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`Sony, Ex. 1002, p.1802
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`10336470
`
`03-Jan-2003
`
`Title of Invention:
`
`Apparatus for capturing, converting and transmitting a visual image
`signal via a digital transmission system
`
`First Named Inventor/Applicant Name:
`
`David A. Monroe
`
`Filer:
`
`Jeffrey Darryl Hunt
`
`Attorney Docket Number:
`
`07-0197
`
`Filed as Large Entity
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`Utility
`
`Filing Fees
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`Description
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`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
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`
`Pages:
`
`Claims:
`
`M iscellaneous-Fi Ii ng:
`
`Petition:
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`Patent-Appeals-and-I nterference:
`
`Post -Allowance-and -Post -Issu ance:
`
`Extension-of-Time:
`
`Sony, Ex. 1002, p.1803
`
`

`
`Description
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`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
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`1806
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`Sony, Ex. 1002, p.1804
`
`

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`Electronic Acknowledgement Receipt
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`EFSID:
`
`Application Number:
`
`2317505
`
`10336470
`
`International Application Number:
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`Confirmation Number:
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`8448
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`Title of Invention:
`
`Apparatus for capturing, converting and transmitting a visual image
`signal via a digital transmission system
`
`First Named Inventor/Applicant Name:
`
`David A. Monroe
`
`Customer Number:
`
`67589
`
`Filer:
`
`Jeffrey Darryl Hunt
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`Sony, Ex. 1002, p.1807
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`

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`c5dc65cdebfab5562f48eeaed5fdc97c8
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`498298
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`9a843a4ad2266ff948f5f1 b2cOeb37762
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`359370
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`22
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`7aa4705
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`Sony, Ex. 1002, p.1808
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`

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`Warnings:
`
`Information:
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`26
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`Foreign Reference
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`019-155040.pdf
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`021-ApolioUnifiedS-8andSys
`tem.pdf
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`1606602
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`bb7ccege
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`no
`
`29
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`29
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`NPL Documents
`
`022-Telexis1997.pdf
`
`no
`
`31
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`1452772
`
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`Information:
`
`2ff8d992da1110b77a5c8e122c293c9a
`6c9601c7
`
`954938
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`
`023-ViaNet2000.pdf
`
`no
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`41
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`Information:
`
`fge43dOf7aOb1 cf504a51884aOa5217c3
`d4dcfe2
`
`1547477
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`31
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`NPL Documents
`
`024-ViaNetOp1999.pdf
`
`no
`
`73
`
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`Information:
`
`62d1 b7ad5cddbb032bcd86629aOc399f
`fOfce293
`
`1711560
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`
`NPL Documents
`
`025-ViaNet1999.pdf
`
`no
`
`70
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`Information:
`
`c3f5ec40fd48b405e6865364f81 cdcde3
`7a8f106
`
`1356032
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`33
`
`NPL Documents
`
`026-ViaNetRev11999.pdf
`
`no
`
`89
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`79775694eOf206434dc356f69800c27c
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`
`

`
`Warnings:
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`Information:
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt
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`
`New Applications Under 35 U.S.C. 111
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`Sony, Ex. 1002, p.1810
`
`

`
`PTO/SB/08A (10-07)
`Approved for use through 10/3112007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`Complete if Known
`
`/'
`
`Substitute for form 1449/PTO
`
`Application Number
`10/336,470
`January 3, 2003
`Filing Date
`David A Monroe
`First Named Inventor
`Art Unit
`2625
`Safaipour, Houshang
`Examiner Name
`Attomey Docket Number 07-0197
`
`"""
`
`./
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`"- Sheet 13
`
`1 of 17
`
`Examiner
`Initials*
`
`Cite
`No. '
`
`Document Number
`
`Number-Kind Code2 ('known)
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`US- 5,867,804
`
`us- 5,917,405
`
`us- 5,926,210
`
`uS-5,974,158
`
`us- 5,983,161
`
`us- 5,999,116
`
`us- 6,084,510
`
`us- 6,092,008
`
`us- 6,154,658
`
`us- 6,157,317
`
`uS-6,181,373
`
`us- 6,195,609
`
`us- 6,226,031
`
`us- 6,275,231
`
`us- 6,278,965
`
`us- 6,282,488
`
`us- 6,462,697
`
`us- 5,933,098
`
`us- 5,689,442
`
`02-02-1999
`
`Pilley, et al
`
`06-29-1999
`
`Joso
`
`07-20-1999
`
`Hackett, et al
`
`10-26-1999
`
`Auty. et al
`
`11-09-1999
`
`Lemelson, et al
`
`12-07-1999
`
`Evers
`
`07-04-2000
`
`Lemelson, et al
`
`07-18-2000
`
`Bateman
`
`11-28-2000
`
`Caci
`
`12-05-2000 Walker
`Coles
`
`1-30-2001
`
`02-27-2001
`
`Pilley, et al
`
`05-01-2001
`
`Barraciough, et al
`
`08-14-2001
`
`Obradovich
`
`08-21-2001
`
`Glass, et al
`
`08-28-2001
`
`10-08-2002
`
`Castor, et al
`Klamer, et al
`
`08-03-1999
`
`Haxton
`
`11-18-1997
`
`Swanson
`
`Examiner
`Initials*
`
`Cite
`No. '
`
`Foreign Patent Document
`
`Country Code 3 -Number 4 -Kind Code5 (if known)
`
`FOREIGN PATENT DOCUMENTS
`Pages, Columns, Lines,
`Publication
`Name of Patentee or
`Date
`Applicant of Cited Document Where Relevant Passages
`MM-DD-YYYY
`Or Relevant Figures Appear
`
`EP785,536
`
`W097,37336
`
`EP232,031
`
`EP613,109
`W096/12265
`W095/2791 0
`
`07-23-1997 Ferri, et al
`
`10-08-1997 Auty. et al
`
`08-12-1987 Hale
`
`08-31-1994 Hoover
`04-25-1996 Milgard
`10-19-1995 Wallis
`
`Examiner
`Signature
`
`[
`
`Date
`Considered
`
`I
`
`T6
`
`]
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1 Applicant's unique citation designation number (optional). 2 See Kinds Codes of
`USPTO Patent Documents at y£t~lt£J!§'Q.t9..&9..y' or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For
`Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by
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`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the
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`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`Sony, Ex. 1002, p.1811
`
`

`
`PTO/SB/08A (10-07)
`Approved for use through 10/3112007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`Complete if Known
`
`/'
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`"- Sheet 14
`
`1 of 17
`
`Application Number
`10/336,470
`January 3, 2003
`Filing Date
`David A Monroe
`First Named Inventor
`Art Unit
`2625
`Safaipour, Houshang
`Examiner Name
`Attomey Docket Number 07-0197
`
`"""
`
`./
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`Examiner
`Initials*
`
`Cite
`No. '
`
`Document Number
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`Applicant of Cited Document
`MM-DD-YYYY
`
`Number-Kind Code2 ('known)
`US- 6,100,964
`us- 5,714,948
`us- 5,627,753
`us- 4,857,912
`us- 6,259,4 75
`us- 5,440,337
`us- 6,282,488
`us- 5,508,736
`us- 5,469,371
`us- 5,243,530
`us- 5,268,698
`us- 5,835,059
`us- 2003/0071899
`us- 2005/0055727
`us- 6,662,649
`us- 5,938,706
`us- 6,078,850
`us- 6,549,130
`us- 5,091 ,780
`
`08-08-2000
`02-03-1998
`05-06-1997
`08-15-1989
`07-10-2001
`08-08-1995
`08-28-2001
`04-16-1996
`11-21-1995
`09-07-1993
`12-07-1993
`11-10-1998
`04-17-2003
`03-10-2005
`12-16-2003
`08-17-1999
`06-20-2000
`04-15-2003
`02-25-1992
`
`De Cremiers
`
`Farmakis,et al
`
`Brankin, et al
`
`Everett, Jr. et al
`
`Ramachandran, et al
`
`Henderson, et al
`
`Castor, et al
`
`Cooper
`
`Bess
`
`Stanifer, et al
`Smith, Sr. et al
`
`Nadel, et al
`
`Joso
`
`Creamer, et al
`
`Knight, et al
`
`Feldman
`Kane, et al
`
`Joso
`
`Pomerleau
`
`Examiner
`Initials*
`
`Cite
`No. '
`
`Foreign Patent Document
`
`FOREIGN PATENT DOCUMENTS
`Pages, Columns, Lines,
`Publication
`Name of Patentee or
`Date
`Applicant of Cited Document Where Relevant Passages
`MM-DD-YYYY
`Or Relevant Figures Appear
`
`Country Code 3 -Number 4 -Kind Code5 (if known)
`JP-A-10-155040
`JP-HEI-10-66058
`
`06-09-1998 Nisshin Denki
`03-06-1998 Masanobu Kujirada
`
`Examiner
`Signature
`
`[
`
`Date
`Considered
`
`I
`
`T6
`
`]
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1 Applicant's unique citation designation number (optional). 2 See Kinds Codes of
`USPTO Patent Documents at y£t~lt£J!§'Q.t9..&9..y' or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For
`Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a check mark here if English language
`Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent
`and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`Sony, Ex. 1002, p.1812
`
`

`
`PTO/SB/08A (10-07)
`Approved for use through 10/3112007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`Complete if Known
`
`/'
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`"- Sheet 12
`
`1 of 17
`
`Application Number
`10/336,470
`January 3, 2003
`Filing Date
`David A Monroe
`First Named Inventor
`Art Unit
`2625
`C Tran
`Examiner Name
`Attomey Docket Number 07-0197
`
`"""
`
`./
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`Examiner
`Initials*
`
`Cite
`No. '
`
`Document Number
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`Applicant of Cited Document
`MM-DD-YYYY
`
`Number-Kind Code2 ('known)
`US- 5,463,595
`us- 5,497,149
`us- 5,530,440
`us- 5,557,254
`us- 5,557,278
`us- 5,598,167
`us- 5,612,668
`us- 5,629,691
`us- 5,636,122
`us- 5,670,961
`us- 5,667,979
`us- 5,712,679
`us- 5,712,679
`us- 5,712,899
`us- 5,742,336
`us- 5,777,551
`us- 5,777,580
`us- 5,793,416
`us- 5,850,180
`
`10-31-1995
`03-05-1998
`06-25-1996
`09-17-1996
`09-17-1996
`01-28-1997
`03-18-1997
`05-13-1997
`06-03-1997
`09-23-1997
`10-14-1997
`01-27-1998
`01-27-1998
`01-27-1998
`04-12-336
`07-07-1998
`03-21-1995
`08-11-1998
`12-15-1998
`
`Rochall, et al
`
`Fast
`
`Denzer, et al
`
`Johnson, et al
`
`Piccirillo, et al
`
`Zjderhand
`
`Scott
`
`Jain
`
`Shah, et al
`
`Tomote, et al
`Squicciarini
`
`Coles
`
`Coles
`
`Pace, II
`
`Lee
`
`Hess
`Janky, et al
`
`Rostoker, et al
`
`Hess
`
`Examiner
`Initials*
`
`Cite
`No. '
`
`Foreign Patent Document
`
`FOREIGN PATENT DOCUMENTS
`Pages, Columns, Lines,
`Publication
`Name of Patentee or
`Date
`Applicant of Cited Document Where Relevant Passages
`MM-DD-YYYY
`Or Relevant Figures Appear
`
`Country Code 3 -Number 4 -Kind Code5 (if known)
`EP613,110
`EP613,111
`EP744,630
`W090104242
`W098/52174
`EP532,110
`
`08-31-1994 Hoover
`08-31-1998 Tenpei
`11-27-1996 Atul
`04-19-1990 Norman, et al
`11-19-1999 Hatjassalo
`03-17-1993 Raimondi
`
`Examiner
`Signature
`
`[
`
`Date
`Considered
`
`I
`
`T6
`
`]
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1 Applicant's unique citation designation number (optional). 2 See Kinds Codes of
`USPTO Patent Documents at y£t~lt£J!§'Q.t9..&9..y' or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For
`Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a check mark here if English language
`Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent
`and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`Sony, Ex. 1002, p.1813
`
`

`
`Type
`
`Hits
`
`Search Text
`
`DBs
`
`1
`
`2
`
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`
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`
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`
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`
`42
`
`4
`
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`
`0
`
`pS-PGPUBj USPATj
`"5191601".pn.
`IEpo; JPO
`("4258387" I "4330797" I "4856045" I pS-PGPUBj USPATj
`"4928300" I "5036390") .PN. OR
`PSOCR
`(" 5191~01") . URPN.
`(cell cellular mobile video) adj
`(phone telephone) and ((memory stor$3 pS-PGPUBj USPATj
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`and integral and camera and within
`and display and memory) .clm.
`
`11/26107, EAST Version: 2.1.0.14
`
`Sony, Ex. 1002, p.1814
`
`

`
`....
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria. Virginia 22313·1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`67589
`7590
`MOORE LANDREY
`1609 SHOAL CREEK BLVD
`AUSTIN, TX 78701
`
`12/27/2007
`
`EXAMINER
`
`SAFAIPOUR, HOUSHANG
`
`ART UNIT
`
`PAPER NUMBER
`
`2625
`DATE MAILED: 12/27/2007
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`A TIORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`07·0197
`David A. Monroe
`10/336,470
`01/0312003
`TITLE OF INVENTION: APPARATUS FOR CAPTURING, CONVERTING AND TRANSMITTING A VISUAL IMAGE SIGNAL VIA A DIGITAL
`TRANSMISSION SYSTEM
`
`8448
`
`APPLN.TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREVo PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`nonprovisional
`
`NO
`
`$1440
`
`$300
`
`$0
`
`$1740
`
`DATE DUE
`
`03/27/2008
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION QN THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT .BE. EXTENDED. SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`IF AN ISSUE FEE HAS
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the SMALL ENTITY status shown above.
`
`If the SMALL ENTITY is shown as YES, verify your current
`SMALL ENTITY status:
`
`A. If the status is the same, pay the TOTAL FEE(S) DUE shown
`above.
`B. If the status above is to be removed, check box 5b on Part B -
`Fee(s) Transmittal and pay the PUBLICATION FEE (if required)
`and· twice the amount of the ISSUE FEE shown above, or
`
`If the SMALL ENTITY is shown as NO:
`
`A. Pay TOTAL FEE(S) DUE shown above, or
`
`B. If applicant claimed SMALL ENTITY status before, or is now
`claiming SMALL ENTITY status, check box Sa on Part B - Fee(s)
`Transmittal and pay the PUBLICATION FEE (if required) and 112
`the ISSUE FEE shown above.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL·85 (Rev. 08/07) Approved for use through 08/3112010.
`
`Page I of3
`
`Sony, Ex. 1002, p.1815
`
`

`
`PART B - FEE(S) TRANSMITTAL
`Complete and send this form, together with applicable fee(s), to: MID! Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or f.I!!
`(571)-273-2885
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks I through 5 should be completed where
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block I, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee nottficatlons.
`Note: A certlhcate of matllng can only be used for domestIc maIlings of the
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block I for any change of address)
`Fee(s} Transmittal. This certificate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`have its own certificate of mailing or transmissIon.
`
`7590
`67589
`MOORE LANDREY
`1609 SHOAL CREEK BLVD
`AUSTIN, TX 78701
`
`12/27/2007
`
`Certificate of Mailing or TransmIssion
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envel0p.e
`addressed to the Mail Stop ISSUE FEE address above, or being facsimIle
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`
`(Depositor's name)
`
`(Signature)
`
`(Date)
`
`FIRST NAMED INVENTOR
`
`I ATTORNEY DOCKET NO. I CONFIRMA TlON NO.
`
`8448
`
`I
`
`APPLICATION NO.
`
`FILING DATE
`
`I
`
`I
`
`07-0197
`David A. Monroe
`01/0312003
`10/336,470
`TITLE OF INVENTION: APPARATUS FOR CAPTURING, CONVERTING AND TRANSMITTING A VISUAL IMAGE SIGNAL VIA A DIGITAL
`TRANSMISSION SYSTEM
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREVo PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`NO
`
`$1440
`
`$300
`
`$0
`
`$1740
`
`03/27/2008
`
`EXAMINER
`
`ART UNIT
`
`CLASS·SUBCLASS
`
`SAF AIPOUR, HOUSHANG
`
`2625
`
`358-474000
`
`I. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`o Change of correspondence address (or Change of Correspondence
`Address form PTO/SB/122) attached.
`o "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Number is required.
`
`2. For printing on the patent front page, list
`(I) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listeil, no name will be printed.
`
`2 ____________ _
`
`3
`- - - - - - - - - - - - -
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent. If an assignee is identified below, the document has been filed for
`recordation as set forth in 37 CFR 3.11. Completion of thIs form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) : 0 Individual 0 Corporation or other private group entity 0 Government
`
`4a. The following fee(s) are submitted:
`
`o Issue Fee
`o Publication Fee (No small entity discount permitted)
`o Advance Order - # of Copies _ ___ __ __ _
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`o A check is enclosed.
`o Payment by credit card. Form PTO-2038 is attached.
`o The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`
`overpayment, to Deposit Account Number
`
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`o a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attomey or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`.
`
`o b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2}.
`
`Authorized Signature ____________________ _
`
`Date __________________________________ ___
`
`Typed or printed name ___________________ _
`
`Registration No. ______________ _
`
`This collection of information is required by 37 CFR 1.311. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`·an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering, prepanng, and
`submItting the completed applicatIOn form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you reguire to complete
`this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexandna, Virginia 223\3-1'150. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450.
`Alexandria. Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. 08/07) Approved for use through 08/31/2010.
`
`OMB 0651·0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Sony, Ex. 1002, p.1816
`
`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Potent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`10/336,470
`
`FILING DATE
`
`01/03/2003
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`David A. Monroe
`
`07-0197
`
`8448
`
`67589
`7590
`MOORE LANDREY
`1609 SHOAL CREEK BLVD
`AUSTIN, TX 78701
`
`12127/2007
`
`EXAMINER
`
`SAFAIPOUR. HOUSHANG
`
`ART UNIT
`
`PAPER NUMBER
`
`2625
`DATE MAILED: 12/27/2007
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Tenn Adjustment to date is 0 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the