`‘Wm.
`Under the Pagerwork Reductioi!‘Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
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`
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`jrl
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`separately numbered sheets attached hereto
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`icy
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`TITLE OF THE INVENTION (280 characters max)
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`I0/L0/90IIIIllllllllllllllllllllllllll
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`PRO VISIONAL APPLICA TI0N FOR PA TENT C0 VER SHEET
`» This is a request for filing a PROVISIONAL APPLICATION FOR PATENT under 37 CFR 1.53(c).
` INVENTOR1 S 2
`
`Residence
`——t—I-
`Given Name gfirst and middle |if any“
`Famil Name or Surname
`(City and either State or Foreign Country)
`S
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`E; Xin
`Wang
`Los Angeles, CA
`C
`"
`Tadayon
`Gerinantown, MD
`all
`D Additional inventors are being named on the
` Old
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`’RIGHTS OFFERING AND GRANTING
` llllllllllll
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`Direct all correspondence to:
`E] C t
`N b
`us Omar um er
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`CORRESPONDENCE ADDRESS
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`22204 M’
`
`Place Customer Number
`Bar Code Label here
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`""
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`OR
`
`Tgee Customer Number here
`Individual Name
`NIXON PEABODY LLP
`F1”?‘ F”
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`
`
`
`
`
`
`8180 Greensboro Drive, Suite 800
`McLean
`State
`USA
`Telepholle
`
`VA
`l ZIP
`22102
`703 790-9110
`703 8 83-0370
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`
`
`
`ENCLOSED APPLICATION PARTS (check all that apply)
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`:1 CD(s), Number l
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`
`
`
`
`Specification
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`Number ofPages
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`El Drawing(s)
`Number ofSheets I: El Other (specify) |
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`
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`D Applicant claims small entity status. Se 37 CFR 1.27.
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`A check or money order is enclosed to cover the filing fees
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`The Commissioner is hereby authorized to
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`charge filing fees or credit any overpayment
`to Deposit Account Number:
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`D Payment by credit card. Form PTO-2038 is attached.
`The invention was made by an agency of the United States Government or under a contract with an agency of the United States
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`Government.
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`Respectfullysub ’ ed,
`Date
`06/07/2001
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`[1 Application Data Sheet. See 37 CFR 1.76
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`METHOD OF PAYMENT OF FILING FEES FOR THIS PROVISIONAL APPLICATION FOR PATENT
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`
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`FILING FEE
`AMOUNT ($)
`150-00
`
`No.
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`El Yes, the name of the U.S. Government agency and the Government contract number are:
`
`SIGNATURE
`TYPED or PRINTED NAME Marc s. Kaufman
`TELEPHONE (703) 790-9110
`USE ONLY FOR FILING A PROVISIONAL APPLICA TION FOR PA TENT
`This collection of information is required by 37 CFR 1.51. The information is used by the public to file (and by the PTO to process) a
`provisional application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR l.l4. This collection is estimated to take 8 hours to
`complete, including gathering, preparing, and submitting the complete provisional application to the PTO. Time will vary depending upon
`the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden,
`should be sent to the Chief Infonnation Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, Washington, D.C.
`20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Box Provisional Application, Commissioner
`for Patents, Washington, D.C. 20231.
`
`35,212
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`111325-72
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`REGISTRATION No.
`.
`.
`(zfapproprzute)
`Docket Number:
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`NVAI 84476.1
`
`Petitioner Apple Inc. - Ex. 1020, p. l
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`Petitioner Apple Inc. - Ex. 1020, p. 1
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`V
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`
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`Inventors:
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`Xin Wang, and Bij an Tadayon
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`Rights offering and granting:
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`(All other pending and issued ContentGuard’s patent applications are
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`incorporated here by reference.)
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`This invention relates to the general process of digital rights management (DRM).
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`There is a process to make an offer. The user sends a request, and then a license
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`is constructed. The request is a subset of offer, and offer has many options. The
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`distributor makes the offer available to the users, and each user makes a request. Then
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`the distributor looks at the request, and constructs the grant. Note that the request can
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`also be rejected, and thus, is not granted.
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`The grant is generated based on the dynamic information, the user’s information,
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`and the request.
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`As explained in some of our co-pending applications, which are incorporated here
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`by reference, the dynamic information may include any information related to pricing,
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`status of the network, the traffic of the web site at each moment of time, discounts given,
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`coupons given, the habits of the user, how many times the content has been used, for how
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`long the content was used, where it was used, what is the geographical location of the
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`user, how often the content is used, the quality of the content, resolution of the images,
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`what is the security clearance of the user, if the user is within a trusted zone, or if the
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`license is open license or if it is closed license.
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`Petitioner Apple Inc. - Ex. 1020, p. 2
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`Petitioner Apple Inc. - Ex. 1020, p. 2
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`
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`Vi‘...-
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`
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`For example, the dynamic information can be obtained based on a formula,
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`database, curve, predetermined table, percentage of a Value, a function, and/ or by a
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`human intervention/ user input.
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`The parameters specified in XIML language is also incorporated here by
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`reference. Those parameters are also incorporated within the meaning of the dynamic
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`information, described above.
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`Generally, the dynamic information makes the DRM solution Very flexible and
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`powerful, and makes the right assignment Very comprehensive for the content owner,
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`thus, encouraging more DRM usage and acceptance in the market.
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`The user’s information may also include the following parameters:
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`the age of the
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`user, the credit history of the user, credit limit of the user, income of the user, what kind
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`of rights or licenses obtained, the password of the user, the key assigned to the user, club
`I
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`membership for access or discount, class of the user based on a predetermined criteria, or
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`any other personal data or identification characteristics.
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`Petitioner Apple Inc. - Ex. 1020, p. 3
`
`Petitioner Apple Inc. - Ex. 1020, p. 3