`Trials@uspto.gov
`571-272-7822
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` Entered: November 12, 2014
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`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
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`TAIWAN SEMICONDUCTOR MANUFACTURING COMPANY, LTD.
`TSMC NORTH AMERICA CORP., FUJITSU SEMICONDUCTOR
`LIMITED, and FUJITSU SEMICONDUCTOR AMERICA, INC.,
`Petitioner,
`
`v.
`
`ZOND, LLC,
`Patent Owner.
`____________
`
`Case IPR2014-01481
`Patent 6,896,773 B2
`____________
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`
`
`
`Before KEVIN F. TURNER, JONI Y. CHANG, SUSAN L.C. MITCHELL,
`and JENNIFER M. MEYER, Administrative Patent Judges.
`
`
`TURNER, Administrative Patent Judge.
`
`DECISION
`Institution of Inter Partes Review
`37 C.F.R. § 42.108
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`IPR2014-01481
`Patent 6,896,773 B2
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`I. INTRODUCTION
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`Taiwan Semiconductor Manufacturing Company, Ltd., TSMC North
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`America Corp., Fujitsu Semiconductor Limited, and Fujitsu Semiconductor
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`America (collectively, “Petitioner”) filed a Petition requesting an inter
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`partes review of claims 21–33 and 40 of U.S. Patent No. 6,896,773 B2
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`(Ex. 1101, “the ’773 Patent”). Paper 3 (“Pet.”). Zond, LLC (“Zond”), filed
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`a Preliminary Response. Paper 10 (“Prelim. Resp.”).
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`We have jurisdiction under 35 U.S.C. § 314. The standard for
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`instituting an inter partes review is set forth in 35 U.S.C. § 314(a), which
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`provides:
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`THRESHOLD.—The Director may not authorize an inter
`partes review to be instituted unless the Director determines
`that the information presented in the petition filed under section
`311 and any response filed under section 313 shows that there
`is a reasonable likelihood that the petitioner would prevail with
`respect to at least 1 of the claims challenged in the petition.
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`Upon consideration of the Petition and Preliminary Response, we
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`conclude that the information presented in the Petition demonstrates that
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`there is a reasonable likelihood that Petitioner would prevail in challenging
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`claims 21–33 and 40 as unpatentable under 35 U.S.C. § 103(a). Pursuant to
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`35 U.S.C. § 314, we hereby authorize an inter partes review to be instituted
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`as to claims 21–33 and 40 of the ’773 Patent.
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`A. Related District Court Proceedings
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`Petitioner indicates that the ’773 Patent was asserted in TSMC Tech.,
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`Inc. v. Zond LLC, No. 1:14-cv-00721 (D. Del.) and Zond, LLC v. Fujitsu
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`2
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`IPR2014-01481
`Patent 6,896,773 B2
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`Semiconductor Ltd., No. 1-14-cv-12438 (D. Mass.). Pet. 1. Petitioner also
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`identifies other proceedings in which Zond asserted the ’773 Patent. Id.
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`B. Related Inter Partes Reviews
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`The following Petition for inter partes review also challenges the
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`same claims, based on the same grounds of unpatentability as those in the
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`instant proceeding: The Gillette Co. v Zond, LLC, Case IPR2014-00726.
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`In IPR2014-00726, we instituted inter partes review of claims 21–33
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`and 40 of the ’773 Patent, based on the following grounds of unpatentability:
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`Claim(s)
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`Basis
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`References
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`21, 22, 26–33, and 40
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`§ 103(a) Mozgrin and Fortov
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`24 and 25
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`§ 103(a) Mozgrin, Fortov, and Lantsman
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`23
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`§ 103(a) Mozgrin, Kudryavtsev, and Fortov
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`See IPR2014-00726, Paper 8, “’726 Dec.”
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`Petitioner filed a Motion for Joinder, seeking to join with IPR2014-
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`00726. Paper 5. In a separate decision, we grant Petitioner’s Motion for
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`Joinder, joining the instant proceeding with IPR2014-00726, and terminating
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`the instant proceeding.
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`
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`C. Prior Art Relied Upon
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`Petitioner relies upon the following prior art references:
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`Wang
`Lantsman
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`US 6,413,382 B1 July 2, 2002
`US 6,190,512 B1 Feb. 20, 2001
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`(Ex. 1103)
`(Ex. 1108)
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`3
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`IPR2014-01481
`Patent 6,896,773 B2
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`D.V. Mozgrin, et al., High-Current Low-Pressure Quasi-Stationary
`Discharge in a Magnetic Field: Experimental Research, 21 PLASMA
`PHYSICS REPORTS 400–409 (1995) (Ex. 1102) (hereinafter “Mozgrin”).
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`Interaction of Low-Temperature Plasma With Condensed Matter,
`Gas, and Electromagnetic Field in (III) ENCYCLOPEDIA OF LOW-
`TEMPERATURE PLASMA, (V.E. Fortov ed., 2000) (Ex. 1104)
`(hereinafter “Fortov”)1
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`A. A. Kudryavtsev and V.N. Skrebov, Ionization Relaxation in a
`Plasma Produced by a Pulsed Inert-Gas Discharge, 28(1) SOV. PHYS.
`TECH. PHYS. 30–35 (Jan. 1983) (Ex. 1106) (hereinafter “Kudryavtsev”).
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`D. Asserted Grounds of Unpatentability
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`Petitioner asserts the following grounds of unpatentability:
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`Claim(s)
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`Basis
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`References
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`21, 22, 26–33, and 40
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`§ 103(a) Mozgrin and Fortov
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`21, 22, 26–33, and 40
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`§ 103(a) Wang and Fortov
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`24 and 25
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`24 and 25
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`§ 103(a) Mozgrin, Fortov, and Lantsman
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`§ 103(a) Wang, Fortov, and Lantsman
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`23
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`23
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`§ 103(a) Mozgrin, Kudryavtsev, and Fortov
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`§ 103(a)
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`Wang, Mozgrin, Kudryavtsev, and
`Fortov
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`1 Fortov is a Russian-language reference (Ex. 1110). The citations to Fortov
`are to the certified English-language translation submitted by Petitioner
`(Ex. 1104).
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`4
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`IPR2014-01481
`Patent 6,896,773 B2
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`II. ANALYSIS
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`A. Claim Construction
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`The parties make the same claim construction arguments The Gillette
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`Company (“Gillette”) and Zond made in IPR2014-00726. Compare Pet. 4–
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`6, with ’726 Pet. 4–6; compare Prelim. Resp. 17–23, with ’726 Prelim. Resp.
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`17–23.
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`We construed several claim terms identified by Gillette and Zond in
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`IPR2014-00726. See ’726 Dec. 8–15. For the purposes of the instant
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`decision, we incorporate our previous analysis and apply those claim
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`constructions here.
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`B. Obviousness over Mozgrin and Fortov, Together or in Combination
`with Lantsman and Kudryavtsev
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`In its Petition, Petitioner asserts the same grounds of unpatentability
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`based on the combinations of Mozgrin and Fortov with Lantsman and
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`Kudryavtsev, as the grounds on which a trial was instituted in
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`IPR2014-00726. See Pet. 22–35, 47–50, 54–58; ’726 Dec. 39. Petitioner’s
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`arguments are substantively identical to the arguments made by Gillette in
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`IPR2014-00726. Compare Pet. 22–35, 47–50, 54–58, with ’726 Pet. 23–36,
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`47–50, 55–59. Petitioner also proffers the same Declaration of Mr. DeVito
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`that Gillette submitted in support of its Petition. Compare Ex. 1105, with
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`IPR2014-00726 Ex. 1105. Zond’s arguments in the Preliminary Response
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`are essentially identical to those arguments that it made in IPR2014-00726.
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`Compare Prelim. Resp. 23–57, with IPR2014-00726, Paper 10 (“’726
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`Prelim. Resp.”), 24–58.
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`5
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`We incorporate our previous analysis regarding the asserted grounds
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`of unpatentability over the combinations of Mozgrin and Fortov with
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`Lantsman and Kudryavtsev (’726 Dec. 16–37), and determine that Petitioner
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`has demonstrated a reasonable likelihood of prevailing on those grounds of
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`unpatentability.
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`C. Other Asserted Grounds of Unpatentability
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`Gillette also asserts that claims 21–33 and 40 are unpatentable on
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`other grounds. The Board’s rules for inter partes review proceedings,
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`including those pertaining to institution, are “construed to secure the just,
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`speedy, and inexpensive resolution of every proceeding.” 37 C.F.R.
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`§ 42.1(b); see also 35 U.S.C. § 316(b) (regulations for inter partes review
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`proceedings take into account “the efficient administration of the Office”
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`and “the ability of the Office to timely complete [instituted] proceedings”).
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`Therefore, we exercise our discretion and do not institute a review based on
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`these other asserted grounds for reasons of administrative necessity to ensure
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`timely completion of the instituted proceeding. See 37 C.F.R. § 42.108(a).
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`III. CONCLUSION
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`For the foregoing reasons, we determine that the information
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`presented in the Petition shows that there is a reasonable likelihood that
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`Petitioner would prevail in challenging claims 21–33 and 40 of the ’773
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`Patent as unpatentable under 35 U.S.C. § 103(a). At this stage in the
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`proceeding, we have not made a final determination with respect to the
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`patentability of the challenged claims, including the claim construction.
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`6
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`IV. ORDER
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`For the foregoing reasons, it is:
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`ORDERED that pursuant to 35 U.S.C. § 314(a), an inter partes
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`review is hereby instituted for the following grounds of unpatentability:
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`Claim(s)
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`Basis
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`References
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`21, 22, 26–33, and 40
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`§ 103(a) Mozgrin and Fortov
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`24 and 25
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`§ 103(a) Mozgrin, Fortov, and Lantsman
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`23
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`§ 103(a) Mozgrin, Kudryavtsev, and Fortov
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`FURTHER ORDERED that no other ground of unpatentability
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`asserted in the Petition is authorized for this inter partes review; and
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`FURTHER ORDERED that pursuant to 35 U.S.C. § 314(c) and
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`37 C.F.R. § 42.4, notice is hereby given of the institution of a trial; the trial
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`will commence on the entry date of this decision.
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`7
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`IPR2014-01481
`Patent 6,896,773 B2
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`For PETITIONER:
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`David M. O’Dell
`David L. McCombs
`Haynes and Boone, LLP
`David.odell.ipr@haynesboone.com
`david.mccombs.ipr@haynesboone.com
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`
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`PATENT OWNER:
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`Gregory Gonsalves
`The Gonsalves Law firm
`gonsalves@gonsalveslawfirm.com
`
`Bruce Barker
`Chao Hadidi Stark & Barker LLP
`bbarker@chsblaw.com
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`8
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