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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`_______________
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`_______________
`
`
`
`SHARP CORPORATION, SHARP ELECTRONICS CORPORATION, and
`SHARP ELECTRONICS MANUFACTURING
`COMPANY OF AMERICA, INC.,
`Petitioners
`
`
`
`v.
`
`SURPASS TECH INNOVATION LLC
`Patent Owner
`
`_______________
`
`Case IPR2015-00021
`Patent 7,202,843
`
`_______________
`
`
`
`PATENT OWNER SURPASS TECH INNOVATION LLC’S
`MOTION TO EXCLUDE PETITIONERS’ EVIDENCE
`PURSUANT TO 37 C.F.R. § 42.64(c)
`
`
`
`
`
`
`
`

`
`

`
`Patent Owner Surpass timely moves to exclude the following portions of
`
`Petitioners’ Reply Evidence as set forth below:
`
`
`
`Exhibit 1010 – ¶¶ 42-43 of the Rebuttal Declaration of Michael J. Marentic
`
`1. Identity of the exhibit and portion thereof sought to be excluded: ¶¶ 42-
`
`43, directed to Mr. Marentic’s testimony on the “Level of Skill in the
`
`Art.”
`
`2. Objection: Fed. R. Evid. 702.
`
`3. An objection was made in Patent Owner Surpass’s Objections, filed
`
`September 17, 2015. See Paper 25, p. 2, row 3.
`
`4. Petitioners rely on Mr. Marentic’s standard for a person “of ordinary skill
`
`in the art” on p. 6 (ln. 8) and p. 14 (ll. 11-13) of the Reply. Petitioners
`
`also present a standard for a person of ordinary skill in the art on p. 19 (ll.
`
`14-17) of the Petition, though the Petition’s standard differs from Mr.
`
`Marentic’s standard.
`
`5. Mr. Marentic’s asserted testimony on the “Level of Skill in the Art” fails
`
`to satisfy Fed. R. Evid. 702. Under Fed. R. Evid. 702, a qualified witness
`
`“may testify in the form of an opinion or otherwise if: … (b) the
`
`testimony is based on sufficient facts or data; (c) the testimony is the
`
`product of reliable principles and methods; and (d) the expert has reliably
`
`1 

`
`

`
`applied the principles and methods to the facts of the case.” Mr. Marentic
`
`offers no facts or data to support his opinion on the level of skill in the
`
`art, and in fact presents a standard that differs from the standard
`
`presented at p. 19 of the Petition without explanation or disclosing the
`
`underlying facts or data of his opinion. See also Ex. 2007 at 38:10-41:6.
`
`His testimony in these paragraphs fails to satisfy Fed. R. Evid. 702 and
`
`should be excluded. Similarly, the portions of the Reply that draw
`
`conclusions according to the standard of “ordinary skill in the art” (see
`
`Reply at p. 6 (ln. 8) and p. 14 (ll. 11-13)) should also be excluded.
`
`
`
`Exhibit 1010 – ¶¶ 92-93 of the Rebuttal Declaration of Michael J. Marentic
`
`1. Identity of the exhibit and portion thereof sought to be excluded: ¶¶ 92-
`
`93, directed to Mr. Marentic’s reliance on Ex. 1012, 1013, and 1014 for
`
`the accuracy of the disclosures contained therein.
`
`2. Objection: Fed. R. Evid. 802.
`
`3. An objection was made in Patent Owner Surpass’s Objections, filed
`
`September 17, 2015. See Paper 25, p. 2, row 4.1
`                                                            
`1 In Patent Owner Surpass’s Objections, filed September 17, 2015, Patent Owner
`
`indicated that the objection was to “¶¶ 92-92” rather than “¶¶92-93.” Paper 25, p.
`
`2, row 4. However, Patent Owner’s discussion of that objection indicates that the
`
`2 

`
`

`
`4. Petitioners rely on Mr. Marentic’s ¶¶ 92-93 on p. 23, ln. 14 through p. 24,
`
`ln. 16 of the Reply, in support of their claim construction arguments.
`
`5. The written statements in Ex. 1012, 1013, and 1014 are hearsay because
`
`Petitioners offer them for the truth of the matter asserted in the
`
`statements. Petitioners and Mr. Marentic are not merely relying upon Ex.
`
`1012, Ex. 1013, and Ex. 1014 to show that the term “transmission rate”
`
`exists in the prior art. Rather, Mr. Marentic confirmed during his
`
`deposition that Sharp is relying on the accuracy of the disclosures of Ex.
`
`1012, Ex. 1013, and Ex. 1014 to support his position regarding how
`
`“control a transmission rate” and “transmission rate,” as those terms
`
`appear in claim 4 of the ‘843 patent, should be factually understood. See
`
`Ex. 2007 at 77:7-21. This is consistent with Marentic’s statement in ¶ 93
`
`of Ex. 1010, in which he presents what he believes is the “correct
`
`understanding” of these terms, and then cites to Ex. 1014 and Ex. 1012
`
`for support. Ex. 1010 at ¶ 93. Petitioners rely on Mr. Marentic’s
`                                                                                                                                                                                                
`objection is to “Paragraphs” of Ex. 1010, rather than just a single paragraph, and
`
`the objections are founded upon Mr. Marentic’s reliance on Ex. 1014, which is
`
`discussed in ¶ 93 of the Marentic Rebuttal Declaration, Ex. 1010. Therefore,
`
`Petitioners were placed on notice of Patent Owner’s objections as to both ¶¶92 and
`
`93 with sufficient particularity, per 37 C.F.R. § 42.64(b)(1). 
`
`3 

`
`

`
`testimony to provide factual support for its position as to the correct
`
`construction of the claimed phrase “control a transmission rate.” The
`
`testimony in Ex. 1010, ¶¶ 92-93 invokes the rule against hearsay, and
`
`therefore fails to satisfy Fed. R. Evid. 802. This testimony should be
`
`excluded. Moreover, Petitioners have not identified an exception to the
`
`rule against hearsay. Indeed, Mr. Marentic confirmed during his
`
`deposition that he has no knowledge about who drafted those exhibits,
`
`much less the technical background of the drafter(s). Id. at 66:8-69:13;
`
`78:1-81:9; 83:12-86:4. Mr. Marentic’s testimony should be excluded,
`
`and the portions of the Reply that rely upon the excluded testimony
`
`should be disregarded.
`
`
`
`Exhibit 2007 – 116:12 to 118:3 of Deposition of Michael J. Marentic
`
`1. Identity of the exhibit and portion thereof sought to be excluded or
`
`stricken: page 116, line 12 to page 118, line 3 of Mr. Marentic’s
`
`deposition testimony submitted as Ex. 2007.
`
`2. Objection: Non-responsive.
`
`3. An objection was made by counsel for Patent Owner Surpass at page
`
`118, lines 4-6 of Ex. 2007, immediately upon the conclusion of Mr.
`
`Marentic’s testimony.
`
`4 

`
`

`
`4. Mr. Marentic was asked “Are you aware of any driving circuit in the ‘843
`
`patent that does not output two overdriven pixel data per frame?” Ex.
`
`2007 at 116:12-14. Mr. Marentic responded “Yes,” and proceeded to
`
`point to three disclosures in the ‘843 patent directed to driving methods
`
`without identifying any responsive driving circuits. Id. at 116:117-
`
`118:3. The non-responsive nature of Mr. Marentic’s answer was subject
`
`to cross-examination by counsel for Patent Owner at 118:15 to 120:17.
`
`Petitioners did not attempt to rehabilitate Mr. Marentic’s non-responsive
`
`answer during re-direct examination. The non-responsive testimony
`
`should be should be excluded or otherwise stricken.
`
`Respectfully submitted,
`
`By: /s/ Wayne M. Helge
`Wayne M. Helge (Reg. No. 56,905)
`Donald L. Jackson (Reg. No. 41,090)
`Michael R. Casey (Reg. No. 40,294)
`Davidson Berquist Jackson & Gowdey, LLP
`8300 Greensboro Drive, Suite 500
`McLean, VA 22102
`Telephone: 571-765-7700
`Fax: 571-765-7200
`Email: whelge@dbjg.com
`Email: djackson@dbjg.com
`Email: mcasey@dbjg.com
` Counsel for Patent Owner
`
`5 

`
`
`Dated: October 15, 2015
`
`
`
`
`
`

`
`CERTIFICATE OF SERVICE
`
`
`
`
`
`I hereby certify that on October 15, 2015, a true and correct copy of the
`
`foregoing MOTION TO EXCLUDE PETITIONERS’ EVIDENCE is being served
`
`via email by consent to the Petitioners at the correspondence addresses of record as
`
`follows:
`
`Anthony F. Lo Cicero
`Reg. No. 29,403
`Amster, Rothstein & Ebenstein LLP
`90 Park Avenue
`New York, NY 10016
`Telephone: (212) 336–8110
`Facsimile: (212) 336–8001
`E-mail: alocicero@arelaw.com
`
`Brian A. Comack
`Reg. No. 45,343
`Amster, Rothstein & Ebenstein LLP
`90 Park Avenue
`New York, NY 10016
`Telephone: (212) 336–8098
`Facsimile: (212) 336–8001
`E-mail: Sharp-843IPR@arelaw.com
`
`By: /s/ Wayne M. Helge
` USPTO Reg. No. 56,905
` Counsel for Patent Owner
`
`
`
`6 

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