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`
`

`
`(30)
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`
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`
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`Z
`101 B
`
`Sony, Ex. 1002, p.1205
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`10336470
`
`03-Jan-2003
`
`Title of Invention:
`
`Apparatus for capturing, converting and transmitting a visual image
`signal via a digital transmission system
`
`First Named Inventor/Applicant Name:
`
`David A. Monroe
`
`Filer:
`
`Jeffrey Darryl Hunt
`
`Attorney Docket Number:
`
`07-0197
`
`Filed as Large Entity
`
`Utility
`
`Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`M iscellaneous-Fi Ii ng:
`
`Petition:
`
`Patent-Appeals-and-I nterference:
`
`Post -Allowance-and -Post -Issu ance:
`
`Extension-of-Time:
`
`Extension - 3 months with $0 paid
`
`1253
`
`1
`
`1020
`
`1020
`
`Sony, Ex. 1002, p.1206
`
`

`
`Description
`
`Fee Code
`
`Quantity
`
`Amount
`
`Sub-Total in
`USD($)
`
`Miscellaneous:
`
`Submission- Information Disclosure Stmt
`
`1806
`
`1
`
`180
`
`180
`
`Total in USD ($)
`
`1200
`
`Sony, Ex. 1002, p.1207
`
`

`
`Electronic Acknowledgement Receipt
`
`EFSID:
`
`Application Number:
`
`2172206
`
`10336470
`
`International Application Number:
`
`Confirmation Number:
`
`8448
`
`Title of Invention:
`
`Apparatus for capturing, converting and transmitting a visual image
`signal via a digital transmission system
`
`First Named Inventor/Applicant Name:
`
`David A. Monroe
`
`Customer Number:
`
`67589
`
`Filer:
`
`Jeffrey Darryl Hunt
`
`Filer Authorized By:
`
`Attorney Docket Number:
`
`07-0197
`
`Receipt Date:
`
`Filing Date:
`
`Time Stamp:
`
`07-SEP-2007
`
`03-JAN-2003
`
`17:05:00
`
`Application Type:
`
`Utility under 35 USC 111 (a)
`
`Payment information:
`
`Submitted with Payment
`
`Payment was successfully received in RAM
`
`RAM confirmation Number
`
`yes
`
`$1200
`
`2105
`
`Deposit Account
`
`File Listing:
`
`Document
`Number
`
`Document Description
`
`File Name
`
`File Size(8ytes)
`/Message Digest
`
`Sony, Ex. 1002, p.1208
`
`

`
`1
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`Extension of Time
`
`petexttime.pdf
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`no
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`2
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`14720
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`0878144
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`Amendment - After Non-Final
`Rejection
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`ResptoOA.pdf
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`63
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`097141 50d 138ecdb5a98ab51467 4 7fef2
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`
`Information:
`
`3
`
`Information Disclosure Statement
`(IDS) Filed
`
`IDS.pdf
`
`3973559
`
`838faad541187733ba6e278a328c69c4
`35f6cdb5
`
`no
`
`6
`
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`
`Information:
`
`This is not an USPTO supplied IDS fillable form
`
`4
`
`Foreign Reference
`
`66058.pdf
`
`no
`
`52
`
`3139415
`
`Warnings:
`
`Information:
`
`e452d093fb605818Of858b16dce842d1
`57dff51 b
`
`5315735
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`
`Foreign Reference
`
`155040.pdf
`
`no
`
`82
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`Warnings:
`
`Information:
`
`2cc6af7d2886e 7b67af8e4efae 145d4c3
`60c1 cb5
`
`486698
`
`6
`
`NPL Documents
`
`AboutthelnternetaslTS.pdf
`
`no
`
`7
`
`b325b93bc5316fb5c84e953bc1 fOfb31 ff
`ffca61
`
`Warnings:
`
`Information:
`
`7
`
`NPL Documents
`
`Apaperoncommunicationspr
`otocols.pdf
`
`423588
`
`4236aOf865d 1809baed290cb7eb52fBd
`39416325
`
`no
`
`6
`
`Warnings:
`
`Information:
`
`8
`
`NPL Documents
`
`AsystemforVideoSurveillanc
`eandmon itori ng. pdf
`
`10224922
`
`02b82c3d508a6f553f791 d8fcfa8549c5
`90d5df2
`
`no
`
`69
`
`Warnings:
`
`Information:
`
`9
`
`NPL Documents
`
`AutomaticRoadTrafficEvent
`Monitoring.pdf
`
`346381
`
`7cd6ff6a11 e9b806c25c3c4878ced4a91
`17a6293
`
`no
`
`5
`
`Sony, Ex. 1002, p.1209
`
`

`
`W arnings:
`
`Information:
`
`10
`
`NPL Documents
`
`ConqueringDigitalMarksCCT
`Vinnovations.pdf
`
`286624
`
`aa5017318252df1332ea788dc6ee17aa
`7a8ceb36
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`11
`
`NPL Documents
`
`DesignofNetworkedVisualMo
`nitoringSystems.pdf
`
`411551
`
`198007dd5e2b881 fe2ff8f7327acOb8ca
`ab8e086
`
`no
`
`4
`
`Warnings:
`
`Information:
`
`12
`
`NPL Documents
`
`EyesMindthebrainsbehindonl
`inemonitoring.pdf
`
`159959
`
`c12de92cOf160c177632b07a445270b8
`a3298c51
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`13
`
`NPL Documents
`
`HelsinkiJourneyTimeMonitori
`ngSystem.pdf
`
`1422253
`
`1 f7a9b17a4191338abe4d8eec4938fed2
`bf58783
`
`no
`
`10
`
`Warnings:
`
`Information:
`
`14
`
`NPL Documents
`
`Inernettingtacticalsecuritysen
`sorsystems.pdf
`
`994611
`
`5801 ad112b7bc44511 acOdca5fdb547b
`60208531
`
`no
`
`11
`
`Warnings:
`
`Information:
`
`15
`
`NPL Documents
`
`MDARSMultipleRobotHost.p
`df
`
`2247329
`
`0949053bf51 f8980c442be08d9622162
`dOa4fefO
`
`no
`
`12
`
`Warnings:
`
`Information:
`
`16
`
`NPL Documents
`
`MovingObjectDetectionMeth
`odUsingH263video.pdf
`
`979570
`
`b4f05fa3f3e2ie5f105f674ef82898765f9
`3c1f2
`
`no
`
`12
`
`Warnings:
`
`Information:
`
`17
`
`NPL Documents
`
`MultimediaSystemsforlndustr
`ialSurveiliance.pdf
`
`910547
`
`501221 f72aaaa7eaf04356153bfd3e3caf
`Odf5eO
`
`no
`
`12
`
`Warnings:
`
`Information:
`
`18
`
`NPL Documents
`
`MultipleResourceHos~Archite
`ctureforMobileDetectlon.pdf
`
`8754899
`
`3b847143eb194cb25e2fb43b2b5300f5
`928a4dbb
`
`no
`
`119
`
`Sony, Ex. 1002, p.1210
`
`

`
`Warnings:
`
`Information:
`
`19
`
`NPL Documents
`
`NetworkProtocolsforMobileR
`obot.pdf
`
`1064128
`
`46181 72Odebea1 694c20977 41 a76c04
`31723b635
`
`no
`
`12
`
`Warnings:
`
`Information:
`
`20
`
`NPL Documents
`
`NetworkVideoRecordereWav
`eNVR.pdf
`
`5882632
`
`1873b8e8e28ced244358266ddaaf9283
`d81470a8
`
`no
`
`47
`
`Warnings:
`
`Information:
`
`21
`
`NPL Documents
`
`NewandOldWebreadycamer
`aserverLANvideo.pdf
`
`377688
`
`a29076c7e163faBa06e2c503219b09cc
`c80d07f8
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`22
`
`NPL Documents
`
`NewandOldWebreadyCamer
`aServerLANvideoconnects.p
`df
`
`189052
`
`8f7a23c561 c5043ff39633a22bb8d8593
`107da85
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`23
`
`NPL Documents
`
`Remotesurveillancesavestim
`emoney.pdf
`
`220104
`
`54672c3b7e5c41 7eee554f6823eOb587
`9IOde365
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`24
`
`NPL Documents
`
`Remotevideosurveillancebre
`akthroughcontinueinLANSW
`ANS.pdf
`
`529622
`
`263710Bfgec35cb48a6ceOe0118918bca
`035dca3
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`25
`
`NPL Documents
`
`RemoteVideoSurveillanceTh
`eBestofBothWorlds.pdf
`
`530076
`
`171 d28be91 cb75282e5b7bbe3a7e7b1
`7938ac825
`
`no
`
`2
`
`Warnings:
`
`Information:
`
`26
`
`NPL Documents
`
`Replacing16mmairbornefilm.
`pdf
`
`916841
`
`bOf5ed c5304bOObb2e9028e4 7 cd3e533
`13817434
`
`no
`
`12
`
`Warnings:
`
`Information:
`
`27
`
`NPL Documents
`
`School Districtssetsvideosu rv
`eiliancestandard.pdf
`
`540041
`
`d708346505bae836bdabb36a9i913f4f6
`93a9254
`
`no
`
`3
`
`Sony, Ex. 1002, p.1211
`
`

`
`Warnings:
`
`Information:
`
`28
`
`NPL Documents
`
`SIAPoliceChiefsCaliMeeting
`onPublicCCTVLaw.pdf
`
`136537
`
`85d58e3cff4e5e711721 aecbecf06daOd
`3b57391
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`29
`
`NPL Documents
`
`surveillancecamerasharbourr
`acingsecrets.pdf
`
`360779
`
`908b1 f95eaddac1 c80Od079651 e04cdd
`bea6bae5
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`30
`
`NPL Documents
`
`Userinterfaceusing3d.pdf
`
`no
`
`9
`
`725206
`
`Oc6626b4d2f49a8a747ee2cbb4505f67
`dcbb85bf
`
`Warnings:
`
`Information:
`
`31
`
`NPL Documents
`
`UtilizingPictureinfoTrafficFiel
`d.pdf
`
`468280
`
`05ef3145ac65e1 03a415bd8672ic1 c89
`d8ae6545
`
`no
`
`7
`
`Warnings:
`
`Information:
`
`32
`
`NPL Documents
`
`Videosecuritysystemalternati
`ve.pdf
`
`126709
`
`99cf2826adb934756706a9a353cc1001
`aabcge05
`
`no
`
`1
`
`Warnings:
`
`Information:
`
`33
`
`NPL Documents
`
`WEBbasedremotesecuritysy
`stem.pdf
`
`287848
`
`48fee01888f21484fe26c19c22ccceb91
`e3af3d6
`
`no
`
`5
`
`Warnings:
`
`Information:
`
`34
`
`NPL Documents
`
`WirelessVideoSurveillanceS
`ystemConcepts.pdf
`
`755104
`
`e28b37b8123e839301 e07644b5708c4
`97a849c5d
`
`no
`
`7
`
`Warnings:
`
`Information:
`
`35
`
`Fee Worksheet (PTO-06)
`
`fee-info.pdf
`
`no
`
`2
`
`8342
`
`87a 1 d33a 1785bde 13faba5eacec12cc7f
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`
`Warnings:
`
`Information:
`
`Total Files Size (in bytes):
`
`53461739
`
`Sony, Ex. 1002, p.1212
`
`

`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt
`similar to a Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`If a new application is being filed and the application includes the necessary components for a filing date (see
`37 CFR 1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date
`shown on this Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`If a timely submission to enter the national stage of an international application is compliant with the conditions
`of 35 U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the
`application as a national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt,
`in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`If a new international application is being filed and the international application includes the necessary
`components for an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the
`International Application Number and of the International Filing Date (Form PCT/RO/105) will be issued in due
`course, subject to prescriptions concerning national security, and the date shown on this Acknowledgement
`Receipt will establish the international filing date of the application.
`
`Sony, Ex. 1002, p.1213
`
`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Applicants:
`
`DA VID A. MONROE, ET AL
`
`Filed:
`
`January 3,2003
`
`Serial No.:
`
`10/336,470
`
`For: APPARATUS FOR
`CAPTURING, CONVERTING
`AND TRANSMITTING A
`VISUAL IMAGE SIGNAL VIA
`A DIGITAL TRANSMISSION
`SYSTEM
`
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`§
`
`Art Unit:
`
`2625
`
`Examiner:
`
`Houshang Safaipour
`
`Docket No.:
`
`07-0197
`
`PETITION FOR EXTENSION OF TIME
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`In response to the Office Action mailed March 8, 2007, Applicants respectfully
`
`request an Extension of Time to file this response within the third (3rd) month from the
`
`original due date (which was June 8, 2007). A Credit Card Payment is submitted
`
`herewith for payment of the first month extension fee ($1020.00) under 37 CFR
`
`l.17(a)(l) for a non-small entity. Applicants hereby authorize the Commissioner to
`
`charge any additional fees or any underpayment of any fees, or to credit any
`
`overpayment, to Moore Landrey LLP Deposit Account No. 50-4128.
`
`In view of this
`
`Petition, Applicants respectfully submit for consideration the accompanying, timely filed
`
`Response.
`
`Sony, Ex. 1002, p.1214
`
`

`
`Respectfully submitted,
`
`/jeffrey.d.hunt/
`Jeffrey D. Hunt, Reg. 38,189
`
`Date: September 7, 2007
`
`Customer Number 67589
`MOORE LANDREY LLP
`1609 Shoal Creek, Ste. 100
`Austin, Texas 78701
`Telephone:
`(512) 499-8900
`Facsimile:
`(512) 320-8906
`
`Sony, Ex. 1002, p.1215
`
`

`
`PTO/SB/06 (07-06)
`Approved for use through 1/31/2007. OMB 0651-0032
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`PATENT APPLICATION FEE DETERMINATION RECORD
`Application or Docket Number
`Filing Date
`10/336,470
`Substitute for Form PTO-875
`
`01/03/2003 D To be Mailed
`
`APPLICATION AS FILED - PART I
`(Column 1)
`
`(Column 2)
`
`SMALL ENTITY D
`
`OTHER THAN
`
`OR
`
`SMALL ENTITY
`
`FOR
`
`NUMBER FILED
`
`NUMBER EXTRA
`
`RATE ($)
`
`FEE ($)
`
`RATE ($)
`
`FEE ($)
`
`D BASIC FEE
`(37 CFR 1.16(a), (b), or (e))
`
`D SEARCH FEE
`(37 CFR 1.16(k), (i), or (m))
`
`D EXAMINATION FEE
`(37 CFR 1.16(0), (p), or (q))
`TOTAL CLAIMS
`(37 CFR 1.16(i))
`INDEPENDENT CLAIMS
`(37 CFR 1.16(h))
`
`DAPPLICATION SIZE FEE
`(37 CFR 1.16(s))
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`N/A
`
`minus 20 =
`
`minus 3 =
`
`.
`.
`
`N/A
`
`N/A
`
`N/A
`
`X $
`
`X $
`
`=
`
`=
`
`N/A
`
`N/A
`
`N/A
`
`OR
`
`X $
`
`X $
`
`=
`
`=
`
`If the specification and drawings exceed 1 00
`sheets of paper, the application size fee due
`is $250 ($125 for small entity) for each
`additional 50 sheets or fraction thereof. See
`35 U.S.C. 41 (a)(1)(G) and 37 CFR 1.16(s).
`
`D MULTIPLE DEPENDENT CLAIM PRESENT (37 CFR 1.16U))
`
`• If the difference in column 1 is less than zero, enter "0" in column 2.
`
`TOTAL
`
`TOTAL
`
`APPLICATION AS AMENDED - PART II
`
`(Column 1)
`
`(Column 2)
`
`(Column 3)
`
`SMALL ENTITY
`
`OR
`
`SMALL ENTITY
`
`OTHER THAN
`
`RATE ($)
`
`09/07/2007
`
`CLAIMS
`REMAINING
`I-
`AFTER
`Z
`AMENDMENT
`W
`Total (37 CFR
`• 15
`~ 1.16(1))
`0
`Independent
`Z
`• 4
`37 CFR 1.16 hll
`W
`~ D Application Size Fee (37 CFR 1.16(s))
`«
`D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
`
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`•• 49
`
`***4
`
`PRESENT
`EXTRA
`
`= 0
`= 0
`
`Minus
`
`Minus
`
`(Column 1)
`
`(Column 2)
`
`(Column 3)
`
`RATE ($)
`
`ADDITIONAL
`FEE ($)
`
`ADDITIONAL
`FEE ($)
`
`X $
`
`X $
`
`=
`
`=
`
`TOTAL
`ADD'L
`FEE
`
`OR
`
`X $50=
`
`OR
`
`X $200=
`
`OR
`
`OR
`
`TOTAL
`ADD'L
`FEE
`
`0
`0
`
`0
`
`CLAIMS
`REMAINING
`AFTER
`AMENDMENT
`
`HIGHEST
`NUMBER
`PREVIOUSLY
`PAID FOR
`
`..
`...
`
`=
`
`=
`
`Minus
`
`Minus
`
`I-
`·
`Z
`Total (37 CFR
`W
`1.161111
`·
`~ Independent
`0
`(37 CFR 1.16(h))
`Z D Application Size Fee (37 CFR 1.16(s))
`W
`~ D FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM (37 CFR 1.16(j))
`«
`
`PRESENT
`EXTRA
`
`RATE ($)
`
`ADDITIONAL
`FEE ($)
`
`RATE ($)
`
`ADDITIONAL
`FEE ($)
`
`X $
`
`X $
`
`=
`
`=
`
`OR
`
`X $
`
`OR
`
`X $
`
`=
`
`=
`
`OR
`
`TOTAL
`TOTAL
`ADD'L
`ADD'L
`FEE
`FEE
`Legal Instrument Examiner:
`Jacquelyn L. Williams
`
`OR
`
`* If the entry in column 1 is less than the entry in column 2, write "0" in column 3.
`•• If the "Highest Number Previously Paid For" IN THIS SPACE is less than 20, enter "20".
`
`••• If the "Highest Number Previously Paid For" IN THIS SPACE is less than 3, enter "3".
`The "Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
`
`This collection of mformatlon IS required by 37 CFR 1.16. The mformatlon IS required to obtam or retam a benefit by the public which IS to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 12 minutes to complete, including gathering,
`preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time you
`require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Sony, Ex. 1002, p.1216
`
`

`
`PTO/SB/08A (10-07)
`Approved for use through 10/3112007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`Complete if Known
`
`/'
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`Application Number
`10/336,470
`Filing Date
`January 3, 2003
`David A. Monroe
`First Named Inventor
`Art Unit
`2625
`Examiner Name
`Safaipour, Houshang
`Attomey Docket Number 07-0197
`
`"""
`
`./
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`07-31-1979
`
`Darby
`
`12-18-1979
`
`Levine, et al
`
`04-08-1980
`
`Levine
`
`05-07-1989
`
`Schwab, et al
`
`Bellman Jr. et al
`
`05-16-1989
`07-04-1989 Murge
`Sheffer
`
`01-02-1990
`
`06-25-1991
`
`Reid
`
`06-25-1991
`
`Kawashime, et al
`
`11-24-1992
`
`06-08-1993
`
`Sato, et al
`Sheffer, et al
`
`09-07-1993
`
`Norman, et al
`
`02-10-1994
`
`Fujimoto
`
`06-14-1994
`
`Frisbie, et al
`
`08-02-1994
`
`Owen
`
`09-27-1994
`
`03-21-1995
`
`Rose, et al
`Fitts
`
`04-18-1995
`
`Squicciarini, et al
`
`09-05-1995
`
`Bethke, et al
`
`"- Sheet 11
`
`1 of 17
`
`Examiner
`Initials*
`
`Cite
`No. '
`
`Document Number
`
`Number-Kind Code2 ('known)
`
`US- 4,163,283
`
`us- 4,179,695
`
`us- 4,179,536
`
`us- 4,516,125
`
`us- 4,831 ,438
`
`us- 4,845,629
`
`us- 4,891 ,650
`
`uS-5,027,104
`
`us- 5,027,114
`
`us- 5,166,746
`
`us- 5,218,367
`
`us- 5,243,340
`
`us- 5,283,643
`
`us- 5,321 ,615
`
`us- 5,334,982
`
`us- 5,341 ,194
`
`us- 5,400,031
`
`us- 5,408,330
`
`us- 5,448,243
`
`Examiner
`Initials*
`
`Cite
`No. '
`
`Foreign Patent Document
`
`FOREIGN PATENT DOCUMENTS
`Pages, Columns, Lines,
`Publication
`Name of Patentee or
`Date
`Applicant of Cited Document Where Relevant Passages
`MM-DD-YYYY
`Or Relevant Figures Appear
`
`Country Code 3 -Number 4 -Kind Code5 (if known)
`
`JP9-251599
`
`JP11-160424
`
`JP6-301898
`
`JP9-282600
`
`EP209,397
`
`EP220,752
`
`Examiner
`Signature
`
`[
`
`04-16-1999 Mastake, et al
`
`06-18-1999 Tenpei
`
`10-28-1994 Hoover
`
`10-31-1997 Hasegawa, et al
`07-07-1993 Murga, et al
`05-06-1987 Julin, et al.
`
`Date
`Considered
`
`I
`
`T6
`
`]
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1 Applicant's unique citation designation number (optional). 2 See Kinds Codes of
`USPTO Patent Documents at y£t~lt£J!§'Q.t9..&9..y' or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For
`Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a check mark here if English language
`Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent
`and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`Sony, Ex. 1002, p.1217
`
`

`
`PTO/SB/08A (10-07)
`Approved for use through 10/3112007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`Complete if Known
`
`/'
`
`Substitute for form 1449/PTO
`
`Application Number
`10/336,470
`January 3, 2003
`Filing Date
`David A Monroe
`First Named Inventor
`Art Unit
`2625
`Safaipour, Houshang
`Examiner Name
`Attomey Docket Number 07-0197
`
`"""
`
`./
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`"- Sheet 16
`
`1 of 17
`
`Examiner
`Initials*
`
`Cite
`No. '
`
`Document Number
`
`Number-Kind Code2 ('known)
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`MM-DD-YYYY
`Applicant of Cited Document
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`12-28-1999 Monroe
`
`06-12-2001
`
`03-12-2002
`
`05-27-2003
`
`02-24-2004
`
`Monroe
`
`Casteiani
`
`Kipust
`
`Amini
`
`09-10-1996
`
`Chen, et al
`
`05-23-2000
`
`Igarashi, et al
`
`10-17-2000
`
`Ono
`
`11-05-2002
`
`Ramirez Diaz, et al
`
`02-18-2003
`
`04-29-2003
`
`Liao, et al
`Yoshimura, et al
`
`Hendricks, et al
`01-06-2004
`04-13-2004 Walker, et al
`02-25-2003 Mamoru Sato, et al
`Hirokazu Ohi, et al
`
`09-26-2006
`
`US- 6,009,356
`
`us- 6,246,320
`
`us- 6,356,625
`
`us- 6,570,610
`
`us- 6,698,021
`
`us- 5,553,609
`
`us- 6,067,571
`
`us- 6,133,941
`
`us- 6,476,858
`
`us- 6,522,352
`
`us- 6,556,241
`
`us- 6,675,386
`
`us- 6,720.990
`
`us- 6,525,761
`
`uS-7,111,971
`
`us-
`
`us-
`
`us-
`
`us-
`
`Examiner
`Initials*
`
`Cite
`No. '
`
`Foreign Patent Document
`
`Country Code 3 -Number 4 -Kind Code5 (if known)
`
`FOREIGN PATENT DOCUMENTS
`Pages, Columns, Lines,
`Publication
`Name of Patentee or
`Date
`Applicant of Cited Document Where Relevant Passages
`MM-DD-YYYY
`Or Relevant Figures Appear
`
`Examiner
`Signature
`
`[
`
`Date
`Considered
`
`I
`
`T6
`
`]
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1 Applicant's unique citation designation number (optional). 2 See Kinds Codes of
`USPTO Patent Documents at y£t~lt£J!§'Q.t9..&9..y' or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For
`Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a check mark here if English language
`Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent
`and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`Sony, Ex. 1002, p.1218
`
`

`
`PTO/SB/08A (10-07)
`Approved for use through 10/3112007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`Complete if Known
`
`/'
`
`Substitute for form 1449/PTO
`
`INFORMATION DISCLOSURE
`STATEMENT BY APPLICANT
`
`(Use as many sheets as necessary)
`
`"- Sheet 15
`
`1 of 17
`
`Application Number
`10/336,470
`January 3, 2003
`Filing Date
`David A Monroe
`First Named Inventor
`Art Unit
`2625
`Safaipour, Houshang
`Examiner Name
`Attomey Docket Number 07-0197
`
`"""
`
`./
`
`Examiner
`Initials*
`
`Cite
`No. '
`
`Document Number
`
`U. S. PATENT DOCUMENTS
`Publication Date
`Name of Patentee or
`Applicant of Cited Document
`MM-DD-YYYY
`
`Pages, Columns, Lines, Where
`Relevant Passages or Relevant
`Figures Appear
`
`Number-Kind Code2 ('known)
`US- 5,666,157
`us- 6,424,370
`us- 6,504,4 79
`us- 6,628,835
`us- 6,646,676
`us- 6,002,427
`us- 5,423,838
`us- 6,385,772
`us- 6,292,098
`us- 5,642,285
`us- 5,557,278
`us- 2005/0138083 A 1
`us- 6,069,655
`us- 5,440,343
`us- 5,111 ,291
`us- 4,91 0,692
`us- 6,549,130
`us- 5,091 ,780
`us- 5,751 ,346
`
`Examiner
`Initials*
`
`Cite
`No. '
`
`Foreign Patent Document
`
`Avid
`
`Courtney
`
`Lemons
`
`Brill
`
`DeGrace
`
`Kipust
`
`Purchase
`
`Courtney
`
`09-09-1997
`07-23-2002
`01-07-2003
`09-30-2003
`11-11-2003
`12-14-1999
`07-11-1995
`05-07-2002
`09-18-2001
`Ebata
`06-24-1997 Woo
`09-17-1996
`Piccirillo
`06-16-2005
`05-03-2000
`08-08-1995
`05-05-1992
`03-20-1990
`04-15-2003
`02-25-1992
`05-12-1998
`
`Rastegar
`
`Seeley
`
`Parulski
`
`Erickson
`
`Outram
`Joso
`
`Pomerleau
`
`Dozier
`
`Country Code 3 -Number 4 -Kind Code5 (if known)
`
`FOREIGN PATENT DOCUMENTS
`Pages, Columns, Lines,
`Publication
`Name of Patentee or
`Date
`Applicant of Cited Document Where Relevant Passages
`MM-DD-YYYY
`Or Relevant Figures Appear
`
`T6
`
`]
`
`Examiner
`Signature
`
`[
`
`Date
`Considered
`
`I
`
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant. 1 Applicant's unique citation designation number (optional). 2 See Kinds Codes of
`USPTO Patent Documents at y£t~lt£J!§'Q.t9..&9..y' or MPEP 901.04. 3 Enter Office that issued the document, by the two-letter code (WIPO Standard ST.3). 4 For
`Japanese patent documents, the indication of the year of the reign of the Emperor must precede the serial number of the patent document. 5Kind of document by
`the appropriate symbols as indicated on the document under WIPO Standard ST.16 if possible. 6 Applicant is to place a check mark here if English language
`Translation is attached.
`This collection of information is required by 37 CFR 1.97 and 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the
`USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments
`on the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent
`and Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND
`TO: Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`If you need assistance in completing the form, call 1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`Sony, Ex. 1002, p.1219
`
`

`
`PTO/SB/08B (10-07)
`Approved for use through 10/3112007. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995 no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`Complete if Known
`
`rsu bstitute for form 1449/PTO
`
`Application Number
`INFORMATION DISCLOSURE Filing Date
`STATEMENT BY APPLICANT First Named Inventor
`Art Unit
`
`,
`
`10/336,470
`
`January 3, 2003
`
`David A Monroe
`
`2625
`
`(Use as many sheets as necessary)
`
`Sheet 17
`
`1 of 17
`
`Examiner Name
`
`Safaipour, Houshang
`Attorney Docket Number 07-0197
`
`Examiner
`Initials*
`
`Cite
`No. 1
`
`NON PATENT LITERATURE DOCUMENTS
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of
`the item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue
`number(s), publisher, city and/or country where published.
`April, 1966, Apollo Unified S-8and System, NASA-Goddard Space Flight
`Center, Greenbelt, Maryland
`
`T2
`
`November 24, 1976, TELEXIS ViaNet General Information Booklet
`Version 1.3
`
`2000, ViaNet 3000 Administrator's Manual Version 1.1- NetXpress Video by
`TELEXIS, Kanata, Ontario, Canada
`
`1999 Vianet 3000 Operator Manual Version 1.0 - NetXpress Video by
`TELEXIS, Kanata, Ontario, Canada
`
`1999 Via Net 3000 Administrator Manual Version 1.0 - NetXpress Video by
`TELEXIS, Kanata, Ontario, Canada
`
`1999 Via Net 3000 Instruction Manual Operator's Revision 1 - NetXpress
`Video by TELEXIS, Kanata, Ontario, Canada
`
`D
`D
`
`I Examiner
`
`Signature
`*EXAMINER: Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not in conformance and not
`considered. Include copy of this form with next communication to applicant.
`1 Applicant's unique citation designation number (optional). 2 Applicant is to place a check mark here if English language Translation is attached.
`This collection of information is required by 37 CFR 1.98. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 2 hours to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the
`amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO:
`Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`~onSidered
`I Date
`
`If you need assistance in completing the form, caI/1-800-PTO-9199 (1-800-786-9199) and select option 2.
`
`Sony, Ex. 1002, p.1220
`
`

`
`::,earchmg l' AJ
`
`rage; 1 VI L
`
`PATENT ABSTRACTS OF JAPAN
`
`(11 )Publication number:
`
`11-093253
`
`(43)Oate of publication of application: 06.04.1999
`
`(51 )lnt.CL
`
`E03F 7/00
`G01e 7/00
`G06F 17/60
`G09B 29/00
`
`(21 )Application number: 09-251599
`
`(71 )Applicant : TOKYO GAS CO LTD
`
`(22)Date of filing:
`
`17.09.1997
`
`(72)lnventor: TOYOSHIMA MASATAKE
`MORIYAMA TAKASHI
`
`(54) NETWORK TRACKING DEVICE, NETWORK TRACKING METHOD AND RECORDING
`MEDIUM
`
`c
`0
`~----~-------------~
`
`( 57)Abstract:
`PROBLEM TO BE SOLVED: To automatically extract a
`downstream area and an upstream area of a sewage
`mapping system by holding a node data group,
`specifying a starting point, and extracting a downstream
`side node up to reaching a terminal facility by starting
`from a node.
`SOLUTION: When the passage number reduces in the
`downstream direction, data of a node searching file of an
`object mesh is developed in a work file, and the content AL------r"""""'=-+..J.\;-, ---'~'+ .. \.
`~.
`\ 1\1 4~c \,.
`is displayed on a display. A starting point 41 is picked by
`(
`£~ ~ 4li~{ \...
`imparting a click by a mouse or coordinate data, and the
`'.
`~.
`(~.~
`\ \4:'1"
`vicinity of a node 45 is designated as the starting point
`\.1';j;""-Hd
`41. Next, a first node 45a in the vicinity of the stating
`point 41 is extracted, and a downstream side node 45b
`is extracted. Next, the fact that the node 45b is a terminal facility 47 is confirmed, and the
`whole nodes 45 extracted up to the terminal facility 47 from the starting point 41 are
`emphatically displayed on the display by changing a color. Therefore, in a sewage mapping
`system, a downstream area and an upstream area when a certain place is used as the
`starting point 41, can be automatically extracted.
`
`"
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`I
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`It t45b
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`http://www19.ipdl.ncipi.go.jp/PAllresultldetail/main/wAAAriaGUdDA411093253Pi.htm
`
`10/4/2006
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`Sony, Ex. 1002, p.1221
`
`

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`06.02.2002
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`09.08.2005
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`Searching PAJ
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