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`US. Patent and Trademark Office: U S. DEPARTMENT OF COMMERCE
`‘
`a
`‘
`Underfie Paperwork Reduction Act of 1995, no persons are required to respond to a collection ofinformation unless 1t contains a valid OMB control number.
`
`,
`
`PROVISIONAL APPLICATION FOR PA TENT COVER SHEET
`This is a request for filing a PROVISIONAL APPLICATION FOR PATENT under 37 CFR 1.53(c).
`
`.. Given Name first and middle if an
`
`Famil Name or Surname
`
`INVENTOR(S)
`
`Residence
`Cit and either State or Forei,n Coun
`
`
`
`

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`El Additional inventors are being named on the
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`§ ---1
`§ 0
`
`Wang
`Chen
`.
`.
`Gllham
`Tadayon
`
`Los Angeles, CA
`Rancho Palos Verdes , CA
`.
`Darlen, CT
`Germantown, MD
`separately numbered sheets attached hereto
`
`TITLE OF THE INVENTION 280 characters max
`DIGITAL CONTENT ACCESS CONTROL
`
`E
`
`E—
`EH
`=‘D
`E\
`—h
`=—gEu)
`=0
`
`'
`
`
`
`
`
`Direct all correspondence to:
`El Customer Number
`
`OR
`
`CORRESPONDENCE ADDRESS
`
`22204
`
`T [(2 Customer Number here
`
`’
`
`Place Customer Number
`Bar Code Label here
`
`Firm or
`Individual Name
`
`Address 8180 Greensboro Drive, Suite 800
`
`NIXON PEABODY LLP
`
`1 ZIP
`
`[22102
`703 883—0370
`
`
`
`ENCLOSED APPLICATION PARTS (check all that apply)
`
`Specification
`
`Number ofPages
`
`U CD(s),Numbcr :I
`
`D Drawing(s)
`
`Number ofSheets
`
`El Application Data Sheet. See 37 CFR 1.76
`METHOD OF PAYMENT OF FILING FEES FOR THIS PROVISIONAL APPLICATION FOR PATENT
`FILING FEE
`
`El Applicant claims small entity status. Se 37 CFR 1.27.
`A check or money order is enclosed to cover the filing fees
`The Commissioner is hereby authorized to
`charge filing fees or credit any overpayment
`to Deposit Account Number:
`El Payment by credit card. Form PTO-2038 is attached.
`The invention was made by an agency of the United States Government or under a contract with an agency of the United States
`Government.
`No.
`
`AMOUNT ($)
`150.00
`
`19—2380
`
`El Yes, the name of the US. Government agency and the Government contract number are:
`
`Respecy’ully sub
`
`ed,
`
`SIGNATURE
`
`TYPED 01‘ PRINTED NAME Marc S. Kaufman
`
`Date
`
`06/07/2001
`
`REGISTRATION NO.
`
`(ifappropriate)
`Docket Number:
`
`35,212
`
`111325—76
`
`TELEPHONE ( 703 2 790-9110
`USE ONL Y FOR FILING A PRO VISIONAL APPLICA TI0N FOR PA TENT
`This collection of information is required by 37 CFR 1.51. The information is used by the public to file (and by the PTO to process) a
`provisional application. Confidentiality is govemed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 8 hours to
`complete, including gathering, preparing, and submitting the complete provisional application to the PTO. Time will vary depending upon
`the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden,
`should be sent to the Chief Information Officer, US. Patent and Trademark Office, US. Department of Commerce, Washington, DC.
`20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Box Provisional Application, Commissioner
`for Patents, Washington, DC. 20231.
`
`NVAl 84470.1
`
`Petitioner Apple Inc. - EX. 1021, p. 1
`
`Petitioner Apple Inc. - Ex. 1021, p. 1
`
`

`

`Inventors:
`
`Xin Wang, Eddie Chen, Charles Gilliam, and Bijan Tadaxon
`
`Embodiment for Access Control to Services:
`
`(All other pending and issued ContentGuard’s patent applications are
`
`incorporated here by reference.)
`
`As we treat services and privacy data as content, the rights and conditions
`
`applied to distribution and usage of content generally apply to services and
`
`privacy data. Tracking the access to services and privacy data is also important.
`
`Service provider provides the conditions. User wants the access, and
`
`thus, has to satisfy those conditions. All of this is done automatically.
`
`For the distribution and use of the content, one can set the conditions for access to
`
`
` the translation of the content and in terms of the local customs, news, culture, hobbies,
`
`the services. For example, the user may wish to go to a web site, however, as a condition
`
`of access to the web site, the user has to be located in a specific geographical area (for
`
`example in the United States). This is useful for localization of the web site, in terms of
`
`local sport news, local news makers, local industry, local merchandise, or local
`
`advertisements, selected based on the predetermined content or additions/ modifications
`
`chosen for that specific area or locality. For example, if the customer is located in the
`
`United States, the English spellings used are the American versions, and the
`
`advertisements are based on the American taste, season, or political climate at that
`
`moment. The localization increases the appeal of the web site, and thus, improves
`
`customer satisfaction and traffic of the web site or volume of sale. Another benefit is that
`
`the content owner may want to release a specific content in US first, and three months
`
`Petitioner Apple Inc. - Ex. 1021, p. 2
`
`Petitioner Apple Inc. - Ex. 1021, p. 2
`
`

`

`later in Europe. This is common in movie industry, where the different releases in
`
`different geographical areas are restricted based on a time schedule, which gives the
`
`maximum profit to the content owner. The release dates and / or time tables can all be
`
`incorporated into the DRM solution, as parameters in a template, so that the assignment
`
`or modifications of the time table would be easy for the content owner, and keeping track
`
`of the times can be done automatically, without further human intervention, for ease of
`
`use and more confidence/ security.
`
`Another example is when a crawler collects data and gets information from a web
`
`
`
`site. As a condition to access the web site, the crawler should request the access after
`
`midnight, when the web site traffic is at a minimum, and therefore, delays are reduced.
`
`Furthermore, one can specify how to get access. For example, one can specify
`
`how the users distribute the content (for example, by super-distribution). This gives more
`
`control to the content owner, as to Where and by what method the distribution is
`
`conducted. The geographical location restriction is one parameter. The parameters of the
`
`super-distribution could also be specified by the content owner, to further limit the
`
`method of distribution, in terms of expiration date, number of copies, and the people
`
`forbidden to get a copy (from some forbidden list, which for some reason are identified as
`
`unfiiendly customers, such as known hackers).
`
`Or, one user may want to share his / her personal calendar with his / her friends,
`
`however, as a condition of access to the calendar, the user may require his / her friends to
`
`do a specific task/ condition (for example, open one specific file), first. The calendar can
`
`be used and edited by the all friends or some of the friends who have the right to input,
`
`modify, or edit. Some of the friends may have the right to use-only, or use-and-input—
`
`Petitioner Apple Inc. - Ex. 1021, p. 3
`
`Petitioner Apple Inc. - Ex. 1021, p. 3
`
`

`

`only, with no modification rights. The calendar can keep track of conflict of schedules
`
`for two or more people, which automatically notifies the conflicting parties or all of the
`
`people in the list about the conflict. The calendar can also highlight the unavailable days,
`
`When one or more parties are out of town or unavailable for other reasons. The calendar
`
`can also suggest some days or hours that the calendar is relatively empty, or for a
`
`specified parties, find the common acceptable dates or hours, based on the input by one
`
`or more users.
`
`Another example is the print shop, where one can specify some policy to restrict
`
`the access of users to printing services. For example, the user may send a large file to be
`
`printed by the print shop, for a fee. However, as a way of managing the job orders, the
`
`smaller files get printed sooner (have higher priority). The size of the files within a
`
`predetermined time frame are compared and ordered for printing purposes. However, if a
`
`job must be printed regardless of the size before a deadline, then the length of the printing
`
`
`
`process is estimated, and the job schedule is modified to fit that in, to make the deadline.
`
` parameters), which contains the order of priority, the information about the deadline, or
`
`This out-of-order prioritization is signified by a flag or a variable (or set of variables/
`
`the like. In the case of the conflict of the schedules or having not enough time to satisfy
`
`all the deadlines, the jobs in a class with a higher priority will jump in front of the other
`
`jobs. Thus, the size is important only Within a specific class of priority.
`
`As a service provider, one can set conditions for quality: A lower quality image
`
`can be purchased for less money. For example, the resolution can be corresponded to the
`
`price, based on a table, a formula, a function, or values on a curve.
`
`Petitioner Apple Inc. - Ex. 1021, p. 4
`
`Petitioner Apple Inc. - Ex. 1021, p. 4
`
`

`

`Another example is the person who changes or sets the time for a computer
`
`network, in which case the condition is the identification of the person as the system
`
`administrator. Thus, the identification is based on the role of the individual, which can be
`
`established by a smart card, ID, or the like. The role-based model makes the change in
`
`the right assignment or change in the position of the individuals much easier.
`
`In general, one can specify how people use or access services, accessing both on-
`
`line and off-line. The content owner or the distributor will have more control on the
`
`content, and that provides security and peace of mind.
`
`
`
`Petitioner Apple Inc. - EX. 1021, p. 5
`
`Petitioner Apple Inc. - Ex. 1021, p. 5
`
`

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