`
`UNITED STATES PATENT AND TRADEMARK OFFICE
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`———————————
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`———————————
`
`PETROLEUM GEO-SERVICES INC.
`Petitioner
`
`v.
`
`WESTERNGECO LLC
`Patent Owner
`
`———————————
`
`Case IPR2014-01478
`U.S. Patent No. 7,293,520
`
`———————————
`
`
`
`PATENT OWNER RESPONSE
`
`Pursuant to 37 C.F.R. § 42.120, Patent Owner, WesternGeco L.L.C
`
`(“WesternGeco” or “Patent Owner”), submits this Response to the Petition for
`
`Inter Partes Review (“Petition”) of U.S. Patent No. 7,293,520 (the “’520 patent”)
`
`filed by Petitioner, Petroleum Geo-Services, Inc. (“PGS” or “Petitioner”).
`
`
`
`
`
`I.
`
`TABLE OF CONTENTS
`
`THE ’520 PATENT CLAIMS PRECISION CONTROL OF
`STEERABLE SEISMIC ARRAYS ................................................................ 1
`
`II.
`
`CLAIM CONSTRUCTION ............................................................................ 6
`
`A.
`
`B.
`
`C.
`
`Control Mode ........................................................................................ 6
`
`Feather Angle Mode .............................................................................. 8
`
`Streamer Separation Mode .................................................................... 9
`
`III.
`
`PRIOR ART ................................................................................................... 12
`
`A. Workman ............................................................................................. 12
`
`B.
`
`Dolengowski ........................................................................................ 17
`
`IV. THE ’520 PATENT IS NOT ANTICIPATED OR OBVIOUS .................... 18
`
`A. Workman Does Not Anticipate the Streamer Separation Mode
`Limitations of Claims 1 and 18, or Claims 13, 14, 30, and 31 ........... 18
`
`B. Workman Does Not Render Obvious the Streamer Separation
`Mode Limitations of Claims 1 and 18, or Claims 13, 14, 30, and
`31 ......................................................................................................... 22
`
`i.
`
`ii.
`
`Claims 13 and 30 and Claims 1 and 18 .................................... 22
`
`Claims 14 and 31....................................................................... 24
`
`C.
`
`The Streamer Separation Mode Limitations of Claims 15-17
`and 32-34 are Not Rendered Obvious by Workman in view of
`Dolengowski ........................................................................................ 27
`
`D. Workman Does Not Render Obvious the Feather Angle Mode
`Limitations of Claims 1 and 18, or Claims 3, 5, 20, and 22 ............... 30
`
`V.
`
`PGS’S EXPERTS ARE NOT CREDIBLE ................................................... 38
`
`A. Dr. Evans ............................................................................................. 38
`
`i.
`
`Dr. Evans Made Fundamental Errors in His Analysis .............. 38
`
`i
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`
`
`
`
`VI. OBJECTIVE INDICIA OF NONOBVIOUSNESS ...................................... 40
`
`VII. THE PETITION IS TIME-BARRED UNDER 35 U.S.C. § 315(B) ............ 46
`
`A.
`
`B.
`
`C.
`
`D.
`
`E.
`
`Privity is Flexibly Applied and Broader Than Real Party-In-
`Interest ................................................................................................. 47
`
`PGS’s Relationship to the ION Litigation Establishes Privity ........... 50
`
`PGS’s Substantive Legal Relationship With ION Establishes
`Privity .................................................................................................. 53
`
`ION is a RPI Under the Guidelines ..................................................... 55
`
`Additional Discovery was Prejudicially Denied ................................. 57
`
`F. Multi Klient Invest AS is an RPI ........................................................ 58
`
`VIII. CONCLUSION .............................................................................................. 59
`
`
`
`ii
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`I.
`
`THE ’520 PATENT CLAIMS PRECISION CONTROL OF
`STEERABLE SEISMIC ARRAYS
`The ’520 patent claims methods and apparatus for laterally steering a
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`plurality of streamer positioning devices along an array of
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`streamers using a control system configurable to operate in
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`various control modes. Although the need for such steering
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`was known for years, and although devices that could exert
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`point forces on a streamer had been contemplated, no one in
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`the industry had succeeded in coordinating the control of
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`multiple positioning devices on every streamer to effect
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`array-level steering. This was due in part to the scale of the
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`challenge—steering the many square-miles of a streamer
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`array in open-water conditions far from the towing vessel
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`and subject to currents, winds, vessel wake, vibrations, and
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`a host of other operational and environmental factors (including even the
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`occasional shark attack). (Ex. 2075, ¶ 57.)
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`Early streamer manipulations involved rudimentary devices such as
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`deflectors and tail buoys. (Ex. 1001, 3:43-45; Fig. 1 elements (16) and (20),
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`respectively)1 Deflectors were associated with the front end of the equipment and
`
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`1 Although Figure 1 is captioned “prior art,” one of ordinary skill would recognize
`
`1
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`
`
`
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`used to horizontally spread the cables or other tethers at the point nearest the
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`seismic survey vessel. (Ex. 1001, 3:45-47.) The tail buoy, as the name implies,
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`created drag on the end of the streamer farthest from the seismic survey vessel.
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`(Ex. 1001, 3:47-49.) The tension created on the seismic streamer because of the
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`deflector and tail buoy resulted in a roughly linear shape of the streamer, but only
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`in ideal conditions. (Ex. 1001, 3:49-52.) No steering was provided for the miles of
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`length along the streamer, leaving the middle of the streamer susceptible to the
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`environmental factors discussed above.
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`Streamer positioning devices are generally spaced every 200 to 400 meters
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`along the length of a streamer. (Ex. 1001, 3:56-58.) For a modest streamer array
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`consisting of 8-12 individual streamers, this means hundreds of separate streamer
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`positioning devices are deployed on a given array. Simultaneously controlling this
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`that much of that figure was in fact not prior art, but instead inventive
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`contributions to the state of the art, such as the global control system, its
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`functionality (e.g., predictive analysis, control modes, streamer positioning
`
`device control, etc.), and the distributed processing control architecture. (Ex.
`
`2075, ¶ 60.) Indeed, the specification refers to Figure 1 in its “Detailed
`
`Description of the Invention,” and Figure 1 is never referenced as prior art
`
`within the actual text of the specification.
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`2
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`
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`
`
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`multitude of independent positioning devices is no easy feat. While it is easy to set
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`a target depth and little risk exists if that depth is overshot, lateral steering requires
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`a more holistic consideration of the movement of neighboring streamers (including
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`the propagation of forces imparted along the length of each streamer), and
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`obstructions along miles of cable deployed in the ever-changing open-water
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`environment of the deep seas. Moreover, as explained in the Background section
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`of the ’520 patent, prior art systems suffered measurement delay and latency
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`challenges that would have hindered attempts to steer the streamers. Trying to
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`steer streamer arrays with prior art control systems would therefore have been even
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`more difficult as, to a certain extent, they have to be steered blind. This problem
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`was not solved—or even appreciated—by the prior art. (See, e.g., Ex. 1001, 2:47-
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`52; Ex. 2045, 387:5 – 22 (Petitioner’s expert, Dr. Cole, admitting that the ’520
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`patent’s inventors were the first to recognize this problem)).
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`Further, merely putting a spot force on an single streamer is not enough to
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`effectively control the streamer array because, unlike depth control, lateral steering
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`is dependent on the location and dynamics of all the other array elements too—
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`“[i]f the birds 18 are not properly controlled, horizontal steering can increase,
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`rather than decrease, the likelihood of tangling adjacent streamers.” (Ex. 1001,
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`4:11-13.) The art did not appreciate, let alone solve, the problem of steering
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`devices on a global, i.e., array-wide, level. The ’520 patent solved the problems
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`3
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`
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`associated with prior art methodologies in several ways including use of a control
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`system configurable into array-level steering modes, rather than simply exerting
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`point forces at discrete locations to try to stay within a given threshold parameter.
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`In particular, the inventors created a control system capable of using at least
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`three different inventive control modes (enabled by the proactive and behavior-
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`predictive controls detailed in the specification): feather angle control mode, turn
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`control mode, and streamer separation control mode. (Ex. 1001, 10:27-65.) “In
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`the feather angle control mode, the global control system 22 attempts to keep each
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`streamer in a straight line offset from the towing direction by a certain feather
`
`angle.” (Ex. 1001, 10:29-32.) It is key that the streamers are kept in a “straight
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`line,” so that even when “current fluctuations … dramatically influence” the
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`streamers as described earlier in the specification, the individual streamers of the
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`streamer array maintain their shape.
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`“The turn control mode is used when ending one pass and beginning another
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`pass during a … line change.” (Ex. 1001, 10:38-53.) As the inventors recognized,
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`“[b]y doing this, a tighter turn can be achieved and the turn time of the vessel and
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`equipment can be substantially reduced.” (Ex. 1001, 10:44-50.) Streamer
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`separation mode is a mode to set and maintain separation, i.e., spacing, between
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`streamers. For example, the specification opens its “Detailed Description of the
`
`Invention” by disclosing “regular horizontal spacing” of 100 meters. (Ex. 1001,
`
`4
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`
`
`
`
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`3:35-40.) In some circumstances, e.g., extreme weather, streamer separation mode
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`is meant to prevent streamer tangling and is characterized primarily by having “the
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`outermost streamers [] positioned as far away from each other as possible. The
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`inner streamers will then be regularly spaced between the outmost streamers, i.e.,
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`each bird 18 will receive . . . [signals] that will direct the bird 18 to the midpoint
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`between its adjacent streamers.” (Ex. 1001, 10:59-65.)
`
`Achieving these results involves configuring the control system into a
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`“control mode,” i.e., a configuration to automatically achieve targeted goals
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`despite variable environments. The Background of the Invention criticizes
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`“manually-operated central control” as requiring “manual input and supervision”
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`and being ill-suited to controlling “a substantial number of streamers” and a
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`“number of birds.” (Ex. 1001, 2:28-37) A simple “remote control system” was
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`likewise criticized for not appreciating the array dynamics and as not enabling
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`“rapid[] and efficient[] control[],” necessitating a “more deterministic system for
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`control[].” (Ex. 1001, 2:38-54) In contrast, the ’520 patent’s “global control
`
`system 22 is typically connected to the seismic survey vessel’s navigation system
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`and obtains estimates of system wide parameters.” (Ex. 1001, 3:66-4:1, emphasis
`
`added). “The global control system 22 preferably calculates the desired vertical
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`and horizontal forces based on the behavior of each streamer and also takes into
`
`account the behavior of the complete streamer array.” (Ex. 1001, 4:54-57,
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`5
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`
`
`
`
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`emphasis added; see also Ex. 1001, 4:16-20, 4:34-40.) “[R]ather than using an
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`‘incremental change/measured response/further incremental change based on
`
`measured response’ type of feedback control circuit,” i.e., a simple comparison of
`
`measurements to threshold parameters, the ’520 patent teaches “deterministic
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`calculations” that account for multiple streamer positioning devices on every
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`streamer across the entire array. (Ex. 1001, 9:48 – 10:26,) The control modes,
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`recited in each independent claim, are intimately tied to this disclosed global
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`control of multiple streamer positioning devices on each streamer across the entire
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`streamer array. (Ex. 1001, 10:29-32; 10:50-53; 10:58-65.)
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`II. CLAIM CONSTRUCTION
`Consistent with the statute and legislative history of the Leahy-Smith
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`America Invents Act, Pub. L. No. 112-29, 125 Stat. 284 (2011) (“AIA”), the Board
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`interprets claims using the “broadest reasonable construction in light of the
`
`specification of the patent in which [they] appear[].” 37 C.F.R. § 42.100(b); see
`
`also Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,766 (Aug. 14,
`
`2012) (hereinafter, “OPTP Guide”).
`
`A. Control Mode
`The ’520 patent claims a “control system configured to operate in one or
`
`more control modes.” (Ex. 1001, 11:16-17, emphasis added.) Not all control
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`systems are covered, only those capable of configuration to operate in the claimed
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`6
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`
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`“control modes.” Tellingly, the claimed control modes are all described in the
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`specification relative to “the inventive control system,” which defines the scope of
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`the claimed control modes. See e.g., Pacing Techs., LLC v. Garmin Int’l, Inc., 778
`
`F.3d 1021, 1024-1025 (Fed. Cir. 2015) (finding description of “the present
`
`invention” to clearly and unmistakably limit claim scope); Honeywell Int'l, Inc. v.
`
`ITT Indus., Inc., 452 F.3d 1312, 1318 (Fed. Cir. 2006) (explaining the importance
`
`of reading the claims in the context of the specification, especially when the
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`specification describes “this invention” or “the present invention”); Verizon Servs.
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`Corp. v. Vonage Holdings Corp., 503 F.3d 1295, 1318 (Fed. Cir. 2006) (“[w]hen a
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`patent thus describes the features of the ‘present invention’ as a whole, this
`
`description limits the scope of the invention”); Chimie v. PPG Indus., Inc., 402
`
`F.3d 1371, 1379 (Fed. Cir. 2005).
`
`The ’520 patent describes that “[t]he inventive control system will primarily
`
`operate in two different control modes: a feather angle control mode and a turn
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`control mode….” (Ex. 1001, 10:27-53.) “[T]he inventive control system may also
`
`operate in a streamer separation control mode….” (Id. at 10:54-65.) Together
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`these passages confirm the need for a control system with automation (rather than
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`manual control or “control” based upon currents) and a determined goal (rather
`
`than incremental threshold responses). Against this backdrop, the term “control
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`modes” is used in the specification to refer to automated configurations that
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`7
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`
`
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`attempt to achieve specific goals, i.e., a “goal oriented automatic configuration,”
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`and “control mode” should be construed as such.
`
`B.
`Feather Angle Mode
`The Board stated that the broadest reasonable interpretation of “feather angle
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`mode” is “a control mode that attempts to keep each streamer in a straight line
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`offset from the towing direction by a certain feather angle.” (Paper 18 at 13.) The
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`only difference from Patent Owner’s construction is “set and maintain” versus
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`“keep.” The Board notably recognizes that a target feather angle, i.e. a specific
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`value, must be input into the control mode. (Id. at 12-13.) Patent owner’s
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`proposed language merely incorporates this concept—a specific angle is set.
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`Patent Owner is not asserting that the mode itself has to automatically choose the
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`angle, which appears to be a concern expressed by the Board. Id.
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`The construction stated by the Board appears to incorporate the concept of
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`setting the feather angle because keeping each streamer of the array in a straight
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`line offset from the towing direction by a “certain feather angle” requires lateral
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`control along the length of the streamers—i.e., control of the entire claimed “array”
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`and the “plurality of streamer positioning devices there along”—and a specific
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`selection/input (whether manually or through other means) of the feather angle into
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`the global control system. Indeed, such a construction is demanded as the feather
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`angle control mode is part of the ’520 patent’s “inventive control system.” (Ex.
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`8
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`
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`
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`1001, 10:27-29.) Thus, under either the Patent Owner’s or the Board’s
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`construction, because the feather angle mode uses a specific feather angle, that
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`specific angle must not only be set, but also be maintained.
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`Feather angle mode should not encompass, as Petitioner appears to suggest
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`(see, e.g., Paper 1 at 14-15), the random alignment of streamers due to weather or
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`ocean conditions because no feather angle is set or otherwise targeted by the
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`control system. Nor would such environmental happenstance meaningfully “keep”
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`the streamers at a specified angle using “control.” Such an interpretation is
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`improper as it would render meaningless the claimed requirement that the feather
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`angle mode “control[s] the streamer positioning devices” ( claim 1), and is a part of
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`a “control system configured to use” the feather angle mode (claim 18), which is
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`part of the patent’s goal-oriented inventive control system. (Ex. 1001, 10:29-33.)
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`C.
`Streamer Separation Mode
`The broadest reasonable construction of the term “streamer separation
`
`mode” is “a control mode that attempts to set and maintain the spacing between
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`adjacent streamers.” To the extent that the Board’s preliminary construction—“a
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`mode to control separation, or spacing, between streamers” (Paper 18 at 14)—
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`does not incorporate the concept of maintaining a specific separation, a review of
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`the claim language and the specification demonstrates that such an interpretation is
`
`incomplete. While Patent Owner generally agrees that a streamer separation
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`9
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`
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`control mode is one that controls separation, or spacing, between streamers, the
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`construction may be ambiguous as to “control separation.” Defining what it means
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`to “control separation” is a necessary part of the Broadest Reasonable
`
`Interpretation. Without a specific delineation of what it means to “control
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`separation,” Petitioner may bog these proceedings down by inaccurately and
`
`unfairly spinning the prior art.
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`Most importantly, the specification describes that the streamer separation
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`mode is part of the inventive control system of the ’520 patent and that, as part of
`
`the inventive control system, the spacing between streamers is set and maintained:
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`“…the outermost streamers will be positioned as far away from each other as
`
`possible [and] [t]he inner streamers will then be regularly spaced between the[]
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`outermost streamers.” (Ex. 1001, 10:53-61). In all embodiments, the claimed
`
`streamer separation mode seeks to control the separation between the streamers by
`
`setting and maintaining that separation. (Ex. 2075, ¶¶ 80, 95.) While the Board
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`preliminarily concluded that “[t]he ’520 patent also does not discuss in the
`
`specification setting or maintaining any specific value,” (IPR2014-00689, Paper 32
`
`at 5), the specification actually does—it teaches that in the streamer separation
`
`mode, the positioning devices are directed to a specific position/value, e.g., “to the
`
`midpoint position between its adjacent streamers.” (Ex. 1001, 10:53-65.)
`
`10
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`
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`In attempting to blur the distinction between the claimed streamer separation
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`mode and the prior art discussed below, Petitioner cites to a passage that “the
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`global control system 22 monitors the actual positions of the birds 18 and is
`
`programmed with … the desired minimum separations between the seismic
`
`streamers 12.” (Paper 1 at 16 (emphasis added).) But this sentence is not textually
`
`tied to the claimed “streamer separation mode.” The control system is
`
`programmed with many parameters—nothing in the specification connects this
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`“minimum separation” to the claimed “modes.”
`
`To the contrary, the claims that discuss “minimum separation” confirm that
`
`when a desired minimum separation is considered as part of a streamer separation
`
`mode, it is still in the context of “maintaining” that specific separation:
`
`[T]he global control system is further configured into a streamer
`separation mode, wherein said global control system attempts to direct
`said streamer positioning device to maintain a minimum separation
`distance between adjacent streamers.
`
`(Ex. 2077 (’967 patent) 13:22-27, (claim 23); see also Ex. 2076 (’607 patent),
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`11:60-64 (claim 8)). In all disclosed embodiments and claims, the streamer
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`separation mode still requires a specific distance be set and maintained. (Ex.
`
`1001, 10:54-65.) There is no indication that the specification ever contemplates
`
`the claimed streamer separation mode to be satisfied only through the use of a
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`minimum separation distance threshold. (Ex. 2075, ¶ 80.)
`
`11
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`
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`III. PRIOR ART
`A. Workman
`Workman was considered during prosecution of the ’520 patent, and claim
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`18 was found valid during the ION litigation in view of this reference. Both this
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`Office and an Article III court, via a jury verdict that was upheld after post-trial
`
`briefing, have already found that Workman does not render the underlying
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`independent claim to the challenged claims unpatentable. This Board should not
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`reach a contrary result against ION’s privy. In re Baxter Int’l, Inc., 678 F.3d 1357,
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`1365 (Fed. Cir. 2012) (“When a party who has lost in a court proceeding
`
`challenging a patent, from which no additional appeal is possible, provokes a
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`reexamination in the PTO, using the same presentations and arguments, even with
`
`a more lenient standard of proof, the PTO ideally should not arrive at a different
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`conclusion.”)
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`Workman is not concerned with achieving specific separations of the
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`streamers or streamer positioning devices in an array. Rather, Workman operates
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`via a series of “alarm bell” type thresholds, focusing primarily on reducing the
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`noise caused by devices on seismic streamers (Ex. 1004, 1:64 – 2:9) and, therefore,
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`reluctantly moves the devices only after certain “threshold parameters” are
`
`exceeded. (Ex. 1004, 3:58 – 4:8; 4:33 – 35; Fig. 3.) If the threshold parameter is
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`not exceeded, then the system restarts and no commands are sent to any devices in
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`12
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`
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`the system. (Ex. 1004, 3:63-65, Fig. 3.) In other words, the system disclosed by
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`Workman does nothing in this scenario. (Ex. 1004, 4:31-35.)
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`If a threshold parameter is exceeded, a correction command will be sent to a
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`device only if (a) the towed streamer cable encounters an “at risk” situation, or (b)
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`hydrophone noise level is sufficiently low. (Ex. 1004, 4:36-58, Fig. 3.) If the
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`streamers are not “at risk,” and the hydrophone noise level exceeds the maximum
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`allowable noise threshold, the system disclosed by Workman does nothing,
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`despite a threshold parameter being exceeded. (Ex. 1004, 5:14-30, Fig. 3.) And
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`even if a threshold were violated, Workman would merely apply a force to push
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`the streamer back within a threshold generally; there is no teaching or suggestion
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`for maintaining any particular target distance or shape of the array. (Ex. 2075, ¶¶
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`119 – 126, 210 – 221.)
`
`Although Workman identifies “minimum allowable separation distances” as
`
`one threshold parameter, Workman does not operate to maintain any particular
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`separation between streamers, let alone discuss or disclose any methods for setting
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`and maintaining the streamers at a maximized distance. Rather than setting and
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`maintaining any separation of streamers using streamer positioning devices like the
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`’520 patent, Workman takes the opposite approach: it waits until the streamers
`
`exceed their threshold parameters before even attempting any kind of a correction,
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`and generally cautions against doing so if the noise level is too high. Workman’s
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`13
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`
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`approach was explicitly distinguished in the specification of the ’520 patent, which
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`criticized such “incremental change/measured response/further incremental change
`
`based on measured response” and distinguished “the present control system” on
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`that basis. (Ex. 1001, 9:44 – 51; see also Ex. 2075, ¶¶ 119, 126, 210 – 221.)
`
`That Workman does not describe or disclose a lateral streamer positioning
`
`control system is entirely corroborated by the inventor’s previous testimony in the
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`ION litigation. In the ION litigation, ION had attempted to retain Mr. Workman to
`
`serve as an expert witness. Mr. Workman had worked for many years at Western
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`Geophysical Corp., who along with Geco-Prakla, were the predecessors to Patent
`
`Owner WesternGeco. During this time, Mr. Workman oversaw Marc Zajac, the
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`sole inventor of a later streamer-steering patent at issue in the ION litigation that is
`
`not relevant to these proceedings. In an attempt to avoid disqualification, ION
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`vigorously disputed that Mr. Workman’s work at Western Geophysical—including
`
`the work underlying the Workman patent—had anything to do with any of either
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`Mr. Zajac’s or Dr. Bittleston’s claimed inventions. (Ex. 2053 at 16 – 19.) PGS’
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`petition directly contradicts these prior representations made by its privy ION.2
`
`
`2 Workman (Ex. 1004) was developed at Western Geophysical Corp., one of the
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`two predecessors to Patent Owner WesternGeco. The other predecessor, Geco-
`
`Prakla, was where Dr. Bittleston and Mr. Hillesund worked and where the
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`14
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`
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`inventions of the ’520 patent were developed and initially commercialized. The
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`Zajac ’038 patent, which was the subject of Petitioner’s failed IPR2014-1476,
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`was successfully asserted against Petitioner’s privy in the ION litigation.
`
`Because Mr. Workman worked with and oversaw Mr. Zajac at Western
`
`Geophysical—prior to the formation of WesternGeco—he was disqualified
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`from serving as ION’s expert in that litigation. Mr. Workman never had
`
`involvement with the Bittleston patents, including the ’520 patent, and the
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`Geco-Prakla inventions claimed therein. Petitioner’s argument in IPR2014-
`
`00689 (Paper 78 at 18-19) that Mr. Workman was disqualified because he
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`somehow worked on Dr. Bittleston’s
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`invention appears a deliberate
`
`misrepresentation by Petitioner in an effort to discredit the Workman
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`declaration, and is without any factual support.
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`15
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`Workman is also inapposite because it focuses on the location of streamers
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`and sources, but not on the location of streamer positioning devices. As shown in
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`Figure 1, label 13 represents the seismic cable, label 14 depicts Workman’s
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`streamer positioning devices, and label 15 represents location sensing devices.
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`(Ex. 1004, 2:66 – 3:29.) The reference gives no indication that the location sensing
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`devices 15 are associated with Workman’s streamer positioning devices, each of
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`which are merely a few feet long and positioned along a cable measuring three to
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`eight kilometers. (Ex. 1004, 1:20 – 24.) Indeed, Workman’s own description of
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`Figure 1 confirms its approximate nature: “FIG. 1 shows a generalized schematic
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`of a marine seismic survey system.” (Ex. 1004, 2:56 – 57; Ex. 2075, ¶ 127.)
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`Dr. Evans also admitted this drawing was not to scale. (Ex. 2054 at 147:6 –
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`21.) The Board’s reliance on this figure as disclosing the co-location of streamer
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`positioning devices and location sensing devices was in error, as even PGS’ expert
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`concedes. See also Nystrom v. TREX Co., 424 F.3d 1136, 1149 (Fed. Cir. 2005).
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`In short, Workman does not disclose or even address the ’520 patent’s
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`claimed “control modes.” Adjusting the streamers only when threshold parameters
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`are exceeded is insufficient to ensure proper control of the shape of the spread, i.e.,
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`that all streamers maintain a common feather angle, or that they have a set and
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`maintained spacing between streamers (i.e., a streamer separation mode) during the
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`survey and during turns.
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`B. Dolengowski
`Dolengowski simply describes a steerable tail buoy designed to help avoid
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`buoy-to-buoy hooking or tangling. (Ex. 1008, Abstract, 2:54 – 58.) In this system,
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`each tail buoy is connected to a seismic streamer by a rope, shown below at 22C.
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`(Id. at 2:5 – 9.) The ropes can range from 30 meters to 300 meters long, which
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`allows the tail buoy to “float on the surface of the water without raising the trailing
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`end of the streamer” or otherwise having a significant effect on the streamer, i.e.
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`the tail buoy itself does not—and cannot—directly influence the lateral position of
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`the streamer. (Id. at 2:5 – 9.)
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`During repair operations or slow speed turns, Dolengowski notes that
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`streamers may tangle and, to avoid this, suggests separating the streamers in depth.
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`(Id. at 4:32 – 45.) However, even if the streamers are separated in depth, the ropes
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`connecting the streamer to their respective tail buoys may still tangle. To help
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`prevent tail buoy hooking during these operations, Dolengowski suggests using a
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`steerable tail buoy. (Id.) However, Petitioner’s expert admitted this tail buoy is
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`not used as a streamer positioning device. (Ex. 1002, ¶ 87 (“Steerable tail buoys
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`were not necessarily needed to set and maintain predetermined positions of
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`streamers during a typical seismic-survey.… Dolengowski explained that the
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`added benefit of the steerable tail buoy was to ensure that tail buoys did not
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`become entangled when the towing vessel performed a turn.”).)
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`In short, Dolengowski does not describe (1) the use of any lateral steering
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`streamer control modes, let alone any of the control modes claimed by the ’520
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`patent; (2) a goal oriented streamer steering control system as claimed by the ’520
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`patent; or (3) using streamer positioning devices along the length of the streamer
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`as described by the ’520 patent.
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`IV. THE ’520 PATENT IS NOT ANTICIPATED OR OBVIOUS
`A. Workman Does Not Anticipate the Streamer Separation Mode
`Limitations of Claims 1 and 18, or Claims 13, 14, 30, and 31
`Claims 13, 14, 30, and 31, which ultimately depend from claims 1 and 18,
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`are directed to the inventive control system’s streamer separation mode. Workman
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`does not disclose a control system configured to operate in control modes, let alone
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`a streamer separation mode. Workman is concerned with noise minimization
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`rather than generating noise through actively controlling streamer positioning
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`devices. Workman in fact does nothing unless and until a threshold is violated,
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`18
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`and even then only pushes the system back within that threshold—no position is
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`specified nor maintained. Workman does not anticipate the streamer separation
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`mode limitations of claims 1 and 18, or claims 13, 14, 30, and 31.
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`Claims 1 and 18 require at least one of three recited control modes. Claims
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`13, 14, 30, and 31 are specifically directed to the streamer separation control mode.
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`To implement proper array-level streamer control, when operating in the streamer
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`separation mode, the inventive control system maintains a set distance between
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`streamers. (Ex. 1001, 10:27 – 33, 10:56 – 65.) This is not disclosed by Workman.
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`As discussed above, Workman only repositions streamers in limited “at risk”
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`situations when streamers get too close and violate a threshold, but otherwise
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`allows them to float as far away as ocean currents would allow. This is not setting
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`and maintaining (or keeping) spacing between adjacent streamers of the streamer
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`array. Although phrased as “minimum allowable separation,” Workman makes no
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`attempt to control the streamers in this mode or achieve a specific separation. So
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`long as the streamers do not get close enough to exceed a “minimum allowable
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`separation[],” the system does nothing. As shown in figure 3, which is provided
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`below with highlighting, the system will simply initialize and restart once it is
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`determined that the minimum allowable separation is not exceeded.
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`19
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`Figure 3 of Workman (with highlighting)
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`Although Dr. Evans erroneously claimed that Workman constantly calculates
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`position corrections during his deposition for the first wave of IPRs filed by
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`Petitioner (Ex.2054, 216:7 – 217:4, 218:4 – 12), he was forced to concede under
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`cross examination that Workman does not implement any position corrections as
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`long as the streamer sep