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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`13/471,161
`
`ISSUE DATE
`
`03/19/2013
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8401537
`
`SOLME.001A2C10
`
`2597
`
`20995
`
`7590
`
`02/27/2013
`
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`The projected patent number and issue date are specified above.
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`ISSUE NOTIFICATION
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`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identified application will include
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`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Michael E. Shanahan, Nyack, NY;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`1R103(ReV.10/09)
`
`1
`
`'
`
`1
`
`O
`
`1
`
`AT&T - Exhibit 1010
`
`

`
`PART B - FEE(S) TRANSMITTAL
`
`
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
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`or Ea}; (571)-273-2885
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`through 5 should be completed where
`in
`ap ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current corres ondence address as
`icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "
`E ADDRESS" for
`
`maintenance fee notifications.
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Blocklfor any change of address)
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`papers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`
`20995
`7590
`11/13/2012
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`'
`
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`States ostal gervice with su ficient postage for f11‘§1.C1§SS mail in an envelo
`addressed to the Mail Sto
`ISSUE FEE address above, or being facsimi e
`transmitted to the USPTO ( 71) 273-2885, on the date indicated below.
`
`
`
`
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`PREMM.001A2C10
`Michael E. Shanahan
`05/ 14/2012
`13/471,161
`TITLE OF INVENTION: METHODS AND APPARATUSES FOR PROGRAMMING USER-DEFINED INFORMATION INTO ELECTRONIC DEVICES
`
`2597
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`YES
`
`$885
`
`$300
`
`$0
`
`$1 185
`
`-
`
`02/13/2013
`
`
`
`
`
`
`
`BEAMER, TEMICA M
`
`2646
`

`455-418000
`1 Knobbe Ma rtenS
`2. For printing on the patent front page, list
`
`7
`1
`(1) the naanfis olf up to 31registered patent attorneys
`or agents
`, a temative y,
`(2) the name of a single firm (having as a member a
`2
`registered attorney or agent) and the names of up to
`1:1 "Fee Address" indication (or “Fee Address" Indication form
`3
`2 registered patent attorneys or agents. If no name is
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`listed, no name will be printed.
`Number is required.
`
`
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assi nee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 C
`3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Y
`
`
`Olson & Bear LLP
`
`
`
`ndence address (or Change of Correspondence
`/122) attached.
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`D Chan e of corres
`Address onn PTO/
`
`
`
`Solocron Media, LLC
`
`Tyler, TX
`
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`1:1 Individual N Corporation or other private group entity D Government
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`4a. T e following fee-.(s) are submitted:
`D A check is enclosed.
`Issue Fee
`:1 Payment by credit card. Form PTO-2038 is attached.
`Publication Fee (No small entity discount permitted)
`mThe Director is hereby authorized to chmge , any deficiency, or credit any
`1] Advance Order . # of Copies
`
`1 1-1 10overpayment, to Deposit Account Number (enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`Db. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
`1:1 a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown b the records of the
`nited States Patent and Trademark Office.
`.
`
`
`
`Authorized Signature
`
`
`
`‘
`
`
`I
`
`h
`
`V
`
`Date
`
`2,13”
`
`34,362
`. Registration No.
`
` Typed or printed name John
`
`This collection of information is required by 37 CFR 1.311. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. T is collection is estimated to take 12 minutes to complete, including gathenng,_preparing, and
`submitting the completed application form to the USPTO. Time will v
`de ndin upon the individual case. Any comments on the amount of time you require to oompalete
`this form and/or su gestions for reducing this burden, should be sent to
`e C ief In ormation Officer, U.S. Patent and Trademark Office, US. Department of Commerce,
`.0.
`Box 1450, Alexan ria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents. P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`
`
`PTOL-85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 065120033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`2
`
`

`
`SOLME.001A2C10
`
`'
`
`'
`
`I
`
`-
`
`PATENT
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Inventor
`App. No.
`
`: Michael E. Shanahan
`I
`.13/471,161
`
`‘
`
`Filed
`
`For
`
`2 May 14, 2012
`
`I METHODS AND APPARATUSES FOR
`PROGRAMMING USER-DEFINED
`INFORMATION INTO ELECTRONIC
`DEVICES
`
`Examiner
`
`Art Unit
`
`Conf No.
`
`:
`
`:
`
`:
`
`Temica M. Beamer
`
`2646
`
`2597
`
`
`
`INTERVIEW SUMMARY
`
`Mail Stop Amendment
`Commissioner for Patents
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Dear Sir:
`
`,
`
`In response to the Examiner-Initiated Interview Summary dated November 13, 2013, Applicant
`
`submits the following.
`
`Summary of Interview begins on page 2 of this paper.
`
`RemarksIArguments begin on page 3 of this paper.
`
`3
`
`

`
`Application No.:
`Filing Date:
`
`13/471,161
`May 14, 2012
`
`SUMMARY OF INTERVIEW
`
`Attendees, Date and Tyge of Interview
`
`The interview was conducted on October 30, 2012 and attended by Examiner Temica M. Beamer
`
`and Amy Durrant (for John R. King).
`
`Exhibits and/or Demonstrations
`
`N/A
`
`identification of Claims Discussed
`
`N/A
`
`identification of Prior Art Discussed
`
`N/A
`
`Proposed Amendments
`
`N/A
`
`Principal Arguments and Other Matters
`N/A
`
`Results of Interview
`
`Confirmation was needed for the date of a reference (non~patent literature reference #227) on an
`
`IDS submitted by the Applicant on June 14, 2012. The date, June 4, 2004, was confirmed by Amy
`Durrant.
`
`4
`
`

`
`Application No.:
`Filing Date:
`
`113/471,161
`May 14, 2012
`
`*5‘:
`
`REMARKS
`
`Please charge any additional fees, including any fees for additional extension of time, or credit
`
`overpayment to Deposit Account No. 11-1410.
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
` Dated: February 12, 2013
`
`Registration No. 34,362
`Attorney ‘of Record
`Customer No. 20,995
`(949) 760-0404
`
`14834093‘.ad
`021213
`
`5
`
`

`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`Filing Date:
`
`13471161
`
`14-May-2012
`
`T'"e °f "“’e"t'°"‘
`
`METHODS AND APPARATUSES FOR PROGRAMMING USER-DEFINED
`INFORMATION INTO ELECTRONIC DEVICES
`
`First Named Inventor/Applicant Name:
`
`Michael E. Shanahan
`
`Attorney Docket Number:
`
`SOLME.001A2C10
`
`Filed as Small Entity
`
`Utility under 35 USC111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Quantity
`
`Sub-Total in
`USD($)
`
`Basic Filing:
`
`Pages:
`
`Claims:
`
`Miscellaneous-Filing:
`
`Patent-Appeals-and-Interference:
`
`Post-AlIowance-and-Post-Issuance:
`
`Publ. Fee- early, voluntary, or normal
`
`1504
`
`6
`
`1
`
`300
`
`300
`
`6
`
`

`
` S“:-S1-|;(t$a)| In
`
`1185
`
`Total in USD ($)
`
`7
`
`

`
`Electronic Acknowledgement Receipt
`
`M—
`
`mle °f "“'e"t'°"‘
`
`METHODS AND APPARATUSES FOR PROGRAMMING USER-DEFINED
`INFORMATION INTO ELECTRONIC DEVICES
`
`I
`
`Payment information:
`
`yes—
`Submitted with Payment
`
`Charge any Additional Fees required under 37 C.F.R. Section 187 (Patent application and reexamination processing fees)
`
`—Authorized User
`The Director of the USPTO is hereby authorized to Charge indicated fees and Credit any Overpayment as follows:
`
`KNOBBE MARTENS OLSON AND BEAR
`
`Charge any Additional Fees required under 37 C.F.R. Section 1.16 (National application filing, search, and examination fees)
`
`8
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`

`
`File Listing:
`
`Document
`
`Information:
`
`.
`
`.
`
`File Size(Bytes)/
`
`Multi
`
`Pages
`
`Issue Fee Payment (PTO-85B)
`
`SOLME-001A2C10_issuefee.pdf 4199d4a70cd1ac3886db73d75a76ce9947a
`55a8a
`
`112133
`
`SOLME-001A2C10_interviewsu
`
`cddaa72b465274317d54be713df60747d55
`
`Multipart Description/PDF files in .zip description
`
`Fee Worksheet (SB06)
`
`fee-info.pdf
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
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`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
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`National Stage of an International Application under 35 U.S.C. 371
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`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
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`9
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`BEAMER, TEMICAM
`
`2646
`
`DATE MAILED: 11/13/2012
`
`PREMM.001A2C10
`Michael E. Shanahan
`05/14/2012
`13/471,161
`TITLE OF INVENTION: METHODS AND APPARATUSES FOR PROGRAMMING USER—DEFINED INFORMATION INTO ELECTRONIC DEVICES
`
`2597
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`YES
`
`$885
`
`$300
`
`$0
`
`$1185
`
`02/13/2013
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
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`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
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`
`PTOL—85 (Rev. 02/11)
`
`Page11d)f 3
`
`10
`
`

`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`or 1 (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`appropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`in icated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Blocklfor any Change Ofaddress)
`
`20995
`
`7590
`
`ll/l3/2012
`
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE CA 92614
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`Eapers. Each additional paper, such as an assignment or formal drawing, must
`ave its own certificate of mailing or transmission.
`
`thCetI:tifi§at;%;>{FMailir;g<ir_Tl1§ar1sm;ssior; d
`Ih b
`_f
`_m Lb U _ d
`att 1s
`ee s
`ransmitta 1s
`e1ng epos1te w1
`ere y cert1 y
`e
`n1te
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273-2885, on the date indicated below.
`(Depositofs name)
`
` (Signature)
`
`(Date)
`
`PREMM.001A2C10
`Michael E. Shanahan
`05/14/2012
`13/471,161
`TITLE OF INVENTION: METHODS AND APPARATUSES FOR PROGRAMMING USER—DEFINED INFORMATION INTO ELECTRONIC DEVICES
`
`2597
`
`APPLN. TYPE
`
`SMALL ENTITY
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`YES
`
`BEAMER, TEMICA M
`
`$885
`
`2646
`
`$300
`
`$0
`
`$1185
`
`02/13/2013
`
`455-41 8000
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Chan e of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03-02 or more recent) attached. Use of a Customer
`Vumber is required.
`
`
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`2
`
`3
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`'3 Individual
`
`'3 Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`3 Payment by credit card. Form PTO-2038 is attached.
`3 The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`5. Change in Entity Status (from status indicated above)
`J b. Applicant is no longer claiming SMALL ENTITY status. See 37 CFR 1.27(g)(2).
`3 a. Applicant claims SMALL ENTITY status. See 37 CFR 1.27.
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`Date
`
`Registration No.
`
`This collection of information is required by 37 CFR 1.311. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. T is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will v
`de endin upon the individual case. Any comments on the amount of time you require to complete
`this form and/or su gestions for reducing this burden, should be sent to
`e C ief In ormation Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O.
`Box 1450, Alexan ria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 22313-1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL-85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`11
`OMB 0651-0033
`
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`11
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.goV
`
`APPLICATION NO.
`
`FILING DATE
`
`F {ST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/471,161
`
`05/14/2012
`
`Michael E. Shanahan
`
`PREMM.001A2C10
`
`2597
`
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`BEAMER, TEMICAM
`
`2646
`
`DATE MAILED: 11/13/2012
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 0 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 0 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the aboVe—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEB site (http://pair.uspto.goV).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1—(888)—786—0101 or (571)-272-4200.
`
`PTOL—85 (Rev. 02/11)
`
`Page13j)f 3
`
`12
`
`

`
`Privacy Act Statement
`
`The Privacy Act of 1974 (P.L. 93-579) requires that you be given certain information in connection with
`your submission of the attached form related to a patent application or patent. Accordingly, pursuant to
`the requirements of the Act, please be advised that: (1) the general authority for the collection of this
`information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the
`principal purpose for which the information is used by the U.S. Patent and Trademark Office is to process
`and/or examine your submission related to a patent application or patent. If you do not furnish the
`requested information, the U.S. Patent and Trademark Office may not be able to process and/or examine
`your submission, which may result in termination of proceedings or abandonment of the application or
`expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom
`of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel
`in the course of settlement negotiations.
`. A record in this system of records may be disclosed, as a routine use, to a Member of Congress
`submitting a request involving an individual, to whom the record pertains, when the individual has
`requested assistance from the Member with respect to the subject matter of the record.
`A record in this system of records may be disclosed, as a routine use, to a contractor of the Agency
`having need for the information in order to perform a contract. Recipients of information shall be
`required to comply with the requirements of the Privacy Act of 1974, as amended, pursuant to 5
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`. A record related to an International Application filed under the Patent Cooperation Treaty in this
`system of records may be disclosed, as a routine use, to the International Bureau of the World
`Intellectual Property Organization, pursuant to the Patent Cooperation Treaty.
`. A record in this system of records may be disclosed, as a routine use, to another federal agency for
`purposes of National Security review (35 U.S.C. 181) and for review pursuant to the Atomic Energy
`Act (42 U.S.C. 2l8(c)).
`to the Administrator,
`. A record from this system of records may be disclosed, as a routine use,
`General Services, or his/her designee, during an inspection of records conducted by GSA as part of
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`individuals.
`
`. A record from this system of records may be disclosed, as a routine use, to the public after either
`publication of the application pursuant to 35 U.S.C. l22(b) or issuance of a patent pursuant to 35
`U.S.C. 151. Further, a record may be disclosed, subject to the limitations of 37 CFR 1.14, as a
`routine use, to the public if the record was filed in an application which became abandoned or in
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`A record from this system of records may be disclosed, as a routine use, to a Federal, State, or local
`law enforcement agency, if the USPTO becomes aware of a violation or potential violation of law or
`regulation.
`
`13
`
`13
`
`

`
`_
`_
`_
`_
`Examiner-Initiated Interview Summary
`
`13/471,161
`_
`Examiner
`
`SHANAHAN, MICHAEL E.
`_
`Art Unit
`
`
`
`TEMICA M. BEAMER 2646
`
`Application No.
`
`App|icant(s)
`
`All participants (applicant, app|icant’s representative, PTO personnel):
`
`(1) TEMICA M. BEAMER.
`
`(2) AMY DURRANT (for JOHN KING).
`
`Date of Interview: 30 October 2012.
`
`(3)
`
`(4)
`
`.
`
`.
`
`Type:
`
`I:I Video Conference
`IX] Telephonic
`I] Personal [copy given to: El applicant
`
`El app|icant’s representative]
`
`Exhibit shown or demonstration conducted:
`If Yes, brief description:
`
`[I Yes
`
`IX] No.
`
`I:|112 I:|102 I:|103 Elothers
`I:I101
`Issues Discussed
`(For each of the checked box(es) above, please describe below the issue and detailed description of the discussion)
`
`C|aim(s) discussed: %.
`
`Identification of prior art discussed: %.
`
`Substance of Interview
`(For each issue discussed, provide a detailed description and indicate if agreement was reached. Some topics may include: identification or clarification of a
`reference or a portion thereof, claim interpretation, proposed amendments, arguments of any applied references etc...)
`
`Confirmation was needed for the date of a reference (non Qatent literature reference #227) on an IDS submitted by
`the agglicant on 6/14/2012. The date, June 4, 2004, has been confirmed by Amy Durrant .
`
`Applicant recordation instructions:
`
`It is not necessary for applicant to provide a separate record of the substance of interview.
`
`Examiner recordation instructions: Examiners must summarize the substance of any interview of record. A complete and proper recordation of
`the substance of an interview should include the items listed in MPEP 713.04 for complete and proper recordation including the identification of the
`general thrust of each argument or issue discussed, a general indication of any other pertinent matters discussed regarding patentability and the
`general results or outcome of the interview, to include an indication as to whether or not agreement was reached on the issues raised.
`
`I:| Attachment
`/TEMICA M. BEAMER/
`Primary Examiner, Art Unit 2646
`
`U.S. Patent and Trademark Office
`
`PTOL-413B (Rev. 8/11/2010)
`
`
`
`lntervitivasummary
`
`Paper No. 20120911-A
`
`14
`
`

`
`Application No.
`
`App|icant(s)
`
`13/471,161
`
`SHANAHAN, MICHAEL E.
`
`TEMICA M. BEAMEFI
`
`2617
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address--
`All claims being allowable, PROSECUTION ON THE MERITS IS (OR REMAINS) CLOSED in this application.
`If not included
`herewith (or previously mailed), a Notice of Allowance (PTOL—85) or other appropriate communication will be mailed in due course. THIS
`NOTICE OF ALLOWABILITY IS NOT A GRANT OF PATENT RIGHTS. This application is subject to withdrawal from issue at the initiative
`of the Office or upon petition by the applicant. See 37 CFR 1.313 and MPEP 1308.
`
`1. IX This communication is responsive to amendmentfiled 9/7/2012.
`
`2. I] An election was made by the applicant in response to a restriction requirement set forth during the interview on
`the restriction requirement and election have been incorporated into this action.
`
`2:
`
`3. IX] The allowed cIaim(s) is/are 1-18.
`
`4. I] Acknowledgment is made of a claim for foreign priority under 35 U.S.C. § 119( )—(d) or (f).
`
`a) D All
`
`b) I:I Some*
`
`c) I:I None
`
`of the:
`
`1. I:I Certified copies of the priority documents have been received.
`
`2. El Certified copies of the priority documents have been received in Application No.
`
`3. I:I Copies of the certified copies of the priority documents have been received in this national stage application from the
`
`International Bureau (PCT Rule 17.2( )).
`
`* Certified copies not received:
`
`Applicant has THREE MONTHS FROM THE “MAILING DATE” of this communication to file a reply complying with the requirements
`noted below. Failure to timely comply will result in ABAN DONMENT of this application.
`THIS THREE-MONTH PERIOD IS NOT EXTENDABLE.
`
`5. [I A SUBSTITUTE OATH OR DECLARATION must be submitted. Note the attached EXAMINER’S AMENDMENT or NOTICE OF
`INFORMAL PATENT APPLICATION (PTO—152) which gives reason(s) why the oath or declaration is deficient.
`
`6. I:I CORRECTED DRAWINGS ( as “replacement sheets”) must be submitted.
`(a) El including changes required by the Notice of Draftsperson’s Patent Drawing Review ( PTO—948) attached
`
`1) I:I hereto or 2) I:I to Paper No./Mail Date
`
`(b) I:I including changes required by the attached Examiner’s Amendment / Comment or in the Office action of
`Paper No./Mail Date
`Identifying indicia such as the application number (see 37 CFR 1.84(c)) should be written on the drawings in the front (not the back) of
`each sheet. Replacement sheet(s) should be labeled as such in the header according to 37 CFR 1.121(d).
`
`7. I:I DEPOSIT OF and/or INFORMATION about the deposit of BIOLOGICAL MATERIAL must be submitted. Note the
`attached Examiner’s comment regarding REQUIREMENT FOR THE DEPOSIT OF BIOLOGICAL MATERIAL.
`
`Attachment(s)
`1. I] Notice of References Cited (PTO—892)
`
`2. I] Notice of Draftperson‘s Patent Drawing Review (PTO—948)
`
`3. IX] Information Disclosure Statements (PTO/SB/08),
`Paper No./Mail Date
`4. I:l Examiner’s Comment Regarding Requirement for Deposit
`of Biological Material
`
`5. El Notice of Informal Patent Application
`
`6. IX Interview Summary (PTO—413),
`Paper No./Mail Date attached.
`7. El Examiner’s Amendment/Comment
`
`8. El Examiner’s Statement of Reasons for Allowance
`
`9. El Other
`
`.
`
`/TEMI

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