UNITED STATES PATENT AND TRADEMARK OFFICE
`
`———————————
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`———————————
`
`PETROLEUM GEO-SERVICES INC.
`Petitioner
`
`v.
`
`WESTERNGECO LLC
`Patent Owner
`
`———————————
`
`Case IPR2014-01478
`U.S. Patent No. 7,293,520
`
`———————————
`
`PETITIONER’S EXHIBIT LIST
`
`
`
`1
`
`
`
`
`
`
`
`———————————
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`———————————
`
`PETROLEUM GEO-SERVICES INC.
`Petitioner
`
`v.
`
`WESTERNGECO LLC
`Patent Owner
`
`———————————
`
`Case IPR2014-01478
`U.S. Patent No. 7,293,520
`
`———————————
`
`PETITIONER’S EXHIBIT LIST
`
`
`
`1
`
`
`
`
`
`
`
`
`IPR2014-01478 (‘520) APPENDIX OF EXHIBITS
`
`
`
`
`
`PGS 1012
`
`PGS 1013
`
`Description
`Exhibit No.
`PGS 1001 U.S. Patent 7,293,520 B2 (Hillesund)
`PGS 1002 Declaration of Dr. Brian J. Evans, Ph.D.
`PGS 1003 Declaration of Dr. Jack H. Cole, Ph.D.
`PGS 1004 U.S. Patent 5,790,472 (Workman)
`PGS 1005 U.S. Patent 3,581,273 (Hedberg)
`PGS 1006 WO 98/28636 (’636 PCT)
`PGS 1007 WO 84/03153 (’153 PCT)
`PGS 1008 U.S. Patent 4,890,568 (Dolengowski)
`PGS 1009 U.S. Patent 3,605,674 (Weese)
`PGS 1010 U.S. Patent 4,231,111 (Neeley)
`PGS 1011 U.S. Patent 4,486,863 (French)
`David H. Johnston et. Al., “Time-Lapse Seismic analysis of the
`North Sea Fulmer Field,” SEG Extended Abstracts (1997).
`[supplemented with Ex. PGS 1084]
`Jury Verdict in re: WesternGeco L.L.C. v. Ion Geophysical
`Corporation, Civil Action No. 4:09-CV-01827, DE 536, dated
`August 16, 2012.
`Memorandum and Order in re: WesternGeco L.L.C. v. ION
`Geophysical Corporation, Civil Action No. 4:09-CV-01827, DE
`634, dated June 19, 2013
`Memorandum and Order in re: WesternGeco L.L.C. v. ION
`Geophysical Corporation in re: Civil Action No. 4:09-CV-01827,
`DE 120, dated July 16, 2010
`WesternGeco’s Opposition to ION’s Motion for a New Trial on
`Invalidity Under 35 U.S.C. §§ 102 and 103 in re: WesternGeco
`L.L.C. v. ION Geophysical Corporation Civil Action No.4:09-CV-
`01827, DE 574, dated October 26, 2012
`PGS 1017 U.S. Patent 5,532,975 (Elholm)
`PGS 1018 U.S. Patent 6,011,752 (Ambs)
`
`PGS 1014
`
`PGS 1015
`
`PGS 1016
`
`
`
`2
`
`
`
`
`
`
`
`PGS 1019
`
`PGS 1020
`
`PGS 1021
`
`PGS 1022
`
`PGS 1023
`
`PGS 1024
`
`WesternGeco’s Opposition to Defendants’ Motion for Summary
`Judgment of Invalidity of the Bittleston Patents in re: WesternGeco
`L.L.C. v. ION Geophysical Corporation, Civil Action No. 4:09-
`CV-01827, DE 287, dated April 20, 2012
`WesternGeco’s Reply Claim Construction Brief in re: WesternGeco
`L.L.C. v. ION Geophysical Corporation Civil Action No. 4:09-CV-
`01827, DE 77, dated March 12, 2010
`Richard C. Dorf & Robert H. Bishop, Modern Control Systems
`(8th ed. 1998) at 2, 3, 4, and 9-11 [supplemented with Ex. PGS
`1100]
`WesternGeco’s Motion for Summary Judgment of Willful
`Infringement of Valid Claims of the ‘520 Patent in re:
`WesternGeco L.L.C. v. ION Geophysical Corporation Civil Action
`No. 4:09-CV-01827, DE 276, dated March 30, 2012
`Memorandum and Order in re: WesternGeco L.L.C. v. ION
`Geophysical Corporation, Civil Action No. 4:09-CV-01827, DE
`345, dated June 11, 2012
`Jury Instructions in re: WesternGeco L.L.C. v. Ion Geophysical
`Corporation, Civil Action No. 4:09-CV-01827, DE 530, dated
`August 14, 2012.
`INTENTIONALLY LEFT BLANK
`PGS 1025
`PGS 1026 U.S. Patent 4,671,235 (Hosaka)
`PGS 1027 U.S. Patent 4,408,292 (Nakatani)
`Louis Whitcomb et al., Towards Precision Robotic Maneuvering
`Survey, and Manipulation in Unstructured Undersea
`Environments, Robotics Research – The Eighth International
`Symposium (1998) at 5-6 [supplemented with Ex. PGS 1085]
`Kenneth M. Sobel & Eliezer Y. Shapiro, Eigenstructure
`Assignment for Design of Multimode Flight Control Systems, 5
`Control Systems Mag. (1985) at 9 and 14
`PGS 1030 U.S. Patent 4,885,726 (Myers)
`PGS 1031 U.S. Patent 3,412,704 (Buller)
`PGS 1032 U.S. Patent 4,033,278 (Waters)
`PGS 1033 U.S. Patent 4,404,664 (Zachariadis)
`Stuart Bennett, A Brief History of Automatic Control, 16 Inst. Of
`Electrical and Electronics Control Systems Magazine (June 1996)
`at 17
`
`PGS 1028
`
`PGS 1029
`
`PGS 1034
`
`3
`
`
`
`
`
`
`
`PGS 1040
`
`PGS 1043
`
`PGS 1038
`
`PGS 1035 Karl J. Åström & Björn Wittenmark, Computer-Controlled
`Systems: Theory and Design (3d ed. 1997) at 1-8, 12 and 28
`PGS 1036 U.S. Patent 5,200,930 (Rouquette)
`PGS 1037 U.S. Patent 6,011,753 (Chien)
`Brian J. Evans, A Handbook for Seismic Data Acquisition in
`Exploration (David V. Fitterman & William H. Dragoset, Jr. eds.,
`(1997)
`PGS 1039 E. J. W. Jones, Marine Geophysics (1999) at 89
`W.R. Cotton & J.I. Sanders, The Reality of Trace Binning in 3-D
`Marine Surveying (1983) at 565 [supplemented with Ex. PGS
`1086]
`PGS 1041 Biondo L. Biondi, 3D Seismic Imaging (2006) at 123-124
`PGS 1042 Christopher L. Liner, Elements of 3-D Seismology (1999) at 104-
`105, 206-209
`Gerald H.F. Gardner & Anat Canning, Effect of irregular sampling
`on 3-D prestack migration, SEG Abstracts (1994) at 1553-1556
`[supplemented with Ex. PGS 1087]
`Christopher L. Liner & Ralph Gobeli, Bin Size and Linear v(z),
`Society of Exploration Geophysics Technical Program Expanded
`Abstracts (1996) at 47 [supplemented with Ex. PGS 1088]
`Towed Streamer Seismic – More Efficiency, Petroleum Geo-
`Services, http://www.pgs.com/Geophysical-Services/Towed-
`Streamer-Seismic/More-Efficiency/ (last visited April 22, 2014)
`International Application No. PCT/IB99/01590 (September 28,
`PGS 1046
`1999)
`PGS 1047 WesternGeco filed continuation application No. 11/455,042 on
`June 16, 2006
`PGS 1048 August 18, 2006 Office Action in re: ’520 Patent
`PGS 1049 October 18, 2006 Terminal Disclaimer filed by Applicant in re:
`’520 Patent
`January 5, 2007 Information Disclosure Statement (IDS) in re: ’520
`PGS 1050
`Patent
`PGS 1051 May 24, 2007 Notice of Allowability in re: ’520 Patent
`PGS 1052 U.S. Patent 6,932,017 (Hillesund)
`Defendants’ Amended Response in Opposition to Westerngeco
`LLC’s Motion for Summary Judgment of Willful Infringement of
`Valid Claims of the ‘520 Patent (DE 298)
`PGS 1054 Franklyn K. Levin, “The Effect of Binning on Data From a
`4
`
`PGS 1044
`
`PGS 1045
`
`PGS 1053
`
`
`
`
`
`
`
`PGS 1061
`
`PGS 1062
`
`PGS 1063
`
`Feathered Streamer,” Geophysics, Vol. 49, No. 8 (1984); pp. 1386-
`1387
`PGS 1055 U.S. Patent 4,992,990 (Langeland)
`PGS 1056
`INTENTIONALLY LEFT BLANK
`PGS 1057 Vassilis N. Gikas, [Full Thesis] (Aug. 1996) [supplemented with
`Ex. PGS 1099 and Ex. PGS 1101]
`PGS 1058 Gikas et al., Hydrographic J., Vol. 77; pgs. 11-24 (1995)
`PGS 1059 U.S. Patent 4,809,005 (Counselman)
`PGS 1060 Thor Fossen, Guidance and Control of Ocean Vehicles 288 (1994)
`Gregory E. Upchurch., Intellectual Property Litigation Guide: §
`15:5 Overview – Effective filing date, 2 IP Litigation Guide:
`Patents & Trade Secrets [supplemented with Ex. PGS 1089]
`Shashank Upadhye, Generic Pharmaceutical Patent and FDA Law
`§ 1:71 Section 119 Claiming foreign priority – Section 102(b)
`[supplemented with Ex. PGS 1090]
`Simon Bittleston Trial Transcript in re: WesternGeco L.L.C. v. Ion
`Geophysical Corporation, Civil Action No. 4:09-CV-01827, ECF
`433, dated July 25, 2012 at 578.
`PGS 1064 U.S. Patent 6,144,342 (Bertheas)
`David E. Lumley et al., “Assessing the Technical Risk of a 4D
`Seismic Project,” SEG Technical Program Expanded Abstracts
`(1997) [supplemented with Ex. PGS 1091]
`PGS 1066 U.S. 4,191,328 (Isaacs)
`PGS 1067 U.S. 4,493,067 (Thomas)
`PGS 1068 U.S. 4,646,528 (Marcade)
`PGS 1069 U.S. 4,599,712 (Chelminski)
`PGS 1070 P.M Krail & H. Brysk, “The Shape of a Marine Streamer in a Cross
`Current,” Geophysics Vol. 54, No. 3 (1989)
`PGS 1071 Karl J. Åström and Björn Wittenmark, Computer-Controlled
`Systems: Theory and Design (1984)
`PGS 1072 R.P. Loweth, Manual of Offshore Surveying for Geoscientists and
`Engineers (1997)
`PGS 1073 Mamdouh R. Gadallah, Reservoir Seismology: Geophysics in
`Nontechnical Language (1994)
`J.W. Bedenbender, R.C. Johnston, & E.B. Neitzel, “Electroacoustic
`Chacteristics of Marine Seismic Streamers,” Geophysics, Vol. 35,
`No. 6 (1970).
`
`PGS 1065
`
`PGS 1074
`
`5
`
`
`
`
`
`
`
`PGS 1075
`
`PGS 1076
`
`PGS 1077
`
`PGS 1078
`
`PGS 1079
`
`L. Peardon et al., “Acoustic and Mechanical Design Considerations
`for Digital Streamers,” Peardon, SEG Technical Program Expanded
`Abstracts (1986) [supplemented with Ex. PGS 1092]
`J. H. Peacock et al., “Advanced Acoustic Design for a New
`Seismic Streamer,” SEG Technical Program Expanded Abstracts
`(1983) [supplemented with Ex. PGS 1093]
`Mark Scott Zajac Deposition Transcript in re: WesternGeco L.L.C.
`v. Ion Geophysical Corporation, Civil Action No. 4:09-CV-01827,
`dated January 29, 2010.
`Society of Exploration Geophysicists 75th Anniversary, Virgil
`Kauffman Gold Medal Press Release, pages 25-27. [supplemented
`with Ex. PGS 1094]
`J. Marcus Marsh et. Al., “The Use of 4D Seismic in Reservoir
`Management,” EAGE 63rd Conference & Technical Exhibition –
`Amsterdam, The Netherlands, June 11-15, 2001 (Marsh).
`[supplemented with Ex. PGS 1095]
`James Keggin and Bjorn Olav Ekren, “4D Seismic Repeatability
`Over the Gullfaks Field – Source and Receiver Positioning Issues,”
`EAGE Winter Symposium (October 30, 1996) [supplemented with
`Ex. PGS 1096]
`Ian Jack, Time-Lapse Seismic in Reservoir Management (SEG
`PGS 1081
`1997)
`PGS 1082 RCL-3 Remote Cable Leveler Specifications [supplemented with
`Ex. PGS 1097 and Ex. PGS 1098]
`PGS 1083 U.S. Patent 3,774,570 (Pearson)
`David H. Johnston et. Al., “Time-Lapse Seismic analysis of the
`North Sea Fulmer Field,” SEG Extended Abstracts (1997).
`[supplement to Ex. PGS 1012] [Not filed]
`Louis Whitcomb et al., Towards Precision Robotic Maneuvering
`Survey, and Manipulation in Unstructured Undersea
`Environments, Robotics Research – The Eighth International
`Symposium (1998) [supplement to Ex. PGS 1028] [[Not filed]
`W.R. Cotton & J.I. Sanders, The Reality of Trace Binning in 3-D
`Marine Surveying (1983) at 565 [supplement to Ex. PGS 1040]
`[Not filed]
`
`PGS 1080
`
`PGS 1084
`
`PGS 1085
`
`PGS 1086
`
`6
`
`
`
`
`
`
`
`PGS 1087
`
`PGS 1089
`
`PGS 1090
`
`PGS 1091
`
`PGS 1092
`
`PGS 1093
`
`PGS 1088
`
`Gerald H.F. Gardner & Anat Canning, Effect of irregular sampling
`on 3-D prestack migration, SEG Abstracts (1994) [supplement to
`Ex. PGS 1043] [Not filed]
`Christopher L. Liner & Ralph Gobeli, Bin Size and Linear v(z),
`Society of Exploration Geophysics Technical Program Expanded
`Abstracts (1996) [supplement to Ex. PGS 1044] [Not filed]
`Gregory E. Upchurch., Intellectual Property Litigation Guide: §
`15:5 Overview – Effective filing date, 2 IP Litigation Guide:
`Patents & Trade Secrets [supplement to Ex. PGS 1061] [Not filed]
`Shashank Upadhye, Generic Pharmaceutical Patent and FDA Law
`§ 1:71 Section 119 Claiming foreign priority – Section 102(b)
`[supplement to Ex. PGS 1062] [Not filed]
`David E. Lumley et al., “Assessing the Technical Risk of a 4D
`Seismic Project,” SEG Technical Program Expanded Abstracts
`(1997) [supplement to Ex. PGS 1065] [Not filed]
`L. Peardon et al., “Acoustic and Mechanical Design Considerations
`for Digital Streamers,” Peardon, SEG Technical Program Expanded
`Abstracts (1986) [supplement to Ex. PGS 1075] [Not filed]
`J. H. Peacock et al., “Advanced Acoustic Design for a New
`Seismic Streamer,” SEG Technical Program Expanded Abstracts
`(1983) [supplement to Ex. PGS 1076] [Not filed]
`PGS 1094 Society of Exploration Geophysicists 75th Anniversary, Virgil
`Kauffman Gold Medal [supplement to Ex. PGS 1078] [Not filed]
`J. Marcus Marsh et. Al., “The Use of 4D Seismic in Reservoir
`Management,” EAGE 63rd Conference & Technical Exhibition –
`Amsterdam, The Netherlands, June 11-15, 2001 (Marsh).
`[supplement to Ex. PGS 1079] [Not filed]
`James Keggin and Bjorn Olav Ekren, “4D Seismic Repeatability
`Over the Gullfaks Field – Source and Receiver Positioning Issues,”
`EAGE Winter Symposium (October 30, 1996) [supplement to Ex.
`PGS 1080] [Not filed]
`PGS 1097 U.S. Patent No. 4,745,583 Filed December 18, 1986. [supplement
`to Ex. PGS 1082] [Not filed]
`
`PGS 1095
`
`PGS 1096
`
`7
`
`
`
`
`
`
`
`PGS 1098
`
`PGS 1099
`
`May 1994 Australian Geological Survey Organisation Capability
`Statement downloaded from
`http://www.mrt.tas.gov.au/mrtdoc/petxplor/download/OR_0418/O
`R_0418.pdf [supplement to Ex. PGS 1082] [Not filed]
`Gikas, V. Least Squares Filtering and Testing for Positioning and
`Quality Control during 3d Marine Seismic Surveys, Thesis L5733
`from University of Newcastle Library [supplement to Ex. PGS
`1057] [Not filed]
`PGS 1100 Dorf & Bishop, Modern Control Systems 8th Ed. 1998 Chapter 1
`[supplement to Ex. PGS 1021] [Not filed]
`PGS 1101 Email from Mary Giles of the Theses Section of the University of
`Newcastle Library [supplement to Ex. PGS 1057] [Not Filed]
`PGS 1102 Declaration of Christopher A. Suarez dated April 14, 2015 [Not
`filed]
`PGS 1103 Deposition transcript of Michael S. Triantafyllou in cases IPR2014-
`00687, 00688, and 00689, dated May 22, 2015
`PGS 1104 Deposition transcript of Michael S. Triantafyllou in cases IPR2014-
`00687, 00688 and 00689, dated May 23, 2015
`PGS 1105 Drawing by Michael S. Triantafyllou
`Jury Trial Transcript Volume 5 in WesternGeco L.L.C. v. Ion
`Geophysical Corporation, Civil Action No. 4:09-CV-01827, dated
`July 27, 2012
`PGS 1107 Declaration of Michael S. Triantafyllou in cases IPR2014-00687, -
`00688, -00689 [Exhibit 2042] dated March 20, 2015
`Rebuttal Expert Report of Michael S. Triantafyllou in re:
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`No. 4:09-CV-01827 dated March 19, 2012
`PGS 1109 Figure 6 - “The forces on a seismic streamer during a turn”
`(annotated by Michael S. Triantafyllou)
`PGS 1110 Figure (annotated by Michael S. Triantafyllou)
`Introduction Manual for Trainees in WesternGeco Marine
`PGS 1111
`WG00548104
`
`PGS 1106
`
`PGS 1108
`
`8
`
`
`
`
`
`
`
`PGS 1112
`
`PGS 1120
`
`Deposition transcript of Robin C. Walker in re: WesternGeco
`L.L.C. v. Ion Geophysical Corp., Civil Action No. 4:09-CV-01827
`dated September 13, 2011
`PGS 1113 Statement of Robin C. Walker in IPR2014-00688, dated March 20,
`2015
`PGS 1114 Deposition transcript and errata sheet of Robin C. Walker in cases
`IPR2014-00687, 00688 and 00689, dated April 30, 2015 Volume 1
`PGS 1115 Deposition transcript and errata sheet of Robin C. Walker in cases
`IPR2014-00687, 00688 and 00689, dated May 1, 2015 Volume 2
`PGS 1116 Drawing by Robin C. Walker, dated April 30, 2015 (PGS Ex. 1067
`in IPR2014-00687, 00688 and 00689)
`PGS 1117 Deposition transcript of Michael Triantafyllou in cases IPR2014-
`01475, 01477, and 01478, dated August 27, 2015 Volume 1
`PGS 1118 Deposition transcript of Michael Triantafyllou in cases IPR2014-
`01475, 01477 and 01478, dated August 28, 2015 Volume 2
`PGS 1119 Deposition transcript of Robin Walker in cases IPR2014-01475,
`01477, and 01478, dated September 10, 2015
`Vassilis N. Gikas, Least Squares Filtering and Testing for
`Positioning and Quality Control During 3D Marine Seismic
`Surveys, Full Doctor of Philosophy Thesis, dated August 1996.
`(Referred to in Dr. Triantafyllou’s August 27, 2015 deposition
`transcript as Ex. 1076 in IPR2014-01477)
`PGS 1121 Petitioner’s Responses to Patent Owner’s Interrogatories in case
`IPR2014-01475, dated November 20, 2014
`PGS 1122 Email from Phillip Shotts of ION to Kevin Hart of PGS, dated June
`2, 2014
`First Amended Complaint in WesternGeco L.L.C. v. Multi Klient
`Invest AS et al., Civil Action No. 4:14-CV-03118 dated January 23,
`2015
`Claim Construction Expert Report of Peter H. Canter in
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`No. 4:09-CV-01827 dated December 15, 2009
`
`PGS 1123
`
`PGS 1124
`
`9
`
`
`
`
`
`
`
`
`
`PGS 1125
`
`Reply to the Grounds for Appeal of the Opponent in re: EP
`1850151 of WesternGeco Seismic Holdings Limited and Services
`Petroliers Schlumberger, dated September 10, 2015
`
`PGS 1126
`
`WesternGeco’s Reply Claim Construction Brief (complete) in
`WesternGeco L.L.C. v. ION Geophysical Corporation Civil Action
`No. 4:09-CV-01827, DE 77, dated March 12, 2010
`PGS 1127 Patentees’ Submissions to European Patent Office re EP1850151,
`dated August 18, 2014
`PGS 1128
`John Leonard Trial Demonstrative Slides labeled DEMO001-020
`PGS 1129 Schlumberger Provisory Release: Q-Fin Installation Guide
`WG00015513
`WesternGeco’s Opening Claim Construction Brief in WesternGeco
`L.L.C. v. ION Geophysical Corporation Civil Action No. 4:09-CV-
`01827, dated February 10, 2010 (excerpt)
`PGS 1131 Exhibit Number Not Used
`PGS 1132 Oral Argument Hearing Transcript in cases IPR2014-00687, 00688,
`and 00689 (to be filed when available on PRPS)
`
`PGS 1130
`
`10
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