`________________________
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`________________________
`
`
`
`PETROLEUM GEO-SERVICES INC.
`
`Petitioner,
`
`v.
`
`WESTERNGECO L.L.C.
`
`Patent Owner.
`______________
`
`Case IPR2014-01477
`
`Patent 7,080,607
`
`____________
`
`
`
`
`
`PATENT OWNER WESTERNGECO L.L.C.’S
`UPDATED EXHIBIT LIST
`
`
`
`WESTERNGECO L.L.C.
`Case IPR2014-01477
`U.S. Patent 7,080,607
`Patent Owner Updated Exhibit List
`Submitted: August 7, 2015
`
`
`TABLE OF EXHIBITS
`
`
`Description
`
`Sealed /
`Ex.
`Public
`Public Transcript of July 28, 2014 Conference Call with the Board
`2001
`2002 Sealed Parties and Board Only
`2003 Sealed Parties and Board Only
`2004 Sealed Parties and Board Only
`Public WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`2005
`No. 4:09-CV-01827, ION15987-93.
`2006 Sealed Parties and Board Only
`Public Complaint in WesternGeco L.L.C. v. Ion Geophysical
`2007
`Corporation, Civil Action No. 4:09-CV-01827, June 12, 2009.
`Notice of WesternGeco L.L.C. v. Ion Geophysical Corporation,
`Civil Action No. 4:09-CV-01827 provided to Petitioner on
`December 8, 2009.
`Public Subpoena dated January 22, 2010 in WesternGeco L.L.C. v. Ion
`Geophysical Corporation, Civil Action No. 4:09-CV-01827.
`WesternGeco's Motion To Compel Third-Party Production,
`WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`No. 4:09-CV-01827, D.I. 81.
`Petroleum Geo-Services, Inc.’s Response To Plaintiff's Document
`Subpoena in WesternGeco L.L.C. v. Ion Geophysical Corporation,
`Civil Action No. 4:09-CV-01827, February 8, 2010.
`Amended Complaint filed in WesternGeco L.L.C. v. Ion
`Geophysical Corporation, Civil Action No. 4:09-CV-01827,
`March 14, 2011.
`E-Mail Receipt of Amended Complaint in WesternGeco L.L.C. v.
`Ion Geophysical Corporation, Civil Action No. 4:09-CV-01827,
`March 14, 2011.
`2014 Sealed Parties and Board Only
`Public WesternGeco LLC v. Petroleum Geo-Services Inc., et al., No. 4-
`2015
`13-cv-02725, PGSI-T2725-WG-46640.
`Public WesternGeco LLC v. Petroleum Geo-Services Inc., et al., No. 4-
`13-cv-02725, PGSI-T2725-WG-46649.
`
`2008
`
`Public
`
`2009
`
`2010
`
`Public
`
`2011
`
`Public
`
`2012
`
`Public
`
`2013
`
`Public
`
`2016
`
`
`
`
`
`WESTERNGECO L.L.C.
`Case IPR2014-01477
`U.S. Patent 7,080,607
`Patent Owner Updated Exhibit List
`Submitted: August 7, 2015
`
`
`Ex.
`
`2029
`
`2030
`
`Public
`
`2031
`
`2032
`
`Public
`
`Description
`
`Sealed /
`Public
`Public WesternGeco LLC v. Petroleum Geo-Services Inc., et al., No. 4-
`2017
`13-cv-02725, PGSI-T2725-WG-46638.
`Public Petitioner Response to Interrogatories dated September 4, 2014.
`2018
`2019 Sealed Parties and Board Only
`2020 Sealed Parties and Board Only
`2021 Sealed Parties and Board Only
`2022 Sealed Parties and Board Only
`2023 Sealed Parties and Board Only
`2024
`Public Patent Assignment Abstract
`2025
`Public E-Mail from S. McKeown to D. Berl dated September 9, 2014.
`2026
`Public PGS Human Resources Memo dated January 11, 2013.
`2027 Sealed Parties and Board Only
`Public WesternGeco LLC v. Petroleum Geo-Services Inc., et al., No. 4-
`2028
`13-cv-02725, Privilege Log.
`Public Letter from Arka Chatterjee to Simeon Papacostas dated August
`21, 2014.
`Geo’s Motion For Summary Judgment Against Western’s
`Attempted Double Recovery, WesternGeco LLC v. Petroleum
`Geo-Services Inc., et al., No. 4-13-cv-02725, July 15, 2014.
`Public Notice of Appeal.
`Geo’s Motion To Stay Western’s Claims Pending Final Judgment
`In Related Litigation, And Pending Patent Office Review
`Proceedings WesternGeco LLC v. Petroleum Geo-Services Inc., et
`al., No. 4-13-cv-02725, May 23, 2014.
`Public Local Rules of the United States District Court for the Southern
`District of Texas
`Excerpt of Robin Walker Trial Transcript in WesternGeco L.L.C.
`v. Ion Geophysical Corporation, Civil Action No. 4:09-CV-
`01827, July 30, 2012.
`Excerpt of Tom Scoulios Trial Transcript in WesternGeco L.L.C.
`v. Ion Geophysical Corporation, Civil Action No. 4:09-CV-
`01827, July 24, 2012.
`Public Excerpt of Robert Brune Trial Transcript in WesternGeco L.L.C.
`
`2033
`
`2034
`
`Public
`
`2035
`
`Public
`
`2036
`
`3
`
`
`
`WESTERNGECO L.L.C.
`Case IPR2014-01477
`U.S. Patent 7,080,607
`Patent Owner Updated Exhibit List
`Submitted: August 7, 2015
`
`
`Description
`
`Sealed /
`Public
`
`Public
`
`Public
`
`Public
`
`Public
`
`v. Ion Geophysical Corporation, Civil Action No. 4:09-CV-
`01827, August 8, 2012.
`Order on WesternGeco’s Motion to Consolidate, WesternGeco
`L.L.C. v. Ion Geophysical Corporation, Civil Action No. 4:09-
`CV-01827, June 21, 2010.
`Public Proposed Standing Protective Order (Default Protective Order)
`Lee, Michelle K., Director’s Forum: A Blog from USPTO’s
`Leadership, PTAB’s Quick-Fixes for AIA Rules Are to Be
`Implemented Immediately, published March 27, 2015, available
`at:
`http://www.uspto.gov/blog/director/entry/ptab_s_quick_fixes_for
`Public Patent Owner’s Interrogatories to Petitioners
`Excerpt of Certified Copy of Trial Testimony of David Gentle in
`WesternGeco L.L.C.v. Ion Geophysical Corporation, Civil Action
`No. 4:09-CV-01827, August 9, 2012
`Public Exhibit from June 25, 2015 Deposition of Jack H. Cole, Ph.D. –
`Diagram of vessel with markings
`Public Exhibit from June 26, 2015 Deposition of Jack H. Cole, Ph.D. –
`Declaration of Jack H. Cole, Ph.D. from IPR2014-00688
`Public
`June 25, 2015 Deposition Transcript of Jack H. Cole, Ph.D.
`Public
`June 26, 2015 Deposition Transcript of Jack H. Cole, Ph.D.
`Exhibit from July 9, 2015 Deposition of Dr. Brian Evans, Ph.D. -
`Evans, Brian J., A Handbook for Seismic Data Acquisition in
`Exploration, Society of Exploration Geophysicists, Number 7,
`Downloaded 01/30/15 to 208.185.19.234
`Public Exhibit from July 9, 2015 Deposition of Dr. Brian Evans, Ph.D. -
`PTAB Institution Decision in IPR2014-01478
`Public Exhibit from July 9, 2015 Deposition of Dr. Brian Evans, Ph.D. -
`Declaration of Dr. Brian Evans, Ph.D. in IPR2014-00689
`Public Exhibit from July 10, 2015 Deposition of Dr. Brian Evans, Ph.D. -
`Microsoft Computer Dictionary Definition of the Term “Global”
`Public Exhibit from July 10, 2015 Deposition of Dr. Brian Evans, Ph.D.
`– Exhibit Marked by PGS as Ex. 1103 During Dr. Evans’
`
`Ex.
`
`2037
`
`2038
`
`2039
`
`2040
`
`2041
`
`2042
`
`2043
`2044
`2045
`
`2046
`
`2047
`
`2048
`
`2049
`
`2050
`
`4
`
`
`
`WESTERNGECO L.L.C.
`Case IPR2014-01477
`U.S. Patent 7,080,607
`Patent Owner Updated Exhibit List
`Submitted: August 7, 2015
`
`
`Description
`
`Ex.
`
`Sealed /
`Public
`
`2051
`2052
`
`Public
`Public
`
`2053 Sealed
`
`Deposition
`July 9, 2015 Deposition Transcript of Dr. Brian Evans
`July 10, 2015 Deposition Transcript of Dr. Brian Evans
`ION’s Response to WesternGeco’s Motion to Disqualify ION’s
`Consultants/Experts, WesternGeco L.L.C. v. Ion Geophysical
`Corporation, Civil Action No. 4:09-CV-01827 (Parties and
`Board Only)
`Public Transcript of Deposition of Brian Evans, Ph.D. (Volume I,
`2/5/2015)
`Public Transcript of Deposition of Brian Evans, Ph.D. (Volume II,
`2055
`2/6/2015)
`Public Transcript of Deposition of Jack Cole, Ph.D. (2/12/2015)
`2056
`2057 Sealed Agreement, PGS-JURID_00000158 (Parties and Board Only)
`Exhibit Number Not Used
`2058
`
`2059 Sealed Deposition Transcript of John Thompson (Parties and Board
`Only)
`2060 Sealed WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`No. 4:09-CV-01827, ION756394(Parties and Board Only)
`2061 Sealed WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`No. 4:09-CV-01827, ION705039 (Parties and Board Only)
`Public Discovery Order filed in WesternGeco L.L.C.v. Petroleum Geo-
`Services Inc., Civil Action No. 4:13-cv-02725.
`Public First Amended Complaint filed in WesternGeco L.L.C.v.
`Petroleum Geo-Services Inc., Civil Action No. 4:13-cv-02725.
`Public Multi Klient Invest AS Application for Permit for Geophysical
`Exploration for Mineral Resource
`Public PGS 2013 Annual Report
`Certificate of Financially Interested Persons filed in WesternGeco
`L.L.C.v. Petroleum Geo-Services Inc., Civil Action No. 4:13-cv-
`02725, March 16, 2015.
`2067 Sealed WesternGeco L.L.C. v. Ion Geophysical Corporation, Civil Action
`No. 4:09-CV-01827, ION893699 (Parties and Board Only)
`2068
`Public Excerpt from Webster’s Third New International Dictionary,
`
`2054
`
`2062
`
`2063
`
`2064
`2065
`
`2066
`
`Public
`
`5
`
`
`
`WESTERNGECO L.L.C.
`Case IPR2014-01477
`U.S. Patent 7,080,607
`Patent Owner Updated Exhibit List
`Submitted: August 7, 2015
`
`
`Description
`
`Sealed /
`Public
`
`Ex.
`
`2069
`2070
`2071
`2072
`2073
`
`2074
`2075
`2076
`2077
`2078
`
`2079
`
`2080
`
`Unabridged
`Public European Patent No. EP 1850151
`Public
`ION Opposition to European Patent No. EP 1850151
`Public EPO Opposition Decision
`Public Statement of Grounds of Appeal for EP1850151
`Public Excerpt from the Prosecution History of U.S. Patent No.
`6,932,017
`Public Excerpt from Webster’s Third New International Dictionary,
`Unabridged
`Public Declaration of Michael S. Triantafyllou
`Exhibit Number Not Used
`
`Public U.S. Patent No. 7,162,967
`Public A. Dowling, “The Dynamics of Towed Cylinders, Part I: Neutrally
`Buoyant Elements,” 187 J. Fluid Mech., 507-532 (1988)
`Public M.P. Paidoussis, Fluid-Structure Interactions: Slender Structures
`and Axial Flow (1998)
`Public M.S. Triantafyllou, 1991, Dynamics of Cables, Towing Cables
`and Mooring Systems, 23 Shock & Vibration Dig., No. 7
`Jason I. Gobat, Mark A. Grosenbaugh, & Michael S.
`Triantafyllou, Woods Hole Oceanographic Inst., WHOI Cable:
`Time Domain Numerical Simulation of Moored and Towed
`Oceanographic Systems, (November 1997)
`Jason I. Gobat, Mark A. Grosenbaugh, & Michael S.
`Triantafyllou, Generalized-α Time Integration Solutions for
`Hanging Chain Dynamics, 128 J. of Engineering Mech., No. 6,
`2002
`Excerpt of Hastings Bittleston Trial Transcript in WesternGeco
`L.L.C.v. Ion Geophysical Corporation, Civil Action No. 4:09-CV-
`01827, July 24, 2012.
`Trial Exhibit PTX 73, “Streamer Dynamics Calculations” in
`WesternGeco L.L.C.v. Ion Geophysical Corporation, Civil Action
`No. 4:09-CV-01827
`2085 Sealed Excerpt of Deposition Transcript of Oyvind Hillesund (Parties
`
`2081
`
`Public
`
`2082
`
`Public
`
`2083
`
`Public
`
`2084
`
`Public
`
`6
`
`
`
`WESTERNGECO L.L.C.
`Case IPR2014-01477
`U.S. Patent 7,080,607
`Patent Owner Updated Exhibit List
`Submitted: August 7, 2015
`
`
`Description
`
`Ex.
`
`Sealed /
`Public
`
`2086
`
`2087
`
`Public
`
`2088
`2089
`2090
`2091
`2092
`2093
`2094
`2095
`
`2096
`
`Public
`
`2097
`
`and Board Only)
`Public Trial Demonstrative Leonard DEMO008 in WesternGeco L.L.C.
`v. Ion Geophysical Corporation, Civil Action No. 4:09-CV-01827
`Excerpt of John Leonard Trial Transcript in WesternGeco L.L.C.v.
`Ion Geophysical Corporation, Civil Action No. 4:09-CV-01827,
`July 27, 2012.
`Public U.S. Patent No. 5,353,223
`Public U.S. Patent No. 4,729,333
`Public U.S. Patent No. 5,443,027
`Public U.S. Patent No. 3,931,608
`Exhibit Number Not Used
`
`Exhibit Number Not Used
`
`Public U.S. Patent No. 7,293,520
`Public Exhibit Number Not Used
`Unopposed Notice of Application for Issuance of Letter of
`Request, WesternGeco L.L.C. v. Ion Geophysical Corporation,
`Civil Action No. 4:09-CV-01827
`Public Letter of Request, WesternGeco L.L.C. v. Ion Geophysical
`Corporation, Civil Action No. 4:09-CV-01827
`Public EPO Preliminary Decision in Opposition of European Patent No.
`2098
`EP 1850151 Dated April 9, 2014
`2099 Sealed Declaration of Robin C. Walker (Parties and Board Only)
`(2077)
`Trial Testimony of Robin Walker in WesternGeco L.L.C.
`v. Ion Geophysical Corporation, Civil Action No. 4:09-CV-
`01827, July 30, 2012.
`Application of Q-Marine Technology for SPC; Imaging the
`Pinghu Field Gas Reservoirs by M. Garden, T. Bunting (Parties
`and Board Only)
`2102 Sealed Presentation Titled: “Q-Marine Improvements” by Robin Walker
`(Parties and Board Only)
`Public Trial Exhibit PTX 214, "Towed Streamer 4D Streamer Steering"
`(Burnham 03)" in WesternGeco L.L.C.v. Ion Geophysical
`
`2100
`
`Public
`
`2101 Sealed
`
`2103
`
`7
`
`
`
`WESTERNGECO L.L.C.
`Case IPR2014-01477
`U.S. Patent 7,080,607
`Patent Owner Updated Exhibit List
`Submitted: August 7, 2015
`
`
`Description
`
`Sealed /
`Public
`
`Public
`
`Public
`
`Public
`
`Public
`
`Corporation, Civil Action No. 4:09-CV-01827
`Trial Exhibit PTX 309, "Capex Application No. M851
`(08/20/2008) (Meyer 07)" in WesternGeco L.L.C.v. Ion
`Geophysical Corporation, Civil Action No. 4:09-CV-01827
`Trial Exhibit PTX 398, "Steerable Streamer Benefits (Vaage 05)"
`in WesternGeco L.L.C.v. Ion Geophysical Corporation, Civil
`Action No. 4:09-CV-01827
`Excerpt of Raymond Sims Trial Transcript in WesternGeco L.L.C.
`v. Ion Geophysical Corporation, Civil Action No. 4:09-CV-
`01827, August 1, 2012.
`Trial Exhibit ION 465, "Advantages of ION's Positioning
`Portfolio - Marine Imaging Systems" in WesternGeco L.L.C.v. Ion
`Geophysical Corporation, Civil Action No. 4:09-CV-01827
`Presentation Titled: “4D Acquisition with Q-Marine Experiences
`and Strategies (12/01/2004)” by Jens Olav Paulsen (Parties and
`Board Only)
`Trial Exhibit PTX 95, "Statoil Awards WesternGeco Q-Marine
`4D Projects in Norway. realtimenews (2005)" in WesternGeco
`L.L.C.v. Ion Geophysical Corporation, Civil Action No. 4:09-CV-
`01827
`Public Mapping the Fluid Front and Pressure Buildup using 4D Data on
`Norne Field by B. Osdal, et al.
`Public
`Interpreting Reservoir Talk by Andrew McBarnet
`Public Making a Good Recovery by Andrew McBarnet
`Public Presentation Titled: “ION Technical Forum (ITF) 2010 - Book of
`Abstracts (09/14/2010 - 09/16/2010)”
`Intelligent Infill for Cost Effective 3D Seismic Marine
`Acquisitions by P. Capelle and P. Matthews
`Trial Exhibit PTX 114, "Evolution Through New Functionality
`and Applications - Q-Marine gets even better" in WesternGeco
`L.L.C.v. Ion Geophysical Corporation, Civil Action No. 4:09-CV-
`01827
`Public Trial Exhibit PTX 94, "Q-Technology - Moving into the
`
`Ex.
`
`2104
`
`2105
`
`2106
`
`2107
`
`2109
`
`2110
`2111
`2112
`2113
`
`2114
`
`2115
`
`2116
`
`2108 Sealed
`
`Public
`
`Public
`
`Public
`
`8
`
`
`
`WESTERNGECO L.L.C.
`Case IPR2014-01477
`U.S. Patent 7,080,607
`Patent Owner Updated Exhibit List
`Submitted: August 7, 2015
`
`
`Description
`
`Ex.
`
`Sealed /
`Public
`
`2117
`
`Public
`
`2118
`
`Public
`
`2119
`
`Public
`
`2120
`
`Public
`
`Mainstream, The Journal of" in WesternGeco L.L.C.v. Ion
`Geophysical Corporation, Civil Action No. 4:09-CV-01827
`Trial Exhibit ION 125, “Input Output Business Plan dated
`08/03/06” in WesternGeco L.L.C.v. Ion Geophysical Corporation,
`Civil Action No. 4:09-CV-01827
`Trial Exhibit PTX 257, "Presentation titled: "2006 Operating Plan
`MISD" (12/5/2005)" in WesternGeco L.L.C.v. Ion Geophysical
`Corporation, Civil Action No. 4:09-CV-01827
`Trial Exhibit PTX 315, "2008-09-02 Email from Dale to
`Helgebostad re Extract from Atlantic Weekly Nav Report" in
`WesternGeco L.L.C.v. Ion Geophysical Corporation, Civil Action
`No. 4:09-CV-01827
`Trial Exhibit PTX 543, "Letter from J. Ross to R. Taylor-Walshe
`re Inquiry No. AUS-2010-1 Solicitation for 3D Marine Seismic
`Acquisition Services (2/3/2010)" in WesternGeco L.L.C.v. Ion
`Geophysical Corporation, Civil Action No. 4:09-CV-01827
`Jury Trial Verdict Form for WesternGeco L.L.C.v. Ion
`Public
`Geophysical Corporation, Civil Action No. 4:09-CV-01827
`Public WesternGeco Corporate Profile - Seeing Below the Surface
`Public Trial Exhibit DEMO001 – DEMO0106 in WesternGeco L.L.C.
`v. Ion Geophysical Corporation, Civil Action No. 4:09-CV-01827
`Trial Testimony of Kenneth Williamson in WesternGeco L.L.C.
`v. Ion Geophysical Corporation, Civil Action No. 4:09-CV-
`01827, August 8, 2012.
`Trial Testimony of Kenneth Williamson in WesternGeco L.L.C.
`v. Ion Geophysical Corporation, Civil Action No. 4:09-CV-
`01827, August 9, 2012.
`Exhibit Number Not Used
`
`2126
`2127 Sealed Excerpts of Spreadsheet titled H12305-0007-075305 (Parties and
`Board Only)
`2128 Sealed Excerpts of Spreadsheet titled CLIENTEF00502518 – Tims stats
`2005 to 2009 Retrieve 1 (Parties and Board Only)
`2129 Sealed WG0000029–WG0000030 (Parties and Board Only)
`
`2121
`2122
`2123
`
`2124
`
`Public
`
`2125
`
`Public
`
`9
`
`
`
`WESTERNGECO L.L.C.
`Case IPR2014-01477
`U.S. Patent 7,080,607
`Patent Owner Updated Exhibit List
`Submitted: August 7, 2015
`
`
`Description
`
`Sealed /
`Ex.
`Public
`2130 Sealed WG0000031–WG0000032 (Parties and Board Only)
`2131 Sealed Document bearing Bates Nos. WG0000023–WG0000027 (Parties
`and Board Only)
`Sealed Document bearing Bates Nos. WG0000001–WG0000022
`2132
`(Parties and Board Only)
`Exhibit Number Not Used
`
`2133
`Exhibit Number Not Used
`
`2134
`Public Supplemental Declaration of Robin C. Walker
`2135
`Public Declaration of Michael L. Kiklis
`2136
`Public Declaration of Timothy K. Gilman
`2137
`Public Kwakernaak & Sivan 1972
`2138
`Exhibit Number Not Used
`
`2139
`Exhibit Number Not Used
`
`2140
`Public U.S. Patent No. 4,463,701
`2141
`2142 Sealed Declaration of Dr. Brian Evans Submitted in IPR2014-00688
`(Parties and Board Only)
`2143 Sealed Declaration of Dr. Brian Evans Submitted in IPR2014-01478
`(Parties and Board Only)
`Exhibit Number Not Used
`2144
`
`Exhibit Number Not Used
`2145
`
`Exhibit Number Not Used
`2146
`
`Exhibit Number Not Used
`2147
`
`
`
`
`
`10
`
`
`
`WESTERNGECO L.L.C.
`Case IPR2014-01477
`U.S. Patent 7,080,607
`Patent Owner Updated Exhibit List
`Submitted: August 7, 2015
`
`
`CERTIFICATE OF SERVICE
`
`
`
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies service of PATENT
`
`OWNER WESTERNGECO L.L.C.’S UPDATED EXHIBIT LIST on the counsel
`
`of record for the Petitioner by filing this document through the Patent Review
`
`Processing System as well as delivering a copy via electronic mail to the following
`
`addresses:
`
`David Berl
`dberl@wc.com
`
`Jessamyn Berniker
`jberniker@wc.com
`
`Thomas S. Fletcher
`tfletcher@wc.com
`
`Christopher Suarez
`csuarez@wc.com
`
`
`
`
`/Michael L. Kiklis/
`Michael L. Kiklis (Reg. No. 38,939)
`Attorney for Patent Owner
`WESTERNGECO L.L.C.
`
`
`
`
`
`
`
`
`
`
`
`
`Date: August 7, 2015