`Intellectual Ventures II, LLC
`
`IPR2015-00089 and IPR2015-00092 – January 15, 2016 Oral Argument
`
`U.S. Patent No. 6,546,002
`
`1
`
`IBM v. IV, IPR2015-00089, IBM Ex. 1039
`
`
`
`Issues to be argued
`
` Ground 1: Murray
` § 102: claims 1, 2, 8, 11, 12, 18, 25, 26, 31, 34, 35, 40, 41, 43, 47-49 by Murray
`
` § 103: claims 7, 17, 30, 36, 42 over Murray
`
` § 103: claims 6, 16, 39, 46 over Murray and Davis
`
` § 103: claims 9, 19, 21-23, 32, 37, 44 over Murray and Arnold
`
` § 103: claim 24 over Murray, Arnold, and Raman
`
`
`
` Ground 2: Richardson
` § 102: claims 1, 2, 7, 8, 11, 12, 17, 18, 25, 26, 30, 31, 34-36, 40-43, 47-49 by Richardson
`
` § 103: claims 4, 14, 28 over Richardson and Pezzullo
`
` § 103: claims 6, 16, 39, 46 over Richardson and Davis
`
` § 103: claims 9, 19, 21-23, 32, 34, 37 over Richardson and Arnold
`
` § 103: claims 10, 20, 33, 38, 45 over Richardson and Pocock
`
` § 103: claim 24 over Richardson, Arnold, and Raman
`
`2
`
`
`
`-89 Inst. Dec. (Paper 8 at 36); -92 Inst. Dec. (Paper 8 at 38).
`
`
`
`Anticipation and Obviousness Based on Murray
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`
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`
`
`3
`
`
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`Murray – Effective Use of Individual User Profiles with
`Software Distribution
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`
`4
`
` Murray (Ex. 1008 at 1, 3), cited in -89 Pet. (Paper 2 at 38); -92 Pet. (Paper 2 at 38, 40).
`
`
`
`Murray – Effective Use of Individual User Profiles with
`Software Distribution
`
` Murray:
`
`
`
` Murray (Ex. 1008 at 3), cited in -89 Pet. (Paper 2 at 39); -92 Pet. (Paper 2 at 39).
`
`
`
`5
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`
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`
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`
`
`IV disputes just 3 issues for grounds based on Murray
`
` (1) Murray discloses a “mobile interface” (all claims)
`
`
`
` (2) Murray discloses “retrieving a mobile interface from the
`network server to the local device” (independent claim 1)
`
` Related issue: Murray discloses “wherein the mobile interface is
`permanently stored in the network server” (dependent claim 48)
`
`
`
`
`
` (3) Murray discloses “retrieving user profile and configuration
`data from the network server to the local device, wherein the
`user profile and configuration data is used to update the data
`associated with the mobile interface” (independent claim 11)
`
`
`
`-89 POR (Paper 19 at 38-44); -92 POR (Paper 19 at 42-45).
`
`
`
`6
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`
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`Broadest reasonable construction of “mobile interface”
`
`
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`
`
`-89 Inst. Dec. (Paper 8 at 9); -89 Reply (Paper 27 at 2); -89 POR (Paper 19 at 9-10);
`-92 Inst. Dec. (Paper 8 at 8-9); -92 Reply (Paper 27 at 2); -92 POR (Paper 19 at 9-10).
`
`
`
`-89 Pet. (Paper 2 at 6); see also -92 Pet. (Paper 2 at 6).
`
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`
`7
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`Broadest reasonable construction of “mobile interface”
`
` Institution Decision:
`
`
`
`-89 Inst. Dec. (Paper 8 at 9); see also -92 Inst. Dec. (Paper 8 at 9).
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`
`8
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`
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`Broadest reasonable construction of “mobile interface”
`
`
`
` ’002 patent:
`
`
`
`-89 Reply (Paper 27 at 2-3); see also -92 Reply (Paper 27 at 2-3).
`
`
`
`’002 patent (Ex. 1004 at 8:7-22),
`cited in -89 Reply (Paper 27 at 3); -92 Reply (Paper 27 at 3).
`
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`9
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`
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`Broadest reasonable construction of “mobile interface”
`
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` District court’s construction:
`
`
`
`-89 Reply (Paper 27 at 4); -92 Reply (Paper 27 at 4).
`
`
`
`
`
`IV v. Citigroup, Inc., 1:14-cv-04638 (S.D.N.Y.), Dkt. 90 at 6 (Ex. 1031 at 6),
`cited in -89 Reply (Paper 27 at 4); -92 Reply (Paper 27 at 4).
`
`
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`
`
`10
`
`
`
`Broadest reasonable construction of “mobile interface”
`
`
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`
`
`-89 POR (Paper 19 at 9-10); see also -92 POR (Paper 19 at 9-10).
`
` IV:
`
`
`
` IBM:
`
`
`
` Institution Decision:
`
`
`
`-89 Reply (Paper 27 at 3-4); see also -92 Reply (Paper 27 at 4).
`
`
`
`-92 Inst. Dec. (Paper 8 at 22).
`
`
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`
`
`11
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`
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`(1) Murray discloses a “mobile interface” (all claims)
`
`
`
` Murray discloses a “mobile interface”—“the user’s desktop, as
`defined by the roaming profile.”
`
`
`
`-89 Pet. (Paper 2 at 39-44); -92 Pet. (Paper 2 at 38-41, 44-45, 47, 49-50).
`
` Murray (Ex. 1008 at 3), cited in -89 Pet. (Paper 2 at 38-39); -92 Pet. (Paper 2 at 38-39).
`
`
`
`
`
`
`
` Murray:
`
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`
`
`
`
`12
`
`
`
`
`
`(1) Murray discloses a “mobile interface” (all claims)
`
` IV’s implicit claim construction argument is incorrect.
`
`
`
`-89 POR (Paper 19 at 40-41); see also -92 POR (Paper 19 at 44-45).
`
`
`
`-89 Reply (Paper 27 at 1); see also -92 Reply (Paper 27 at 1).
`
`
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`
`
` IV:
`
`
`
`
`
` IBM:
`
`
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`
`
`13
`
`
`
`
`
`(1) Murray discloses a “mobile interface” (all claims)
`
` IV argued (inconsistently) in district court:
`
`
`
`IV v. Citigroup, Inc., 1:14-cv-04638 (S.D.N.Y.), Dkt. 86 (Ex. 1034 at 15),
`cited in -89 Reply (Paper 27 at 8); -92 Reply (Paper 27 at 8).
`
`
`
`’002 patent (Ex. 1004 at 2:35-46), cited in -89 Reply (Paper 27 at 8); -92 Reply (Paper 27 at 8).
`
`
`
`
`
` ’002 patent:
`
`
`
`
`
`14
`
`
`
`
`
`(1) Murray discloses a “mobile interface” (all claims)
`
` IV argued (inconsistently) in district court:
`
`
`
` IV’s expert in this IPR admitted:
`
`
`
`IV v. Citigroup, Inc., 1:14-cv-04638 (S.D.N.Y.), Dkt. 86 (Ex. 1034 at 14-15),
`cited in -89 Reply (Paper 27 at 7); -92 Reply (Paper 27 at 7).
`
` Williams Dep. Tr. (Ex. 1032 at 168:6-10), cited in -89 Reply (Paper 27 at 7-8); -92 Reply (Paper 27 at 8).
`
`
`
`
`
`15
`
`
`
`(1) Murray discloses a “mobile interface” (all claims)
`
`
`
`
`
` Murray:
`
`
`
`
`
`
`
` Murray:
`
`
`
`-89 Reply (Paper 27 at 8-9); see also -92 Reply (Paper 27 at 9).
`
` Murray (Ex. 1008 at 3, 4), cited in -89 Reply (Paper 27 at 9); -92 Reply (Paper 27 at 9).
`
`
`
`
`
`16
`
`
`
`
`
`(1) Murray discloses a “mobile interface” (all claims)
`
`
`
`
`
`-89 Reply (Paper 27 at 9); see also -92 Reply (Paper 27 at 9).
`
`
`
`
`
`
`
`17
`
`
`
`(2) Murray discloses “retrieving a mobile interface . . . .”
`(independent claim 1)
`
` IV misunderstands the issue when it states: “retrieving the roaming
`profile is not the same as retrieving the ‘mobile interface.’”
`-89 POR (Paper 19 at 41-42); see also -92 POR (Paper 19 at 45) (claim 48).
`
`
`
`
`
` IBM:
`
`
`
`
`
`
`
`Murray:
`
`
`
`
`
`-89 Reply (Paper 27 at 10);
` see also -92 Reply (Paper 27 at 9-10) (claim 48).
`
` Murray (Ex. 1008 at 3), cited in -89 Reply (Paper 27 at 10);
`see also -92 Reply (Paper 27 at 9-10) (claim 48).
`
` Murray discloses “the mobile interface is permanently stored in the
`network server” (claim 48)
` IV makes the same incorrect argument.
`
`
`
`-92 POR (Paper 19 at 45) (claim 48).
`
`18
`
`
`
`
`
`(2) Murray discloses “retrieving a mobile interface . . . .”
`(independent claim 1)
`
`
`
`
`
`-89 Reply (Paper 27 at 10-11).
`
`
`
`
`
`19
`
`
`
`(3) Murray discloses “retrieving user profile and
`configuration data . . . .” (independent claim 11)
`
`
`
`
`
`-89 Reply (Paper 27 at 11).
`
`
`
`
`
`’002 patent (Ex. 1004 at claim 11).
`
` Murray (Ex. 1008 at 3), cited in -89 Pet. (Paper 2 at 47).
`
`
`
` Claim 11:
`
`
`
` Murray:
`
`
`
`
`
`20
`
`
`
`(3) Murray discloses “retrieving user profile and
`configuration data . . . .” (independent claim 11)
`
`
`
`
`
`-89 Reply (Paper 27 at 12-13).
`
`
`
`
`
`21
`
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`
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`Anticipation and Obviousness Based on Richardson
`
`
`
`22
`
`
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`Richardson – Virtual Network Computing
`
`
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`
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`Richardson (Ex. 1006 at 33, 35), cited in -89 Pet. (Paper 2 at 12, 15); -92 Pet. (Paper 2 at 16).
`
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`23
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`Richardson – Virtual Network Computing
`
` Richardson:
`
`
`24
`
`
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`Richardson (Ex. 1006 at Fig. 2(b)), cited in -89 Pet. (Paper 2 at 16); -92 Pet. (Paper 2 at 17).
`
`
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`
`
`IV disputes 7 elements for grounds based on Richardson
`
`(1) Richardson discloses “pointers” (all claims)
`
`
`
`(2) Richardson discloses “retrieving” “user-specific resources and information”
`(independent claims 1, 11, 34, 49)
`
`
`(3) Richardson discloses “retrieving user profile and configuration data . . . .”
`(independent claim 11)
`
`
`
`(4) Richardson discloses “bookmarked URLs” and “user profiles” (dependent claims 2,
`12, 26, 35, 41)
`
`
`
`(5) Richardson discloses a “mobile interface” (independent claims 25, 34, 40, 49)
`
`
`
`(6) Richardson discloses “means for accessing the user specific resources and
`information using the plurality of pointers” (independent claim 25)
`
`
`
`(7) Richardson discloses a “local memory . . . includes user specific resources
`and information” (independent claim 40)
`
`
`
`-89 Reply (Paper 27 at 13-25); -92 Reply (Paper 27 at 10-24).
`
`25
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`
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`Broadest reasonable construction of “pointer”
`
`
`
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`
`
`-89 Inst. Dec. (Paper 8 at 9-10); -89 Reply (Paper 27 at 4); -89 POR (Paper 19 at 12-13);
`-92 Inst. Dec. (Paper 8 at 9-10); -92 Reply (Paper 27 at 4); -92 POR (Paper 19 at 12-13).
`
`
`
`
`
`’002 Patent (Ex. 1004 at 1:36-38, 10:8-10), cited in -89 Pet. (Paper 2 at 7-8); -92 Pet. (Paper 2 at 7-8).
`
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`
`
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`
`
` ’002 Patent:
`
`
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`26
`
`
`
`(1) Richardson discloses “pointers”
`
` Richardson discloses “pointers”—“icons and menu items.”
`
` Richardson:
`
`
`
`
`
`-89 Pet. (Paper 2 at 15-16); -92 Pet. (Paper 2 at 17-19).
`
`
`
`
`
`Richardson (Ex. 1006 at Fig. 2(b)), cited in -89 Pet. (Paper 2 at 16); -92 Pet. (Paper 2 at 17).
`
`
`
`27
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`
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`
`
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`(1) Richardson discloses “pointers”
`
`
`
`-92 Reply (Paper 27 at 12); see also -89 Reply (Paper 27 at 13-14).
`
`
`
`
`
`
`
`’002 patent (Ex. 1004 at 8:42-44), cited in -89 Reply (Paper 27 at 14); -92 Reply (Paper 27 at 12).
`
`
`
`
`
`
`
` ’002 patent:
`
`
`
`28
`
`
`
`(1) Richardson discloses “pointers”
`
`
`
`
`
`-89 POR (Paper 19 at 7); see also -92 POR (Paper 19 at XX).
`
`
`
` Dr. Lieberman testified:
`
`
`
`
`
`-89 Reply (Paper 27 at 16); see also -92 Reply (Paper 27 at 14-15).
`
`
`
`29
`
`
`
`
`
`
`
`(2) Richardson discloses “retrieving” “user-specific
`resources and information” (independent claims 1, 11, 34, 49)
`
`
`
` ’002 patent:
`
`
`
`-89 Reply (Paper 27 at 17); see also -92 Reply (Paper 27 at 19).
`
`
`
`’002 patent (Ex. 1004 at 13:48-52), cited in -89 Reply (Paper 27 at 18); -92 Reply (Paper 27 at 20).
`
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`30
`
`
`
`
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`(2) Richardson discloses “retrieving” “user-specific
`resources and information” (independent claims 1, 11, 34, 49)
`
` IV admitted in district court:
`
`
`
`IV v. Citigroup, Inc., 1:14-cv-04638 (S.D.N.Y.), Dkt. 55 (Ex. 1036 at 30),
`cited in -89 Reply (Paper 27 at 18); -92 Reply (Paper 27 at 20).
`
`
`
`
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`
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`31
`
`
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`(3) Richardson discloses “retrieving user profile and
`configuration data . . . .” (independent claim 11)
`
`
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`
`
`
`
`-89 Reply (Paper 27 at 20-21).
`
`
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`32
`
`
`
`(4) Richardson discloses “bookmarked URLs” and
`“user profiles” (dependent claims 2, 12, 26, 35, 41)
`
`
`
` Richardson discloses “bookmarked URLs”—“Internet Explorer
`stores bookmarked URLs.”
`
`
`
` -89 Pet. (Paper 2 at 23); -92 Pet. (Paper 2 at 25).
`
` Richardson:
`
`
`
`Richardson (Ex. 1006 at Fig. 2(b)), cited in -89 Pet. (Paper 2 at 23); -92 Pet. (Paper 2 at 25).
`
`
`
`Lieberman Decl. (-89 Ex. 1001 ¶ 100), cited in -89 Pet. (Paper 2 at 18);
`see also Lieberman Decl. (-92 Ex. 1001 ¶ 132), cited in -92 Pet. (Paper 2 at 22).
`
`
`
` Dr. Lieberman:
`
`
`33
`
`
`
`
`
`
`
`(4) Richardson discloses “bookmarked URLs” and
`“user profiles” (dependent claims 2, 12, 26, 35, 41)
`
` ’002 patent:
`
`
`
`’002 patent (Ex. 1004 at 2:22-31), cited in -89 Reply (Paper 27 at 22); -92 Reply (Paper 27 at 19).
`
`
`
`
`
`-89 Reply (Paper 27 at 22); see also -92 Reply (Paper 27 at 19).
`
`
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`34
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`
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`(5) Richardson discloses a “mobile interface”
`(independent claims 25, 34, 40, 49)
`
`
`
`
`
`
`
`-92 Reply (Paper 27 at 11).
`
`
`
`
`
`35
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`
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`(6) Richardson discloses “means for accessing the user specific
`resources and information using . . . pointers” (independent claim 25)
`
`
`
`
`
`
`
`Ex. 1004 at claim 25; -92 POR (Paper 19 at 25).
`
`
`
` Institution Decision:
`
`
`
`-92 Inst. Dec. (Paper 8 at 13-14).
`
`
`
`-92 Reply (Paper 27 at 16).
`
`
`
`
`
` IBM:
`
`
`
`36
`
`
`
`(7) Richardson discloses a “local memory . . . includes
`user specific resources and information” (independent claim 40)
`
`
`
`
`
`
`
`-92 Reply (Paper 27 at 16).
`
`
`
`Richardson (Ex. 1006 at Fig. 2(c)), cited in -92 Pet. (Paper 2 at 27-28).
`
`
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`
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`-92 Reply (Paper 27 at 16-17).
`
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`
`
` Richardson:
`
`
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` IBM:
`
`37
`
`
`
`(7) Richardson discloses a “local memory . . . includes
`user specific resources and information” (independent claim 40)
`
`
`
`
`
`
` ’002 patent:
`
`
`
`
`
`IV’s expert:
`
`
`
`-92 Reply (Paper 27 at 17).
`
`
`
`
`
`’002 patent (Ex. 1004 at 1:10-16),
` cited in -92 Reply (Paper 27 at 17).
`
`
`
`Williams Dep. Tr. (Ex. 1032 at 145:4-9),
`cited in -92 Reply (Paper 27 at 17).
`
`
`
`
`
`38
`
`
`
`It would have been obvious to a PHOSITA to combine
`Richardson with Arnold (claims 9, 19, 21-24, 32, 37, 44)
`
`
`
`
`
`Richardson (Ex. 1006 at 5), cited in -89 Reply (Paper 27 at 23); -92 Reply (Paper 27 at 22).
`
`
`
`Lieberman Decl. (-89 Ex. 1001 ¶ 206), cited in -89 Pet. (Paper 2 at 33);
`see also Lieberman Decl. (-92 Ex. 1001 ¶ 202), cited in -92 Pet. (Paper 2 at 34).
`
` Richardson:
`
`
`
` Dr. Lieberman:
`
`
`
`
`39
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`
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`It would have been obvious to a PHOSITA to combine
`Richardson with Arnold (claims 9, 19, 21-24, 32, 37, 44)
`
`
`
` Arnold:
`
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`IV’s Expert:
`
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`
`
`-89 Reply (Paper 27 at 22); see also -92 Reply (Paper 27 at 21). .
`
`
`
`
`
`
`
` Arnold (Ex. 1013 at 14), cited in Williams Dep. Tr., (Ex. 1032 at 163:6-15),
`cited in -89 Reply (Paper 27 at 23); -92 Reply (Paper 27 at 22).
`
`
` Williams Dep. Tr. (Ex. 1032 at 163:6-15),
`cited in -89 Reply (Paper 27 at 23); -92 Reply (Paper 27 at 22).
`
`
`
`40
`
`
`
`
`
`
`
`It would have been obvious to a PHOSITA to combine
`Richardson with Davis (claims 6, 16, 39, 46)
`
` Dr. Lieberman:
`
`
`
`
`
`Lieberman Decl. (-89 Ex. 1001 ¶ 170), cited in -89 Pet. (Paper 2 at 30);
` see also Lieberman Decl. (-92 Ex. 1001 ¶ 226), cited in -92 Pet. (Paper 2 at 37).
`
`
`
`41
`
`
`
`It would have been obvious to a PHOSITA to combine
`Richardson with Davis (claims 6, 16, 39, 46)
`
`
`
`
`
`-89 Reply (Paper 27 at 24); -92 Reply (Paper 27 at 23).
`
` Davis (Ex. 1012 at 1:59-61), cited in-89 Reply (Paper 27 at 24-25); -92 Reply (Paper 27 at 23-24).
`
`
`
`
`
` Davis:
`
`
`
`42
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`
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`Motion to exclude: IV did not preserve its objection
`
`
`
`
`
`
`
`-89 Opp. to MTE (Paper 37 at 2); see also -92 Opp. to MTE (Paper 37 at 2).
`
`
`
`-89 Objs. (Ex. 2009 at 4); see also -92 Objs. (Ex. 2009 at 4),
`cited in -89 Opp. to MTE (Paper 37 at 2); -92 Opp. to MTE (Paper 37 at 2).
`
`
`
` IBM:
`
`
`
`
`
` IV’s objections:
`
`
`
`
`43
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`
`
`Murray is prior art
`
`
`
`
`
` Murray (Ex. 1008 at 1), cited in -89 Opp. to MTE (Paper 37 at 4); -92 Opp. to MTE (Paper 37 at 4).
`
`
`
`
`
`44
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`
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`Murray is prior art
`
`
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`
`
`Proof of Publication (Ex. 1009 at 5-6), cited in -89 Opp. to MTE (Paper 37 at 4, 6); -92 Opp. to MTE (Paper 37 at 4, 6).
`
`
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`
`45
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`
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`
`
` Wayback Machine (-89 Ex. 1022 at 4, 30; -92 Ex. 1020 at 4, 30),
`cited in -89 Opp. to MTE (Paper 37 at 6, 9); -92 Opp. to MTE (Paper 37 at 6, 9).
`
`Murray is prior art
`
`
`
`
`
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`46