UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`LG ELECTRONICS, INC., et al.,
`Petitioner
`v.
`STRAIGHT PATH IP GROUP, INC.
`(FORMERLY KNOWN AS INNOVATIVE
`COMMUNICATIONS
`TECHNOLOGIES, INC.)
`Patent Owner
`
`INTER PARTES REVIEW OF U.S. PATENT NO. 6,009,469
`Case IPR No.: IPR2015-00198
`
`
`
`DECLARATION OF DARREN M. JIRON IN SUPPORT OF MOTION TO
`CORRECT CLERICAL ERROR PURSUANT TO 37 C.F.R. 42.104c
`
`
`
`
`
`Page 1 of 46
`
`LG Electronics Exhibit 1030
`IPR2015-00198
`LGE, et al. v. Straight Path IP
`
`

`

`
`
`I, Darren M. Jiron, declare:
`
`1.
`
`I am a partner at Finnegan, Henderson, Farabow, Garrett & Dunner,
`
`LLP. I primarily work from Finnegan’s Reston, VA Office.
`
`2.
`
`I, together with backup counsel, Raj Gupta, have primary responsibility
`
`on behalf of petitioner, LG Electronics, Inc. (“LGE”), for the inter partes review
`
`styled as Trial No. IPR2015-00198 for U.S. Patent No. 6,009,469 (“the ’469
`
`patent”).
`
`3.
`
`The team responsible for finalizing and submitting the petition for
`
`IPR2015-00198 included me; Mr. Gupta; my associate, R. Benjamin Cassady; and
`
`our legal assistant, Lauren Young.
`
`4. We filed the petition for IPR2015-00198 on October 31, 2014. That
`
`same day, we filed two additional petitions for inter partes review proceedings styled
`
`as Trial Nos. IPR2015-00196 and IPR2015-00209. The additional petitions
`
`challenge patents related to the ’469 patent and rely on many of the same prior art
`
`references and exhibits as the petition for IPR2015-00198. Supporting declarations
`
`for all three petitions were submitted by Dr. Bruce M. Maggs. In all three petitions,
`
`Dr. Maggs’ Declaration is listed as Exhibit 1002.
`
`5.
`
`In preparation for filing of the three petitions and at my direction and
`
`direction from others on our team, Ms. Young collected the three Declarations of Dr.
`
`Maggs for submission as Exhibit 1002 in the respective petitions and placed them in
`
`
`
`- 1 -
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`Page 2 of 46
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`

`

`
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`electronic folders. Ms. Young also collected all of the other exhibits for the three
`
`petitions and placed them into the electronic folders. During subsequent review, it
`
`became clear that through clerical error, Exhibit 1002 for the IPR2015-00196
`
`petition was inadvertently added into the electronic folders for both the
`
`IPR2015-00196 and IPR2015-00198 petitions. As a result, upon filing of the three
`
`petitions on October 31, 2014, the copy of Exhibit 1002 corresponding to the
`
`IPR2015-00196 petition, which had been inadvertently included in the electronic
`
`directory corresponding to the IPR2015-00198 petition, was then inadvertently
`
`submitted as an exhibit to the IPR2015-00198 petition.
`
`6.
`
`The correct Exhibit 1002 for IPR2015-00198 is attached to the
`
`concurrently filed Motion to Correct Clerical Error Pursuant to 37 C.F.R. 42.104c.
`
`7.
`
`I became aware of the inadvertently filed exhibit late in the day on
`
`November 4, 2014. Immediately thereafter, on November 5, 2014, Mr. Gupta
`
`emailed the Board requesting permission to expunge the incorrect version of Exhibit
`
`1002 from IPR2015-00198 and replace it with the correct version of Exhibit 1002.
`
`(See Appendix 1). Mr. Gupta attached to his November 5 email to the Board a copy
`
`of the correct Exhibit 1002 for IPR2015-00198. (See id.). That same day, Mr.
`
`Gupta sent an email to the Patent Owner’s litigation counsel, informing them of the
`
`inadvertently filed exhibit and serving a corrected version. (See Appendix 2). Mr.
`
`Gupta’s email also attached Petitioner’s correspondence with the Board. (See id.).
`
`
`
`- 2 -
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`Page 3 of 46
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`

`

`
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`Also on November 5, Mr. Cassady sent cover letters via Federal Express to both
`
`Patent Owner’s litigation counsel and Patent Owner’s counsel of record listed on the
`
`USPTO’s PAIR website (James Berquist) for the ’469 patent enclosing hard copies
`
`of the correct Exhibit 1002 for IPR2015-00198. (See Appendices 3 & 4).
`
`8.
`
`On November 7, 2014, I called Ms. Maria Vignone of the Board to
`
`inquire as to whether the Board had received the Mr. Gupta’s November 5 email.
`
`Ms. Vignone confirmed that the Board had received the email and would respond to
`
`our request soon. She also asked whether or not the Patent Owner opposed our
`
`request to correct Exhibit 1002. (See Appendix 5).
`
`9.
`
`In response to Ms. Vignone’s inquiry, on November 7, 2014, Mr. Gupta
`
`sent an email to Patent Owner’s litigation counsel asking if Patent Owner opposed
`
`the request to correct the inadvertently filed Exhibit 1002. (See Appendix 6). Mr.
`
`Cassady sent a similar email to Mr. Berquist. (See Appendix 7).
`
`10.
`
`In response to Mr. Gupta’s November 7 email, Michael Newman,
`
`counsel for Patent Owner, responded that he would reach out to the Patent Owner
`
`and provide their positions by Monday, November 10. (See Appendix 8).
`
`11. On Monday, November 10, Mr. Newman sent another email requesting
`
`a draft of the request that Petitioner planned to file with the Board to “better inform
`
`[Patent Owner’s] decision.” (See Appendix 9). After receiving the email, Mr.
`
`Gupta called Mr. Newman and informed him that Petitioner had not prepared a
`
`
`
`- 3 -
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`Page 4 of 46
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`

`

`
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`motion and were not planning to file a motion unless and until the Board authorized
`
`such a motion.
`
`12. Following the conversation between Mr. Gupta and Mr. Newman, on
`
`November 10, Mr. Newman sent an email to Mr. Gupta stating Patent Owner’s
`
`opinion that Petitioner needs to file a motion to replace the exhibit and must request
`
`permission from the Board to do so. (See Appendix 10). Mr. Newman’s email did
`
`not state whether or not Patent Owner opposed replacing the exhibit. (See id.). In
`
`response, on November 10, Mr. Gupta again requested that Patent Owner state if it
`
`intends to oppose substitution of the corrected exhibit. (See Appendix 11).
`
`13. On Tuesday, November 11, Mr. Newman responded that “the patent
`
`owner does not object to the petitioners completing the petition by filing the correct
`
`exhibit, but the patent owner contends that the petition is currently incomplete under
`
`35 U.S.C. § 312(a)(3)(B), and should not be accorded a filing date until the
`
`petitioners file the correct exhibit. See 37 C.F.R § 42.106.” (See Appendix 12). Mr.
`
`Gupta immediately relayed this information to the Board by email dated November
`
`11, 2014. (See Appendix 13).
`
`14. On Wednesday, November 12, Mr. Gupta called Ms. Vignone to
`
`confirm receipt of his November 11 email to the Board. Ms. Vignone stated that she
`
`received the email and forwarded it to the PTAB panel on November 12.
`
`
`
`- 4 -
`
`Page 5 of 46
`
`

`

`
`
`15. On November 26, 2014, the Board authorized Petitioners to file a
`
`motion to correct in accordance with 37 C.F.R. § 42.104(c). (IPR2015-00198, Paper
`
`No. 6).
`
`16.
`
`I declare under penalty of perjury that the foregoing is true and correct.
`
`
`
`Executed on December 5, 2014
`
`
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`
`- 5 -
`
`Page 6 of 46
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`

`

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`
`
`Appendix 1
`Appendix 1
`
`Page 7 of 46
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`

`

`Cassady, R. Benjamin
`
`From:
`Sent:
`To:
`Cc:
`Subject:
`Attachments:
`
`Gupta, Raj
`Wednesday, November 05, 2014 10:34 AM
`trials@uspto.gov
`Jiron, Darren
`IPR2015-00196; IPR2015-00198
`Ex. 1002 - '469_Updated.pdf
`
`To whom it may concern, 
`
`  
`The above‐captioned petitions, filed on Friday, October 31, relate to U.S. Patent Nos. 6,131,121 and 6,009,469, 
`respectively.  Petitioners inadvertently submitted the identical copies of Ex. 1002 (Declaration of Dr. Bruce M. Maggs) in 
`both petitions, rather than different exhibits for each Petition.  Ex. 1002 as submitted in IPR2015‐00196 (the petition for 
`U.S. Patent No. 6,131,121) is correct, but a different version of Ex. 1002 (also a Declaration of Dr. Bruce M. Maggs, but 
`addressing a different patent) should have been submitted in IPR2015‐00198 (the petition for U.S. Patent No. 
`6,009,469). 
`
`  
`Accordingly, Petitioners respectfully request permission to expunge Ex. 1002 from IPR2015‐00198 and replace it with 
`the correct version of the Ex. 1002.  A copy of the correct Ex. 1002 for IPR2015‐00198 is attached for your reference. 
` 
`Sincerely,  
`Rajeev Gupta 
` 
`Raj Gupta
`Attorney at Law
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`901 New York Avenue, NW, Washington, DC 20001-4413
`202.408.4352 | fax: 202.408.4400 | Raj.Gupta@finnegan.com | www.finnegan.com 
` 
`
`1
`
`Page 8 of 46
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`

`

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`
`
`Appendix 2
`Appendix 2
`
`Page 9 of 46
`
`

`

`Cassady, R. Benjamin
`
`From:
`Sent:
`To:
`Cc:
`Subject:
`Attachments:
`
`Gupta, Raj
`Wednesday, November 05, 2014 12:20 PM
`StraightPathEDVA@mintz.com
`LG-SP-EDVA; Jiron, Darren
`Updated Exhibit - IPR2015-00196; IPR2015-00198
`IPR2015-00196; IPR2015-00198; Ex. 1002 - '469_Updated.pdf
`
`Counsel, 
` 
`As you know, LG, Toshiba, Vizio, and Hulu filed three petitions for inter partes review of U.S. Patent Nos. 6,131,121; 
`6,009,469; and 6,108,704 on October 31, 2014.  After filing the petitions, we learned that Ex. 1002 (Declaration of Dr. 
`Bruce M. Maggs) for the ’121 patent petition was inadvertently submitted for both the ’121 and ’469 petitions 
`(respectively, IPR2015‐00196 and IPR2015‐00198).   
` 
`We have contacted the Board regarding the inadvertently filed exhibit (see attached email), provided the Board with the 
`correct copy of the exhibit, and hereby serve a copy of the correct Ex. 1002 to IPR2015‐00198 on Straight Path.  We will 
`send a hard copy today via FedEx to Michael Renaud and counsel of record at the PTO for the patent owner (listed 
`below).  
` 
`
`Davidson Berquist Jackson & Gowdey LLP 
`4300 Wilson Blvd., 7th Floor 
`Arlington, VA 22203 
`
` 
`Regards, 
`Raj 
` 
`Raj Gupta
`Attorney at Law
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`901 New York Avenue, NW, Washington, DC 20001-4413
`202.408.4352 | fax: 202.408.4400 | Raj.Gupta@finnegan.com | www.finnegan.com 
` 
`
`1
`
`Page 10 of 46
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`

`

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`
`
`Appendix 3
`Appendix 3
`
`Page 11 of 46
`
`

`

`
`
`
`
`November 5, 2014
`
`
`Michael T. Renaud
`Mintz Levin Cohn Ferris Glovsky and Popeo PC
`One Financial Center
`Boston, MA 02111
`
`
`
`
`Dear Mr. Renaud:
`
`Re: IPR Nos. IPR2015-00196 & IPR2015-00198
`
` R. BENJAMIN CASSADY
`202.408.6088
`r.benjamin.cassady@finnegan.com
`
`VIA FEDEX
`
`Further to the November 5 email from Raj Gupta (attached), enclosed is a hard copy of
`the correct Ex. 1002 to IPR 2015-0198 filed on October 31, 2014 for U.S. Patent No. 6,009,469.
`
`
`
`
`
`
`
`
`
`
`
`
`
` Enclosures
`
`
`
`
`
`
`
`
`
`
`
`Sincerely,
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`/s/ R. Benjamin Cassady
`
`R. Benjamin Cassady
`
`
`
`901 NEW YORK AVENUE, NW | W ASHINGTON, DC 20001- 4413
`PHONE: +1 202 408 4000 | FAX: +1 202 408 4400
`
`Page 12 of 46
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`

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`Page 13 of 46
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`Young, Lauren
`
`From:
`Sent:
`To:
`Subject:
`
`trackingupdates@fedex.oom
`Thursday, November 06, 2014 10:32 AM
`Young, Lauren
`FedEx Shipment 801019705409 Delivered
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`fedex.com | Ship | Track | Manage | Learn
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`us
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`Delivered
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`. MA
`us
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`Shipment Facts
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`Our records indicate that the following package has
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`Tracking number:
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`Page 14 of 46
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`Page 15 of 46
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`Page 15 of 46
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`Appendix 4
`Appendix 4
`
`Page 16 of 46
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`

`

`
`
`
`
`November 5, 2014
`
`
`James Berquist
`Davidson Berquist Jackson & Gowdey LLP
`4300 Wilson Blvd., 7th Floor
`Arlington, VA 22203
`
`
`
`
`Dear Mr. Berquist:
`
`Re: IPR Nos. IPR2015-00196 & IPR2015-00198
`
` R. BENJAMIN CASSADY
`202.408.6088
`r.benjamin.cassady@finnegan.com
`
`VIA FEDEX
`
` As you know, LG, Toshiba, Vizio, and Hulu filed three petitions for inter partes review
`of U.S. Patent Nos. 6,131,121; 6,009,469; and 6,108,704 on October 31, 2014. After filing the
`petitions, we learned that Ex. 1002 (Declaration of Dr. Bruce M. Maggs) for the ’121 patent
`petition was inadvertently submitted for both the ’121 and ’469 petitions (respectively, IPR2015-
`00196 and IPR2015-00198).
`
`We have contacted the Board regarding the inadvertently filed exhibit (see attached
`email), provided the Board with the correct copy of the exhibit, and hereby serve a copy of the
`correct Ex. 1002 to IPR2015-00198.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Sincerely,
`
`/s/ R. Benjamin Cassady
`
`R. Benjamin Cassady
`
`
`
`
`
`
`
`
`
`
`
`
` Enclosures
`
`
`
`
`
`901 NEW YORK AVENUE, NW | W ASHINGTON, DC 20001- 4413
`PHONE: +1 202 408 4000 | FAX: +1 202 408 4400
`
`Page 17 of 46
`
`

`

`PULL AND RETAIN THIS COPY BEFORE AFFIXING TO THE PACKAGE, N0 POUCH NEEDED.
`
`
`
`
`
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`Page 18 of 46
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`

`

`11/6/2014
`
`In Progress
`
`Delivered
`
`Tracking No.or Nickname
` 801019705409
`
`Shipper city, state
`WASHINGTON, DC
`Delivered
`801019705410
`Tracking No.or Nickname
`Shipper city, state
`Ship (P/U) date :
` 801019705410
`WASHINGTON DC
`Wed 11/05/2014 7:31 pm
`
`Origin Terminal
`WASHINGTON, DC
`
`Ship (P/U) date
`11/05/2014 7:31 pm
`
`Status
`
`Recipient city, state
`MA
`
`Estimated delivery date
`11/06/2014 10:30 am
`
`Showing 1 of 1
`
`Origin Terminal
`WASHINGTON, DC
`
`Ship (P/U) date
`11/05/2014 7:31 pm
`
`Status
`
`Recipient city, state
`Actual delivery :
`VA
`Thur 11/06/2014 9:57 am
`
`Delivery date
`11/06/2014 9:57 am
`
`WASHINGTON, DC US
`
`VA US
`
`Delivered
`Signed for by: D.BERQUIST
`
`Travel History
`
`Activity
`Date/Time
`-
`11/06/2014 - Thursday
`9:57 am
`Delivered
`8:20 am
`On FedEx vehicle for delivery
`7:06 am
`At local FedEx facility
`-
`11/05/2014 - Wednesday
`10:12 pm
`At destination sort facility
`9:22 pm
`Left FedEx origin facility
`7:31 pm
`Picked up
`
`Shipment Facts
`
`Tracking number 801019705410
`Weight
`3 lbs / 1 36 kgs
`Total pieces
`1
`Shipper
`reference
`Special handling
`section
`
`Deliver Weekday
`
`04747 ODL/3 00000
`
`Location
`
`VA
`
`ALEXANDRIA, VA
`
`ALEXANDRIA, VA
`
`DULLES, VA
`
`WASHINGTON, DC
`
`WASHINGTON, DC
`
`Service
`Delivered To
`Total shipment
`weight
`Packaging
`
`FedEx Priority Overnight
`Receptionist/Front Desk
`
`3 lbs / 1.36 kgs
`
`FedEx Pak
`
`https://www.fedex.com/fedextrack/WTRK/index.html?tracknumbers=801019705410,801019705409&cntry code=us...
`
`Page 19 of 46
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`Appendix 5
`Appendix 5
`
`Page 20 of 46
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`

`

`Cassady, R. Benjamin
`
`From:
`Sent:
`To:
`Subject:
`
`Gupta, Raj
`Friday, November 07, 2014 1:30 PM
`LG-SP-EDVA; Jiron, Darren; Cassady, R. Benjamin; Young, Lauren
`FW: IPR2015-00196; IPR2015-00198
`
` 
` 
`From: Vignone, Maria [mailto:Maria.Vignone@USPTO.GOV] On Behalf Of Trials
`Sent: Friday, November 07, 2014 11:46 AM
`To: Gupta, Raj; Trials
`Cc: Jiron, Darren
`Subject: RE: IPR2015-00196; IPR2015-00198
` 
`Does Patent Owner oppose? 
` 
`From: Gupta, Raj [mailto:Raj.Gupta@finnegan.com]
`Sent: Wednesday, November 05, 2014 10:34 AM
`To: Trials
`Cc: Jiron, Darren
`Subject: IPR2015-00196; IPR2015-00198
` 
`To whom it may concern, 
`
`  
`The above‐captioned petitions, filed on Friday, October 31, relate to U.S. Patent Nos. 6,131,121 and 6,009,469, 
`respectively.  Petitioners inadvertently submitted the identical copies of Ex. 1002 (Declaration of Dr. Bruce M. Maggs) in 
`both petitions, rather than different exhibits for each Petition.  Ex. 1002 as submitted in IPR2015‐00196 (the petition for 
`U.S. Patent No. 6,131,121) is correct, but a different version of Ex. 1002 (also a Declaration of Dr. Bruce M. Maggs, but 
`addressing a different patent) should have been submitted in IPR2015‐00198 (the petition for U.S. Patent No. 
`6,009,469). 
`
`  
`Accordingly, Petitioners respectfully request permission to expunge Ex. 1002 from IPR2015‐00198 and replace it with 
`the correct version of the Ex. 1002.  A copy of the correct Ex. 1002 for IPR2015‐00198 is attached for your reference. 
`
`  
`Sincerely,  
`Rajeev Gupta 
`
`  
`Raj Gupta
`Attorney at Law
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`901 New York Avenue, NW, Washington, DC 20001-4413
`202.408.4352 | fax: 202.408.4400 | Raj.Gupta@finnegan.com | www.finnegan.com 
`  
`
`
`This e-mail message is intended only for individual(s) to whom it is addressed and may contain information that is privileged, confidential, proprietary, or otherwise
`exempt from disclosure under applicable law. If you believe you have received this message in error, please advise the sender by return e-mail and delete it from
`your mai box. Thank you.
`
`1
`
`Page 21 of 46
`
`

`

`
`
`
`
`
`
`
`
`
`
`Appendix 6
`Appendix 6
`
`Page 22 of 46
`
`

`

`Cassady, R. Benjamin
`
`From:
`Sent:
`To:
`Cc:
`Subject:
`
`Gupta, Raj
`Friday, November 07, 2014 3:20 PM
`StraightPathEDVA@mintz.com
`LG-SP-EDVA; Jiron, Darren; Cassady, R. Benjamin
`RE: Updated Exhibit - IPR2015-00196; IPR2015-00198
`
`Counsel, 
`
`  
`To follow up on my November 5 email regarding IPR2015‐00198 of U.S. Patent No. 6,009,469, could you please let us 
`know if the patent owner opposes our request to correct the inadvertently filed exhibit (Ex. 1002 – Declaration of Dr. 
`Bruce Maggs)? 
`
`  
`Regards, 
`Raj 
` 
`From: Gupta, Raj
`Sent: Wednesday, November 05, 2014 12:20 PM
`To: StraightPathEDVA@mintz.com
`Cc: LG-SP-EDVA; Jiron, Darren
`Subject: Updated Exhibit - IPR2015-00196; IPR2015-00198
` 
`Counsel, 
` 
`As you know, LG, Toshiba, Vizio, and Hulu filed three petitions for inter partes review of U.S. Patent Nos. 6,131,121; 
`6,009,469; and 6,108,704 on October 31, 2014.  After filing the petitions, we learned that Ex. 1002 (Declaration of Dr. 
`Bruce M. Maggs) for the ’121 patent petition was inadvertently submitted for both the ’121 and ’469 petitions 
`(respectively, IPR2015‐00196 and IPR2015‐00198).   
` 
`We have contacted the Board regarding the inadvertently filed exhibit (see attached email), provided the Board with the 
`correct copy of the exhibit, and hereby serve a copy of the correct Ex. 1002 to IPR2015‐00198 on Straight Path.  We will 
`send a hard copy today via FedEx to Michael Renaud and counsel of record at the PTO for the patent owner (listed 
`below).  
` 
`
`Davidson Berquist Jackson & Gowdey LLP 
`4300 Wilson Blvd., 7th Floor 
`Arlington, VA 22203 
`
` 
`Regards, 
`Raj 
` 
`Raj Gupta
`Attorney at Law
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`901 New York Avenue, NW, Washington, DC 20001-4413
`202.408.4352 | fax: 202.408.4400 | Raj.Gupta@finnegan.com | www.finnegan.com 
` 
`
`1
`
`Page 23 of 46
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`

`

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`
`
`
`
`
`
`Appendix 7
`Appendix 7
`
`Page 24 of 46
`
`

`

`Cassady, R. Benjamin
`
`From:
`Sent:
`To:
`Cc:
`Subject:
`Attachments:
`
`Follow Up Flag:
`Flag Status:
`
`Cassady, R. Benjamin
`Friday, November 07, 2014 3:17 PM
`jberquist@dbjg.com
`Jiron, Darren; Gupta, Raj
`Updated Exhibit - IPR2015-00198
`2014 11 5 Letter from B. Cassady to J. Berquist.pdf
`
`Follow up
`Flagged
`
`Dear Mr. Berquist, 
` 
`To follow up on our November 5 letter regarding IPR2015‐00198 of U.S. Patent No. 6,009,469 (attached), could you 
`please let us know if the patent owner opposes our request to correct the inadvertently filed exhibit (Ex. 1002 ‐ 
`Declaration of Dr. Bruce M. Maggs)? 
` 
`Regards, 
` 
`Ben 
` 
`R. Benjamin Cassady
`Associate
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`901 New York Avenue, NW, Washington, DC 20001-4413
`202.408.6088 | fax: 202.408.4400 | ben.cassady@finnegan.com| www.finnegan.com
`
` 
`
` 
`
`1
`
`Page 25 of 46
`
`

`

`
`
`
`
`
`
`
`
`
`
`Appendix 8
`Appendix 8
`
`Page 26 of 46
`
`

`

`Cassady, R. Benjamin
`
`From:
`Sent:
`To:
`Cc:
`Subject:
`
`Newman, Michael <MCNewman@mintz.com>
`Friday, November 07, 2014 3:39 PM
`Gupta, Raj; StraightPathEDVA
`LG-SP-EDVA; Jiron, Darren; Cassady, R. Benjamin
`RE: Updated Exhibit - IPR2015-00196; IPR2015-00198
`
`Raj,
`
` I
`
` didn’t understand your previous email to be requesting Straight Path’s position. I will reach out to them now, and should
`have an answer for you by Monday.
`
`Thanks,
`Michael
`
`From: Gupta, Raj [mailto:Raj.Gupta@finnegan.com]
`Sent: Friday, November 07, 2014 3:20 PM
`To: StraightPathEDVA
`Cc: LG-SP-EDVA; Jiron, Darren; Cassady, R. Benjamin
`Subject: RE: Updated Exhibit - IPR2015-00196; IPR2015-00198
` 
`Counsel, 
`
`  
`To follow up on my November 5 email regarding IPR2015‐00198 of U.S. Patent No. 6,009,469, could you please let us 
`know if the patent owner opposes our request to correct the inadvertently filed exhibit (Ex. 1002 – Declaration of Dr. 
`Bruce Maggs)? 
`
`  
`Regards, 
`Raj 
`
`  
`From: Gupta, Raj
`Sent: Wednesday, November 05, 2014 12:20 PM
`To: StraightPathEDVA@mintz.com
`Cc: LG-SP-EDVA; Jiron, Darren
`Subject: Updated Exhibit - IPR2015-00196; IPR2015-00198 
`
`  
`Counsel, 
`
`  
`As you know, LG, Toshiba, Vizio, and Hulu filed three petitions for inter partes review of U.S. Patent Nos. 6,131,121; 
`6,009,469; and 6,108,704 on October 31, 2014.  After filing the petitions, we learned that Ex. 1002 (Declaration of Dr. 
`Bruce M. Maggs) for the ’121 patent petition was inadvertently submitted for both the ’121 and ’469 petitions 
`(respectively, IPR2015‐00196 and IPR2015‐00198).   
`
`  
`We have contacted the Board regarding the inadvertently filed exhibit (see attached email), provided the Board with the 
`correct copy of the exhibit, and hereby serve a copy of the correct Ex. 1002 to IPR2015‐00198 on Straight Path.  We will 
`send a hard copy today via FedEx to Michael Renaud and counsel of record at the PTO for the patent owner (listed 
`below).  
`  
`
`Davidson Berquist Jackson & Gowdey LLP 
`4300 Wilson Blvd., 7th Floor 
`Arlington, VA 22203 
`
`1
`
`Page 27 of 46
`
`

`

`  
`
`Regards, 
`Raj 
`
`  
`Raj Gupta
`Attorney at Law
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`901 New York Avenue, NW, Washington, DC 20001-4413
`202.408.4352 | fax: 202.408.4400 | Raj.Gupta@finnegan.com | www.finnegan.com 
`  
`
`
`This e-mail message is intended only for individual(s) to whom it is addressed and may contain information that is privileged, confidential, proprietary, or otherwise
`exempt from disclosure under applicable law. If you believe you have received this message in error, please advise the sender by return e-mail and delete it from
`your mai box. Thank you.
`
`
`
`
`STATEMENT OF CONFIDENTIALITY:
`The information contained in this electronic message and any attachments
`to this message are intended for the exclusive use of the addressee(s)
`and may contain confidential or privileged information. If you are not
`the intended recipient, or the person responsible for delivering the
`e-mail to the intended recipient, be advised you have received this
`message in error and that any use, dissemination, forwarding, printing,
`or copying is strictly proh bited. Please notify Mintz, Levin, Cohn,
`Ferris, Glovsky and Popeo immediately at either (617) 542-6000 or at
`DirectorofIT@Mintz.com, and destroy all copies of this message and any
`attachments. You will be reimbursed for reasonable costs incurred in
`notifying us.
`
`2
`
`Page 28 of 46
`
`

`

`
`
`
`
`
`
`
`
`
`
`Appendix 9
`Appendix 9
`
`Page 29 of 46
`
`

`

`Cassady, R. Benjamin
`
`From:
`Sent:
`To:
`Cc:
`Subject:
`
`Newman, Michael <MCNewman@mintz.com>
`Monday, November 10, 2014 2:50 PM
`Gupta, Raj; StraightPathEDVA
`LG-SP-EDVA; Jiron, Darren; Cassady, R. Benjamin
`RE: Updated Exhibit - IPR2015-00196; IPR2015-00198
`
`Categories:
`
`LG IPRs
`
`Raj,
`
`Could you please provide to us the request you plan to file so that we can better inform our decision?
`
`Thanks,
`Michael
`
`From: Newman, Michael
`Sent: Friday, November 07, 2014 3:39 PM
`To: Gupta, Raj; StraightPathEDVA
`Cc: LG-SP-EDVA; Jiron, Darren; Cassady, R. Benjamin
`Subject: RE: Updated Exhibit - IPR2015-00196; IPR2015-00198
` 
`Raj,
`
` I
`
` didn’t understand your previous email to be requesting Straight Path’s position. I will reach out to them now, and should
`have an answer for you by Monday.
`
`Thanks,
`Michael
`
`From: Gupta, Raj [mailto:Raj.Gupta@finnegan.com]
`Sent: Friday, November 07, 2014 3:20 PM
`To: StraightPathEDVA
`Cc: LG-SP-EDVA; Jiron, Darren; Cassady, R. Benjamin
`Subject: RE: Updated Exhibit - IPR2015-00196; IPR2015-00198
` 
`Counsel, 
`
`  
`To follow up on my November 5 email regarding IPR2015‐00198 of U.S. Patent No. 6,009,469, could you please let us 
`know if the patent owner opposes our request to correct the inadvertently filed exhibit (Ex. 1002 – Declaration of Dr. 
`Bruce Maggs)? 
`
`  
`Regards, 
`Raj 
`
`  
`From: Gupta, Raj
`Sent: Wednesday, November 05, 2014 12:20 PM
`To: StraightPathEDVA@mintz.com
`Cc: LG-SP-EDVA; Jiron, Darren
`Subject: Updated Exhibit - IPR2015-00196; IPR2015-00198 
`
`  
`Counsel, 
`
`1
`
`Page 30 of 46
`
`

`

`  
`
`As you know, LG, Toshiba, Vizio, and Hulu filed three petitions for inter partes review of U.S. Patent Nos. 6,131,121; 
`6,009,469; and 6,108,704 on October 31, 2014.  After filing the petitions, we learned that Ex. 1002 (Declaration of Dr. 
`Bruce M. Maggs) for the ’121 patent petition was inadvertently submitted for both the ’121 and ’469 petitions 
`(respectively, IPR2015‐00196 and IPR2015‐00198).   
`
`  
`We have contacted the Board regarding the inadvertently filed exhibit (see attached email), provided the Board with the 
`correct copy of the exhibit, and hereby serve a copy of the correct Ex. 1002 to IPR2015‐00198 on Straight Path.  We will 
`send a hard copy today via FedEx to Michael Renaud and counsel of record at the PTO for the patent owner (listed 
`below).  
`  
`
`Davidson Berquist Jackson & Gowdey LLP 
`4300 Wilson Blvd., 7th Floor 
`Arlington, VA 22203 
`
`  
`
`Regards, 
`Raj 
`
`  
`Raj Gupta
`Attorney at Law
`Finnegan, Henderson, Farabow, Garrett & Dunner, LLP
`901 New York Avenue, NW, Washington, DC 20001-4413
`202.408.4352 | fax: 202.408.4400 | Raj.Gupta@finnegan.com | www.finnegan.com 
`  
`
`
`This e-mail message is intended only for individual(s) to whom it is addressed and may contain information that is privileged, confidential, proprietary, or otherwise
`exempt from disclosure under applicable law. If you believe you have received this message in error, please advise the sender by return e-mail and delete it from
`your mai box. Thank you.
`
`
`
`
`STATEMENT OF CONFIDENTIALITY:
`The information contained in this electronic message and any attachments
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`Page 31 of 46
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`Appendix 10
`Appendix 10
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`Page 32 of 46
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`Cassady, R. Benjamin
`
`From:
`Sent:
`To:
`Cc:
`Subject:
`
`Newman, Michael <MCNewman@mintz.com>
`Monday, November 10, 2014 6:19 PM
`Gupta, Raj; StraightPathEDVA
`LG-SP-EDVA; Jiron, Darren; Cassady, R. Benjamin
`RE: Updated Exhibit - IPR2015-00196; IPR2015-00198
`
`Categories:
`
`LG IPRs
`
`Raj,
`
`Thanks for your call this afternoon. Straight Path believes that LG needs to file a motion to file its replacement Ex. 1002.
`See 37 C.F.R. § 42.20(a). We also understand that before filing such a motion, LG must first request a conference call
`with the Board to seek prior authorization for filing the motion. See 37 C.F.R. § 42.20(b).
`
`Please let us know if LG has a different understanding.
`
`Thanks,
`Michael
`
`
`From: Newman, Michael
`Sent: Monday, November 10, 2014 2:50 PM
`To: Gupta, Raj; StraightPathEDVA
`Cc: LG-SP-EDVA; Jiron, Darren; Cassady, R. Benjamin
`Subject: RE: Updated Exhibit - IPR2015-00196; IPR2015-00198
` 
`Raj,
`
`Could you please provide to us the request you plan