`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMIVHSSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`13/615,013
`
`ISSUE DATE
`
`05/28/2013
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`8452272
`
`SOLME001A2C11
`
`1336
`
`20995
`
`7590
`
`05/08/2013
`
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 0 day(s). Any patent to issue from the above—identified application will include
`an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
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`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Michael E. Shanahan, Nyack, NY;
`
`The United States represents the largest, most dynamic marketplace in the world and is an unparalleled location
`for business investment, innovation, and commercialization of new technologies. The USA offers tremendous
`resources and advantages for those who invest and manufacture goods here. Through SelectUSA, our nation
`works to encourage and facilitate business investment. To learn more about why the USA is the best country in
`the world to develop technology, manufacture products, and grow your business, visit SelectUSA.gov.
`
`112103 (Rev. 10/09)
`
`1
`
`AT&T - EXhlblt 1009
`
`1
`
`AT&T - Exhibit 1009
`
`
`
`
`
`
`INFORMATION DISCLOSURE
`
`
`
`
`
`SHEET 8 OF 9
`
`
`STATEMENT BY APPLICANT
`
`PTO/SB/08 Eouivalent
`
`
`
`
`
`
`
`
`
`Attorney Docket No.
`SOLME.001A2C11
`
`
`U.S. PATENT DOCUMENTS
`
`
`
`Document Number
`Pages, Columns, Lines Where
`
`
`g
`Relevant Passages or Relevant
`Number - Kind Code (if known)
`Examiner
`Initials
`
`Example: 1,234,567 B1
`Figures Appear
`
`
`
`2004/0148226
`(and its file history)
`
`»
`
`2005/0054379
`
`197
`
`.2005/0086128
`(and its file history)
`
`,
`
`2007/0099604
`(and its file history)
`
`2007/0099605
`(and its file history)
`2008/0287115
`(and its file history)
`
`2012/0084395
`
`. (and its file history)
`2012/0214453
`
`(and its file history)
`2012/0226???
`
`(and its file history)
`
`
`
`
`
`
`
`Publication Date
`MM—DD-YYYY
`
`Name of Patentee or Applicant
`
`07-29-2004
`
`Shanahan, Michael
`
`03-1 0-2005
`
`
`
`
`
`04-21-2005
`
`Shanahan, Michael
`
`05—03—2007
`
`Shanahan, Michael
`
`05—03—2007
`
`Shanahan, Michael
`
`
`
`
` FOREIGN PATENT DOCUMENTS '
`.
`.
`Foreign Patent Document
`Publication
`Pages, Columns, Lines
`Efraig'gger
`E1? Country Code—Number-Kind Code
`Date
`Where Relevant Passages or
`Example:
`JP 1234567 A1
`MM-DD-YYYY
`Relevant Figures Appear
`
`Namerf mites-wee or
`pp
`
`Twenty Year Innovations
`
`Nokia Mobile Phones Ltd.
`
`Emiko
`
`Takeshi, et al.
`
`Takeshi, et aI.
`
`Oy Radiolinja AS
`
`Kim, et al.
`
`06-22 2000
`
`06-29 2000
`
`CA 2,436,872
`
`EP 0851649 A2
`
`GB 2343084 A
`
`JP 09205471
`
`JP 10173737 A2
`
`JP 2001195068
`
`JP 2001404867 A
`
`WO 00/36857
`
`WO 00/38340
`
`El
`
`M B
`
`E
`07
`
`ma
`an
`EH
`Ell
`HE
`
`
`
`
`Putnam, et al. Nippon Denki ldo Tsushin
`
`
`
`
`
`Include copy of this form with next communication to applicant. Translation is attached.
`
`WO 00/79770
`
`12—28 2000
`
`Son, et al.
`
`Schuster, et al.
`
`
`
`0111105
`
`E mm
`
`WOW 06-07-2001
`CI:
`311- ‘
`- .. =
`t a m wo 01/41411 A2
`06-07-2001
`0 O - - “ ‘ ‘ .
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not
`*Examiner:
`in conformance and not considered.
`
`T - Place a check mark in this area when an English languao-
`
`ALL REFERENCES CONSIDERED EXCEPT WHERE LINED THROUGH.
`
`,I’T.B./
`
`2
`
`
`
`*
`
`PTO/SB/08 E-uivalent
`
`Attorney Docket No.
`
`INFORMATION DISCLOSURE
`
`STATEMENT BY APPL.CANT
`
`(Multiple sheets used when necessary)
`
`—_.
`
`SHEET 6 OF 9
`
`SOLME.001A2C11
`
`
`U.S. PATENT DOCUMENTS
`
`Examiner
`Initials
`
`Cite
`No.
`
`Document Number
`Number- Kind Code (if known)
`Example: 1,234,567 B1
`
`Publication Date
`MM-DD-YYYY
`
`Name of Patentee or Applicant
`
`Pages, Columns, Lines Where
`Relevant Passages or Relevant
`Figures Appear
`
`—I. .hs:
`
`6,256,378
`
`6,308,086
`
`6,366,791
`
`‘ 6,385,305
`
`6,389,124
`
`6,392,640
`
`07—03—2001
`
`Iggulden, et al.
`
`10—23-2001
`
`-
`
`Yoshino
`
`04-02-2002
`
`Lin, et al.
`
`05-07-2002
`
`Gerszberg, et al.
`
`05-14-2002
`
`Schnarel, et al.
`
`05—21—2002
`
`VWI
`
`6,400,958 B1
`
`06-04-2002
`
`Isomursu, et al.
`
`6,418,330 B1
`
`07-09-2002
`
`Lee
`
`6,449,359
`
`6,477,580
`
`6,483,531
`
`09-10-2002
`
`Luzzatto, et al.
`
`11-05-2002
`
`Bowman-Amuah
`
`
`
`11-19-2002
`
`Ryu
`
`157
`
`6,496,692
`(and its file history)
`
`6,501,967
`12-31 —2002
`
`12-17-2002
`
`Shanahan, Michael
`
`Makela, et al.
`
`6,564,056
`
`05—13—2003
`
`Fitzgerald
`
`
`160
`6,599,147
`07-29-2003
`
`Mills, et al.
`
`161
`6,603,985
`—_
`Crockett, et al.
`Lee, et al.
`6,728,531
`04-27-2004
`Khan. et al.
`06-22-2004
`6,754,509
`
`08—05-2003
`
`Ichihashi
`
`Abraham, et al.
`
`'
`
`6,829,618
`
`12—07—2004
`
`
`
`_m 6,845 398
`an A
`A
`
`7
`168
`6 928,468
`08—09—2005
`to do went,
`
`1 9
`
`,
`
`01-18-2005
`
`Galensky, et al.
`
`Leermakers
`
`6,371,043
`
`/CLI *
`.
`
`170—03-28-2006 Deeds
`7 031 453
`04-18-2006
`Busardo, et al.
`1
`,
`
`1 2
`
`3
`
`7,035 675
`
`7,065,342
`
`04-25-2006
`
`06-20-2006
`
`Yamada
`
`Rolf
`
`Examiner Signature
`
`Date Considered
`
`
`
`initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not
`*Examiner:
`in conformance and not considered.
`Include copy of this form with next communication to applicant.
`
`T - Place a check mark in this area when an English language Translation is attached.
`ALL REFERENCES CONSEDERED EXCEPT WHERE LENED THROUGH.
`
`/T.B./’
`
`3
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box I450
`Alexandria. Virginia 223134450
`www.uspto.gov
`
`APPLICATION NO.
`
`FILING DATE
`
`FIRST NAMED INVENTOR
`
`‘ TTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/615.013
`
`09/13/2012
`
`Michael E. Shanahan
`
`SOLME:OO1A2C11
`
`1336
`
`02/2000
`0000
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE, CA 92614
`
`'
`
`BEAMER. TEMICAM
`
`ART UNIT
`2646
`NOTIFICATION DATE
`
`PAPER NUMBER
`
`DELIVERY MODE
`
`04/25/2013
`
`ELECTRONIC
`
`NOTICE OF NON-COMPLIANT INFORMATION DISCLOSURE STATEMENT
`
`An Information Disclosure Statement (IDS) filed 4/18/13 in the above-Identified application fails to
`
`meet the requirements of 37 CFR 1.97(d) for the reason(s) specified below. Accordingly, the IDS will be
`Wbut the information referred to therein has not been considered.
`
`The IDS is not compliant with 37 CFR 1.97(d) because:
`
`E The IDS lacks a statement as specified in 37 CFR 1.97(e).
`
`D The IDS lacks the fee set forth in 37 CFR 1.17(p).
`
`CI The IDS was filed after the issue fee was paid. Applicant may wish to consider filing a petition to
`withdraw the application from issue under 37 CFR 1.313(0) to have the IDS considered. See
`MPEP 1308.
`
`yea/i227“
`
`571-272-4200 or 1—888—786—0101
`
`Application Assistance Unit
`Office of Data Management
`
`FORM PTOM327-B (Rev. 02/08)
`
`Page 4of 1
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`4
`
`
`
`INFORMATION DISCLOSURE
`
`Art Unit
`
`2646
`
`STATEMENT BY APPL.CANT
`
`SHEET 1 OF 1
`
`Attorney Docket No.
`
`SOLME.001A2C11
`
`PTO/SB/08 E-uivalent
`
`Examiner Cite
`Initials
`
`'
`
`Document Number
`Number- Kind Code (if known)
`Example: 1,234,567 B1
`8,401 ,537
`(SOLME.001A2C10)
`and its file histo
`2012/0311646
`
`(SOLME.001A1 C5)
`and its file histo
`2013/0010856
`(SOLME.001A1CG)
`and its file histo
`
`U.S. PATENT DOCUMENTS
`
`Publication
`Date
`MM—DD-YYYY
`
`-
`Name of Patentee or Applicant
`
`Pages, Columns, Lines Where
`Relevant Passages or
`
`Relevant Figures Appear
`
`03/19/2013
`
`Shanahan
`
`
`12/06/2012
`
`Shanahan
`
`01/10/2003
`
`Shanahan
`
`FOREIGN PATENT DOCUMENTS
`
`
`
`Examiner
`
`'
`
`Foreign Patent Document
`Country Code-Number-Kind
`Code
`JP 1234567 A1
`
`Examole:
`
`Publication
`Date
`MM-DD-YYYY
`
`Pages, Columns, Lines
`Name of Patentee or Where Relevant Passages
`Applicant
`or Relevant Figures
`Appear
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`
`
`
`
`
` NON PATENT LITERATURE DOCUMENTS
`
`Examiner
`Initials
`
`Include name of the author (in CAPITAL LETTERS), title of the article (when appropriate), title of the
`item (book, magazine, journal, serial, symposium, catalog, etc.), date, page(s), volume-issue
`numbergs), publisher, city and/or country where published.
`
`1
`
`T
`
`152499842ad
`041813
`
`Examiner Signature
`
`Date Considered
`
`Include copy of this form with next communication to applicant.
`
`Initial if reference considered, whether or not citation is in conformance with MPEP 609. Draw line through citation if not
`*Examiner:
`in conformance and not considered.
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`T - Place a check mark in this area when an English langua%e Translation is attached.
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`5
`
`
`
`Electronic Patent Application Fee Transmittal
`
`Application Number:
`
`13615013
`
`Filing Date:
`
`13—Sep-201 2
`
`T't'e °f Inventwn‘
`
`METHODS AND APPARATUSES FOR PROGRAMMING USER-DEFINED
`INFORMATION INTO ELECTRONIC DEVICES
`
`First Named Inventor/Applicant Name:
`
`Michael E. Shanahan
`
`Attorney Docket Number:
`
`SOLME.001A2C11
`
`Filed as Small Entity
`
`Utility under 35 USC111(a) Filing Fees
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`Description
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`Fee Code
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`Quantity
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`Sub-Total in
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`Basic Filing:
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`Pages:
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`Claims:
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`Miscellaneous-Filing:
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`Patent-Appeals-and-lnterference:
`
`Post-Al|owance-and-Post-lssuance:
`
`Publ. Fee- Early, Voluntary, or Normal
`
`1504
`
`l
`
`300
`
`300
`
`6
`
`
`
`Extension-of—Time:
`
`Total in USD (5)
`
`Miscellaneous:
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`7
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`
`
`Electronic Acknowledgement Receipt
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`“—
`
`——
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`T't'e °f Inventwn‘
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`METHODS AND APPARATUSES FOR PROGRAMMING USER-DEFINED
`INFORMATION INTO ELECTRONIC DEVICES
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`8
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`File Listing:
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`Document
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`Document Descri
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`tion
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`p
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`File Size(Bytes)/
`Message Digest
`119905
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`Pages
`Multi
`Part /.zip (if appl.)
`
`Issue Fee Payment (PTO-85B)
`
`SOLME-OO1A2C11_issuefee.pdf e6a2bb8560d91f952234927df2eec5096b7
`2c54e
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`SOLME-OO1A2C11_ids.pdf
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`dfabd886274fa57b3648fbl 9c886a7c425c6
`deSS
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`Multipart Description/PDF files in .zip description
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`Information:
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`Information:
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`Information:
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`
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`Information Disclosure Statement (IDS) Form (SBOS)
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`Fee Worksheet (SBO6)
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`fee-info.pdf
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`1b810a05b5acSaf0a55b677ae056c49e47b
`3cb89
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`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
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`CONFIRMATION NO.
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`SOLME.OOIA2C11
`Michael E. Shanahan
`09/13/2012
`13/615,013
`TITLE OF INVENTION: METHODS AND APPARATUSES FOR PROGRAMNIING USER-DEFINED INFORMATION INTO ELECTRONIC DEVICES
`
`1336
`
`APPLN. TYPE
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`ENTITY STATUS
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`ISSUE FEE DUE
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`PUBLICATION FEE DUE
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`SMALL
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`07/03/2013
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`PTOL-85 (Rev. 02/11)
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`
`
`Authorized Signature
`Typed or printed name
`
`OQM Q-
`Ohn R- King
`
`
`
`Ll) - l 3 ~ £0 ,3
`Date
`
`Registration No.
`34,362
`
`This collection of information is required by 37 CFR 1.311. The information is re uired to obtain or retain a benefit by the public which is to file (and by the USPTO to process)
`an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. T is collection is estimated to take 12 minutes to complete, including gathering, preparing, and
`submitting the completed application form to the USPTO. Time will vait'hy defiendin upon the, individual case. Any comments on the amount of time you require to com lete
`this form and/or su gestions for reducing this burden, should be sent to
`e C ief In ormation Officer, US. Patent and Trademark Office, US. Department of Commerce,
`.0.
`Box 1450, Alexan ria, Virginia 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents, P.O. Box 1450,
`Alexandria, Virginia 223 13— 1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`
`PTOL-SS (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 065119033
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Page 3 of 4
`
`11
`
`
`
`Docket No.: SOLME.001A2C11
`
`Customer No. 20995
`
`'“Ventor
`
`App. No.
`
`Filed
`
`For
`
`INFORMATION DISCLOSURE STATEMENT
`Michael E. Shanahan
`
`:
`
`:
`
`13/615,013
`
`September 13, 2012
`
`: METHODS AND APPARATUSES FOR PROGRAMMING
`
`USER-DEFINED INFORMATION INTO ELECTRONIC
`DEVICES
`
`Examiner
`
`: Beamer, Temica M.
`
`Art Unit
`
`:
`
`2646
`
`1336
`3
`Conf. No.
`
`
`Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`References and Listing
`
`Submitted herewith in
`
`the above-identified application is an Information
`
`Disclosure Statement listing references for consideration.
`
`Timing of Disclosure
`
`This Information Disclosure Statement is being filed after the mailing date of
`
`Notice of Allowance.
`
`If this Supplemental IDS can be considered, Appellants authorize
`
`the Office to charge the relevant fee,
`
`if any, to Deposit Account 11-1410.
`
`If the IDS
`
`cannot be considered, Appellants request that it be placed in the file in accordance with
`
`Rule 1.97(i).
`
`Respectfully submitted,
`
`KNOBBE, MARTENS, OLSON & BEAR, LLP
`
`Dated:
`
`4'13'2013
`
`15250032:ad
`041813
`
`By:
`
`ifléwv 2. %
`
`Jo n R. King
`Registration No. 34,362
`Attorney of Record
`Customer No. 20995
`
`(949) 760-0404
`
`12
`
`12
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`NOTICE OF ALLOWANCE AND FEE(S) DUE
`
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTHFLOOR
`IRVINE, CA 92614
`
`BEAMER, TEMICA M
`
`2646
`
`DATE MAILED: 04/03/2013
`
`SOLME.001A2C11
`Michael E. Shanahan
`09/13/2012
`13/615,013
`TITLE OF INVENTION: METHODS AND APPARATUSES FOR PROGRAMMING USER—DEFINED INFORMATION INTO ELECTRONIC DEVICES
`
`1336
`
`
`
`
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`$890
`
`$300
`
`$0
`
`$1190
`
`07/03/2013
`
`THE APPLICATION IDENTIFIED ABOVE HAS BEEN EXAMINED AND IS ALLOWED FOR ISSUANCE AS A PATENT.
`PROSECUTION ON THE MERITS IS CLOSED. THIS NOTICE OF ALLOWANCE IS NOT A GRANT OF PATENT RIGHTS.
`THIS APPLICATION IS SUBJECT TO WITHDRAWAL FROM ISSUE AT THE INITIATIVE OF THE OFFICE OR UPON
`PETITION BY THE APPLICANT. SEE 37 CFR 1.313 AND MPEP 1308.
`
`THE ISSUE FEE AND PUBLICATION FEE (IF REQUIRED) MUST BE PAID WITHIN THREE MONTHS FROM THE
`MAILING DATE OF THIS NOTICE OR THIS APPLICATION SHALL BE REGARDED AS ABANDONED.
`THIS
`STATUTORY PERIOD CANNOT BE EXTENDED.
`SEE 35 U.S.C. 151. THE ISSUE FEE DUE INDICATED ABOVE DOES
`NOT REFLECT A CREDIT FOR ANY PREVIOUSLY PAID ISSUE FEE IN THIS APPLICATION.
`IF AN ISSUE FEE HAS
`PREVIOUSLY BEEN PAID IN THIS APPLICATION (AS SHOWN ABOVE), THE RETURN OF PART B OF THIS FORM
`WILL BE CONSIDERED A REQUEST TO REAPPLY THE PREVIOUSLY PAID ISSUE FEE TOWARD THE ISSUE FEE NOW
`DUE.
`
`HOW TO REPLY TO THIS NOTICE:
`
`I. Review the ENTITY STATUS shown above. If the ENTITY STATUS is shown as SMALL or MICRO, verify whether entitlement to that
`entity status still applies.
`
`If the ENTITY STATUS is the same as shown above, pay the TOTAL FEE(S) DUE shown above.
`
`If the ENTITY STATUS is changed from that shown above, on PART B - FEE(S) TRANSMITTAL, complete section number 5 titled
`"Change in Entity Status (from status indicated above)".
`
`For purposes of this notice, small entity fees are 1/2 the amount of undiscounted fees, and micro entity fees are 1/2 the amount of small entity
`fees.
`
`II. PART B - FEE(S) TRANSMITTAL, or its equivalent, must be completed and returned to the United States Patent and Trademark Office
`(USPTO) with your ISSUE FEE and PUBLICATION FEE (if required). If you are charging the fee(s) to your deposit account, section "4b"
`of Part B - Fee(s) Transmittal should be completed and an extra copy of the form should be submitted. If an equivalent of Part B is filed, a
`request to reapply a previously paid issue fee must be clearly made, and delays in processing may occur due to the difficulty in recognizing
`the paper as an equivalent of Part B.
`
`III. All communications regarding this application must give the application number. Please direct all communications prior to issuance to
`Mail Stop ISSUE FEE unless advised to the contrary.
`
`IMPORTANT REMINDER: Utility patents issuing on applications filed on or after Dec. 12, 1980 may require payment of
`maintenance fees. It is patentee's responsibility to ensure timely payment of maintenance fees when due.
`
`PTOL—85 (Rev. 02/11)
`
`Page11:.)pf 4
`
`13
`
`
`
`PART B - FEE(S) TRANSMITTAL
`
`Complete and send this form, together with applicable fee(s), to: Mail Mail Stop ISSUE FEE
`Commissioner for Patents
`PO. Box 1450
`Alexandria, Virginia 22313-1450
`or m (571)-273-2885
`
`through 5 should be completed where
`INSTRUCTIONS: This form should be used for transmitting the ISSUE FEE and PUBLICATION FEE (if required). Blocks 1
`ap ropriate. All further correspondence including the Patent, advance orders and notification of maintenance fees will be mailed to the current correspondence address as
`indicated unless corrected below or directed otherwise in Block 1, by (a) specifying a new correspondence address; and/or (b) indicating a separate "FEE ADDRESS" for
`maintenance fee notifications.
`
`CURRENT CORRESPONDENCE ADDRESS (Note: Use Block 1 for any change ofaddFESS)
`
`04/03/2013
`7590
`20995
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTH FLOOR
`IRVINE CA 92614
`
`Note: A certificate of mailin can only be used for domestic mailings of the
`Fee(s) Transmittal. This certi icate cannot be used for any other accompanying
`apers. Each additional paper, such as an assignment or formal drawing, must
`gave its own certificate of mailing or transmission.
`Certificate of Mailing or Transmission
`I hereby certify that this Fee(s) Transmittal is being deposited with the United
`States Postal Service with sufficient postage for first class mail in an envelope
`addressed to the Mail Stop ISSUE FEE address above, or being facsimile
`transmitted to the USPTO (571) 273—2885, on the date indicated below.
`
`(Date)
`
`036,051,015 W)
`(Signature)
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`
`
` F {ST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`SOLME.001A2C11
`Michael E. Shanahan
`09/13/2012
`13/615,013
`TITLE OF INVENTION: METHODS AND APPARATUSES FOR PROGRAMMING USER—DEFINED INFORMATION INTO ELECTRONIC DEVICES
`
`1336
`
`APPLN. TYPE
`
`ENTITY STATUS
`
`ISSUE FEE DUE
`
`PUBLICATION FEE DUE
`
`PREV. PAID ISSUE FEE
`
`TOTAL FEE(S) DUE
`
`DATE DUE
`
`nonprovisional
`
`SMALL
`
`BEAMER, TEMICA M
`
`$890
`
`2646
`
`1. Change of correspondence address or indication of "Fee Address" (37
`CFR 1.363).
`
`3 Chan e of correspondence address (or Change of Correspondence
`Address orm PTO/SB/ 122) attached.
`
`3 "Fee Address" indication (or "Fee Address" Indication form
`PTO/SB/47; Rev 03—02 or more recent) attached. Use of a Customer
`Vumber is required.
`
`
`
`
`
`$3 00
`
`$0
`
`$1190
`
`07/03/2013
`
`455—41 8000
`
`2. For printing on the patent front page, list
`(1) the names of up to 3 registered patent attorneys
`or agents OR, alternatively,
`(2) the name of a single firm (having as a member a
`registered attorney or agent) and the names of up to
`2 registered patent attorneys or agents. If no name is
`listed, no name will be printed.
`
`
`
`
`
`2
`
`3
`
`3. ASSIGNEE NAME AND RESIDENCE DATA TO BE PRINTED ON THE PATENT (print or type)
`If an assignee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identified below, no assignee data will appear on the patent.
`recordation as set forth in 37 CFR 3.11. Completion of this form is NOT a substitute for filing an assignment.
`(A) NAME OF ASSIGNEE
`(B) RESIDENCE: (CITY and STATE OR COUNTRY)
`
`Please check the appropriate assignee category or categories (will not be printed on the patent) :
`
`'3 Individual
`
`'3 Corporation or other private group entity '3 Government
`
`4a. The following fee(s) are submitted:
`3 Issue Fee
`
`
`
`3 Publication Fee (No small entity discount permitted)
`3 Advance Order — # of Copies
`
`4b. Payment of Fee(s): (Please first reapply any previously paid issue fee shown above)
`3 A check is enclosed.
`
`3 Payment by credit card. Form PTO—2038 is attached.
`3 The Director is hereby authorized to charge the required fee(s), any deficiency, or credit any
`overpayment, to Deposit Account Number
`(enclose an extra copy of this form).
`
`
`
`PTOL—85 (Rev. 02/11)
`
`Page12Aff 4
`
`14
`
`
`
`5. Change in Entity Status (from status indicated above)
`3 Applicant certifying micro entity status. See 37 CFR 1.29
`
`3 Applicant asserting small entity status. See 37 CFR 1.27
`
` 3 Applicant changing to regular undiscounted fee status.
`
`NOTE: Absent a valid certification of Micro Entity Status (see form PTO/SB/ 15A and 15B), issue
`fee payment in the micro entity amount will not be accepted at the risk of application abandonment.
`NOTE: If the application was previously under micro entity status, checking this box will be taken
`to be a notification of loss of entitlement to micro entity status.
`NOTE: Checking this box will be taken to be a notification of loss of entitlement to small or micro
`entity status, as applicable.
`
`NOTE: The Issue Fee and Publication Fee (if required) will not be accepted from anyone other than the applicant; a registered attorney or agent; or the assignee or other party in
`interest as shown by the records of the United States Patent and Trademark Office.
`
`Authorized Signature
`
`Typed or printed name
`
`
`Date
`
`Registration No.
`
`This collection of information1s required by 37 CFR 1. 311. The information1s re uired to obtain or retain a benefit by the public which1s to file (and by the USPTO to process)
`an application. Confidentiality1s governedby 35 U.S.C. 122 and 37 CFR 1. 14.Tl1is collection1s estimated to take 12 minutes to complete including gathering, prepar1ng, and
`submitting the completed application form to the USPTO. Time will v
`eendin upon the individual case. Any comments on the amount of time you require to complete
`this form and/or su gestions_ for reducing this burden should be sent to
`eC ief In ormation Officer U.S. Patent and Trademark Office U.S. Department of Commerce P.O.
`Box 1450 Alexandgria, Virg1nia 22313— 1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner for Patents P.O. Box 14,50
`Alexandria, Virginia 22313— 1450.
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`PTOL—85 (Rev. 02/11) Approved for use through 08/31/2013.
`
`OMB 063 @033
`
`US. Patent and Trademark Office; US. DEPARTMENT OF COMMERCE
`
`Page 3 of 4
`
`15
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NO.
`
`FILING DATE
`
`
`
`F {ST NAMED INVENTOR
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`PO. Box 1450
`Alexandria1 Virginia 22313-1450
`www.uspto.gov
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`13/615,013
`
`09/13/2012
`
`Michael E. Shanahan
`
`SOLME.001A2C 11
`
`1336
`
`KNOBBE MARTENS OLSON & BEAR LLP
`2040 MAIN STREET
`FOURTEENTHFLOOR
`IRVINE, CA 92614
`
`BEAMER, TEMICA M
`
`2646
`
`DATE MAILED: 04/03/2013
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment to date is 0 day(s). If the issue fee is paid on the date that is three months after the
`mailing date of this notice and the patent issues on the Tuesday before the date that is 28 weeks (six and a half
`months) after the mailing date of this notice, the Patent Term Adjustment will be 0 day(s).
`
`If a Continued Prosecution Application (CPA) was filed in the above—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information Retrieval
`(PAIR) WEB site (http://pair.uspto.g0V).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the Office of
`Patent Legal Administration at (571)—272—7702. Questions relating to issue and publication fee payments should be
`directed to the Customer Service Center of the Office of Patent Publication at 1—(888)—786—0101 or (571)—272—4200.
`
`PTOL—85 (Rev. 02/11)
`
`Page146)f 4
`
`16
`
`
`
`Privacy Act Statement
`
`The Privacy Act of 1974 (PL. 93-579) requires that you be given certain information in connection with
`your submission of the attached form related to a patent application or patent. Accordingly, pursuant to
`the requirements of the Act, please be advised that: (l) the general authority for the collection of this
`information is 35 U.S.C. 2(b)(2); (2) furnishing of the information solicited is voluntary; and (3) the
`principal purpose for which the information is used by the US. Patent and Trademark Office is to process
`and/or examine your submission related to a patent application or patent. If you do not furnish the
`requested information, the US. Patent and Trademark Office may not be able to process and/or examine
`your submission, which may result in termination of proceedings or abandonment of the application or
`expiration of the patent.
`
`The information provided by you in this form will be subject to the following routine uses:
`
`1. The information on this form will be treated confidentially to the extent allowed under the Freedom
`of Information Act (5 U.S.C. 552) and the Privacy Act (5 U.S.C 552a). Records from this system of
`records may be disclosed to the Department of Justice to determine whether disclosure of these
`records is required by the Freedom of Information Act.
`A record from this system of records may be disclosed, as a routine use, in the course of presenting
`evidence to a court, magistrate, or administrative tribunal, including disclosures to opposing counsel
`in the course of settlement negotiations.
`. A record in this system of records may be disclosed