
`Prosecution History File
`
`Ex. No.
`
`
`
`Ex. List
`
`(Ex. 1001)
`
`‘001 Patent
`
`(Ex. 1002)
`
`‘001 FH
`
`(Ex. 1003)
`
`1103
`
`1203
`
`1303
`
`Wrapper of U.S. Patent No.
`
`8.599,001
`
`Vellacott
`
`Vellacott, Oliver, “CMOS in
`
`(Ex. 1004)
`
`1104
`
`1204
`
`1304
`
`Camera,” IEE Review, pp.
`
`1105
`
`1205
`
`1305
`
`Kenue
`
`(Ex. 1005)
`
`
`
`111-114 (May 1994)
`
`U.S. Pat. No. 4,970,653 issued
`
`to Kenue on Nov. 13, 1990
`
`1001-001
`
`
`
`Yanagawa
`
`(Ex. 1006)
`
`1106
`
`1206
`
`1306
`
`Venturello
`
`Japanese Kokai Application for
`Travelling Vehicle Recognition
`Device, by Yanagawa et al.,
`No. S62-131837, published
`June 15, 1987, together with
`certified translation.
`European Pat. Appl. No. 0 353
`
`(Ex. 1107)
`
`1107
`
`1207
`
`1307
`
`200 published Jan. 31, 1990 to
`
`Schofield
`
`(Ex. 1108)
`
`Denyer
`
`(Ex. 1009)
`
`1108
`
`1208
`
`1308
`
`1109
`
`1209
`
`1309
`
`Venturello
`
`U.S. Pat. No. 4,930,742 issued
`
`to Schofield on June 5, 1990
`
`PCT Pub. No. WO 93/11631,
`
`published June 10, 1993
`
`Bottesch
`
`Intentional
`
`Intentional
`
`Intentionall
`
`U.S. Pat. No. 5,166,681 issued
`
`(Ex. 1010)
`
`ly Left
`
`ly Left
`
`y Left
`
`to Bottesch on Nov. 24, 1992
`
`Blank
`
`Blank
`
`Blank
`
`Miller Dec.
`
`(Ex. 1011)
`
`(Ex 1012)
`
`1111
`
`1211
`
`1311
`
`A. Miller
`
`Expert Declaration of Jeffrey
`
`Original Transcript of Board
`
`n/a
`
`n/a
`
`n/a
`
`Telephone Conference Hearing
`
`(January 12, 2016)
`
`1001-002
`
`
`
`
`(Ex 1013)
`
`G. Moore, “Cramming more
`
`n/a
`
`n/a
`
`n/a
`
`components onto integrated
`
`circuits,” Electronics, Vol. 38,
`
`No. 8, April 19, 1965
`
`(Ex 1014)
`
`Curriculum Vitae of Lester J.
`
`n/a
`
`n/a
`
`n/a
`
`Kozlowski
`
`(Ex 1015)
`
`L. Kozlowski et al., “2.5µm
`
`n/a
`
`n/a
`
`n/a
`
`PACE-I HgCdTe 1024x1024
`
`FPA,” Proc. IRIS Detector
`
`Specialty, August 1994
`
`(Ex 1016)
`
`Business Wire, “Rockwell
`
`n/a
`
`n/a
`
`n/a
`
`Ultra Large Readout IC for
`
`Scientific and UMC Develop
`
`Infrared Astronomy,” Aug. 22,
`
`2002
`
`1001-003
`
`
`
`
`(Ex 1017)
`
`J. Beletic, “Exotic Imaging: IR
`
`n/a
`
`n/a
`
`n/a
`
`imaging that is out of this
`
`focal plane arrays enable
`
`(Ex 1018)
`
`n/a
`
`n/a
`
`n/a
`
`world,” Laser Focus World,
`
`October 2007
`
`P. Noble, “Self-Scanned
`
`Silicon Image Detector
`
`Arrays,” IEEE Trans. ED, Vol.
`
`ED-15, No. 4, April 1968
`
`(Ex 1019)
`
`P. Fry and P. Noble, “Fixed
`
`n/a
`
`n/a
`
`n/a
`
`Pattern Noise in
`
`Photomatrices,” IEEE JSSC,
`
`Vol. SC-5, No.5, Oct. 1970
`
`(Ex 1020)
`
`V. Graefe, “Vision for
`
`n/a
`
`n/a
`
`n/a
`
`Intelligence Road Vehicles”
`
`(Ex 1021)
`
`J.D. Plummer and J.D. Meindl,
`
`n/a
`
`n/a
`
`n/a
`
`“A Low Light Level Self-
`
`Scanned MOS Image Sensor,”
`
`ISSCC72, Feb. 1972
`
`1001-004
`
`
`
`
`(Ex 1022)
`
`G.J. Michon and H.K. Burke,
`
`n/a
`
`n/a
`
`n/a
`
`“Charge Injection Imaging,”
`
`ISSCC 73,
`
`Feb. 15, 1973
`
`(Ex 1023)
`
`G.J. Michon and H.K. Burke,
`
`n/a
`
`n/a
`
`n/a
`
`“Operational Characteristics of
`
`CID Imager,” ISSCC 74, Feb.
`
`13, 1974
`
`(Ex 1024)
`
`C. Anagnostopoulos, “Signal
`
`n/a
`
`n/a
`
`n/a
`
`Readout in CID Image
`
`Sensors,” IEEE JSSC, Vol. SC-
`
`13, No. 1, Feb. 1978
`
`(Ex 1025)
`
`R. Ballingall et al., “Two-
`
`n/a
`
`n/a
`
`n/a
`
`Dimensional Random Access
`
`Infrared Arrays,” IEE
`
`Advanced Infrared Detectors
`
`and Systems, No. 228, London,
`
`1983
`
`1001-005
`
`
`
`
`(Ex 1026)
`
`I. M. Baker et al.,
`
`n/a
`
`n/a
`
`n/a
`
`“Photovoltaic CdHgTe –
`
`silicon hybrid focal plane,”
`
`Infrared Technology X,
`
`Proceedings of SPIE v. 510,
`
`1984
`
`(Ex 1027)
`
`Renshaw et al., “ASIC Image
`
`n/a
`
`n/a
`
`n/a
`
`Symposium on Circuits and
`
`Sensors,” IEEE International
`
`(Ex 1028)
`
`K. Chen, M. Afghani, P.E.
`
`Systems, 1-3 May 1990, pp.
`
`3038-3041 Vol. 4 (1990)
`
`n/a
`
`n/a
`
`n/a
`
`Danielson, and C. Svensson,
`
`“PASIC: A processor-A/D
`
`converter-sensor integrated
`
`circuit,” ISCAS90, pp. 1705-
`
`1708, 1-3 May 1990
`
`1001-006
`
`
`
`
`(Ex 1029)
`
`T. Ozaki, et al., “A Low-Noise
`
`n/a
`
`n/a
`
`n/a
`
`Devices”, IEEE Transactions
`
`Line-Amplified MOS Imaging
`
`on Electron Devices, Vol. 38,
`
`No. 5 (May 1991)
`
`(Ex 1030)
`
`U.S. Patent No. 3,949,162
`
`n/a
`
`n/a
`
`n/a
`
`issued to Malueg on April 6,
`
`1976
`
`(Ex 1031)
`
`U.S. Patent No. 4,000,418,
`
`n/a
`
`n/a
`
`n/a
`
`issued to Waldron on Dec. 28,
`
`1976
`
`(Ex 1032)
`
`U.S. Patent No. 4,011,442
`
`n/a
`
`n/a
`
`n/a
`
`issued to Engeler on March 8,
`
`1977
`
`(Ex 1033)
`
`U.S. Patent No. 4,079,422,
`
`n/a
`
`n/a
`
`n/a
`
`issued to Anagnostopoulos on
`
`March 14, 1978
`
`(Ex 1034)
`
`U.S. Pat. No. 4,434,441, issued
`
`n/a
`
`n/a
`
`n/a
`
`to Ishizaki on Feb. 28, 1984
`
`1001-007
`
`
`
`
`(Ex 1035)
`
`U.S. Patent No 8,637,801
`
`n/a
`
`n/a
`
`n/a
`
`issued to Schofield et al. on
`
`(Ex 1036)
`
`n/a
`
`n/a
`
`n/a
`
`January 28, 2014
`
`WO 94/19212 issued to
`
`Schofield published on
`
`September 1, 1994
`
`(“SCHOFIELD ‘212”)
`
`(Ex 1037)
`
`U.S. Patent No. 4,902,886
`
`n/a
`
`n/a
`
`n/a
`
`issued to Smisko on February
`
`20, 1990
`
`(Ex 1038)
`
`U.S. Patent No. 5,043,820
`
`n/a
`
`n/a
`
`n/a
`
`issued to Wyles on August 27,
`
`1991
`
`(Ex 1039)
`
`Transcript of deposition of
`
`n/a
`
`n/a
`
`n/a
`
`Ralph Etienne-Cummings on
`
`December 11, 2015
`
`(Ex 1040)
`
`U.S. Pat. No. 4,529,886, issued
`
`n/a
`
`n/a
`
`n/a
`
`to Yokoyama on July 16, 1985
`
`1001-008
`
`
`
`
`(Ex 1041)
`
`K. Chen, A. Astrom, and P.E.
`
`Danielsson, “PASIC: A Smart
`
`Sensor for Computer Vision,”
`
`n/a
`
`n/a
`
`n/a
`
`Pattern Recognition, 1990.
`
`Proceedings., 10th
`
`International Conference on,
`
`pp. 286-291, 16-21 June 1990
`
`(Ex 1042)
`
`R.F. Lyon, “The optical mouse,
`
`n/a
`
`n/a
`
`n/a
`
`and an architectural
`
`methodology for smart digital
`
`sensors,” Proc. CMU
`
`Conference on VLSI Structures
`
`and Computations, Computer
`
`Science Proc., 50, October
`
`1981
`
`1001-009
`
`
`
`
`(Ex 1043)
`
`R. Forchheimer, K. Chen, C.
`
`n/a
`
`n/a
`
`n/a
`
`Svenyssor and A. Asytrom,
`
`“Single-Chip Image Sensors
`
`with a Digital Processor
`
`Array,” Journal of VLSI signal
`
`processing systems for signal,
`
`image and video technology,
`
`April 1993
`
`(Ex 1044)
`
`D.B. Renshaw, P.B. Denyer, G.
`
`n/a
`
`n/a
`
`n/a
`
`Vision,” Custom Integrated
`
`WANG, and M.Y. Liu, “ASIC
`
`Circuits Conference
`
`(CICC),1990
`
`(Ex 1045)
`
`P. Fletcher, “CMOS light-
`
`n/a
`
`n/a
`
`n/a
`
`low-cost smart machine-vision
`
`sensor process makes possible
`
`systems,” Electronic Design,
`
`June 10, 1993
`
`1001-0010
`
`
`
`
`(Ex 1046)
`
`U.S. Patent No.4,681,440
`
`n/a
`
`n/a
`
`n/a
`
`issued to Burke et al. on July
`
`21, 1987
`
`(Ex 1047)
`
`A. F. Murray and P. B. Denyer,
`
`n/a
`
`n/a
`
`n/a
`
`Bit-Serial Signal Processing,”
`
`“A CMOS Design Strategy for
`
`IEEE JSSC, Vol. 20 Issue 3,
`
`pp. 746-753 (1985)
`
`(Ex 1048)
`
`WANG et al., “CMOS video
`
`n/a
`
`n/a
`
`n/a
`
`camera,” Euro ASIC ’91, pp.
`
`100-103 (1991)
`
`S. Anderson, W. H. Bruce, P.
`
`B. Denyer, D. Renshaw & G.
`
`Wang, “A Single Chip Sensor
`
`and Image Processor for
`
`Fingerprint Verification,”
`
`Univ. of Edinburgh, IEEE
`
`1991 Custom Integrated
`
`Circuits Conference
`
`1001-0011
`
`
`n/a
`
`n/a
`
`n/a
`
`(Ex 1049)
`
`
`
`
`
`(Ex 1050)
`
`Lu et al., “On-Chip Automatic
`
`n/a
`
`n/a
`
`n/a
`
`Exposure Control Technique,”
`
`Proceedings – Seventeenth
`
`European Solid-State Circuits
`
`Conference 1991, pp. 281-284
`
`(1991)
`
`(Ex 1051)
`
`P.B. Denyer, D. Renshaw, W.
`
`n/a
`
`n/a
`
`n/a
`
`Guoyu and L. Mingying,
`
`“CMOS image sensors for
`
`multimedia applications,”
`
`Proceedings of the IEEE 1993
`
`CICC, pp. 11.5.1-11.5.4 (1993)
`
`(Ex 1052)
`
`U.S. Patent No. 5,892,540,
`
`n/a
`
`n/a
`
`n/a
`
`issued to Kozlowski on April 6,
`
`1999
`
`1001-0012
`
`
`
`
`(Ex 1053)
`
`Peter B. Denyer, D. Renshaw,
`
`n/a
`
`n/a
`
`n/a
`
`W. Gouyu, L.M.Ying, and S.
`
`Anderson, “On-Chip CMOS
`
`sensors for VLSI Imaging
`
`Systems,” IFIP Transactions
`
`VLSI 91 Halaas & Denyer eds.
`
`pp. 157-166 (1992) by Peter
`
`Denyer et al.
`
`(Ex 1054)
`
`Article entitled “Smart
`
`n/a
`
`n/a
`
`n/a
`
`(Ex 1055)
`
`n/a
`
`n/a
`
`n/a
`
`Camera” in the Microscopy
`
`and Analysis publication, p. 59,
`
`dated July 1993
`
`Article entitled “Imaging
`
`Computer” in the Quality
`
`Today publication, p. 32, dated
`
`July 1993
`
`(Ex 1056)
`
`U.S. Pat. No. 4,839,729, issued
`
`n/a
`
`n/a
`
`n/a
`
`to Ando on June 13, 1989
`
`1001-0013
`
`
`
`
`(Ex 1057)
`
`J. Paradiso, “Application of
`
`n/a
`
`n/a
`
`n/a
`
`Miniature Cameras in Video
`
`Straightness Monitor Systems,”
`
`GEM-TN-94-608 (1994)
`
`(Ex 1058)
`
`U.S. Patent No. 5,345,266
`
`n/a
`
`n/a
`
`n/a
`
`issued to Denyer on September
`
`6, 1994
`
`(Ex 1059)
`
`U.S. Patent No. 5,773,810
`
`n/a
`
`n/a
`
`n/a
`
`issued to Hussey et al. on June
`
`30, 1998
`
`(Ex 1060)
`
`U.S. Patent No. 5,784,102
`
`n/a
`
`n/a
`
`n/a
`
`issued to Hussey et al. on July
`
`21, 1998
`
`(Ex 1061)
`
`U.S. Patent No. 7,304,670
`
`n/a
`
`n/a
`
`n/a
`
`issued to Hussey et al. on
`
`December 4, 2007
`
`(Ex 1062)
`
`U.S. Patent No. 7,383,998
`
`n/a
`
`n/a
`
`n/a
`
`issued to Parker et al. on June
`
`10, 2008
`
`1001-0014
`
`
`
`
`(Ex 1063)
`
`U.S. Patent No. 5,748,326
`
`n/a
`
`n/a
`
`n/a
`
`issued to Thompson-Bell et al.
`
`(Ex 1064)
`
`J. dela Torre, Jr., “Earth
`
`on May 5, 1998
`
`n/a
`
`n/a
`
`n/a
`
`for Satellite Attitude
`
`Reference Imager Experiment
`
`Determination,” Arizona State
`
`University (1995)
`
`(Ex 1065)
`
`S. Hasan, “A CCD based
`
`n/a
`
`n/a
`
`n/a
`
`Image Perception Sensor for
`
`Mobile Robots,” EEL 5934,
`
`Intelligent Machine Design
`
`Laboratory, University of
`
`Florida (1995)
`
`(Ex 1066)
`
`CASE NO. 1:12-CV-00654,
`
`n/a
`
`n/a
`
`n/a
`
`DKT. NO. 129
`
`
`
`1001-0015
`
`
`
`
`(Ex 1067)
`
`S. Tsugawa, “Vision-Based
`
`Vehicles in Japan: Machine
`
`Vision Systems and Driving
`
`n/a
`
`n/a
`
`n/a
`
`Control Systems, IEEE
`
`Transactions on Industrial
`
`Electronics, Vol. 41, No. 4
`
`(August 1994)
`
`(Ex 1068)
`
`IEE Review May 25, 1994,
`
`n/a
`
`n/a
`
`n/a
`
`showing the Vellacott Article,
`
`publication cover page
`
`from University of Essex
`
`Library
`
`(Ex 1069)
`
`R. Wilson, “Technology: A
`
`n/a
`
`n/a
`
`n/a
`
`The latest smart vision
`
`little camera with big ideas –
`
`system,” Financial Times, 17
`
`Jun 1993.
`
`1001-0016
`
`
`
`
`(Ex 1070)
`
`“Enhanced Night Visibility
`
`n/a
`
`n/a
`
`n/a
`
`Series: Phases II and III –
`
`Characterization of
`
`Experimental Vision
`
`Enhancement Systems,”
`
`Publication No. FHWA-HRT-
`
`04-148, Vol. XVII, (December
`
`2005)
`
`(Ex. 1071)
`
`Rebuttal Declaration of Lester
`
`n/a
`
`n/a
`
`n/a
`
`J. Kozlowski dated Jan. 19,
`
`2016
`
`
`
`1001-0017
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