UNITED STATES PATENT AND TRADEMARK OFFICE
`
`___________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
`
`
`
`SYMANTEC CORPORATION
`Petitioner
`
`
`
`v.
`
`
`
`THE TRUSTEES OF COLUMBIA UNIVERSITY
` IN THE CITY OF NEW YORK
`Patent Owner
`___________________
`
`CASE IPR2015-00375
`Patent 8,074,115
`___________________
`
`
`
`
`
`DECLARATION OF MICHAEL R. FLEMING
`
`
`
`Mail Stop "PATENT BOARD"
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`3741961
`
`
`
`
`
`
`Columbia Ex 2053-1
`Symantec v Columbia
`IPR2015-00375
`
`
`
`___________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
`
`
`
`SYMANTEC CORPORATION
`Petitioner
`
`
`
`v.
`
`
`
`THE TRUSTEES OF COLUMBIA UNIVERSITY
` IN THE CITY OF NEW YORK
`Patent Owner
`___________________
`
`CASE IPR2015-00375
`Patent 8,074,115
`___________________
`
`
`
`
`
`DECLARATION OF MICHAEL R. FLEMING
`
`
`
`Mail Stop "PATENT BOARD"
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`3741961
`
`
`
`
`
`
`Columbia Ex 2053-1
`Symantec v Columbia
`IPR2015-00375
`
`
`
`
`
`1. My name is Michael R. Fleming. I am an attorney at Irell &
`
`Manella LLP, and I am a member in good standing of the State Bar of Virginia.
`
`I have personal knowledge of the facts set forth in this Declaration.
`
`2.
`
`Ex. 2024 is a true and correct copy of excerpts from the Microsoft
`
`Computer Dictionary, Fifth Edition, 2002, including definitions of the term
`
`“program,” that I used at the deposition of Dr. Goodrich.
`
`3.
`
`Ex. 2025 is a true and correct copy of excerpts from the McGraw-
`
`Hill Dictionary of Scientific and Technical Terms, Sixth Edition, 2003,
`
`including a definition of the term “model.” I used a substantially similar
`
`exhibit at the deposition of Dr. Goodrich. This version is an improved scan of
`
`the material used at the deposition.
`
`4.
`
`Ex. 2026 is a true and correct copy of excerpts from the Microsoft
`
`Computer Dictionary, Fifth Edition, 2002, including a definition of the term
`
`“function call,” that I used at the deposition of Dr. Goodrich.
`
`5.
`
`Ex. 2027 is a true and correct copy of a printout of the web page
`
`VMWare, What is virtualization? Virtualization 101 | United States,
`
`http://www.vmware.com/virtualization/how-it-works.html, accessed and
`
`printed on Sept. 27, 2015, that I used at the deposition of Dr. Goodrich.
`
`6.
`
`Ex. 2028 is a true and correct copy of United States Provisional
`
`Patent Application 60/730,289.
`
`3741961
`
`
`- 1 -
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`
`
`Columbia Ex 2053-2
`Symantec v Columbia
`IPR2015-00375
`
`
`
`
`
`7.
`
`Ex. 2029 is a true and correct copy of the transcript of the
`
`deposition of Dr. Michael T. Goodrich taken Sept. 28, 2015 and Sept. 30, 2015
`
`in IPR2015-00375 and IPR2015-00377.
`
`8.
`
`Ex. 2030 is a true and correct copy of the declaration of Prof.
`
`George Cybenko dated Oct. 8, 2015.
`
`9.
`
`Ex. 2031 is a true and correct copy of the declaration of Scott M.
`
`Lewandowski dated Oct. 7, 2015.
`
`10. Ex. 2032 is a true and correct copy of a printout of the web page
`
`Stelios Sidiroglou-Douskos Homepage, http://people.csail.mit.edu.edu/stelios,
`
`accessed and printed on Oct. 7, 2015.
`
`11. Ex. 2033 is a true and correct copy of Eric Fosler-Lussier, Markov
`
`Models and HIdeen Markov Models: A Brief Tutorial, TR-98-041, December
`
`1998, http://di.ubi.pt/~jpaulo/competence/tutorials/hmm-tutorial-1.pdf.
`
`12. Ex. 2034 is a true and correct copy of Prof. George Cybenko’s
`
`Curriculum Vita dated August 2015.
`
`13. Ex. 2035 is a true and correct copy of John Shawe-Taylor and
`
`Blaz Zlicar, Novelty Detection with One-Class Support Vector Machines, in
`
`Advances in Statistical Models for Data Analysis, Studies in Classification,
`
`Data Analysis, and Knowledge Organization, 2015.
`
`14. Ex. 2036 is a true and correct copy of the IEEE Membership and
`
`Subscription History of Prof. George Cybenko.
`
`3741961
`
`
`- 2 -
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`
`
`Columbia Ex 2053-3
`Symantec v Columbia
`IPR2015-00375
`
`
`
`
`
`15. Ex. 2037 is a true and correct copy of a printout of the web page
`
`IEEE – About the IEEE Fellow Program,
`
`http://www.ieee.org/membership_services/membership/fellows/index.html,
`
`accessed and printed on Oct. 7, 2015.
`
`16. Ex. 2038 is a true and correct copy of William Landi,
`
`Undecidability of Static Analysis, in ACM Letters on Programming Languages
`
`and Systems, Vol. 1, No. 4, December 1992.
`
`17. Ex. 2039 is a true and correct copy of a printout of the web page
`
`Microsoft, Dynamic-Link Libraries (Windows),
`
`https://msdn.microsoft.com/en-
`
`us/library/windows/desktop/ms682589(v=vs.85).aspx, accessed and printed on
`
`Oct. 7, 2015.
`
`18. Ex. 2040 is a true and correct copy of a printout of the web page
`
`Microsoft, Linking an Executable to a DLL, https://msdn.microsoft.com/en-
`
`us/library/9yd93633(d=printer).aspx, accessed and printed on Oct. 7, 2015.
`
`19. Ex. 2041 is a true and correct copy of a printout of the web page
`
`Andrew M. Steane, Quick introduction to Windows API,
`
`https://users.physics.ox.ac.uk/~Steane/cpp_help/winapi_intro.html, accessed
`
`and printed on Oct. 7, 2015.
`
`20. Ex. 2042 is a true and correct copy of excerpts from Random
`
`House Webster’s College Dictionary, 2005.
`
`3741961
`
`
`- 3 -
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`
`
`Columbia Ex 2053-4
`Symantec v Columbia
`IPR2015-00375
`
`
`
`
`
`21. Ex. 2043 is a true and correct copy of Jack Lo, VMware and CPU
`
`Virtualization Technology, 2005, available at
`
`http://download3.vmware.com/vmworld/2005/pac346.pdf.
`
`22. Ex. 2044 is a true and correct copy of VMware, Understanding
`
`Full Virtualization, Paravirtualization, and Hardware Assist, 2007, available
`
`at https://www.vmware.com/files/pdf/VMware_paravirtualization.pdf.
`
`23. Ex. 2045 is a true and correct copy of a printout of the web page
`
`Apache, FAQ – Httpd Wiki, http://wiki.apache.org/httpd/FAQ, accessed and
`
`printed on Oct. 7, 2015.
`
`24. Ex. 2046 is a true and correct copy of a printout of the web page
`
`Wayback Machine, Oracle FAQ: General Questions,
`
`http://web.archive.org/web/20031014203617/http://www.orafaq.com/faqora.ht
`
`m (Oracle webpage captured by Wayback Machine Oct. 14, 2003) (Oracle
`
`webpage last revised July 26, 2003), Wayback Machine webpage accessed and
`
`printed on Oct. 7, 2015.
`
`25. Ex. 2047 is a true and correct copy of a printout of the web page
`
`Griffin Caprio, Virtual Machines: Virtualization vs. Emulation,
`
`http://www.griffincaprio.com/blog/2006/08/virtual-machines-virtualization-vs-
`
`emulation.html (Aug. 16, 2006), accessed and printed on Oct. 7, 2015.
`
`26. Ex. 2048 is a true and correct copy of Lee M. Rossey, Robert K.
`
`Cunningham, David J. Fried, Jesse C. Rabek, Richard P. Lippmann, Joshua W.
`
`3741961
`
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`- 4 -
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`
`
`Columbia Ex 2053-5
`Symantec v Columbia
`IPR2015-00375
`
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`
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`Haines, and Marc A. Zissman, LARIAT: Lincoln Adaptable Real-time
`
`Information Assurance Testbed, in Aerospace Conference Proceedings, IEEE
`
`2002.
`
`27. Ex. 2049 is a true and correct copy of excerpts from Sibsankar
`
`Haldar and Alex A. Aravind, Operating Systems, 2009.
`
`28. Ex. 2050 is a true and correct copy of excerpts from Sheldon
`
`Ross, A First Course in Probability, Prentice Hall, Sixth Edition, 2002.
`
`29. Ex. 2051 is a true and correct copy of Nir Friedman and Yoram
`
`Singer, Efficient Bayesian Parameter Estimation in Large Discrete Domains,
`
`Advances in Neural Information Processing Systems, 11, 1999.
`
`30. Ex. 2052 is a true and correct copy of the transcript of the
`
`deposition of Dr. Michael T. Goodrich taken Aug. 24-26, 2015, in IPR2015-
`
`00372, IPR2015-00374, and IPR2015-00378.
`
`31. Files posted on Irell and Manella's ftp site with an internal address
`
`\\ccftp\ftp\Columbia-POR and all subfolders therein can be accessed using the
`
`following criterion:
`
`FTP Site: ftp.irell.com
`Username: Columbia-POR
`Password (case sensitive): [REDACTED] (provided to Symantec
`counsel).
`
`
`
`3741961
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`- 5 -
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`
`
`Columbia Ex 2053-6
`Symantec v Columbia
`IPR2015-00375
`
`
`
`I declare under the penalty of perjury that all statements made herein of
`
`my own knowledge are true and that all statements made on information and
`
`belief are believed to be true; and further that these statements were made with
`
`the knowledge that willful false statements and the like so are made punishable
`
`by fine or imprisonment, or both, under Section 1001 of Title 18 of the United
`
`States Code.
`
`
`
`Dated: October 8, 2015
`
`
`
` /s/ Michael R. Fleming
`
`Michael R. Fleming
`
`3741961
`
`
`
`
`
`
`Columbia Ex 2053-7
`Symantec v Columbia
`IPR2015-00375
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