throbber
Surface and Coatings Technology 149 (2002) 161–170
`
`Enhancement of aluminum oxide physical vapor deposition with a
`secondary plasma夞
`
`Department of Nuclear, Plasma and Radiological Engineering, University of Illinois, Urbana-Champaign, Urbana, IL 61801, USA
`
`Ning Li*, J.P. Allain, D.N. Ruzic
`
`Received 15 March 2001; accepted in revised form 26 July 2001
`
`Abstract
`
`Reactive sputtering of aluminum oxide in a planar magnetron system is conducted with a mixture of O and Ar reacting with
`2
`and bombarding an aluminum target. The aluminum target is powered by a pulsed directed current (DC) bias which functions to
`discharge the accumulated ions on the insulating AlO film surface during the positive duty cycle and suppresses arc formation.
`x
`A seven-turn helical antenna sits below the magnetron sputtering system in the vacuum system and delivers radio-frequency (RF)
`power to generate a secondary plasma in the chamber. This plasma can efficiently ionize the sputtered flux, achieving ionized
`physical vapor deposition (IPVD). A gridded energy analyzer (GEA) and a quartz crystal microbalance (QCM) are located in
`the substrate plane to allow the ion and neutral deposition rates to be determined. Electron temperature and electron density are
`measured by a RF compensated Langmuir probe. A RF power of 500 W significantly increases the deposition rate of AlO up to
`x
`half of the Al deposition rate in metallic mode at the total pressure of 1.33 Pa (10 mtorr). At 3.33 Pa (25 mtorr), the ionization
`fraction of Al atoms reaches 90%. In addition the RF power extends the range of O partial pressure in which the sputtering
`2
`occurs in the metallic mode. SEM photos show that the secondary RF plasma makes the films smoother and denser due to a
`moderate level of ion bombardment. The deposition rates and ionization fractions fluctuate as a function of O partial pressure.
`2
`These variations can be explained by the combined variation of sputtering at the target, electron temperature and electron density.
`䊚 2002 Elsevier Science B.V. All rights reserved.
`
`Keywords: Physical vapor deposition; Ion bombardment; Radio-frequency; Reactive sputtering; Aluminium oxide
`
`1. Introduction
`
`Reactive sputtering is currently preferred to depositing
`dielectrics such as oxides and nitrides, as well as
`carbides and silicides, among which aluminum oxide is
`of particular interest because of its wide applications in
`material coating technologies for the protection of metal-
`lic components operating in hostile corrosive or oxida-
`tive environments w1x. In addition, aluminum oxide films
`
`夞Paper presented at 28th International Conference on Metallurgical
`Coatings and Thin Films, 30 April–4 May 2001, San Diego, CA,
`USA.
`* Corresponding author. 214 NEL, 103 S. Goodwin Ave., Urbana,
`IL 61801, USA. Tel.: q1-217-333-6291; fax: q1-217-333-2906.
`E-mail addresses: ningli@uiuc.edu (N. Li), druzic@uiuc.edu
`(D.N. Ruzic).
`
`show promise as possible substitutes of SiO films in
`2
`microelectronic devices w2x. Such applications are pos-
`sible due to aluminum oxide’s low refractive index,
`high resistivity, high mechanical hardness, high wear
`resistance, and high dielectric constant w1,3–7x.
`The implementation of reactive sputtering in DC
`magnetron systems has been frequently reported for
`deposition of highly insulating materials w4,5,8,9x. Sev-
`eral problems exist
`in using reactive DC magnetron
`sputtering for deposition of insulating films. One, in the
`process of reactive sputtering, the reactive gas forms a
`thin insulating film on the metal target surface, leading
`to charge build-up from highly-energetic incident ions.
`Breakdown of this charged layer occurs in the form of
`arcs leading to the ejection of material from the target
`which compromises the growing film quality. A second
`
`0257-8972/01/$ - see front matter 䊚 2002 Elsevier Science B.V. All rights reserved.
`PII: S 0 2 5 7 - 8 9 7 2Ž 0 1. 0 1 4 4 6 - 3
`
`TSMC et al. v. Zond, Inc.
`GILLETTE-1010
`Page 1 of 10
`
`

`

`162
`
`N. Li et al. / Surface and Coatings Technology 149 (2002) 161–170
`
`Fig. 1. Schematic of the magnetron system. A seven-turn coil sitting inside a commercial size magnetron delivers a secondary ICP. Sputtered Al
`atoms are partially ionized by the ICP and deposit on the substrate. The sensor simulates the position of a wafer to measure the deposition rate
`and ionization fraction.
`
`problem is an enhanced reduction in the metal deposition
`rate due to a variety of reasons, including preferential
`sputtering of the oxide species formed on the metal
`target surface, negative ions resputtering to the substrate
`film, and cluster sputtering w10x. A third problem is the
`higher secondary electron coefficient of the insulating
`films formed on the target w10x. The large secondary
`electron emission contributes to the increase of the
`discharge current, which in turn decreases the target
`voltage in order to maintain a fixed input power. The
`lower voltage decreases the sputter yield due to the
`lower incident energy.
`Alternate processes have been investigated because
`the use of reactive DC magnetron sputtering has not
`been optimized for the deposition of such films. Pulsed
`DC power reactive magnetron sputtering seems to be
`the most promising processes w1,5,9,11,12x.
`one of
`Frequencies in the range of 10–200 kHz, applied to the
`target, can successfully eliminate arcing while sustaining
`
`relative high-metal deposition rates w1x. Also the control
`of partial reactive operating pressure, or flow rates w13x
`and arc suppression techniques w1x are beneficial
`in
`pulsed DC sputtering.
`Besides the requirement of high deposition rates, the
`sputtered metal atoms are required to successfully fill
`high aspect ratio (AR) features (AR)1) with insulating
`films in ultra-large scale integration (ULSI) technolo-
`gies. The angular distribution of the sputtered atoms is
`roughly a cosine distribution, and is further broadened
`by gas phase scattering, yielding insufficient bottom
`coverage and voids during filling of high aspect ratio
`features. This problem is solved by ionizing the metal
`flux and applying a bias on the substrate, accelerating
`the metal
`ions through the plasma sheath near the
`substrate surface w14,15x. Since the sheath thickness is
`thinner than the mean free path and the electric field is
`normal to the substrate, a narrow angular distribution is
`achieved. Ionized physical vapor deposition (IPVD) is
`
`Fig. 2. Pulsed power wave form can effectively eliminate the arcs. Variation of the output affects the deposition process and film quality. Typical
`working points in this work: frequencys100 kHz, pulse widths20%, powers2 kW, V ;250 V.
`
`pp
`
`GILLETTE-1010 / Page 2 of 10
`
`

`

`N. Li et al. / Surface and Coatings Technology 149 (2002) 161–170
`
`163
`
`Fig. 3. Coverage of Al and Al O at the substrate and on the target as a function of the partial pressure of O gas in the chamber. As the O
`2
`3
`2
`2
`component is extremely low, both the target and the substrate are mainly covered by pure Al, i.e. no Al O is deposited on the substrate. Later,
`2
`3
`within a certain range of O partial pressure, only the substrate is covered by Al O while the target is still clean, This is called the metallic
`2
`2
`3
`mode. And the deposition rate begins to drop. As the O percentage exceeds some critical value, both the target and the substrate are covered by
`2
`Al O which is called poison mode. An abrupt drop of deposition rate occurs at this transition.
`2
`3,
`
`accomplished by adding an inductively coupled plasma
`(ICP) coil between the substrate and target w16–18x.
`Previous work has shown IPVD is advantageous over
`PVD both in high deposition rates as well as feature
`target sputtering w17,18x. It
`fillings in metal
`is also
`practical to use IPVD to make insulating films such as
`Al O in combination with a pulsed power w19,20x.
`2
`3
`This paper investigates the benefit brought by IPVD
`in pulsed DC magnetron reactive sputtering of aluminum
`oxide films. Deposition rates are enhanced with the RF
`power at relative high total pressure. Electron density
`and electron temperature changes caused by the reactive
`gas partial pressure are measured by a Langmuir probe.
`SEM images of deposited films show differences in film
`morphology as a function of RF power. X-Ray photoe-
`lectron spectroscopy (XPS) characterizes the composi-
`tion of the films.
`
`2. Experiment
`
`A commercial DC planar magnetron-sputtering tool
`is used along with a secondary-plasma to study IPVD
`processes and applications w17,18x. As in conventional
`PVD, a 33-cm diameter pure aluminum target (cathode)
`is mounted with a rotating magnet being able to process
`200-mm wafers. The vacuum can be established to a
`y5
`y7
`base pressure of 6=10
`Pa (4.5=10
`torr) by a two-
`stage roughing pump and two CTI Cryogenic cry-
`opumps. Ar and O are introduced to the chamber as
`2
`the sputtering gas and reactive gas, respectively. Both
`flow rates are controlled by MKS mass flow meters.
`A seven-turn water-cooled helical resonator coil deliv-
`ers a 13.56-MHz RF power to the plasma and generates
`
`a secondary inductively coupled plasma. This plasma
`can efficiently ionize the sputtered flux, achieving IPVD.
`The total length of the unwound aluminum, helical coil
`is equal to one-half of the wavelength of the RF. The
`mid-point of the coil can be grounded, but was not for
`this experiment. The coil is placed between the target
`and substrate with a diameter of 310"20 mm. The
`matching network consists of three capacitors connected
`in parallel. The first is held constant at 600 pF, while
`the second and third capacitors can be varied between
`0–600 pF and 0–150 pF, respectively. Adjusted to proper
`values, the capacitors work effectively to minimize the
`reflected RF power supply. The net RF power absorbed
`by the plasma is the subtraction of reflected power from
`the incident power (500y24) W means 500 W forward
`and 24 W reflected. A cross-section of the chamber
`geometry, the seven-turn ICP coil and the diagnostic are
`shown in Fig. 1.
`The aluminum target is powered by an ENI RPG-100
`pulsed directed current DC power unit, which functions
`to generate the first sputtering plasma in the vicinity of
`the aluminum target. This unit discharges the accumu-
`lated ions on the insulating AlO film surface during
`x
`the positive duty cycle and suppresses arc formation.
`The unit utilizes a maximum arc count function to shut
`down power output when this count is reached, typically
`approximately 1000 counts. Several parameters of the
`output waveform can be adjusted to minimize arcing,
`thus protecting the substrate and deposited film from
`small metal droplets. The tradeoff is that low pulsed-
`power frequency tends to increase deposition rate (more
`like DC), while a higher frequency improves plasma
`chemistry, enhancing film uniformity, resistivity and
`
`GILLETTE-1010 / Page 3 of 10
`
`

`

`164
`
`N. Li et al. / Surface and Coatings Technology 149 (2002) 161–170
`
`Fig. 4. Typical I–V traces of IPVD in the reactive sputtering at the total pressure of 3.33 Pa. Curves (a–d) demonstrate different conductivity of
`the plasma under different reactive sputtering modes. The two individual data, (e) and (f) were taken with Ar only.
`
`AlO composition. The typical values chosen for pulsed
`x
`power frequency and pulse width are 100 kHz and 2100
`respectively. The reverse voltage (positive) is
`ns,
`approximately 10% of the negative voltage. In this
`experiment, the power is kept at 2 kW, the negative
`voltage is in the range of 200–250 V. Fig. 2 depicts the
`pulsed width configuration.
`A water-cooled quartz crystal microbalance (QCM)
`and a three-layer-gridded energy analyzer (GEA) located
`in the plane of horizontal substrate surface are utilized
`to measure deposition rate and ionization fraction of the
`
`metal species. The top grid is grounded and the middle
`and bottom one are biased with the same voltage. The
`plasma has a positive potential with respect
`to the
`grounded top grid due to the formation of the plasma
`sheath, roughly in the order of 20 V. Since the mean
`free path in this experiment is far less than the distance
`between the substrate and target, oxygen negative ions
`formed and accelerated near the target cannot reach the
`substrate with enough energy to transit
`the plasma
`sheath. Therefore, negative ions cannot reach the QCM.
`When the bottom two grids are biased y30 V, both
`
`Fig. 5. Deposition rate variation with O partial pressure change under total pressure of 1.33 Pa. The process is divided into three regions according
`2
`to the variation. The error bars for the deposition measurements are approximately "10%.
`
`GILLETTE-1010 / Page 4 of 10
`
`

`

`N. Li et al. / Surface and Coatings Technology 149 (2002) 161–170
`
`165
`
`Fig. 6. Deposition rate vs. O partial pressure change under total pressure of 3.33 Pa. The error bar for the deposition measurement is approximately
`2
`"10%.
`
`aluminum positive ions and neutral atoms diffuse to the
`crystal sensor and deposit on it. The deposition rate of
`the two species, D qD
`, can be determined by
`ions
`neutrals
`an XTCy2 deposition controller. While the bottom two
`grids are biased q30 V, positive ions are repelled and
`only neutral aluminum species deposit, thus obtaining
`. Therefore, the ionization fraction is calculated
`D
`neutrals
`by the two sets of data:
`Ionization fractions
`
`(1)
`
`the film is believed to be Al or Al O since their density
`2
`3
`and Z-ratios differ. If the film was conductive, the Al
`values were used. If the film was an insulator,
`the
`Al O values were used. The density and Z-ratio of
`2
`3
`AlO with various x values are unknown. We believe
`x
`the error introduced by this procedure falls within the
`reported error bars.
`A Hitachi S4700 is used for SEM images to assess
`film morphology. XPS was used to determine the com-
`position of AlO at the 40% O (RF on) point, where x
`2
`x
`was found to be 1.75, a bit more O rich than the ideal
`ratio of 1.5 for Al O , without presputtering.
`2
`3
`
`3. Results
`
`There are two modes of operation for reactive sput-
`tering that should be considered in depositing a com-
`pound film. Fig. 3 is a qualitative graph which explains
`how the film produced and the target material change
`as a function of increasing O partial pressure. Two
`2
`deposition conditions for Al O are apparent: ‘metallic’
`2
`3
`mode, where the target is still pure metal, and ‘poison’
`mode where the target has become covered with Al O .
`2
`3
`Note that
`in general, as depicted in Fig. 3, higher
`deposition rates are achieved in the ‘metallic mode’ than
`in ‘poison mode’. For fixed total pressure, as the reactive
`gas flux is varied,
`there is a transition between the
`poison and metallic modes which can exhibit hysterisis.
`The addition of an inductively-coupled (ICP) coil to
`generate a secondary plasma produces more Ar ions,
`more Al ions and more O radicals, which changes the
`transition point between the modes and the variation of
`
`Dion
`D qD
`ion
`neutral
`Deposition rates are taken at the throw distance of 15
`cm and are calibrated with film thickness profilometer
`measurements on a silicon substrate. Calibration of the
`measured data accounts for the transparency of the grids,
`chamber geometry, and scattering. Calibration was done
`for a pure Al deposition and for an AlO deposition at
`x
`40% oxygen partial pressure. This procedure
`is
`explained in detail in earlier papers w17x. Film thickness
`is measured based on the following formula w21x:
`p F yF

`.
`N dat q
`q
`F
`pd F Z
`f
`c
`q
`where Z represents Z-ratio and is a function of film
`density and shear modulus and T , film thickness; N ,
`f
`at
`frequency constant of AT cut quartzs166 100 Hz cm;
`d , density of single crystal quartzs2.649 gycm ; d ,
`3
`q
`f
`film density; F , quartz crystal with uncoating frequen-
`q
`cy; and F , quartz crystal with coating frequency.
`c
`For a quartz crystal frequency change of 2% F , the
`q
`Al film thickness change is 1.456 times that of an
`Al O film. Therefore, different calibrations are used if
`2
`3
`
`B
`T s
`C
`f D
`
`B
`B
`E
`C
`C
`F
`arctan Z tan
`D
`D
`G
`
`c
`
`EE
`FF
`GG
`
`(2)
`
`GILLETTE-1010 / Page 5 of 10
`
`

`

`166
`
`N. Li et al. / Surface and Coatings Technology 149 (2002) 161–170
`
`Fig. 7. Electron temperature and electron density change with the O partial pressure with total pressure of 1.33 Pa and 3.33 Pa. These are the
`2
`two main factors affecting the ionization fraction of the Al atom.
`
`deposition rate with the O partial pressure. With the
`2
`RF power on, the metallic mode occurs at a wider range
`of reactive gas partial pressure than without the RF
`power. Since the number of Al ions also increases with
`the addition of RF, the deposition rate goes up as the
`RF power is applied.
`Depending on the working condition, the impedance
`of the target–plasma–ground circuit differed as shown
`in the current–voltage (I–V) traces (Fig. 4). A higher
`magnetron cathode current was induced at a given
`voltage when the RF power to the ICP coil
`is on,
`regardless of whether one is in metallic or poison mode,
`due to increased ionization of both aluminum atoms and
`gas atoms caused by the secondary plasma. Since a
`higher ion-induced secondary electron emission rate
`exists for aluminum oxide compared to pure aluminum
`w10x, magnetron cathode current
`increases with any
`coverage of aluminum oxide (Q)0) on the target.
`Therefore,
`the behavior in metallic mode vs. poison
`mode is quite distinct.
`
`In addition to the four curves shown in Fig. 4, two
`data points (shown in Fig. 4) were taken with Ar only.
`Note that a higher current was still obtained with the
`RF on, though not as high as when O was present. The
`2
`even higher current with O present is due to RF power
`2
`producing O radicals which can oxidize the target away
`from the sputtering track and therefore raises the sec-
`ondary electron component of the current. Once the
`target was heavily covered with aluminum oxide (far
`into poison mode, 100% O ), the secondary electrons
`2
`dominated the current, and the addition of RF power
`did not change the current significantly.
`Deposition rates were measured under different O2
`partial pressures and total (ArqO ) pressures. These
`2
`rates are presented in Figs. 5 and 6. Fig. 5a,b are the
`deposition rates vs. oxygen partial pressure at 1.33 Pa
`(10 mtorr) total pressure, with the RF power on and
`off, respectively. Each figure is divided into three regions
`as explained in the figure. The placement of the dashed
`lines is approximate and could vary "5%. Several
`
`GILLETTE-1010 / Page 6 of 10
`
`

`

`N. Li et al. / Surface and Coatings Technology 149 (2002) 161–170
`
`167
`
`the first point in Fig. 5a to the first point in Fig. 5b,
`when the RF is on, More sputtering occurs due to more
`q
`Ar
`. In addition, aluminum atoms are ionized by the
`secondary plasma and deposited directionally to the
`substrate. Therefore for a pure aluminum target,
`the
`deposition rate with a secondary plasma is greater than
`without a secondary plasma.
`The second region contains a higher percentage of
`O partial pressure, where aluminum oxide began to
`2
`deposit on the substrate while the target was mostly
`clean (metallic mode). In this region the electron tem-
`perature (Fig. 7a) increased as more O was present
`2
`dramatically increasing the ionization fraction (Fig. 8a).
`q
`In addition, the O also contributes to the sputtering
`process. According to transport of ions in matter (TRIM)
`w23x simulation of sputtering to an Al O layer with the
`2
`3

`thickness of 1000 A, the sputter yield of aluminum by
`q
`q
`O bombardment is much larger than by Ar bombard-
`ment. For example, for a 300-eV normal incidence, the
`q
`aluminum sputtering yield due to O bombardment of
`Al O is 0.968 compared to 0.422 due to argon bom-
`2
`3
`bardment. Consequently more energy is transferred to
`target atoms from oxygen bombardment than from argon
`bombardment, and sputtering of aluminum as well as
`aluminum from Al O , is more efficient. As the Al O
`2
`3
`2
`3
`q
`coverage grows the effect of ionization and O sputter-
`ing on deposition rate reaches a maximum and prefer-
`ential sputtering effects take over. It is more likely to
`sputter O than Al from fully covered Al O targets. At
`2
`3
`that point the Al deposition curve begins to decrease.
`Fig. 5a shows the maximum value happened at O2
`partial pressure of approximately 40% and reached
`nearly half of the aluminum deposition rate in pure Ar.
`In the poison mode region, the third region of Fig.
`5a, both the target and substrate were covered by AlOx
`and few Al atoms were sputtered. Formation of oxides
`on the target leads to a substantial decrease in aluminum
`sputtering due to preferential sputtering of the oxygen
`as well as an effective increase of the surface binding
`energy of the target atoms w10x. These factors explain
`the substantial drop of deposition rate, as low as one-
`tenth of aluminum deposition rate in pure Ar.
`Fig. 5b is the deposition rate variation with partial
`pressure of O at a total pressure of 1.33 Pa (10 mtorr)
`2
`while the RF power was off. Compared to Fig. 5a the
`variation was simple and was only affected by the
`AlO coverage of the target. The deposition rates were
`x
`lower than the Fig. 5a case when AlO was deposited.
`x
`Also, the RF power extended the region of O partial
`2
`pressure in the desirable metallic mode deposition of
`AlO as shown in Fig. 5a. This is because (1) the RF
`x
`q
`power generated more Ar
`ions, which are accelerated
`by the cathode voltage to sputter the target surface and
`slow down the formation of AlO on the target surface,
`x
`
`Fig. 8. Ionization fraction changes with the O partial pressure at the
`2
`incident RF power of 500 W.
`
`combined factors determine the variation of deposition
`rates with the reactive partial pressure: the number of
`aluminum atoms sputtered from the target, the aluminum
`oxide coverage on the target, the electron temperature,
`and electron density of the ICP plasma.
`In the first region of Fig. 5a, the O partial pressure
`2
`low (less than 20%), both the target and
`was still
`substrate were covered mainly by pure aluminum, and
`only aluminum was deposited on the substrate (as
`described in Fig. 3). Total pressure was fixed, so as the
`argon density is decreased,
`the O partial pressure
`2
`increases, resulting in a lower sputtering rate of the
`aluminum target and a dramatic drop in the deposition
`rate. The sputtering rate drops because even some
`oxygen coverage of the surface effectively increases the
`surface binding energy of aluminum atoms. This effect
`is exacerbated due to preferential sputtering of Al over
`Al O and decreases the yield w22x further. Comparing
`
`2
`
`3
`
`GILLETTE-1010 / Page 7 of 10
`
`

`

`168
`
`N. Li et al. / Surface and Coatings Technology 149 (2002) 161–170
`
`Fig. 9. Comparison of SEM pictures between RF power on and RF power off, at different O partial pressures and different total pressure (Arq
`O ).2
`
`2
`
`even though more O radicals are now present; and (2)
`the substrate does not undergo any sputtering due to the
`low sheath voltage and this permits more oxidation of
`the deposited film. In turn, with lower AlO target
`x
`coverage, oxygen sputtering dominates and more alu-
`
`minum is sputtered as explained earlier. The fact that
`RF power dissociates more O molecules into O atoms,
`2
`which are consequently responsible for the formation of
`aluminum oxide is most apparent at the substrate where
`no sputtering occurs. That
`is why aluminum oxide
`
`GILLETTE-1010 / Page 8 of 10
`
`

`

`N. Li et al. / Surface and Coatings Technology 149 (2002) 161–170
`
`169
`
`deposition is obtained at lower O partial pressure, with
`2
`a secondary plasma present.
`Fig. 6a,b are the deposition rates vs. oxygen partial
`pressure at 3.33 Pa (25 mtorr) total pressure with the
`RF power on, while Fig. 6b is the same condition with
`the RF power off. Fig. 6a shows deposition rate variation
`with oxygen partial pressure at a total pressure of 3.33
`Pa (25 mtorr) with the RF power on. The variation is
`similar to that of Fig. 5 — except that the metallic
`mode region is wider. With the RF on, the mechanisms
`involved are the same as in the 1.33-Pa (10-mtorr) case.
`With the absence of a secondary plasma (RF off), Oq
`sputtering dominates in the first region since at a higher
`q
`pressure, a greater number of O will exist. Thus, an
`increase in deposition rate is seen in Fig. 6b. However,
`since more of these oxygen ions will react with the
`target, the deposition rate will reach a maximum and
`based on preferential sputtering, the deposition rate will
`begin to decrease.
`Ionization fraction of the Al atoms at 3.33 Pa (25
`mtorr) total pressure was higher than that of 1.33 Pa
`(10 mtorr), as Fig. 8 shows. The ionization fractions go
`to a maximum value of 90% (3.33 Pa) ionization
`fraction in metallic mode due to the increase of electron
`temperature (see Fig. 7). The electron temperature did
`not vary significantly beyond that point, but the ioniza-
`tion fractions dropped because the electron density
`reached a minimum approximately 80% O partial pres-
`2
`y
`sure. The presence of O ions likely decreased the
`density of electrons at the highest O partial pressures.
`2
`At 100% O partial pressure,
`there was a rise in
`2
`ionization fraction at both 1.33 and 3.33 Pa due possibly
`to the dynamics of the electronegative gas.
`Fig. 9 shows SEM images of film formed on the
`silicon substrates. Fig. 9a is for the cases of 20% O2
`partial, and Fig. 9b is for 100% O partial pressure.
`2
`Both cases included data with and without RF power at
`a total pressure of 0.667 Pa (5 mtorr). At 0.667 Pa (5
`mtorr) total pressure, with 20% O , (Fig. 9a) the
`2
`deposited film was AlO when RF was present, while
`x
`pure aluminum film was only obtained when the RF
`was absent. As discussed in the deposition rate figure,
`RF power shifts the onset of metallic mode AlOx
`deposition. When RF is on, the secondary ionization
`increased positive ion bombardment to the film, thus
`densifying it. Without RF power, the film shows porous
`columnar structure. In the 100% O case SEM images
`2
`shown in Fig. 9b, the film made without the RF looks
`like molten droplets; but the RF power and subsequent
`ion bombardment keeps the column structure, and film
`is smoother. Fig. 9c shows the morphology of films
`made at 3.33 Pa (25 mtorr) total pressure with 40%
`O , both with a heated substrate of 2208C. The ion
`2
`bombardment produced by the RF power makes the film
`
`denser and smoother, and the grain structure is finer and
`more complete.
`
`4. Conclusions
`
`IPVD is advantageous over conventional PVD in
`reactive sputtering for three reasons. First,
`the ICP
`extends the metallic mode operating range of reactive
`sputtering of AlO . Ionization fraction and deposition
`x
`rate can be maximized by controlling the reactive gas
`partial pressure. This variation of deposition rate and
`ionization fraction with the reactive gas partial pressure
`was due to the combined reasons of target coverage,
`number of Al atoms sputtered off, electron temperature
`and electron density of the inductively coupled plasma.
`Second, the deposition rate of AlO was higher with the
`x
`RF power on than without. Lastly, the increased ioni-
`zation fraction contributes to ion bombardment of the
`film on the substrate and creates a denser and smoother
`film.
`
`Acknowledgements
`
`NSFyDOE Basic Plasma Science Initiative, DE-
`FG02-97ER54440 supplies part of the funding and MRC
`(Now TEL, Arizona) donated the commercial magne-
`tron. CVC Corp. (now Veeco & CVC) partially funded
`the work and donated the RPG-100 pulsed power supply.
`SEM work was carried out in the Center for Microanal-
`ysis of Materials, University of Illinois, which is par-
`tially supported by the US Department of Energy under
`grant DEFG02-96-ER45439. Vania Petrova is acknowl-
`edged for assistance in SEM work.
`
`References
`w1x P.J. Kelly, J. Vac. Sci. Technol. A 17 (3) (1999) 945.
`w2x J. Kolodzey, Appl. Phys. Lett. 71 (26) (1997) 3802.
`w3x C. Deshpandey, L. Holland, Thin Solid Films 96 (1982) 265.
`w4x M. Scherer, J. Schmitt, R. Latz, M. Schanz, J. Vac. Sci. Technol.
`A 10 (1992) 1772.
`w5x P. Frach, U. Heisig, Chr. Gottfried, H. Walde, Surf. Coat.
`Technol. 59 (1993) 177.
`w6x K.K. Shih, D.B. Dove, J. Vac. Sci. Technol. A 12 (1994) 321.
`w7x B. Lux, C. Colombier, H. Altena, K. Stjemberg, Thin Solid
`Films 138 (1986) 49.
`w8x D.A. Glocker, J. Vac. Sci. Technol. A 11 (1993) 2829.
`w9x W.D. Sproul, M.E. Graham, M.S. Wong, S. Lopez, D. Li, R.A.
`Scholl, J. Vac. Sci. Technol. A 13 (1995) 1188.
`w10x W.D. Westwood, in: S.M. Rossnagel, J.J. Cuomo, W.D. West-
`(Eds.), Handbook
`wood
`of Plasma Processing, Noyes
`Publications, Park Ridge, New Jersey, USA, 1990, pp. 233–257.
`w11x A. Belkind, A. Freilich, J. Vac. Sci. Technol. A 17 (4) (1999)
`1934.
`w12x J.M. Schneider, W.D. Sproul, R.W.J. Chia, M.-S. Wong, A.
`Matthews, Surf. Coat Technol. 96 (1997) 262–266.
`w13x M. Kharrazi Olson, J. Vac. Sci. Technol. A 16 (2) (1998) 639.
`w14x P.F. Cheng, S.M. Rossnagel, D.N. Ruzic, J. Vac. Sci. Techol. B
`13 (2) (1995) 203–208.
`
`GILLETTE-1010 / Page 9 of 10
`
`

`

`170
`N. Li et al. / Surface and Coatings Technology 149 (2002) 161–170
`w15x S.M. Rossnagel, J. Hopwood, Appl. Phys. Lett. 63 (1993) 24.
`w20x J.M. Schneider, W.D. Sproul, A. Matthews, Surf. Coat. Technol.
`w16x S.M. Rossnagel, Thin Solid Films 263 (1995) 1.
`98 (1998) 1473–1476.
`w17x M.M.C. Allain, D.B. Hayden, D.R. Juliano, D.N. Ruzic, J. Vac.
`w21x Leybold XTCyC XTCys User Guide, 5–11, part number 074-
`Sci. Technol. A 18 (3) (2000) 797.
`183y041795.
`w18x D.B. Hayden, D.R. Juliano, M.N. Neumann, M.C. Allain, D.N.
`w22x R. Kelly, N.Q. Lam, Rad. Effects 19 (1) (1973) 39.
`Ruzic, Surf. Coat. Technol. 120_121 (1999) 401–404.
`w23x J.P. Biersack, W. Eckstein, Appl. Phys. A 34 (1984) 73.
`w19x J.M. Schneider, W.D. Sproul, A.A. Voevodin, A. Matthews, J.
`Vac. Sci. Technol. A 15 (1997) 1084–1088.
`
`GILLETTE-1010 / Page 10 of 10
`
`

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket