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`UNITED STATES PATENT AND TRADEMARK OFFICE
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`__________________
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`__________________
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`MICROSOFT CORPORATION
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`Petitioner
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`v.
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`IPR LICENSING, INC.
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`Patent Owner
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`U.S. Patent No.: 8,380,244
`Filed: November 9, 2009
`Issued: February 19, 2013
`
`Title: Dual Mode Unit for Short Range, High Rate and Long Range, Lower Rate
`Data Communications
`
`__________________
`
`MOTION FOR JOINDER UNDER 35 U.S.C. 315(c) AND 37 C.F.R. §§ 42.22
`AND 42.122(b) TO RELATED INTER PARTES REVIEW IPR2014-00525
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`
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`Motion for Joinder to Related Inter Partes Review of U.S. Patent No. 8,380,244
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`I.
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`STATEMENT OF THE PRECISE RELIEF REQUESTED
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`Microsoft Corporation (“Microsoft”) respectfully submits this Motion for
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`Joinder, together with a Petition for Inter Partes Review of U.S. Patent No.
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`8,380,244 (the “Microsoft Petition”) filed contemporaneously herewith. Pursuant
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`to 35 U.S.C. § 315(c) and 37 C.F.R. § 42.122(b), Microsoft requests institution of
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`an inter partes review and joinder with the inter partes review in ZTE Corporation
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`v. IPR Licensing, Inc., IPR2014-00525 (the “ZTE IPR”), which was instituted on
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`September 17, 2014 and concerns the same patent. Microsoft’s request for joinder
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`is timely. The Microsoft Petition is also narrowly tailored to the same claims, prior
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`art, and grounds of unpatentability that are the subject of the ZTE IPR. In addition,
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`Microsoft is willing to streamline discovery and briefing. Microsoft submits that
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`joinder is appropriate because it will not prejudice the parties to the ZTE IPR while
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`efficiently resolving the question of the 244 Patent’s validity in a single
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`proceeding.
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`II.
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`1.
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`STATEMENT OF MATERIAL FACTS
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`In March 2013, IPR Licensing, Inc. and several other InterDigital
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`entities filed amended complaints against Nokia Corporation, Nokia Inc., and ZTE
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`in the District of Delaware, alleging that each defendant infringed the 244 Patent.
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`See InterDigital Commc’ns Inc. v. ZTE Corp., Case No. 13-cv-00009, D.I. 25 (D.
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`1
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`
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`Motion for Joinder to Related Inter Partes Review of U.S. Patent No. 8,380,244
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`Del.); InterDigital Commc’ns, Inc. v. Nokia Corp., Case No. 1:13-cv-00010, D.I.
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`15 (D. Del.).
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`2.
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`On March 21, 2014, ZTE filed a petition for inter partes review (the
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`“ZTE Petition”) requesting cancellation of the claims of the 244 Patent asserted
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`against Nokia Corporation, Nokia Inc., and ZTE in the district court cases. ZTE
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`Corporation v. IPR Licensing, Inc., IPR2014-00525, Paper 1 (P.T.A.B.).
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`3.
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`On April 25, 2014, Microsoft’s subsidiary, Microsoft Mobile Oy,
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`acquired Nokia Inc.
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`4.
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`On September 17, 2014, the Board instituted ZTE’s IPR on the
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`unpatentability of claims 1–8, 14–16, 19–29, 36–38, and 41–44 of the 244 Patent
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`as obvious over U.S. Patent No. 6,243,581 to Jawanda (“Jawanda”), the General
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`Packet Radio Service Standards (“GPRS Standards”), and the IEEE 802.11
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`Standard. ZTE Corporation v. IPR Licensing, Inc., IPR2014-00525, Paper 19
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`(P.T.A.B.).
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`III.
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`STATEMENT OF REASONS FOR RELIEF REQUESTED
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`A.
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`Legal Standard
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`The Board has authority under 35 U.S.C. § 315(c) to join a properly filed
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`second inter partes review petition to an instituted inter partes review proceeding.
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`35 U.S.C. § 315(c). A motion for joinder must be filed within one month of
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`institution of the original inter partes review. 37 C.F.R. § 42.122(b). In deciding
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`2
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`
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`Motion for Joinder to Related Inter Partes Review of U.S. Patent No. 8,380,244
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`whether to exercise its discretion, the Board considers factors including: (1) the
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`reasons why joinder is appropriate; (2) whether the new petition presents any new
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`grounds of unpatentability; (3) what impact, if any, joinder would have on the trial
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`schedule for the existing review; and (4) how briefing and discovery may be
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`simplified. See Macronix Int’l Co. v. Spansion, IPR2014-00898, Paper 15 at 4
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`(Aug. 13, 2014) (quoting Kyocera Corporation v. Softview LLC, IPR2013-00004,
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`Paper 15 at 4 (April 24, 2013)).
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`B. Microsoft’s Motion for Joinder is Timely
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`This Motion for Joinder is timely because it is filed within one month of the
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`September 17, 2014 institution of the ZTE IPR. See 37 C.F.R. § 42.122(b). The
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`time periods set forth in 37 C.F.R. § 42.101(b) do not apply to the Microsoft
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`Petition because it is accompanied by this Motion for Joinder.1 See 37 C.F.R. §
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`42.122(b); Samsung Elecs. Co. v. Va. Innovation Scis., Inc., IPR2014-00557, Paper
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`10 at 15 (June 13, 2014).
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`C.
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`The Factors Weigh in Favor of Joinder
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`Each of the four factors considered by the Board weighs in favor of joinder.
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`As discussed below, joinder of the Microsoft Petition will not enlarge the scope of
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`the ZTE IPR and will not negatively impact the ZTE IPR schedule, but a decision
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`1 As set forth in the Microsoft Petition, however, the time period set forth in 37
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`C.F.R. § 42.101(b) and 35 U.S.C § 315(b) has not expired for Microsoft.
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`3
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`
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`Motion for Joinder to Related Inter Partes Review of U.S. Patent No. 8,380,244
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`by the Board not to join could severely prejudice Microsoft. Thus, joinder is
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`appropriate and warranted.
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`1.
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`Joinder is Appropriate
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`Joinder with the ZTE IPR is appropriate because the Microsoft Petition
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`involves the same patent, challenges the same claims, and is based not only on the
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`same grounds and combinations of prior art that were submitted by ZTE, but also
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`relies solely upon the same grounds on which the Board has already instituted inter
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`partes review. In substance, the Microsoft Petition is virtually identical to the ZTE
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`Petition, and contains only minor differences, as explained below.
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`First, the Microsoft Petition restructures some of the arguments presented in
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`the ZTE Petition to emphasize certain points and does, in some limited instances,
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`add citations to evidence already of record to support the invalidity arguments.
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`The limited additional invalidity citations fall into three categories: (i) in Section V
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`of Microsoft’s Petition, Microsoft provided additional citations to parts of the
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`GPRS Standards that support its positions regarding the PDP Context, (ii) in
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`certain instances where the ZTE Petition cited only the declaration of Dr. Bims,
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`Microsoft added the citations to the evidence that Dr. Bims referenced in the cited
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`testimony, and (iii) in Section V, a single citation to Patent Owner’s expert’s
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`testimony from a hearing before the International Trade Commission was added to
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`support the same obviousness argument presented by ZTE. The claim charts in the
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`4
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`Motion for Joinder to Related Inter Partes Review of U.S. Patent No. 8,380,244
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`Microsoft Petition and ZTE Petition contain identical citations, except for four
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`additional citations to the GPRS Standards. Thus, the Microsoft Petition does not
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`present new substantive issues that would complicate the proceeding. Enzymotec
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`v. Neptune, IPR2014-00556, Paper 19 at 5-6 (July 9, 2014) (allowing joinder even
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`where the later-filed petition asserted that several additional claims were
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`anticipated based on the same evidence already of record in the previously
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`instituted IPR).
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`Second, the Microsoft Petition addresses a Delaware claim construction
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`order that issued after the ZTE Petition was filed (Ex. 1025). These arguments,
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`however, do not add any proposed constructions for the Board to consider as the
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`order adopted the same constructions that ZTE proposed for the IPR. The addition
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`of this order to the record would have likely occurred when the Patent Owner filed
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`its mandatory disclosures, and thus does not increase the scope of the proceedings.
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`Finally, the Microsoft Petition cites additional evidence to support ZTE’s
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`assertion that the GPRS Standards are printed publications. While Microsoft
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`believes that Dr. Bims’ declaration provides sufficient evidence to show that the
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`GPRS Standards were printed publications, Microsoft has provided a limited (4
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`page) supplemental declaration by Dr. Bims that cites two additional ETSI
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`documents to corroborate his prior testimony. As the issue of whether the GPRS
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`5
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`Motion for Joinder to Related Inter Partes Review of U.S. Patent No. 8,380,244
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`Standards were printed publications was already before the Board, this limited
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`additional corroborating evidence will not alter the scope of the proceedings.
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`In sum, because the Microsoft Petition is substantively nearly-identical to
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`the ZTE Petition, good cause exists for joining this proceeding with IPR2014-
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`00525 in order to resolve the grounds raised in the ZTE and Microsoft Petitions in
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`the same proceeding.
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`Joinder is also warranted to permit Microsoft to protect its interests related
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`to the validity and interpretation of the 244 Patent, and Microsoft could be
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`prejudiced if it is not permitted to join and participate in the ZTE IPR. Patent
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`Owner has already argued that any final decision on the merits from the Board in a
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`ZTE IPR is admissible in a district court litigation against a party other than ZTE
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`because it is part of the intrinsic record of the patent and is a decision on the merits
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`regarding patentability (Ex. 1036 (InterDigital’s September 5, 2014 letter to Judge
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`Andrews) (attempting to submit findings by the Board in a decision not to institute
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`a ZTE inter partes review of a different InterDigital patent as evidence in a
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`Delaware district court trial not involving ZTE); Ex. 1035 (InterDigital’s
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`September 2, 2014 letter to Judge Andrews) (arguing the same issue))). As Patent
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`Owner may attempt to use aspects of the ZTE IPR in a future proceeding against
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`Microsoft, fairness dictates that Microsoft should be permitted to protect its
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`interests in the ZTE IPR.
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`6
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`
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`Motion for Joinder to Related Inter Partes Review of U.S. Patent No. 8,380,244
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`In addition, institution of a separate inter partes review of the 244 Patent for
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`Microsoft would require the Board to determine the same validity and claim
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`construction questions concerning the 244 Patent in multiple concurrent IPR
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`proceedings. This would duplicate efforts and create a risk of inconsistent results.
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`Proceeding with a consolidated inter partes review would avoid inefficiency and
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`potential inconsistency. For these reasons, joinder is appropriate.
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`2.
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`No New Grounds of Unpatentabiltiy
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`The Microsoft Petition does not present any new grounds of unpatentability.
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`As mentioned above, the Microsoft Petition involves the same patent, the same
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`grounds and combinations of prior art, and the same claims that the Board has
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`already agreed to review in the ZTE IPR.
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`3.
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`Joinder Will Not Negatively Impact the ZTE IPR
`Trial Schedule
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`Joinder will not unduly delay the proceedings or otherwise prejudice Patent
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`Owner in any discernable way. The Microsoft Petition is based on the same
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`claims, grounds, and combinations of prior art that were submitted by ZTE and
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`granted by the Board in the ZTE IPR. Since the Microsoft Petition raises no issues
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`that are not already before the Board, joinder would not affect the timing of the
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`ZTE IPR schedule or the content of Patent Owner’s response because its response
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`to the Microsoft Petition would not require additional analysis beyond what it is
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`already required to undertake in connection with the ZTE IPR. Similarly, the
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`7
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`Motion for Joinder to Related Inter Partes Review of U.S. Patent No. 8,380,244
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`Microsoft Petition relies on a declaration by the same expert declarant from the
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`ZTE IPR such that a single deposition of the declarant can occur in this
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`proceeding. Thus, joinder on the limited additional grounds here will not unduly
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`complicate these proceedings – in fact, joinder of the proceedings will simplify
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`briefing and discovery and “secure the just, speedy, and inexpensive resolution” of
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`these proceedings. See 37 C.F.R. § 42.1(b). Even if the Board were to determine
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`that joinder would require a modest extension to the schedule, such an extension is
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`permitted by law and is not a reason for denying joinder. 35 U.S.C. § 316(a)(1);
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`37 C.F.R. § 42.100(c). Patent Owner cannot complain of such a modest extension
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`as it already asked for and received an 11 day extension to file its response in the
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`ZTE IPR (ZTE IPR, Paper No. 21 (extending DUE DATE 1 from Dec. 8th to Dec.
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`19th)).
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`4.
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`Procedures to Simplify Briefing and Discovery
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`Since the ZTE and Microsoft Petitions are based on the same claims,
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`grounds, and combinations of prior art, the Board may adopt procedures similar to
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`those used in related cases to simplify briefing and discovery. See e.g., Motorola
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`Mobility LLC v. Softview LLC, IPR2013-00256, Paper 10 at 8-10 (June 20, 2013).
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`Specifically, the Board may order petitioners ZTE and Microsoft to consolidate
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`filings. Id. Further, no additional depositions are needed and Microsoft submits
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`that depositions should take place in the normal time allotted. Moreover,
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`8
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`Motion for Joinder to Related Inter Partes Review of U.S. Patent No. 8,380,244
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`Microsoft will coordinate with ZTE to consolidate filings, manage the questioning
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`at depositions, manage presentations at the hearing, ensure that briefing and
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`discovery occur within the time normally allotted, and avoid redundancies. These
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`procedures would minimize any complication or delay caused by joinder. Further,
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`at a minimum, the Board should institute on the basis of the Microsoft Petition and
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`join Microsoft even if the Board deems it efficient to limit Microsoft’s
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`participation in some manner.
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`IV. CONCLUSION
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`For the foregoing reasons, Microsoft respectfully requests that the Board
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`institute its Petition for Inter Partes Review of U.S. Patent No. 8,380,244 and join
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`this proceeding with ZTE Corporation v. IPR Licensing, Inc. (IPR2014-00525).
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`Dated: October 16, 2014
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`Respectfully submitted,
`
`/John D. Haynes/
`John D. Haynes (Reg. No. 44,926)
`E-mail: john.haynes@alston.com
`David S. Frist (Reg. No. 60,511)
`E-mail: david.frist@alston.com
`Alston & Bird LLP
`1201 West Peachtree Street
`Atlanta, GA 30309-3424
`Telephone: (404) 881-7000
`Fax: (404) 253-8292
`
`Attorneys for Microsoft Corporation
`
`9
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`
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`Motion for Joinder to Related Inter Partes Review of U.S. Patent No. 8,380,244
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`CERTIFICATE OF SERVICE
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`I hereby certify that a true copy of the foregoing “MOTION FOR JOINDER
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`UNDER 35 U.S.C. 315(c) AND 37 C.F.R. §§ 42.22 AND 42.122(b) TO
`
`RELATED INTER PARTES REVIEW IPR2014-00525,” was served in its entirety
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`on October 16, 2014, by UPS Overnight delivery on:
`
`Patent Owner
`Lawrence F. Shay
`President
`IPR Licensing, Inc.
`200 Bellevue Parkway, Suite 300
`Wilmington, DE 19809
`Telephone: (302) 281-3600
`
`Patent Owner’s Correspondence
`Address of Record
`VOLPE AND KOENIG, P.C.
`DEPT. ICC
`United Plaza
`30 South 17th Street
`Philadelphia, PA 19103
`
`Counsel for Patent Owner
`Jonathan D. Link
`Reg. No. 41,548
`Latham & Watkins LLP
`555 11th Street, NW
`Suite 1000
`Washington, D.C. 20004-1304
`Telephone: (202) 637-2200
`Facsimile: (202) 637-2201
`E-mail: jonathan.link@lw.com
`
`Julie M. Holloway
`Reg. No. 44,769
`Latham & Watkins LLP
`505 Montgomery Street
`Suite 2000
`San Francisco, CA 94111-6538
`Telephone: (415) 391-0600
`Facsimile: (415) 395-8095
`E-mail: julie.holloway@lw.com
`
`/John D. Haynes/
`John D. Haynes
`
`