UNITED STATES PATENT AND TRADEMARK OFFICE
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`———————————
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`———————————
`
`PETROLEUM GEO-SERVICES INC.
`Petitioner
`
`v.
`
`WESTERNGECO LLC
`Patent Owner
`
`———————————
`
`Case IPR2014-01477
`U.S. Patent No. 7,080,607
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`———————————
`
`PETITIONER’S EXHIBIT LIST
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`1
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`IPR2014-01477 (‘607) APPENDIX OF EXHIBITS
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`
`
`Description
`U.S. Patent No. 7,080,607 B2 (‘Hillesund)
`Declaration of Dr. Brian J. Evans, Ph.D.
`Declaration of Dr. Jack H. Cole, Ph.D.
`U. S. Patent No. 5,790,472 (Workman)
`U. S. Patent No. 5,532,975 (Elholm)
`Gikas, V. et al., The Hydrographic Journal. 77; pp. 11-24 (1995)
`U. S. Patent No. 3,581,273 (Hedberg)
`U. S. Patent No. 3,605,674 (Weese)
`U. S. Patent No. 4,809,005 (Counselman)
`U. S. Patent No. 4,404,664 (Zachariadis)
`U. S. Patent No. 4,033,278 (Waters)
`U. S. Patent No. 3,412,704 (Buller)
`PCT Application No. WO 98/28636 (’636 Application)
`R. P. Loweth, Manual of Offshore Surveying for Geoscientists and
`Engineers (1st ed. 1997)
`’607 Patent file history, Office Action Dated November 21, 2005
`’607 Patent file history, Notice of Allowability Dated May 17,
`2006
`Trial Transcript Vol. 17 (pp. 5186-88) in re: WesternGeco L.L.C.
`v. ION Geophysical Corporation, Civil Action No. 4:09-CV-
`01827, dated August 15, 2012
`WesternGeco’s Opposition to ION’s Renewed Motion for
`Judgment as a Matter of Law and Alternative Motion for New
`Trial Regarding Non-Infringement in re: WesternGeco L.L.C. v.
`ION Geophysical Corporation, Civil Action No. 4:09-CV-01827,
`DE 569, dated October 26, 2012
`WesternGeco’s Opposition to Defendants’ Motion for Summary
`Judgment of Invalidity of the Bittleston Patents in re:
`WesternGeco L.L.C. v. ION Geophysical Corporation, Civil
`Action No. 4:09-CV-01827, DE 287, dated April 20, 2012
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`2
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`Exhibit No.
`PGS 1001
`PGS 1002
`PGS 1003
`PGS 1004
`PGS 1005
`PGS 1006
`PGS 1007
`PGS 1008
`PGS 1009
`PGS 1010
`PGS 1011
`PGS 1012
`PGS 1013
`PGS 1014
`PGS 1015
`PGS 1016
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`PGS 1017
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`PGS 1018
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`PGS 1019
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`

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`PGS 1020
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`PGS 1021
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`PGS 1022
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`PGS 1023
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`PGS 1024
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`PGS 1025
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`PGS 1026
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`PGS 1027
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`PGS 1028
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`PGS 1029
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`PGS 1030
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`PGS 1031
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`PGS 1032
`PGS 1033
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`Trial Transcript Vol. 5 (pp. 1276, 1279, 1283, 1345-46, 1350-52)
`in re: WesternGeco L.L.C. v. ION Geophysical Corporation, Civil
`Action No. 4:09-CV-01827, DE 449, dated July 27, 2012
`Jury Verdict in re: WesternGeco L.L.C. v. ION Geophysical
`Corporation, Civil Action No. 4:09-CV-01827, DE 536, dated
`August 16, 2012
`Memorandum and Order in re: WesternGeco L.L.C. v. ION
`Geophysical Corporation, Civil Action No. 4:09-CV-01827, DE
`634, dated June 19, 2013
`ION’s Rule 59 Motion for New Trial on Invalidity Under 35
`U.S.C. §§ 102 and 103 in re: WesternGeco L.L.C. v. ION
`Geophysical Corporation, Civil Action No. 4:09-CV-01827, DE
`550, dated September 28, 2012
`Memorandum and Order in re: WesternGeco L.L.C. v. ION
`Geophysical Corporation in re: Civil Action No. 4:09-CV-01827,
`DE 120, dated July 16, 2010
`WesternGeco’s Opening Claim Construction Brief in re:
`WesternGeco L.L.C. v. ION Geophysical Corporation, Civil
`Action No. 4:09-CV-01827, DE 61, dated February 10, 2010
`Hearing Transcript (pp. 14-16, 45, 64) in re: WesternGeco L.L.C.
`v. ION Geophysical Corporation Civil Action No. 4:09-CV-01827
`Hearing, DE 109, dated May 14, 2010
`WesternGeco’s Opposition to ION’s Motion for a New Trial on
`Invalidity Under 35 U.S.C. §§ 102 and 103 in re: WesternGeco
`L.L.C. v. ION Geophysical Corporation Civil Action No.4:09-CV-
`01827, DE 574, dated October 26, 2012
`WesternGeco’s Reply Claim Construction Brief in re:
`WesternGeco L.L.C. v. ION Geophysical Corporation Civil Action
`No. 4:09-CV-01827, DE 77, dated March 12, 2010
`U.S. Patent No. 5,353,223 (Norton)
`Trial Transcript Vol. 2; pp. 509, 578 in re: WesternGeco L.L.C. v.
`ION Geophysical Corporation Civil Action No. 4:09-CV-01827,
`DE 443, dated July 24, 2012
`Trial Transcript Vol. 1; pp. 142, 145-146 in re: WesternGeco
`L.L.C. v. ION Geophysical Corporation Civil Action No. 4:09-
`CV-01827, DE 429, dated July 23, 2012
`U. S. Patent No. 5,200,930 (Rouquette)
`’017 Patent File History, Applicant Response to Office Action
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`3
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`PGS 1034
`PGS 1035
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`PGS 1036
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`PGS 1037
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`PGS 1038
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`PGS 1039
`PGS 1040
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`PGS 1041
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`PGS 1048
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`PGS 1049
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`Dated October 16, 2003
`U. S. Patent No. 4,992,990 (Langeland)
`Richard C. Dorf and Robert H. Bishop, Modern Control Systems
`(8th ed. 1998) [supplemented with Ex. PGS 1077]
`Gregory E. Upchurch., Intellectual Property Litigation Guide: §
`15:5 Overview – Effective filing date, 2 IP Litigation Guide:
`Patents & Trade Secrets [supplemented with Ex. PGS 1067]
`Stuart Bennett, A Brief History of Automatic Control, 17-25
`(1996)
`Karl J. Åström and Björn Wittenmark, Computer-Controlled
`Systems: Theory and Design (3rd ed. 1997)
`Karl J. Åström and Björn Wittenmark, Computer-Controlled
`Systems: Theory and Design (1984)
`U.S. Patent No. 6,011,753 (Chien)
`Vassilis N. Gikas, Least Squares Filtering and Testing for
`Positioning and Quality Control During 3D Marine Seismic
`Surveys, Full Thesis, dated August 1996 [supplemented with Ex.
`PGS 1073 and Ex. PGS 1076]
`U. S. Patent No. 6,011,752 (Ambs)
`PGS 1042
`Evans, A Handbook for Seismic Data Acquisition in Exploration
`PGS 1043
`(David V. Fitterman & William H. Dragoset, Jr. eds., 1977)
`E. J. W. Jones, Marine Geophysics (1999)
`PGS 1044
`PGS 1045 W. R. Cotton and J. J. Sanders, The Reality of Trace Binning in 3-
`D Marine Surveying (1983) [supplemented with Ex. PGS 1068]
`PGS 1046
`Biondo L. Biondi, 3D Seismic Imaging, 123-24 (2006)
`PGS 1047
`Christopher L. Liner, Elements of 3-D Seismology (1999)
`Gerald H.F. Gardner & Anat Canning, Effects of irregular
`sampling on 3-D prestack migration (SEG Abstracts, 1994).
`[supplemented with Ex. PGS 1069]
`Ralph Gobeli and Christopher Liner, Bin Size and Linear v(z)
`(Society of Exploration Geophysics Technical Program Expanded
`Abstracts (1996). [supplemented with Ex. PGS 1070]
`PGS 1050 WO 96/21163
`D.L. McKeown, Acoustic Positioning of Oceanographic
`Instruments, IEEE – Engineering in the Ocean Environment
`Conference. Vol. 2; pp. 150-54 (1974) [supplemented with Ex.
`PGS 1075]
`Peter S. Maybeck, Why Stochastic Models, Estimation and
`Control, Vol:1; pp. 1-16 (1979)
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`PGS 1051
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`PGS 1052
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`4
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`PGS 1053
`PGS 1054
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`PGS 1055
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`PGS 1056
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`PGS 1057
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`PGS 1058
`PGS 1059
`PGS 1060
`PGS 1061
`PGS 1062
`PGS 1063
`PGS 1064
`PGS 1065
`PGS 1066
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`PGS 1067
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`PGS 1068
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`PGS 1069
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`PGS 1070
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`PGS 1071
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`PGS 1072
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`U. S. Patent No. 6,932,017 (the ‘017 Patent)
`’607 Patent file history, Terminal Disclaimer Dated February 21,
`2006
`Ted L. Amrine et al., Investigation of Interactions Between Cable
`Leveling and Heading Measurement, SEG Expanded Abstracts,
`640-642 (1989) [supplemented with Ex. PGS 1071]
`U. S. Patent No. 4,890,568 (Dolengowski)
`Shashank Upadhye., Generic Pharmaceutical Patent and FDA Law
`§ 1:71 Section 119 Claiming foreign priority – Section 102(b)
`[supplemented with Ex. PGS 1072]
`U. S. Patent No. 3,560,912 (Spink)
`PCT Application No. WO 97/11394 (’394 Application)
` Information Disclosure Statement dated December 15, 2005
`U. S. Patent No. 3,159,806 (Piasecki)
`U. S. Patent No. 6,079,882 (Chien)
`MicroChip 17C756 Data Sheet
`Motorola DSP56002 Data Sheet [supplemented with Ex. PGS
`1074]
`U.S. Patent No. 5,404,339 (Cole)
`U.S. Patent No. 4,912,684 (Fowler)
`Gregory E. Upchurch., Intellectual Property Litigation Guide: §
`155 Overview – Effective filing date, 2 IP Litigation Guide:
`Patents & Trade Secrets [supplement to Ex. PGS 1036] [Not filed]
`W. R. Cotton and J. J. Sanders, The Reality of Trace Binning in 3-
`D Marine Surveying (1983) [supplement to Ex. PGS 1045] [Not
`filed]
`Gerald H.F. Gardner & Anat Canning, Effects of irregular
`sampling on 3-D prestack migration (SEG Abstracts, 1994).
`[supplement to Ex. PGS 1048] [Not filed]
`Ralph Gobeli and Christopher Liner, Bin Size and Linear v(z)
`(Society of Exploration Geophysics Technical Program Expanded
`Abstracts (1996). [supplement to Ex. PGS 1049] [Not filed]
`Ted L. Amrine et al., Investigation of Interactions Between Cable
`Leveling and Heading Measurement, SEG Expanded Abstracts
`(1989) [supplement to Ex. PGS 1055] [Not filed]
`Shashank Upadhye., Generic Pharmaceutical Patent and FDA Law
`§ 1:71 Section 119 Claiming foreign priority – Section 102(b)
`[supplement to Ex. PGS 1057] [Not filed]
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`5
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`PGS 1073
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`PGS 1074
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`PGS 1075
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`Email from Mary Giles of the Theses Section of the University of
`Newcastle Library [supplement to Ex. PGS 1041] [Not filed]
`Motorola DSP56002 Data Sheet [supplement to Ex. PGS 1064]
`[Not filed]
`Ocean 1974 IEEE International Conference on Engineering in the
`Ocean Environment Publication, D.L. McKeown, Acoustic
`Positioning of Oceanographic Instruments, IEEE – Engineering in
`the Ocean Environment Conference. Vol. 2 (1974) [supplement to
`Ex. PGS 1051] [Not filed]
`Gikas, V. Least Squares Filtering and Testing for Positioning and
`Quality Control During 3D Marine Seismic Surveys, Thesis L5733
`from University of Newcastle Library [supplement to Ex. PGS
`1041]
`Dorf & Bishop, Modern Control Systems 8th Ed. 1998 Chapter 1
`[supplement to Ex. PGS 1035] [Not filed]
`Declaration of Christopher A. Suarez dated April 14, 2015 [Not
`filed]
`PGS 1079-1102 Exhibit Numbers Not Used
`Deposition transcript of Michael S. Triantafyllou in cases
`IPR2014-00687, 00688, and 00689, dated May 22, 2015
`Deposition transcript of Michael S. Triantafyllou in cases
`IPR2014-00687, 00688 and 00689, dated May 23, 2015
`Drawing by Michael S. Triantafyllou
`Jury Trial Transcript Volume 5 in re: WesternGeco L.L.C. v. Ion
`Geophysical Corporation, Civil Action No. 4:09-CV-01827, dated
`July 27, 2012
`Declaration of Michael S. Triantafyllou in cases IPR2014-00687, -
`00688, -00689 [Exhibit 2042] dated March 20, 2015
`Rebuttal Expert Report of Michael S. Triantafyllou in re:
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`No. 4:09-CV-01827 dated March 19, 2012
`Figure 6 - “The forces on a seismic streamer during a turn”
`(annotated by Michael S. Triantafyllou)
`Figure (annotated by Michael S. Triantafyllou)
`Introduction Manual for Trainees in WesternGeco Marine
`WG00548104
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`PGS 1076
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`PGS 1077
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`PGS 1078
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`PGS 1103
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`PGS 1104
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`PGS 1105
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`PGS 1106
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`PGS 1107
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`PGS 1108
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`PGS 1109
`PGS 1110
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`PGS 1111
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`6
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`PGS 1112
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`PGS 1113
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`PGS 1114
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`PGS 1115
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`PGS 1116
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`PGS 1117
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`PGS 1118
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`PGS 1119
`PGS 1120
`PGS 1121
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`PGS 1122
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`PGS 1123
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`PGS 1124
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`PGS 1125
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`PGS 1126
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`PGS 1127
`PGS 1128
`PGS 1129
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`Deposition transcript of Robin C. Walker in WesternGeco L.L.C.
`v. Ion Geophysical Corp., Civil Action No. 4:09-CV-01827 dated
`September 13, 2011
`Statement of Robin C. Walker in IPR2014-00688, dated March 20,
`2015
`Deposition transcript and errata sheet of Robin C. Walker in cases
`IPR2014-00687, 00688 and 00689, dated April 30, 2015 Volume 1
`Deposition transcript and errata sheet of Robin C. Walker in cases
`IPR2014-00687, 00688 and 00689, dated May 1, 2015 Volume 2
`Drawing by Robin C. Walker, dated April 30, 2015 (PGS Ex. 1067
`in IPR2014-00687, 00688 and 00689)
`Deposition transcript of Michael Triantafyllou in cases IPR2014-
`01475, 01477, and 01478, dated August 27, 2015 Volume 1
`Deposition transcript of Michael Triantafyllou in cases IPR2014-
`01475, 01477 and 01478, dated August 28, 2015 Volume 2
`Deposition transcript of Robin Walker in cases IPR2014-01475,
`01477, and 01478, dated September 10, 2015
`Exhibit Number Not Used
`Petitioner’s Responses to Patent Owner’s Interrogatories in case
`IPR2014-01475, dated November 20, 2014
`Email from Phillip Shotts of ION to Kevin Hart of PGS, dated
`June 2, 2014
`First Amended Complaint in WesternGeco L.L.C. v. Multi Klient
`Invest AS et al., Civil Action No. 4:14-CV-03118 dated January
`23, 2015
`Claim Construction Expert Report of Peter H. Canter in
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`No. 4:09-CV-01827 dated December 15, 2009
`Reply to the Grounds for Appeal of the Opponent in re: EP
`1850151 of WesternGeco Seismic Holdings Limited and Services
`Petroliers Schlumberger, dated September 10, 2015
`WesternGeco’s Reply Claim Construction Brief (complete) in
`WesternGeco L.L.C. v. ION Geophysical Corporation Civil Action
`No. 4:09-CV-01827, DE 77, dated March 12, 2010
`Patentees’ Submissions to European Patent Office re EP1850151,
`dated August 18, 2014
`John Leonard Trial Demonstrative Slides labeled DEMO001-020
`Schlumberger Provisory Release: Q-Fin Installation Guide
`WG00015513
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`7
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`WesternGeco’s Opening Claim Construction Brief in
`WesternGeco L.L.C. v. ION Geophysical Corporation Civil Action
`No. 4:09-CV-01827, dated February 10, 2010 (excerpt)
`Exhibit Number Not Used
`Oral Argument Hearing Transcript in cases IPR2014-00687,
`00688, and 00689 dated July 30, 2015
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`PGS 1130
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`PGS 1131
`PGS 1132
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`8