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`UNITED STATES PATENT AND TRADEMARK OFFICE
`_______________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`_____________
`
`
`HUAWEI DEVICE USA, INC.
`Petitioner
`v.
`
`SPH AMERICA, LLC
`Patent Owner
`
`
`
`Patent No. 8,565,346
`
`
`Inter Partes Review No. IPR2015-00221
`____________________________________________________________
`
`PETITIONER’S EXHIBIT LIST
`(as of November 4, 2014)
`
`
`
`4813-4325-6864.1
`
`
`
`
`
`
`
`
`
`Petitioner’s Exhibit List
`
`Petitioner’s Exhibit List
`
`as of November 4, 2014
`
`
`
`Exhibit No. Exhibit
`
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`U.S. Patent No. 8,532,231 (“the ’231 patent”)
`
`Declaration of Dr. Timothy Williams (“Williams Declaration”)
`
`S. M. Alamouti, "A Simple Transmit Diversity Technique For
`Wireless Communications," IEEE J. on Select Areas in
`Communications, Vol. 16, No. 8, Oct. 1998. (“Alamouti”)
`
`Rosdahl, “High Throughput Study Group WG Report and Meeting
`Slides”, IEEE 802.11-02/532r0 (Sep. 2002) (“Rosdahl”)
`
`Hillman, “Minutes of High Throughput Study Group Meetings”,
`IEEE 802.11-02/607r0 (Sept. 2002) (“Hillman”)
`
`Jeon, et al., "Optimal Combining of STBC and Spatial Multiplexing
`for MIMO-OFDM," IEEE 802.11-03/0513r0 (Jul. 2003) (“Jeon”)
`
`Boer, et al., “Backwards compatibility – How to make a MIMO-
`OFDM system backwards compatible and coexistence with 11a/g at
`the link level”, IEEE 802.11-03/714r0 (Sept. 2003) (“Boer”)
`
`Aoki, et al., "New preamble structure for AGC in a MIMO-OFDM
`system," IEEE 802.11-04/046r1, pages 1-13 (Jan. 2004) (“Aoki”)
`
`1009
`
`U.S. Patent 7,577,085 to Narasimhan (“N‘085”)
`
`4813-4325-6864.1
`
`2
`
`
`
`
`1010
`
`1011
`
`1012
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`1013
`
`1014
`
`1015
`
`1016
`
`1017
`
`1018
`
`1019
`
`
`
`
`
`Petitioner’s Exhibit List
`
`IEEE 802.11a Standard (1999)
`
`U.S. Patent Publication No. 2005/0054313 (“Gummadi”)
`
`Liu & Li, “A MIMO System with Backwards Compatibility for
`OFDM based WLANs”, 4th IEEE Workshop on Signal Processing
`Advances in Wireless Communications, 2003. (“Liu”)
`
`First Amended Complaint for Patent Infringement. SPH America,
`LLC v. Huawei Technologies, Co. Ltd., et al., Case 13-CV-2323-
`CAB-NLS (U.S. Dist. Ct. S. Cal.) filed January 3, 2014 (“Huawei
`Complaint”)
`
`First Amended Complaint for Patent Infringement. SPH America,
`LLC v. ZTE (USA), Inc., Case 13-CV-2326-CAB-NLS (U.S. Dist.
`Ct. S. Cal.) filed January 9, 2014 (“ZTE Complaint”)
`
`U.S. Provisional 60/500,438
`
`U.S. Patent No. 8,565,346 (“the ’346 patent”)
`
`Ware, et al., “HTSG Requirements – Scope and Purpose”, IEEE
`802.11-02/5670r0, pp. 1-8 (Sept. 2002)
`
`Tarokh, et al., “Space–time codes for high data rate wireless
`communication: Performance criterion and code construction",
`IEEE Transactions on Information Theory, v.44, issue 2, pp. 744-
`765 (Mar. 1998)
`
`Foschini “Layered Space-Time Architecture for Wireless
`Communication in a Fading Environment When Using Multi-
`
`4813-4325-6864.1
`
`3
`
`
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`
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`1020
`
`1021
`
`1022
`
`1023
`
`
`
`
`
`Petitioner’s Exhibit List
`
`Element Antennas”, Bell Laboratories Technical Journal: 41–59
`(Oct. 1996)
`
`Gorokhov, et al., “MIMO-OFDM for high throughput WLAN:
`experimental results”, IEEE 802.11-02-708rl, pp. 1-23 (Nov. 2002)
`
`Mahadevappa, et al. “Receiver Sensitivity Tables for MIMO-OFDM
`802.11n,” IEEE 802.11-03/845r0, pp. 1-39 (Nov. 2003)
`
`Yu, et al., “ETRI Proposal to IEEE 802.11 TGn”, IEEE 802.11-
`04/0922r0, pp. 1-54 (Aug. 2004)
`
`Yu, et al., “ETRI proposal specification for IEEE 802.11 TGn”,
`IEEE 802.11-04/0923r0, pp. 1-27 (Aug. 2004)
`
`1024
`
`Dr. Timothy Williams’ Curriculum Vitae
`
`
`
`
`
`
`4813-4325-6864.1
`
`4
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`Petitioner’s Exhibit List
`
`CERTIFICATE OF SERVICE
`
`
`
`The undersigned hereby certifies that a copy of the Exhibit List was
`served on November 4, 2014, by placing a copy into FEDERAL EXPRESS
`directed to the attorney of record for the patent at the following address: Hunton &
`Williams LLP, Intellectual Property Department, 220 Pennsylvania Avenue, N.W.,
`Washington, DC 20037.
`
`
`
`
`
`By: /Troy D. Smith/
`
`Troy D. Smith
`Registration No. 63,249
`Counsel for Petitioner
`
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`4813-4325-6864.1
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`5
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`
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