`Tel: 571-272-7822
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`Paper 15
`Entered: July 10, 2015
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_____________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
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`SAMSUNG ELECTRONICS CO., LTD. and
`SAMSUNG ELECTRONICS AMERICA, INC.,
`Petitioner,
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`v.
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`E-WATCH, INC.,
`Patent Owner.
`____________
`
`Case IPR2015-00611
`Patent 7,643,168 B2
`____________
`
`Before JAMESON LEE, GREGG I. ANDERSON, and
`MATTHEW R. CLEMENTS, Administrative Patent Judges.
`
`ANDERSON, Administrative Patent Judge.
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`
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`DECISION
`Institution of Inter Partes Review and Grant of Motion for Joinder
`37 C.F.R. § 42.108
`37 C.F.R. § 42.122(b)
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`
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`IPR2015-00611
`Patent 7,643,168 B2
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`I. INTRODUCTION
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`Samsung Electronics, Co., Ltd. and Samsung Electronics America,
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`Inc. (“Samsung” or “Petitioner”) filed a Petition requesting inter partes
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`review of U.S. Patent No. 7,643,168 (Ex. 1001, “the ’168 patent”)(“Pet.,”
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`Paper 2). On May 7, 2015, e-Watch, Inc. (“Patent Owner”), filed a
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`Preliminary Response (“Prelim. Resp.,” Paper 7). We have jurisdiction
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`under 35 U.S.C. § 314.
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`Concurrently with its Petition, Samsung filed a Motion for Joinder
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`(“Motion” or “Mot.,” Paper 3). The Motion seeks to join this proceeding
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`with Apple Inc. v. e-Watch, Inc., IPR2015-00414 (hereinafter “Apple IPR”
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`or “Apple” when the petitioner is referenced). Mot. 1. Patent Owner did not
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`file an opposition to the Motion.
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`For the reasons explained below, we institute an inter partes review of
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`claims 1–31 of the ’168 patent and grant Petitioner’s Motion for Joinder.
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`II. INSTITUTION OF INTER PARTES REVIEW
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`A. Analysis
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`1. 35 U.S.C. § 325(d)
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`Patent Owner asserts, as it did in the Apple IPR, that there are a total
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`of eight IPR petitions filed asserting unpatentability of the claims of the ’168
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`patent. Prelim. Resp. 1–3. Patent Owner also alleges the prior art relied on
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`in this Petition was cited in parallel district court litigation. Id. at 3, 6–8.
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`Patent Owner asks us to exercise our discretion under 35 U.S.C. 325(d) and
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`deny institution of this petition. Id. at 3.
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`Each of the proceedings includes a different petitioner and includes
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`additional grounds to those asserted here. We need to be cognizant of the
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`2
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`IPR2015-00611
`Patent 7,643,168 B2
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`interests of other petitioners as well as those of Patent Owner. Accordingly,
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`we decline to exercise our discretion under § 325(d) to reject this Petition.
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`2. Effective Filing Date of ’168 Patent–Claim of Priority
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`The Petition asserts the same ground as the one on which we instituted
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`review in the Apple IPR. Pet. 3; Mot. 5–7. On July 1, 2015, in our Decision
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`on Institution (Paper 13, “Dec.”) in the Apple IPR we instituted inter partes
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`review of claims 1–31 of the ’168 patent under 35 U.S.C. §102(b) as
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`anticipated by Monroe.1 Institution of trial in the Apple IPR was based on
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`our determination that the ’168 patent was not entitled to the January 12,
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`1998, filing date of an earlier application. Dec. 13.
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`Specifically, the ’168 patent issued from patent application No.
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`11/617,509, filed December 28, 2006 (the ’509 application). Ex. 1001, at
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`[21], [22]. The ’509 application is a continuation of application 10/336,470,
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`filed on January 3, 2003 (“the ’470 application”).2 Id. at [63]. The ’470
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`application is a divisional application of application 09/006,073 (“the ’073
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`application”), filed on January 12, 1998. Ex. 1009, at [62].
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`In the Apple IPR, on the record presented, we determined the claims
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`of the ’168 patent are not entitled to the effective filing date of the ’073
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`application (January 12, 1998). Dec. 13. The ’168 patent (’509 application)
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`states the ’509 application is a division of the ’073 application, which is a
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`misstatement of the relationship between the ’509 application and the ’073
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`application. Id. This misstatement violates 37 C.F.R. § 1.78(a)(2)(i) (pre-
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`AIA), which requires a reference indicating the relationship between the
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`1 Int. Pub. Pat. App. WO 99/035818, to Monroe, published July 15, 1999
`(Ex. 1006, “Monroe”).
`2 The ’470 application issued as the ’871 patent. Ex. 1001, at[63]; Ex. 1009.
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`3
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`prior-filed application and the application seeking to claim the benefit of the
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`prior-filed application. Id. Without the benefit of the filing date of the
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`earlier-filed ’073 application, Monroe is prior art to the claims of the ’168
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`patent. Id. Based on Monroe, we instituted inter partes review of claims 1–
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`31 of the ’168 patent under 35 U.S.C. §102(b) as anticipated by Monroe. Id.
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`at 14.
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`Petitioner here makes the same argument using the same record as the
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`Apple IPR. The issue of priority has been raised in the first instance by
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`Petitioner. Patent Owner’s Preliminary Response does not respond to the
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`issue and, necessarily, does not show that the ’168 patent is entitled to the
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`earlier filing date of the ’073 application. See, e.g., Focal Therapeutics, Inc.
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`v. SenoRx, Inc., Case IPR2014-00116, 2014 WL 1651257, at *6 (PTAB Apr.
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`22, 2014) (Paper 8); Polaris Wireless, Inc. v. TruePosition, Inc., Case
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`IPR2013-00323, 2013 WL 8563953, at *27 (PTAB Nov. 15, 2013) (Paper
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`9).
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`The challenge in the instant Petition is identical to the challenge in the
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`petition in the Apple IPR. We are persuaded, on this record, Petitioner has
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`shown sufficiently a reasonable likelihood that claims 1–31 of the ’168
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`patent are anticipated under 35 U.S.C. §102(b) by Monroe.
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`3. Effective Filing Date of ’168 Patent–Intentional Abandonment
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`Petitioner makes an additional argument, not present in the Apple
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`IPR, for why Monroe is prior art. The additional ground alleges that the’073
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`application was intentionally abandoned. Pet. 10. The Patent Office revived
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`the ’073 application based on a statement by Applicant that abandonment
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`was unintentional. Pet. 12–13. Petitioner contends the abandonment was
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`Patent 7,643,168 B2
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`intentional and the ’073 application should not have been revived. Id. at 10.
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`Thus, according to Petitioner, the ’168 patent is not entitled to the filing date
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`of the ’073 application because neither the ’470 application nor the ’509
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`application were co-pending with the ’073 application. Id. at 10. Petitioner
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`indicates, however, that it is willing to “drop [this] argument” if this case is
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`joined to the Apple IPR. Mot. 7.
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`Patent Owner argues that Petitioner’s position on intentional
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`abandonment extends beyond the jurisdiction for these proceedings set forth
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`in 35 U.S.C. §311 permits. Prelim. Resp. 8–11.
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`As discussed above, we are proceeding on the same argument
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`presented in the Apple IPR that the ’168 patent is not entitled to the filing
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`date of the ’073 application and, because Petitioner has agreed not to pursue
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`this argument, we need not address this separate argument.
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`III. GRANT OF MOTION FOR JOINDER
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`In a conference call on June 26, 2015, both Patent Owner and Apple
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`stated they do not oppose the Motion so long as the conditions Petitioner
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`proposed in the Motion are incorporated into the joinder. Paper 8; Apple
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`IPR, Paper 13. Agreement to joinder was also conditional upon institution
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`of the Apple IPR. Id. On July 1, 2015, we instituted inter partes review of
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`claims 1–31 of the ’168 patent in the Apple IPR.
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`The Petition in this proceeding has been accorded a filing date of
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`January 23, 2015, and, thus, satisfies the requirement that joinder be
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`requested no later than one month after the institution date of the Apple IPR.
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`See 37 C.F.R. § 42.122(b); Paper 6 (Notice of Filing Date Accorded to
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`Petition).
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`5
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`IPR2015-00611
`Patent 7,643,168 B2
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`The Petition in this proceeding sets forth the same ground and
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`combination of prior art, the same expert declaration, and the same
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`arguments considered by the board in instituting trial in the Apple IPR. Mot.
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`4–5. Petitioner represents that the Petition differs from the petition in the
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`Apple IPR in two ways. First, the Petition in this case applies claim
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`constructions adopted by the Board in the Decision on Institution in the
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`IPR2014-00989. Mot. 6. Second, this Petition asserts a second argument
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`that the ’168 patent is not entitled to the earlier filing date of the ’073
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`application. The first difference introduces no new issues. The second
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`argument has been withdrawn. See II.A.3. We have reviewed the Petition,
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`and confirmed Petitioner’s representations and that the differences between
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`the two Petitions do not introduce new issues.
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`Petitioner represents in its Motion for Joinder that it “is willing to be
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`limited to separate filings, if any, of a reasonable number of pages (e.g.,
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`seven pages) directed only to points of disagreement with Apple with the
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`understanding that it will not be permitted any separate arguments in
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`furtherance of those advanced in Apple’s consolidated filings.” Mot. 8.
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`Petitioner represents that “no additional depositions will be needed and
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`depositions will be completed within ordinary time limits.” Id. at 8–9.
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`Petitioner represents that it will “coordinate with Apple to consolidate
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`filings, manage questioning at depositions, manage presentations at the
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`hearing, ensure that briefing and discovery occur within the time normally
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`allotted, and avoid redundancies.” Id. at 9.
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`Under the circumstances, we conclude Samsung has demonstrated
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`that joinder will not unduly complicate or delay the Apple IPR, and
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`6
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`IPR2015-00611
`Patent 7,643,168 B2
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`therefore, we grant Samsung’s Motion for Joinder to join this proceeding
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`with the Apple IPR.
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`Accordingly, it is
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`IV. ORDER
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`ORDERED that IPR2015-00611 is instituted and joined with
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`IPR2015-00414;
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`FURTHER ORDERED that the ground on which IPR2014-00414 was
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`instituted is unchanged, and no other grounds are instituted in the joined
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`proceeding;
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`FURTHER ORDERED that the Scheduling Order in place for
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`IPR2015-00414 (Paper 14) shall govern the joined proceedings;
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`FURTHER ORDERED that, throughout the joined proceeding, Apple
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`and Samsung will file any paper, except for a motion that does not involve
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`the other party, as a single, consolidated filing on behalf of Petitioner, and
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`Apple will identify each such filing as a consolidated filing;
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`FURTHER ORDERED that for any consolidated filing made by
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`Apple, Samsung may file an additional paper, not to exceed three pages,
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`which may address only points of disagreement with Apple;
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`FURTHER ORDERED that Apple will conduct the deposition of any
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`Patent Owner witness taken on behalf of Apple and Samsung collectively
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`and Samsung may not participate in the questioning absent prior approval
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`from the Board;
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`FURTHER ORDERED that any requests by any party for additional
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`deposition time must be brought before the Board;
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`7
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`IPR2015-00611
`Patent 7,643,168 B2
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`FURTHER ORDERED that IPR2015-00611 is terminated under 37
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`C.F.R. § 42.72, and all further filings in the joined proceeding are to be
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`made in IPR2014-00414;
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`FURTHER ORDERED that a copy of this Decision will be entered
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`into the record of IPR2014-00414; and
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`FURTHER ORDERED that the case caption in IPR2015-00414 shall
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`be changed to reflect joinder with this proceeding in accordance with the
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`attached example.
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`8
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`IPR2015-00611
`Patent 7,643,168 B2
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`FOR PETITIONER:
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`Steven Park
`stevenpark@paulhastings.com
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`Naveen Modi
`naveenmodi@paulhastings.com
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`Elizabeth Brann
`elizabethbrann@paulhastings.com
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`FOR PATENT OWNER:
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`Robert C. Curfiss
`bob@curfiss.com
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`David O. Simmons
`dsimmons1@sbcglobal.net
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`
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`FOR PETITIONER IN IPR2015-00414:
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`Brian Buroker
`BBuroker@gibsondunn.com
`Blair Silver
`bsilver@gibsondunn.com
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`9
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`
`APPLE INC.,
`SAMSUNG ELECTRONICS LTD, and
`SAMSUNG ELECTRONICS AMERICA, INC.
`Petitioner,
`
`v.
`
`E-WATCH, INC.
`Patent Owner.
`____________
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`Case IPR2015-004143
`Patent 7,643,168 B2
`____________
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`3 Case IPR2015-00611 has been joined with this proceeding.