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Trials@uspto.gov
`Tel: 571-272-7822
`
`
`
`
`
`Paper 15
`Entered: July 10, 2015
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`SAMSUNG ELECTRONICS CO., LTD. and
`SAMSUNG ELECTRONICS AMERICA, INC.,
`Petitioner,
`
`v.
`
`E-WATCH, INC.,
`Patent Owner.
`____________
`
`Case IPR2015-00611
`Patent 7,643,168 B2
`____________
`
`Before JAMESON LEE, GREGG I. ANDERSON, and
`MATTHEW R. CLEMENTS, Administrative Patent Judges.
`
`ANDERSON, Administrative Patent Judge.
`
`
`
`DECISION
`Institution of Inter Partes Review and Grant of Motion for Joinder
`37 C.F.R. § 42.108
`37 C.F.R. § 42.122(b)
`
`
`
`
`

`
`IPR2015-00611
`Patent 7,643,168 B2
`
`
`I. INTRODUCTION
`
`Samsung Electronics, Co., Ltd. and Samsung Electronics America,
`
`Inc. (“Samsung” or “Petitioner”) filed a Petition requesting inter partes
`
`review of U.S. Patent No. 7,643,168 (Ex. 1001, “the ’168 patent”)(“Pet.,”
`
`Paper 2). On May 7, 2015, e-Watch, Inc. (“Patent Owner”), filed a
`
`Preliminary Response (“Prelim. Resp.,” Paper 7). We have jurisdiction
`
`under 35 U.S.C. § 314.
`
`Concurrently with its Petition, Samsung filed a Motion for Joinder
`
`(“Motion” or “Mot.,” Paper 3). The Motion seeks to join this proceeding
`
`with Apple Inc. v. e-Watch, Inc., IPR2015-00414 (hereinafter “Apple IPR”
`
`or “Apple” when the petitioner is referenced). Mot. 1. Patent Owner did not
`
`file an opposition to the Motion.
`
`For the reasons explained below, we institute an inter partes review of
`
`claims 1–31 of the ’168 patent and grant Petitioner’s Motion for Joinder.
`
`II. INSTITUTION OF INTER PARTES REVIEW
`
`A. Analysis
`
`1. 35 U.S.C. § 325(d)
`
`Patent Owner asserts, as it did in the Apple IPR, that there are a total
`
`of eight IPR petitions filed asserting unpatentability of the claims of the ’168
`
`patent. Prelim. Resp. 1–3. Patent Owner also alleges the prior art relied on
`
`in this Petition was cited in parallel district court litigation. Id. at 3, 6–8.
`
`Patent Owner asks us to exercise our discretion under 35 U.S.C. 325(d) and
`
`deny institution of this petition. Id. at 3.
`
`Each of the proceedings includes a different petitioner and includes
`
`additional grounds to those asserted here. We need to be cognizant of the
`
`2
`
`

`
`IPR2015-00611
`Patent 7,643,168 B2
`
`interests of other petitioners as well as those of Patent Owner. Accordingly,
`
`we decline to exercise our discretion under § 325(d) to reject this Petition.
`
`2. Effective Filing Date of ’168 Patent–Claim of Priority
`
`The Petition asserts the same ground as the one on which we instituted
`
`review in the Apple IPR. Pet. 3; Mot. 5–7. On July 1, 2015, in our Decision
`
`on Institution (Paper 13, “Dec.”) in the Apple IPR we instituted inter partes
`
`review of claims 1–31 of the ’168 patent under 35 U.S.C. §102(b) as
`
`anticipated by Monroe.1 Institution of trial in the Apple IPR was based on
`
`our determination that the ’168 patent was not entitled to the January 12,
`
`1998, filing date of an earlier application. Dec. 13.
`
`Specifically, the ’168 patent issued from patent application No.
`
`11/617,509, filed December 28, 2006 (the ’509 application). Ex. 1001, at
`
`[21], [22]. The ’509 application is a continuation of application 10/336,470,
`
`filed on January 3, 2003 (“the ’470 application”).2 Id. at [63]. The ’470
`
`application is a divisional application of application 09/006,073 (“the ’073
`
`application”), filed on January 12, 1998. Ex. 1009, at [62].
`
`In the Apple IPR, on the record presented, we determined the claims
`
`of the ’168 patent are not entitled to the effective filing date of the ’073
`
`application (January 12, 1998). Dec. 13. The ’168 patent (’509 application)
`
`states the ’509 application is a division of the ’073 application, which is a
`
`misstatement of the relationship between the ’509 application and the ’073
`
`application. Id. This misstatement violates 37 C.F.R. § 1.78(a)(2)(i) (pre-
`
`AIA), which requires a reference indicating the relationship between the
`
`
`1 Int. Pub. Pat. App. WO 99/035818, to Monroe, published July 15, 1999
`(Ex. 1006, “Monroe”).
`2 The ’470 application issued as the ’871 patent. Ex. 1001, at[63]; Ex. 1009.
`
`3
`
`

`
`IPR2015-00611
`Patent 7,643,168 B2
`
`prior-filed application and the application seeking to claim the benefit of the
`
`prior-filed application. Id. Without the benefit of the filing date of the
`
`earlier-filed ’073 application, Monroe is prior art to the claims of the ’168
`
`patent. Id. Based on Monroe, we instituted inter partes review of claims 1–
`
`31 of the ’168 patent under 35 U.S.C. §102(b) as anticipated by Monroe. Id.
`
`at 14.
`
`Petitioner here makes the same argument using the same record as the
`
`Apple IPR. The issue of priority has been raised in the first instance by
`
`Petitioner. Patent Owner’s Preliminary Response does not respond to the
`
`issue and, necessarily, does not show that the ’168 patent is entitled to the
`
`earlier filing date of the ’073 application. See, e.g., Focal Therapeutics, Inc.
`
`v. SenoRx, Inc., Case IPR2014-00116, 2014 WL 1651257, at *6 (PTAB Apr.
`
`22, 2014) (Paper 8); Polaris Wireless, Inc. v. TruePosition, Inc., Case
`
`IPR2013-00323, 2013 WL 8563953, at *27 (PTAB Nov. 15, 2013) (Paper
`
`9).
`
`The challenge in the instant Petition is identical to the challenge in the
`
`petition in the Apple IPR. We are persuaded, on this record, Petitioner has
`
`shown sufficiently a reasonable likelihood that claims 1–31 of the ’168
`
`patent are anticipated under 35 U.S.C. §102(b) by Monroe.
`
`3. Effective Filing Date of ’168 Patent–Intentional Abandonment
`
`Petitioner makes an additional argument, not present in the Apple
`
`IPR, for why Monroe is prior art. The additional ground alleges that the’073
`
`application was intentionally abandoned. Pet. 10. The Patent Office revived
`
`the ’073 application based on a statement by Applicant that abandonment
`
`was unintentional. Pet. 12–13. Petitioner contends the abandonment was
`
`4
`
`

`
`IPR2015-00611
`Patent 7,643,168 B2
`
`intentional and the ’073 application should not have been revived. Id. at 10.
`
`Thus, according to Petitioner, the ’168 patent is not entitled to the filing date
`
`of the ’073 application because neither the ’470 application nor the ’509
`
`application were co-pending with the ’073 application. Id. at 10. Petitioner
`
`indicates, however, that it is willing to “drop [this] argument” if this case is
`
`joined to the Apple IPR. Mot. 7.
`
`Patent Owner argues that Petitioner’s position on intentional
`
`abandonment extends beyond the jurisdiction for these proceedings set forth
`
`in 35 U.S.C. §311 permits. Prelim. Resp. 8–11.
`
`As discussed above, we are proceeding on the same argument
`
`presented in the Apple IPR that the ’168 patent is not entitled to the filing
`
`date of the ’073 application and, because Petitioner has agreed not to pursue
`
`this argument, we need not address this separate argument.
`
`III. GRANT OF MOTION FOR JOINDER
`
`In a conference call on June 26, 2015, both Patent Owner and Apple
`
`stated they do not oppose the Motion so long as the conditions Petitioner
`
`proposed in the Motion are incorporated into the joinder. Paper 8; Apple
`
`IPR, Paper 13. Agreement to joinder was also conditional upon institution
`
`of the Apple IPR. Id. On July 1, 2015, we instituted inter partes review of
`
`claims 1–31 of the ’168 patent in the Apple IPR.
`
`The Petition in this proceeding has been accorded a filing date of
`
`January 23, 2015, and, thus, satisfies the requirement that joinder be
`
`requested no later than one month after the institution date of the Apple IPR.
`
`See 37 C.F.R. § 42.122(b); Paper 6 (Notice of Filing Date Accorded to
`
`Petition).
`
`5
`
`

`
`IPR2015-00611
`Patent 7,643,168 B2
`
`
`The Petition in this proceeding sets forth the same ground and
`
`combination of prior art, the same expert declaration, and the same
`
`arguments considered by the board in instituting trial in the Apple IPR. Mot.
`
`4–5. Petitioner represents that the Petition differs from the petition in the
`
`Apple IPR in two ways. First, the Petition in this case applies claim
`
`constructions adopted by the Board in the Decision on Institution in the
`
`IPR2014-00989. Mot. 6. Second, this Petition asserts a second argument
`
`that the ’168 patent is not entitled to the earlier filing date of the ’073
`
`application. The first difference introduces no new issues. The second
`
`argument has been withdrawn. See II.A.3. We have reviewed the Petition,
`
`and confirmed Petitioner’s representations and that the differences between
`
`the two Petitions do not introduce new issues.
`
`Petitioner represents in its Motion for Joinder that it “is willing to be
`
`limited to separate filings, if any, of a reasonable number of pages (e.g.,
`
`seven pages) directed only to points of disagreement with Apple with the
`
`understanding that it will not be permitted any separate arguments in
`
`furtherance of those advanced in Apple’s consolidated filings.” Mot. 8.
`
`Petitioner represents that “no additional depositions will be needed and
`
`depositions will be completed within ordinary time limits.” Id. at 8–9.
`
`Petitioner represents that it will “coordinate with Apple to consolidate
`
`filings, manage questioning at depositions, manage presentations at the
`
`hearing, ensure that briefing and discovery occur within the time normally
`
`allotted, and avoid redundancies.” Id. at 9.
`
`Under the circumstances, we conclude Samsung has demonstrated
`
`that joinder will not unduly complicate or delay the Apple IPR, and
`
`6
`
`

`
`IPR2015-00611
`Patent 7,643,168 B2
`
`therefore, we grant Samsung’s Motion for Joinder to join this proceeding
`
`with the Apple IPR.
`
`Accordingly, it is
`
`IV. ORDER
`
`ORDERED that IPR2015-00611 is instituted and joined with
`
`IPR2015-00414;
`
`FURTHER ORDERED that the ground on which IPR2014-00414 was
`
`instituted is unchanged, and no other grounds are instituted in the joined
`
`proceeding;
`
`FURTHER ORDERED that the Scheduling Order in place for
`
`IPR2015-00414 (Paper 14) shall govern the joined proceedings;
`
`FURTHER ORDERED that, throughout the joined proceeding, Apple
`
`and Samsung will file any paper, except for a motion that does not involve
`
`the other party, as a single, consolidated filing on behalf of Petitioner, and
`
`Apple will identify each such filing as a consolidated filing;
`
`FURTHER ORDERED that for any consolidated filing made by
`
`Apple, Samsung may file an additional paper, not to exceed three pages,
`
`which may address only points of disagreement with Apple;
`
`FURTHER ORDERED that Apple will conduct the deposition of any
`
`Patent Owner witness taken on behalf of Apple and Samsung collectively
`
`and Samsung may not participate in the questioning absent prior approval
`
`from the Board;
`
`FURTHER ORDERED that any requests by any party for additional
`
`deposition time must be brought before the Board;
`
`7
`
`

`
`IPR2015-00611
`Patent 7,643,168 B2
`
`
`FURTHER ORDERED that IPR2015-00611 is terminated under 37
`
`C.F.R. § 42.72, and all further filings in the joined proceeding are to be
`
`made in IPR2014-00414;
`
`FURTHER ORDERED that a copy of this Decision will be entered
`
`into the record of IPR2014-00414; and
`
`FURTHER ORDERED that the case caption in IPR2015-00414 shall
`
`be changed to reflect joinder with this proceeding in accordance with the
`
`attached example.
`
`
`
`8
`
`

`
`IPR2015-00611
`Patent 7,643,168 B2
`
`
`
`
`FOR PETITIONER:
`
`Steven Park
`stevenpark@paulhastings.com
`
`Naveen Modi
`naveenmodi@paulhastings.com
`
`Elizabeth Brann
`elizabethbrann@paulhastings.com
`
`FOR PATENT OWNER:
`
`Robert C. Curfiss
`bob@curfiss.com
`
`David O. Simmons
`dsimmons1@sbcglobal.net
`
`
`
`FOR PETITIONER IN IPR2015-00414:
`
`Brian Buroker
`BBuroker@gibsondunn.com
`Blair Silver
`bsilver@gibsondunn.com
`
`
`9
`
`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`
`APPLE INC.,
`SAMSUNG ELECTRONICS LTD, and
`SAMSUNG ELECTRONICS AMERICA, INC.
`Petitioner,
`
`v.
`
`E-WATCH, INC.
`Patent Owner.
`____________
`
`Case IPR2015-004143
`Patent 7,643,168 B2
`____________
`
`
`
`
`
`
`
`
`
`
`3 Case IPR2015-00611 has been joined with this proceeding.

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