`Xin
`
`Old
`
`(City and either State or Foreign Country)
`Farnil Name or Surname
`Los Angeles, CA
`Wang
`Germantown, MD
`Tadayon
`
`
`
`
`
`El Additional inventors are being named on the
`separately numbered sheets attached hereto
`
`
`
`TITLE OF THE INVENTION (280 .characters max!
`’RIGHTS OFFERING AND GRANTING
`
`
`
`
`
`CORRESPONDENCE ADDRESS
`""
`Direct all correspondence to:
`I
`Place Customer Number
`[I Customer Number
`
`22204
`Bar Code Label here
`
`
`
`OR
`Tgee Customer Number here
`
`NIXON PEABODY LLP
`Fin? Pr
`
`
`IndiVidual Name
`
`
`
`8180 Greensboro Drive, Suite 800
`
`
`McLean
`State
`VA
`’ ZIP
`22102
`
`
`
`703 790-9110
`Fax
`USA
`Telephone
`703 8 83—0370
`
`
`
`
`
`
`
`ENCLOSED APPLICATION PARTS (check all that apply)
`
`
`[I CD(s), Number [:1
`
`
`
`U.S. Patent and Trademark Office: U S. DEPARTMENT OF COMMERCE
`gm...
`Under the Pagerwork Reductiort‘Act of 1995, no persons are required to respond to a collection of information unless it contains a valid OMB control number.
`
`
`
`PRO VISIONAL APPLICA TI0N FOR PA TENT C0 VER SHEET
`> This is a request for filing a PROVISIONAL APPLICATION FOR PATENT under 37 CFR 1.53(c).
`INVENTORt S 2
`
`Residence
`
`
`
`
` 'S'nares;
`
`who/90ill!illilillilliillllilillillll
`
`Specification
`
`Number ofPages
`
`El Application Data Sheet. See 37 CFR 1.76
`
`METHOD OF PAYMENT OF FILING FEES FOR THIS PROVISIONAL APPLICATION FOR PATENT
`
`FILING FEE
`AMOUNT ($)
`150-00
`
`I] Drawing(s)
`Number ofSheets I:J El Other (specify) :|
`
`
`
`D Applicant claims small entity status. Se 37 CFR 1.27.
`
`
`A check or money order is enclosed to cover the filing fees
`
`
`The Commissioner is hereby authorized to
`charge filing fees or credit any overpayment
`19-2380
`
`to Deposit Account Number:
`
`
`
`D Payment by credit card. Form PTO-2038 is attached.
`The invention was made by an agency of the United States Government or under a contract with an agency of the United States
`
`
`
`
`Government.
`No.
`
`El Yes, the name of the U.S. Government agency and the Government contract number are:
`
`
`
`Respectfully sub
`ed,
`Date
`06/07/2001
`
`SIGNATURE
`
`REGISTRATION NO.
`.
`.
`(zfappropriate)
`TYPED or PRINTED NAME Wan— Docket Number‘
`
`35,212
`
`111325 72
`
`TELEPHONE (703) 790—91 10
`USE ONLY FOR FILING A PROVISIONAL APPLICA TI0N FOR PA TENT
`This collection of information is required by 37 CFR 1.51. The information is used by the public to file (and by the PTO to process) a
`provisional application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is estimated to take 8 hours to
`complete, including gathering, preparing, and submitting the complete provisional application to the PTO. Time Will vary depending upon
`the individual use. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this burden,
`should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, Washington, DC.
`20231. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Box Provisional Application, Commissioner
`for Patents, Washington, DC 20231.
`
`NVA184476.1
`
`Petitioner Apple Inc. - EX. 1020, p. 1
`
`Petitioner Apple Inc. - Ex. 1020, p. 1
`
`
`
`if
`
`
`
`Inventors:
`
`Xin Wang, and Bij an Tadayon
`
`Rights offering and granting:
`
`(All other pending and issued ContentGuard’s patent applications are
`
`incorporated here by reference.)
`
`This invention relates to the general process of digital rights management (DRM).
`
`There is a process to make an offer. The user sends a request, and then a license
`
`is constructed. The request is a subset of offer, and offer has many options. The
`
`distributor makes the offer available to the users, and each user makes a request. Then
`
`the distributor looks at the request, and constructs the grant. Note that the request can
`
`also be rejected, and thus, is not granted.
`
`The grant is generated based on the dynamic information, the user’s information,
`
`and the request.
`
`As explained in some of our co-pending applications, which are incorporated here
`
`by reference, the dynamic information may include any information related to pricing,
`
`status of the network, the traffic of the web site at each moment of time, discounts given,
`
`coupons given, the habits of the user, how many times the content has been used, for how
`
`long the content was used, where it was used, what is the geographical location of the
`
`user, how often the content is used, the quality of the content, resolution of the images,
`
`what is the security clearance of the user, if the user is within a trusted zone, or if the
`
`license is open license or if it is closed license.
`
`Petitioner Apple Inc. - EX. 1020, p. 2
`
`Petitioner Apple Inc. - Ex. 1020, p. 2
`
`
`
`Via..-
`
`
`
`
`
`For example, the dynamic information can be obtained based on a formula,
`
`database, curve, predetermined table, percentage of a value, a function, and/ or by a
`
`human intervention] user input.
`
`The parameters specified in XrML language is also incorporated here by
`
`reference. Those parameters are also incorporated within the meaning of the dynamic
`
`information, described above.
`
`Generally, the dynamic information makes the DRM solution very flexible and
`
`powerful, and makes the right assignment very comprehensive for the content owner,
`
`thus, encouraging more DRM usage and acceptance in the market.
`
`The user’s information may also include the following parameters:
`
`the age of the
`
`user, the credit history of the user, credit limit of the user, income of the user, what kind
`
`of rights or licenses obtained, the password of the user, the key assigned to the user, club
`I
`
`membership for access or discount, class of the user based on a predetermined criteria, or
`
`any other personal data or identification characteristics.
`
`Petitioner Apple Inc. - EX. 1020, p. 3
`
`Petitioner Apple Inc. - Ex. 1020, p. 3
`
`