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`Sega of America, Inc., Ubiso4, Inc., Kofax, Inc.,
`Cambium Learning Group, Inc.
`and Perfect World Entertainment, Inc.
`v.
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`IPR2014-‐01453 (joined with IPR2015-‐01026)
`U.S. Patent No. 5,490,216
`
`December 2, 2015 Trial Hearing
`
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`Sega of America, Inc., Ubiso4, Inc., Kofax, Inc.,
`Cambium Learning Group, Inc.
`and Perfect World Entertainment, Inc.
`v.
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`IPR2014-‐01453 (joined with IPR2015-‐01026)
`U.S. Patent No. 5,490,216
`
`December 2, 2015 Trial Hearing
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`U.S. Patent No. 5,490,216
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`Claims at issue:
`• Independent claims
`1, 12, 17, 19 and 20
`• Dependent claims
`2-‐11, 13-‐16 and 18
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`Claims 1-‐11 and 17-‐20 Are Not EnStled
`To Priority Before The September 21, 1993
`Filing Date Of The ’216 Patent
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`PeSSoners’ DX-‐3
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`’216 Patent Priority Claim
`“Australian Provisional ApplicaSons”
`
`’216 Patent
`
`Undisputed New Disclosures In ’216 Patent Application
`1:39-‐3:64
`5:30-‐6:25
`4:49-‐62
`9:53-‐13:52
`
`Figures 5-‐10
`
`Ex. 1007 [Madisetti Decl.] at ¶25
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`“Licensee Unique ID GeneraSng Means”
`Claim LimitaSon
`Claim ConstrucSon
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`Institution Decision [Paper 11] at 9
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`Petition [Paper 6] at 16
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`PeSSoners’ DX-‐5
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`Legal Standard For Priority
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`Inst. Dec. [Paper 11] at 10-11
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`PeSSoners’ DX-‐6
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`Ex. 1025 at 3;
`see also id. at 6
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`PeSSoners’ DX-‐7
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`Ex. 1025 at Fig. 2B
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`PeSSoners’ DX-‐8
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`The Exact Same Disclosures Are In The ’216 Patent
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`Ex. 1001 at Fig. 2B
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`Ex. 1001 [‘216 Patent] at 4:6-11
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`PeSSoners’ DX-‐9
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`‘216 Patent New Disclosure: 6th Embodiment
`
`*
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` *
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` *
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`Ex. 1001 [‘216 Patent] at Fig. 9
`
`Ex. 1001 [‘216 Patent] at 11:54-65
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`PeSSoners’ DX-‐10
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`‘216 Patent New Disclosure: 7th Embodiment
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`Ex. 1001 [‘216 Patent] at Fig. 10
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`*
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`Ex. 1001 [‘216 Patent] at 12:62-65
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`PeSSoners’ DX-‐11
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`PO Has Never Disputed That The “Only Algorithm” Disclosed
`In The ’216 Patent Is In The 6th Embodiment
`
`[H]aving scru@nized the ‘216 Patent in detail, the Court concludes that the only algorithm
`specified in the ‘216 Patent for genera@ng a licensee unique ID is found in the sixth
`embodiment[.] ‘216 Patent, col. 11, ll. 53-‐56. Similarly, the only hardware component
`disclosed for performing the stated func@on is a "summer.” Id. at col. 12, ll. 62-‐65.
`Ex. 1008 [D.R.I. C.C. Order] at 27
`
`Ex. 1038 [D.R.I. JMOL Order] at 24 (emphasis in original)
`See also Ex. 1010 [Fed. Cir. 2011 Decision] at 15 (D.R.I. C.C. “undisputed on appeal”)
`
`PeSSoners’ DX-‐12
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`“Combining” Or “Adding” InformaSon
`Can Be Accomplished In Ways Other Than SummaSon
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`Ex. 2009 [Madisetti Dep. Tr.] at pp. 121
`
`Ex. 2009 [Madisetti Dep. Tr.] at 123:17-124:6
`See also Ex. 2009 [Madisetti Dep. Tr.] at pp. 121-128 (describing many ways to add user details to serial number).
`PeSSoners’ DX-‐13
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`PO And Its Expert Misread The Australian Provisionals
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`Ex. 2008 [DiEuliis Decl.] at ¶51; see also id. at ¶54; see also PO Resp. [Paper 14] at 19-20
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`PeSSoners’ DX-‐14
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`Ex. 1025 at 3
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`Ex. 1025 at 6
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`PeSSoners’ DX-‐15
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`New Disclosures In ’216 Patent Provide The Structure
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`*
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` *
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`Ex. 1001 [‘216 Patent] at 11:54-65 see also id. at 12:62-65
`
`Ex. 1001 [‘216 Patent] at Fig. 9; see also id. at Fig. 10
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`PeSSoners’ DX-‐16
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`“Mode Switching Means”
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`Claim LimitaSon
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`Claim ConstrucSon
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`Institution Decision [Paper 11] at 9
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`PeSSoners’ DX-‐17
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`FuncSonal DescripSons Of Mode Switching Means
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`FuncSonal Claim Language
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`[M]ode switching means operable on said
`plaTorm which permits use of said digital
`data in said use mode on said plaTorm
`only if a licensee unique ID first generated
`by said local licensee unique ID genera@ng
`means has matched a licensee unique ID
`subsequently generated by said remote
`licensee unique ID genera@ng means
`Ex. 1001[‘216 Patent] at Claim 1
`
`FuncSonal Disclosure in
` Australian Provisionals
`The user 11 enters the registra@on number
`into the user PC 12 where the security
`rou@ne checks to see whether the entered
`registra@on number matches the
`calculated registra@on number.
`
`
`Ex. 1025 at 6-7
`Applica@on uses unlocking algorithm to
`check validity
`Ex. 1025 at Fig 2B
`see Ex. 2008 [DiEuliis Decl.] at ¶¶67-68,
`PO Resp. [Paper 14] at 27-28
`
`PeSSoners’ DX-‐18
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`PO Acknowledged That A FuncSonal
`DescripSon Is Not Sufficient Structure
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`Ex. 1023 [11/20/12 2nd Re-exam. OA Resp.] at 25-26
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`PeSSoners’ DX-‐19
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`Structure For A “Mode Switching Means”
`Not Found In Australian Provisionals
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`Ex. 1001 [‘216 Patent] at 13:37-40; see also Fig. 10
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`PeSSoners’ DX-‐20
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`Claims 1-‐11 And 17-‐20 Are AnScipated
`By U.S. Patent No. 5,509,070 (“Schull”)
`(Ex. 1002) Under 35 U.S.C. §102(e)
`
`PeSSoners’ DX-‐21
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`“Licensing Unique ID GeneraSng Means”
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`Claim LimitaSon
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`Claim ConstrucSon
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`Institution Decision [Paper 11] at 9
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`PeSSoners’ DX-‐22
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`Schull’s LUID GeneraSng Means
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`Ex. 1002 [Schull] at 7:10-27
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`PeSSoners’ DX-‐23
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`Ex. 1002 [Schull] at 13:3-11; see also Ex. 1039 [Madisetti Suppl. Decl.] at ¶¶ 7-14
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`PeSSoners’ DX-‐24
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`Schull Teaches A SummaSon Algorithm Or Equivalent
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`Ex. 1007 [Madisetti Decl.] at ¶41
`[Cite:]
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`PeSSoners’ DX-‐25
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`PO’s Theory Of ConcatenaSon
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`PO Resp. [Paper 14] at 34
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`PeSSoners’ DX-‐26
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`PO’s Theory Does Not Fit Schull’s Disclosure
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`Ex. 1039 [Madisetti Suppl. Decl.] at ¶16; see also id. at ¶¶ 15, 17-20
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`Schull’s Checksum Is Further
`Disclosure Of A SummaSon Algorithm
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`Ex. 1002 [Schull] at 7:28-36
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`PO’s Trial Expert Agreed
`Klausner (Uniloc Expert at Microsoi Trial) TesSmony
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`Ex. 1032 [Klausner Testimony from Trial Tr.] at 177:7-21;
`see also Ex. 1007 [Madisetti Decl.] at ¶48
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`The Federal Circuit Relied On A DicSonary
`Defining “Checksum” As A “SummaSon”
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`Ex. 1010 [Fed. Cir. 2011 Opinion] at 17
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`PO’s Expert Statements To The PTO Are Consistent
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`Rosenblak DeclaraSon in 2nd ReexaminaSon Discussing
`what a “POSA would understand ‘checksum’ to mean”:
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`“To calculate a checksum of some date, the data can be added up []; the sum is
`chopped to a fixed length (e.g., C bytes) and appended to the data before storage or
`transmission. Checksum algorithms used in prac@ce are varia@ons of this scheme.”
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`Ex. 1033 [Rosenblatt Decl.] at ¶52
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`IBM Dic@onary of Compu@ng defines “checksum” as “(1) The sum of a group of data
`associated with the group and used for checking purposes. (2) In error detec@on, a
`func@on of all bits in a block. If the wri]en and calculated sums do not agree, an error
`is indicated.”
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`Ex. 1033 [Rosenblatt Decl.] at ¶55
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`PO’s Current Expert Disagrees
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`Ex. 2008 [DiEuliis Decl.] at ¶97
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`PeSSoners’ DX-‐32
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`Checksums In Table Lookups Are
`Computed Using SummaSon Algorithms
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`Ex. 1039 [Madisetti Suppl. Decl.] at ¶24; see also id. at ¶¶ 25-36
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`PO’s Argument RelaSng To Schull’s Checksum
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`PO Resp. [Paper] at 38; Ex. 2008 [DiEuliis Decl.] at ¶96
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`Passwordable ID Of Schull Can Be Generated
`With Checksum And Other InformaSon
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`Ex. 1002 [Schull] at 7:28-42
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`Passwordable ID As Generated
`Is Used For Comparison
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`Ex. 1002 [Schull] at Fig. 1 (excerpt)
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`Passwordable ID As Generated
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`Ex. 1002 [Schull] at 5:20-47 (excerpts)
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`Claims 12-‐14 Are AnScipated By U.S. Patent No.
`5,199,066 (“Logan”) (Ex. 1003) Under 35 U.S.C. §102
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`’216 Patent Claim 12
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`Claim LimitaSon
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`Claim ConstrucSon
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`Ex. 1001 ’216 Patent Claim 12
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`Institution Decision [Paper 11] at 7
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`Undisputed: The CombinaSon Of Soiware And Hardware
`Serial Numbers Is Uniquely Associated With A Person
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`Ex. 1003 [Logan] at 5:22-25
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`Inst. Dec. [Paper 11] at 16; see also Ex. 1008 [D.R.I. C.C. Order] at 11-22, Petition at 38-39
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`The ’216 Patent SpecificaSon Contemplates Combining
`Soiware And Hardware Serial Numbers To Generate LUID
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`Ex. 1047 [Reply Appeal Brief] at 18-20 (citing ‘216 Patent)
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`PeSSoners’ DX-‐41
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`Federal Circuit Already Determined That A Vendor-‐Provided IdenSfier
`Can Be The Basis For A LUID Because It Is Unique To The User
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`These Statements in the ’216 patent:
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`Ex. 1009 [Fed. Cir. 2008 Dec.] at 11-12
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`PeSSoners’ DX-‐42
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`Logan’s Vendor-‐Provided Soiware Serial
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`Ex. 1003 [Logan] at 4:18-31
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`PeSSoners’ DX-‐43
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`’216 Patent Claim 12
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`Ex. 1001 ’216 Patent Claim 12
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`Claim LimitaSon
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`Claim ConstrucSon
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`Institution Decision [Paper 11] at 7
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`PeSSoners’ DX-‐44
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`“Checking By The RegistraSon Authority”
`PO’s Argument:
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`Consistent with PO’s prior arguments, there is no requirement that
`the checking be done at a parScular locaSon:
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`PO Resp. [Paper 14] at 45
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`Ex. 1008 [Dist. Ct. C.C. Order] at 53; see also Ex. 1035 [PO C.C. Brief] at 32
`PeSSoners’ DX-‐45
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`PO’s Expert Admiked Inconsistency
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`Pet. Reply [Paper 19] at 18
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`’216 Patent Claim 12
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`Ex. 1001 ’216 Patent Claim 12
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`PeSSoners’ DX-‐47
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`“Checking By The RegistraSon Authority …
`At The Time That The Security Key Is Generated”
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`Ex. 1036 [PO Op. C.C. Brief] at 14
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`Microsoft’s proposed construction is inconsistent with how one of ordinary skill in the art would
`understand the disclosure in the specification[.] … [T]here is no requirement in the claim or in
`the other intrinsic evidence that the remote side check "at the point in time when the security
`key is generated on the local side." In fact, some of the embodiments disclose exactly the
`opposite of what Microsoft requires of the claim -- the remote authority checks at some point
`after the security key is generated on the local side. Moreover, from an implementation
`perspective, one of ordinary skill in the art would find little value in the simultaneity required by
`Microsoft. Therefore, one of ordinary skill in the art would not read the' claim language to
`include the limitation added by Microsoft.
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`Ex. 1044 [Klausner Decl.] at 10-11
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`PeSSoners’ DX-‐48
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`Claims 15 And 16 Are Obvious Under 35 U.S.C.
`§103 Over Logan (Ex. 1003) In View Of U.S.
`Patent No. 5,291,598 (“Grundy”) (Ex. 1004)
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`PeSSoners’ DX-‐49
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`’216 Patent – Claim 15
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`Ex. 1001 [‘216 Patent] Claim 15
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`PeS
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