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`US. Patent and Trademark Office: US. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number
`PROVISIONAL APPLICA TI0N FOR PA TENT COVER SHEET
`This is a request for filing a PROVISIONAL APPLICATION FOR PATENT under 37 CFR 1.53(c).
`
`
`INVENTORgS)
`
`Residence
`
`
`F
`
`amjy Name or Surname
`(Cit and either State or Forei-
`
`Los Angeles, CA
`Wang
`
`Germantown, MD
`Tadayon
`
`
`
`
`
`separately numbered sheets attached hereto
`E Additional inventors are being named on the
`TITLE OF THE INVENTION (280 characters mag
`
`
`
`
`
`
`DIGITAL CONTENT PRIVACY CONTROLS
`
`CORRESPONDENCE ADDRESS
`Direct all correspondence to:
`I
`D Customer Number
`
`Place Customer Number
`Bar Code Label here
`
`22204
`
`
`
`OR
`Type Customer Number here
`
`
`NIXON PEABODY LLP
`
`
`—l 8180 Greensboro Drive, Suite 800
`
`Address
`McLean
`State
`City
`
`
`
`703 790-9110
`703 883—0370
`
`
`Telephone
`
`
`
`ENCLOSED APPLICATION PARTS (check all that apply)
`
`
`
`
`Firm 0r
`lndiv1dual Name
`
` Specification
`
`Number ofPages
`
`El CD(s), Number [:1
`
`B Drawing(s)
`
`Number ofSheets
`
`E III Other (specify) [:
`
`
`E] Application Data Sheet. See 37 CFR 1.76
`
`METHOD OF PAYMENT OF FILING FEES FOR THIS PROVISIONAL APPLICATION FOR PATENT
`
`Applicant claims small entity status. Se 37 CFR 1.27.
`FILING FEE
`
`
`A check or money order is enclosed to cover the filing fees
`AMOUNT ($)
`
`
`150.00
`The Commissioner is hereby authorized to
`
`
`charge filing fees or credit any overpayment
`to Deposit Account Number:
`
`
`D Payment by credit card. Form PTO-2038 is attached.
`The invention was made by an agency of the United States Government or under a contract with an agency of the United States
`Government.
`
`
`
`
`19-2380
`
`El No.
`
`D Yes, the name of the US. Government agency and the Government contract number are:
`
`Date
`SIGNATURE /
`
`
`
`
`06/07/2001
`
`REGISTRATION NO.
`(zfapproprzate)
`
`35,212
`
`TYPED or PRINTED NAMEW Docket Number:
`
`111325_77
`
`TELEPHONE 1703) 790-9110
`USE ONL Y FOR FILING A PR0 VISIONAL APPLICA TI0N FOR PA TENT
`This collection of information is required by 37 CFR 1.51. The information is used by the public to file (and by the PTO to process) a
`provisional application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 8 hours to
`complete, including gathering, preparing, and submitting the complete provisional application to the PTO. Time Will vary depending upon
`the individual case. Any comments on the amount of tlme you require to complete this form and/or suggestions for reducing this burden,
`should be sent to the Chief Information Officer, US. Patent and Trademark Office, US. Department of Commerce, Washington, DC.
`20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Box Provisional Application, Commissioner
`for Patents, Washington, DC. 20231.
`
`NVA184468.1
`
`Petitioner Apple Inc. - EX. 1022, p. 1
`
`Petitioner Apple Inc. - Ex. 1022, p. 1
`
`

`

`Inventors:
`
`Xin Wang, and Bijan Tadayon
`
`Embodiment for Protection of User’s Privacy:
`
`(All other pending and issued ContentGuard’s patent applications are
`
`incorporated here by reference.)
`
`
`
`As we treat services and privacy data as content, the rights and conditions
`
`applied to distribution and usage of content generally apply to services and
`
`privacy data. Tracking the access to services and privacy data is also important.
`
`Service provider provides the conditions. User wants the access, and thus, has to
`
`satisfy those conditions. All of this is done automatically.
`
`Internet and computer networks provide a very fast and convenient way for the
`
`distribution of the content. However, some of the content is not meant to get distributed,
`
`or the distribution of that content should be strictly limited as specified by the content
`
`owner. One example is the user’s personal or private data, for which different people
`
`have different tolerances, in terms of way of distribution, where it is distributed, who can
`
`look at it, or who should not be able to inspect, copy, distribute, or use it.
`
`One can treat private information as content, therefore, one can use the DRM
`
`solutions to safeguard the private data. A user may give his/ her private personal data to
`
`a web site, and the web site may sell the data to others, if the user has given such a right
`
`to the web site. One parameter is the tolerance level of the content owner, as can be
`
`quantified, and be represented by an integer or a descriptive name. This tolerance value
`
`is corresponded to the geographical distribution limits, list of authorized users, list of
`
`unauthorized people (such as known hackers or infamous web sites, in which the content
`
`Petitioner Apple Inc. - EX. 1022, p. 2
`
`Petitioner Apple Inc. - Ex. 1022, p. 2
`
`

`

`may be misused), pre—defined levels of trust, pre—defined levels of security for different
`
`web sites, or pre-defined levels of privacy for different web sites.
`
`The web sites can be rated by individuals, based on the votes counted, or can be
`
`rated by commercial or independent non-profit organizations, which has a clear mission
`
`and rates the web sites based on the practice, surprise audits, scheduled audits, and claims
`
`or rules set on the web site, which explains in a simple language what the policy is
`
`regarding the privacy, security, sale of the data, what kind of data, how to stop hackers,
`
`who is the subsidiary or partner with the web site that can access the data free or for a fee,
`
`what income the web site is getting, how often, and from whom. If there is an unwanted
`
`leak of the information to the outside, What is the liability of the web site, in terms of
`
`monetary compensations or otherwise, which can be stated as a parameter for calculation
`
`of the rating of the web site. Generally, the web site is certified by a trusted organization,
`
` and its privacy policy is based on that organization’s policy.
` content owner gets a percentage or a minimum fixed fee for each sale or transaction, or
`
`One parameter is to determine if the content owner is willing to sell his/ her own
`
`personal data. Another set of parameters is the price limits set on the personal data. The
`
`gets the aggregation of these micro-payments at end of each month, based on the
`
`parameters assigned and attached to the content or the license. This can be done in one
`
`clearing house or multiple clearing houses. In addition, search engines routinely search
`
`other web sites, and report to the clearing houses any violation of the agreement or
`
`license/ possible hacking or suspicious activities, which can be reported to the content
`
`_ owner and/ or the authorities.
`
`Petitioner Apple Inc. - EX. 1022, p. 3
`
`Petitioner Apple Inc. - Ex. 1022, p. 3
`
`

`

`Sometimes, the personal data are aggregated or averaged for some economic,
`
`cultural, regional, national, or medical reasons, in which the individual data for a specific
`
`person is not important, rather the average, total, or trend for hundreds or millions of
`
`people is important, in which case the identity of individuals is not disclosed, and the data
`
`may be used for a medical or census purposes only (by a non—profit or trusted
`
`organization, to help the society or medical field). In these situations, one parameter
`
`specifies the purpose of the collection of data, and another parameter specifies if this data
`
`is being used as aggregate or average only (for example, the average age or average
`
`income of the people in the list). Yet, another parameter specifies that which section or
`
`
`
`
`part of the collection of personal data is permitted to be used for the study. This can be
`
`done in a template form, with flags specifying each piece of information. For example,
`
`for a medical study, the permission is given to access the age, height, and weight of the
`
`person, but not the name, income, credit card number, credit history, and address of the
`
`individuals. For the census or insurance study, the fields under study (to give permission
`
` number of the accidents in the past six months or the number of cars owned by the
`
`for access) are different, and may include street address or zip codes, along with the
`
`household.
`
`The content owner can specify that the data may be exchanged in a clearing house
`
`with another data collection entity, to average, aggregate, or simply sell or exchange the
`
`data. One example is giving the permission to auction the data or collection of data on a
`
`web site. Of course, the content owner must be satisfied with the new owner of the data
`
`(and the trust he/ she has on the new owner), which can be verified on a case by case
`
`basis (by human intervention), or be satisfied automatically (for example, if the trust
`
`Petitioner Apple Inc. - Ex. 1022, p. 4
`
`Petitioner Apple Inc. - Ex. 1022, p. 4
`
`

`

`value/ parameter of the new owner is satisfactory with the content owner, based on a pre-
`
`determined threshold set by the content owner, on a pre-defined acceptable and known
`
`scale or scales, set by a trusted third party).
`
`The content owner fills up a form on—line, and later, the content owner can use the
`
`same information in another web site. The content owner specifies some rights and
`
`conditions, and a third party must satisfy those conditions before accessing the personal
`
`private data. This way, the content owner does not have to duplicate the same
`
`information in another web site. Thus, it saves time and money for both the content
`
`owner and the web site. The content owner can have multiple templates, which stores
`
`different variations and versions of the personal information to be given to different web
`
`sites, depending on the amount of trust and rating the web site has obtained. This can be
`
`done automatically, or give the option to the content owner to choose one of those
`
`templates (human interaction).
`
`
` user knows exactly how the data (and which part of the data) is used. The user is notified
`
`The advantages of this invention are: As a user, one has to enter the personal data
`
`only once (and then, using cookie and other methods, keeping track of the data). The
`
`
`
`where the data is, by tracking and sending messages back to the user. The user can get a
`
`percentage of the fee that was obtained from the sale of personal data, if the user chooses
`
`so, according to the parameters in the license.
`
`Petitioner Apple Inc. - EX. 1022, p. 5
`
`Petitioner Apple Inc. - Ex. 1022, p. 5
`
`

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