`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`___________________
`
`APPLE INC.
`Petitioner,
`
`v.
`
`CONTENTGUARD HOLDINGS, INC.,
`Patent Owner
`
`Patent No. 7,774,280
`Issued: August 10, 2010
`Filed: October 4, 2004
`Inventors: Nguyen, et al.
`Title: System and Method for Managing Transfer of Rights Using Shared State
`Variables
`
`Inter Partes Review No. IPR2015-00354
`__________________________________________________________________
`
`PETITIONER APPLE INC.’S
`TRANSMITTAL LETTER AND UPDATED EXHIBIT LIST
`
`
`
`
`
`
`
`
`
`Petitioner Apple Inc. submits the Federal Express Proof of Delivery Receipts,
`
`dated December 10, 2014, as Exhibit 1062. An update exhibit list appears below:
`
`Exhibit Number Description
`1001
`U.S. Patent 7,774,280
`1002
`File History of U.S. Patent 7,774,280
`1003
`Declaration of Atul Prakash
`1004
`Curriculum Vitae of Atul Prakash
`1005
`U.S. Patent 8,001,053
`1006
`File History of U.S. Patent 8,001,053
`1007
`U.S. Patent 5,892,900 to Ginter
`1008
`U.S. Patent 6,389,538 to Gruse
`1009
`U.S. Patent 6,327,652 to England
`1010
`U.S. Patent Application Publication 2002/0077984 to Ireton
`1011
`U.S. Patent 5,717,604 to Wiggins
`1012
`U.S. Patent 5,634,012 to Stefik
`1013
`U.S. Patent 5,673,316 to Auerbach
`1014
`U.S. Patent 6,226,618 to Downs
`1015
`U.S. Patent 4,937,863 to Robert
`1016
`U.S. Patent 5,204,897 to Wyman
`1017
`Provisional Application 60/331,624
`1018
`Provisional Application 60/331,623
`1019
`Provisional Application 60/331,621
`1020
`Provisional Application 60/296,113
`1021
`Provisional Application 60/296,117
`1022
`Provisional Application 60/296,118
`1023
`Provisional Application 60/331,625
`1024
`Continuation-in-Part 10/162,701
`1025
`Continuation-in-Part 10/162,212
`1026
`Continuation-in-Part 09/867,745 (6,754,642)
`Morin, J., Commercialization of Electronic Information,
`1027
`Journal of Organizational and End User Computing, Vol. 12,
`Issue 2 (April 1, 2000)
`Iannella, R., Open Digital Rights Language (ODRL), Version
`7, http://xml.coverpages.org/ODRL-07.pdf (October 13, 2000)
`
`1028
`
`
`
`
`
`
`
`1030
`
`1031
`
`1032
`
`Exhibit Number Description
`The Digital Property Rights Language – Manual and Tutorial
`1029
`– XML Edition, Version 2,
`http://xml.coverpages.org/DPRLmanual-XML2.html
`(November 13, 1998)
`Electronic Books Exchange (EBX) Specification 0.8 (July,
`2000)
`White, S., et al., ABYSS: A Trusted Architecture for Software
`Protection , IEEE (1987)
`Mori, R., Superdistribution: The Concept and Architecture,
`The Transactions of the Institute of Electronics, Information
`and Comm. Engineers (July 1990), No. 7, p. 1133
`Microsoft Computer Dictionay (5th Ed.) (2002)
`Decision to Institute in ZTE Corporation and ZTE (USA) Inc.
`v. ContentGuard Holdings Inc., IPR2013-00134, Paper 12
`(June 19, 2013)
`Decision to Institute in ZTE Corporation and ZTE (USA) Inc.
`v. ContentGuard Holdings Inc., IPR2013-00133, Paper 15
`(July 1, 2013)
`Decision to Institute in ZTE Corporation and ZTE (USA) Inc.
`v. ContentGuard Holdings Inc., IPR2013-00137, Paper 17
`(July 1, 2013)
`Decision to Institute in ZTE Corporation and ZTE (USA) Inc.
`v. ContentGuard Holdings Inc., IPR2013-00138, Paper 17
`(July 1, 2013)
`Decision to Institute in ZTE Corporation and ZTE (USA) Inc.
`v. ContentGuard Holdings Inc., IPR2013-00139, Paper 15
`(July 9, 2013)
`Decision to Institute in ZTE Corporation and ZTE (USA) Inc.
`v. ContentGuard Holdings Inc., IPR2013-00136, Paper 11
`(July 16, 2013)
`Final Decision in ZTE Corporation and ZTE (USA) Inc. v.
`ContentGuard Holdings Inc., IPR2013-00139, Paper 57 (June
`26, 2014)
`Final Decision in ZTE Corporation and ZTE (USA) Inc. v.
`ContentGuard Holdings Inc., IPR2013-00133, Paper 61 (July
`1, 2014)
`
`1033
`1034
`
`1035
`
`1036
`
`1037
`
`1038
`
`1039
`
`1040
`
`1041
`
`
`
`3
`
`
`
`
`
`1043
`
`1044
`
`1045
`
`1046
`
`1047
`
`1048
`
`Exhibit Number Description
`Final Decision in ZTE Corporation and ZTE (USA) Inc. v.
`1042
`ContentGuard Holdings Inc., IPR2013-00137, Paper 58 (July
`1, 2014)
`Non-Final Rejection to U.S. Patent Application 10/162,701
`(October 21, 2005)
`Final Rejection to U.S. Patent Application 10/162,701 (May
`24, 2006)
`Non-Final Rejection of U.S. Patent Application 10/162,701
`(August 10, 2007)
`Final Rejection of U.S. Patent Application 10/162,701 (April
`17, 2008)
`Board of Patent Appeals and Interferences Decision on
`Appeal, U.S. Patent Application 10/162,701 (July 27, 2010)
`Notice of Abandonment of U.S. Patent Application 10/162,701
`(May 2, 2011)
`U.S. Patent 6,044,466 to Anand
`Non-Final Rejection of U.S. Patent Application 10/956,121
`(April 15, 2008)
`Remarks in Amendment of U.S. Patent Application
`10/956,121 (May 28, 2009)
`Final Office Action of U.S. Patent Application 10/956,121
`(August 19, 2009)
`Remarks in Amendment of U.S. Patent Application
`10/956,121 (March 15, 2010)
`Non-Final Rejection of U.S. Patent Application 10/956,070
`(October 25, 2005)
`Remarks in Amendment of U.S. Patent Application
`10/956,070 (January 24, 2006)
`Final Rejection of U.S. Patent Application 10/956,070 (April
`17, 2006)
`Remarks in Amendment of U.S. Patent Application
`10/956,070 (July 17, 2006)
`Remarks in Amendment of U.S. Patent Application
`10/956,070 (October 31, 2007)
`Remarks in Amendment of U.S. Patent Application
`10/956,070 (November 22, 2010)
`
`1049
`1050
`
`1051
`
`1052
`
`1053
`
`1054
`
`1055
`
`1056
`
`1057
`
`1058
`
`1059
`
`
`
`4
`
`
`
`
`
`Exhibit Number Description
`Record of Oral Hearing, Sessions 1 and 2, in ZTE Corporation
`1060
`and ZTE (USA) Inc. v. ContentGuard Holdings Inc., IPR2013-
`00138, Paper 54.
`Decision on Appeal, Application 10/162,212 (BPAI)
`(December 16, 2009)
`Federal Express Proof of Delivery Receipts for Petition for
`Inter Partes Review, Exhibits and Power of Attorney to Patent
`Owner Counsel, served on December 10, 2014
`
`1061
`
`1062
`
`
`
`Dated: January 2, 2015
`
`
`
`
`
`
`
`Respectfully Submitted,
`
`/Jeffrey P. Kushan/
`Jeffrey P. Kushan
`Registration No. 43,401
`Sidley Austin LLP
`1501 K Street NW
`Washington, DC 20005
`jkushan@sidley.com
`(202) 736-8914 Direct
`Attorney for Petitioner
`
`
`
`5
`
`
`
`
`
`
`
`CERTIFICATE OF SERVICE
`I hereby certify that on this 2nd day of January, 2015, a copy of this
`
`Transmittal Letter and Updated Exhibit List has been served in its entirety by
`
`Federal Express on the following address for Patent Owner:
`
`ContentGuard Holdings, Inc.
`6900 N. Dallas Parkway, Suite 850
`Plano, Texas, 75024
`
`Prosecution Counsel:
`
`
`Marc S. Kaufman
`Reed Smith LLP
`1301 K Street, N.W.
`Suite 1100 – East Tower
`Washington, DC 20005
`
`Litigation Counsel:
`
`
`Samuel F. Baxter (sbaxter@mckoolsmith.com)
`MCKOOL SMITH, P.C.
`104 East Houston, Suite 300
`Marshall, Texas 75670
`
`Robert A. Cote (rcote@mckoolsmith.com)
`MCKOOL SMITH, P.C.
`One Bryant Park, 47th Floor
`New York, NY 10036
`
`Pierre Hubert (phubert@mckoolsmith.com)
`MCKOOL SMITH, P.C.
`300 W. 6th Street, Suite 1700
`Austin, TX 78701
`
`
`
`
`IPR Counsel:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Dirk D. Thomas (dthomas@mckoolsmith.com)
`MCKOOL SMITH, P.C.
`1999 K Street, N.W., Suite 600
`Washington, D.C. 20006
`
`Robert Auchter (rauchter@mckoolsmith.com)
`MCKOOL SMITH, P.C.
`1999 K Street, N.W., Suite 600
`Washington, D.C. 20006
`
`
`
`
`
`
`
`
`Respectfully submitted,
`
`/Jeffrey P. Kushan/
`Jeffrey P. Kushan
`Reg. No. 43,401
`Attorney for Petitioner
`
`2
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`