Case 6:13-cv-00626 Document 3 Filed 09/06/13 Page 1 of 1 PagelD #: 34
`A0 120 Rev. 08/10
`
`TO:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`on the following
`filed in the US. District Court
`Eastern District of Texas
`
`[I Trademarks or
`
`MPatents.
`
`( I] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:13-cv-626
`PLAINTIFF
`
`DATE FILED
`9/6/2013
`
`U.S. DISTRICT COURT
`
`Eastern District of Texas
`
`DEFENDANT
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`AVG Technologies USA, inc.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`1 5,490,216
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`DATE INCLUDED
`
`2/6/1 996
`
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`III Amendment
`[I Answer
`[I Cross Bill
`[:1 Other Pleading
`DATE OF PATENT
`PATENT OR
`OR TRADEMARK
`TRADEMARK NO.
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy 3—Upon termination of action, mail this copy to Director
`Copy l—Upon initiation of action, mail this copy to Director
`Copy 4—Case file copy
`Copy 2—Upon filing document adding patent(s), mail this copy to Director
`
`Petitioners Ex. 1013 Page 1
`
`Petitioners Ex. 1013 Page 1
`
`

`

`Case 6:13-cv-00627 Document 6 Filed 09/06/13 Page 1 of 1 PageID #: 41
`A0 120 Rev. 08/10
`
`TRADEMARK
`
`TO:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas
`
`filed in the US. District Court
`
`on the following
`
`I] Trademarks or
`
`MPatents.
`
`( [I the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:13-cv—627
`PLAINTIFF
`
`DATE FILED
`9/6/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`PATENT OR
`
`DATE OF PATENT
`
`
` Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`SEGA of America, Inc.
`
`
`
`
`
`
`
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`-_
`
`_—
`_—
`
`——
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`I] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`
`
`1:} Answer
`[I Cross Bill
`C] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`1 2 3 4
`
`
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 2
`
`Petitioners Ex. 1013 Page 2
`
`

`

`Case 6:13-cv-00628 Document 4 Filed 09/06/13 Page 1 of 1 PageID #: 37
`A0 120 Rev. 08/10
`
`
`
`
`
`T0:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.0. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas
`
`filed in the US. District Court
`
`on the following
`
`[:I Trademarks or
`
`MPatents.
`
`( I] the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:13-cv-628
`PLAINTIFF
`
`
`
`DATE FILED
`9/6/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`
`
`
`
`Ubisoft, Inc.
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`
`
`
`
`
`
`
` —
`(BY) DEPUTY CLERK
`
`1 2 3 4
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 3
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`———_
`
`
`
`
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`El Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`El Answer
`
`El Cross Bill
`
`I] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`
`
`
`
`
`
`
`
`Petitioners Ex. 1013 Page 3
`
`

`

`Case 6:13-cv—00629 Document 3 Filed 09/06/13 Page 1 of 1 PageID #: 36
`A0 120 Rev. 08/10
`
` Mail Stop 8
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`TO:
`
`Director of the US. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas
`( I: the patent action involves 35 U.S.C. § 292.):
`
`filed in the US. District Court
`I: Trademarks or M Patents.
`
`on the following
`
`DOCKET NO.
`6:13-cv-629
`PLAINTIFF
`
`DATE FILED
`9/6/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`Valve Corporation
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`_——
`-_—
`_—_
`_—_
`
`DATE INCLUDED
`
`In the above—~entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0'
`
`El Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[I Answer
`
`[I Cross Bill
`
`El Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`
`
`_—
`_—
`_—
`_—
`
`
`
`_—
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—~Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 4
`
`Petitioners Ex. 1013 Page 4
`
`

`

`Case 6:13-cv-00367 Document4
`A0 120 Rev. 08/10
`
`Filed 05/01/13 Page 1 of1 PagelD #: 36
`
`TO:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT 0R
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the us. District Court
`Eastern District of Texas
`on the following
`
`[I Trademarks or
`
`MPatents.
`
`(
`
`[:I the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6: 1 3-cv-367
`PLAINTIFF
`
`DATE FILED
`5/1/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`
`
`Uniloc USA, Inc. and Uniloc Lexumbourg S.A.
`
`lpswitch, Inc.
`
`__—
`___
`__—
`___
`
`DATE INCLUDED
`
`INCLUDED BY
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`
`
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 5
`
`[I Answer
`
`I: Amendment
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO.
`OR TRADEMARK
`HOLDER OF PATENT OR TRADEMARK
`__—
`___
`___
`__—
`
`I] Cross Bill
`
`El Other Pleading
`
`
`
`__—
`
`(BY) DEPUTY CLERK
`
`Petitioners Ex. 1013 Page 5
`
`

`

`Case 6:13-cv—00267—LED Document4
`A0 120 Rev. 08/10
`
`Filed 03/22/13 Page 1 of1 PagelD #: 36
`
` TO'
`
`'
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the US District Court
`Eastern District Of Texas
`on the following
`I] Trademarks or M Patents.
`( I: the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:13-cv-267
`PLAINTIFF
`
`DATE FILED
`3/21/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`WILDPACKETS, INC.
`
`PATENT OR _ATEOF PATENTTRADEMARK NO. _RTRADEMARK
`
`1 5,490,216
`_l6/1996
`
`HOLDER OF PATENT OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`DATE INCLUDED
`
`INCLUDED BY
`
`
`
`PATENT OR _ATEOF PATENTTRADEMARK NO _RTRADEMARK
`
`El Amendment
`
`E] Cross Bill
`
`[:1 Other Pleading
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 6
`
`Petitioners Ex. 1013 Page 6
`
`

`

`Case 6:13-cv-00266-LED Document4
`A0 120 Rev. 08/10
`
`Filed 03/22/13 Page 1 of1 PageID #: 36
`
` Mail Stop 8
`
`TO:
`
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 USC. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`Eastern District Of Texas on the following
`
`filed in the US. District Court
`[:1 Trademarks or
`I] Patents.
`( El the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO
`6:13-cv-266
`PLAINTIFF
`
`DATE FILED
`3/21/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`SOLARWINDS WORLDWIDE, LLC and SOLARWINDS,
`INC.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`-——
`——
`——
`——
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`
`
`DATE INCLUDED
`
`PATENT OR
`TRADEMARK N04
`
`
`
`I] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[I Answer
`
`[3 Cross Bill
`
`I] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`1
`
`
`
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy 1—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 7
`
`Petitioners Ex. 1013 Page 7
`
`

`

`Case 6:13-cv-00265-LED Document 4
`A0 120 Rev. 08/10
`
`
`Filed 03/22/13 Page 1 of1 PagelD #: 35
`
`T0:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas
`( 1:] the patent action involves 35 U.S.C. § 292.):
`
`filed in the U.S. District Court
`1:] Trademarks or
`M Patents.
`
`on the following
`
`DOCKET NO.
`6:13-cv-265
`PLAINTIFF
`
`DATE FILED
`
`3/21/201 3
`
`
`
`US. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`
`
` Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`SAGE SOFTWARE, INC. (D/B/A SAGE MMD, INC.)
`
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`2
`
`
`
`
`
`
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`[I Answer
`
`1:] Cross Bill
`
`El Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`[1 Amendment
`PATENT OR
`DATE OF PATENT
`TRADEMARK NO,
`OR TRADEMARK
`-_
`-—
`-—
`
`
`
`
`
`
`
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 8
`
`Petitioners Ex. 1013 Page 8
`
`

`

`Case 6:13-cv-00264-LED Document4
`A0 120 Rev. 08/10
`
`Filed 03/22/13 Pagei of1 PageID #: 36
`
`TRADEMARK
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`Eastern District of Texas
`on the following
`E] Trademarks or
`MPatents.
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:13-cv—264
`PLAINTIFF
`
`DATE FILED
`3/21/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`
`
`
`
`
`
`
` Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`GEAR SOFTWARE, INC. and GEAR SOFTWARE
`HOLDINGS, INC.
`
`
`
`PATENT OR
`DATE OF PATENT
`
`
`_
`
`
`3 _
`
`
`1 5,490,216
`
`
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`E] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`[I Answer
`
`[I Cross Bill
`
`El Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`
`
`l
`
`
`
`
`
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/1UDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4-—Case file copy
`
`Petitioners Ex. 1013 Page 9
`
`Petitioners Ex. 1013 Page 9
`
`

`

`Case 6:13-cv-00263—LED Document4
`A0120 Rev, 08/10
`
`
`Filed 03/22/13 Page 1 of1 PageID #: 36
`
`
`
`T0:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313—1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 UIS.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`
`Eastern District of Texas
`( [I the patent action involves 35 U.S.C. § 292.):
`
`filed in the US. District Court
`E] Trademarks 0r
`MPatents.
`
`on the following
`
`DATE FILED
`3/21/2013
`
`U.S. DISTRICT COURT
`
`Eastern District of Texas
`
`DOCKET NO.
`
`
`6:13-cv—263
`PLAINTIFF
`DEFENDANT
` Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`Symantec, inc.
`
`
`
`
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`—_
`—_
`——
`
`
`
`_—
`
`
`
`
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`PATENT OR
`TRADEMARK NO.
`
`[3 Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`U Answer
`
`B Cross Bill
`
`C] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`2
`
`
`
`
`(BY) DEPUTY CLERK
`
`In the above-entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy l——Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 10
`
`Petitioners Ex. 1013 Page 10
`
`

`

`Case 6:13-cv-00262-LED Document 4
`A0 120 Rev. 08/10
`
`Filed 03/22/13 Page 1 of1 PageID #: 56
`
` TO'
`
`‘
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313—1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Eastern District of Texas
`[I Trademarks or M Patents.
`( El the patent action involves 35 U.S.C. § 292.):
`
`on the following
`
`DOCKET NO.
`6:13-cv-262
`PLAINTIFF
`
`DATE FILED
`3/21/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`Sony Corporation of America, Inc. and Sony DADC US,
`Inc.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`2
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`E] Amendment
`
`I] Answer
`
`I:I Cross Bill
`
`C] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 11
`
`Petitioners Ex. 1013 Page 11
`
`

`

`Case 6:13-cv-00261-LED Document4
`A0 120 Rev. 08/10
`
`Filed 03/22/13 Page 1 of1 PageID #: 36
`
` TO‘
`
`'
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Eastern District of Texas
`on the following
`D Trademarks or M Patents.
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`6:13-cv-261
`PLAINTIFF
`
`DATE FILED
`3/21/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`Eastern District of Texas
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`Pervasive Software, Inc.
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`2
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`El Answer
`
`E] Cross Bill
`
`1:] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`(BY) DEPUTY CLERK
`
`In the above~entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 12
`
`Petitioners Ex. 1013 Page 12
`
`

`

`Case 6:13-cv-00260—LED Document4
`A0 120 Rev. 08/10
`
`Filed 03/22/13 Page 1 of1 PageiD #: 36
`
`TO-
`'
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`Eastern District of Texas
`on the following
`I] Trademarks or M Patents.
`|:] the patent action involves 35 U.S.C. § 292.):
`
`(
`
`DOCKET NO.
`6:13-cv—26O
`PLAINTIFF
`
`DATE FILED
`3/21/2013
`
`Uniloc USA, Inc. and Uniloc Luxembourg S.A.
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`McAfee, Inc.
`
`Eastern District of Texas
`
`PATENT OR
`
`DATE OF PATENT
`
`1 5,490,216
`2
`
`2/6/1996
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`INCLUDED BY
`
`PATENT OR
`TRADEMARK N0.
`
`E] Amendment
`DATE OF PATENT
`OR TRADEMARK
`
`
`
`
`
`(BY) DEPUTY CLERK
`
` DATE INCLUDED
`
`1:] Answer
`
`El Cross Bill
`
`C] Other Pleading
`
`HOLDER OF PATENT OR TRADEMARK
`
`In the above—entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`Copy l—Upon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2—Up0n filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`Petitioners Ex. 1013 Page 13
`
`Petitioners Ex. 1013 Page 13
`
`

`

`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`Commissioner for Patents
`United States Patent and Trademark Office
`PO. Box 1450
`Alexandria, VA 22313-1450
`www.uspto.gov
`
`Uniloc USA Inc.
`2151 M' hels
`Irvine 62 9221112 e
`
`St . 100
`
`MAILED
`
`DEC :1 92011
`OFFICE OF PETTHONS
`
`In re Patent No. 5,490,216
`
`Issue Date: February 6, 1996
`Application No. 08/124,718
`Filed: September 21, 1993
`Attorney Docket No. UN-NP-SA-216
`
`‘
`
`:
`:
`'
`
`DECISION ON PETITION
`
`This is a decision on the petition under 37 CFR 1.182, filed October 6, 2011, requesting issuance of
`duplicate Letters Patent for the above—identified patent.
`
`The petition is GRANTED.
`
`The Office of Data Management is directed to issue duplicate Letters Patent.
`
`As authorized, the $400 fee for the petition under 37 CFR 1.182 has been assessed to petitioner’s deposit
`account.
`
`Telephone inquiries concerning this decision may be directed to Terri Johnson at (571) 272—2991.
`Inquiries regarding the issuance of duplicate Letters Patent may be directed to Ollie Person in the Office
`of Data Management at (703) 756-1555.
`
`A copy of this decision is being sent to Office of Data Management for issuance of duplicate Letters
`Patent.
`
`[Terri Johnson/
`Terri Johnson
`Petitions Examiner
`Office of Petitions
`
`cc:
`
`Ollie Person, Randolph Square, 9lh Floor, Room D30-A (Fax No. 571- 270-9764)
`
`Petitioners Ex. 1013 Page 14
`
`Petitioners Ex. 1013 Page 14
`
`

`

`PTO/SB/123 (11-08)
`Approved for use through 11/30/2011. OMB 0651-0035
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`OlIllIl-UIJ'
`are {thu- IlOlJber.
`
`
`
`CHANGE OF
`CORRESPONDENCE ADDRESS
`
`
`
`Patent
`
` Address to:
`
`
`‘ Mail Stop Post Issue
`
`
`Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria, VA 22313-1450
`
`Gimme? D°Ck9t UN-NP-SA-216
`
`5,490,216
`
`
`
`Application Number
`
`08/124 718
`
`'
`Filing Date
`First Named Inventor
`
`1
`September21 1993
`
`Ric B Richardson
`
`Please change the Correspondence Address for the above-identified patent to:
`
`The address associated with Customer Number:—OR
`
`Firm or
`Individual Name
`
`'
`
`Address
`__
`
`
`
`This form cannot be used to change the data associated with a Customer Number. To change the data associated with an
`existing Customer Number use “Request for Customer Number Data Change" (PTO/SB/124).
`
`This form will not affect any “fee address" provided for the above—identified patent. To change a "fee address" use the "Fee
`Address Indication Form" (PTO/SB/47).
`
`I am the:
`
`E]
`
`Patentee.
`
`'
`
`Assignee of record of the entire interest. See 37 CFR 3.71.
`Statement under 37 CFR 3.73(b) is enclosed. (Form PTO/SB/96).
`
`D Attorney or agent of record. Registration Number
`
`W—
`Typed or
`?.r
`.
`Printed Na
`Bradley C. Davrs
`
`Telephone 949788—1470
`20']
`‘
`5;
`Date
`NOTE: Signat res fall the inventors or assignees of record of the entire interest or their representative(s) are required. Submit multiple forms
`if more than one sinature is re uired, see below".
`
`E] *Total of
`
`forms are submitted.
`
`
`
`This collection of information is required by 37 CFR 1.33. The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO
`to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 3 minutes to complete,
`including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on
`the amount of time you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, U.S. Patent and
`Trademark Office, U.S. Department of Commerce, PO. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS
`ADDRESS. SEND TO: Mail Stop Post Issue, Commissioner for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO-9199 and select option 2.
`
`Petitioners Ex. 1013 Page 15
`
`Petitioners Ex. 1013 Page 15
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`
`
`First Named Inventor/Applicant Name:
`
`FREDERIC B. RICHARDSON
`
`ABELMAN, FRAYNE & SCHWAB
`
`150 EAST 42ND STREET
`
`100175612
`
`- N
`
`EW YORK,
`
`US
`
`2129499022
`
`Correspondence Address:
`
`“—
`
`Payment information:
`
` File Listing:
`
`Petitioners Ex. 1013 Page 16
`
`Petitioners Ex. 1013 Page 16
`
`

`

`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`.
`.
`.
`ASSIgnee showmg of ownershlp per 37
`CFR 3.73(b).
`
`Statement_373b_SB96.pdf
`
`2cd8d79eba5a759244b140367601649bb9
`939498
`
`172979
`
`Information:
`
`Mlscellaneous Incomlng Letter
`
`216_Change_Correspondence
`SB123.pdf
`
`d84f5624b8fde9bada88e78b46b55ac6d11
`2d412
`
`140098
`
`
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`Petitioners Ex. 1013 Page 17
`
`Petitioners Ex. 1013 Page 17
`
`

`

`PTO/SB/96 (07-09)
`Approved for use through 07/31/2012. OMB 0651-0031
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Underthe Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`
`STATEMENT UNDER 37 CFR 3.731b)
`
`
`Applicant/Patent Owner: Ric 8- Richardson
`
`Application No./Patent No.: 5,490,216
`Filed/Issue Date: September 21, 2993
`
`System for Software Registration
`
`corporation Uniloc Luxembourg 8. A. 1 a
`
`(Name of Assignee)
`(Type of Assignee, e.g., corporation, partnership, university, government agency, etc.
`
`
`
`states that it is:
`
`
`7 the assignee of the entire right, title, and interest in;
`
`
`:]
`
`an assignee of less than the entire right, title, and interest in
`(The extent (by percentage) of its ownership interest is
`
`%); or
`
`
`
`
`
`3.
`
`the patent application/patent identified above, by virtue of either:
`
`the assignee of an undivided interest in the entirety of (a complete assignment from one of the joint inventors was made)
`
`An assignment from the inventor(s) of the patent application/patent identified above. The assignment was recorded in
`the United States Patent and Trademark Office at Reel
`, Frame
`, or for which a
`copy therefore is attached.
`
`
`
`Titled:
`
`A. I:
`
`OR
`
`B.
`
`[Z A chain of title from the inventor(s), of the patent application/patent identified above, to the current assignee as follows:
`1_ From: Richardson, Frederic B., ”I To: Uniloc (Singapore) Private Limited
`
`
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 006867
`
`,
`
`Frame 0529
`
`,
`
`or for which a copy thereof is attached.
`
`
`
`2. From: Uniloc (Singapore) Private Limited To: Uniloc Luxembourg S. A.
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel 025716
`
`,
`
`Frame 0934
`
`,
`
`or for which a copy thereof is attached.
`
`3. From:
`
`To:
`
`The document was recorded in the United States Patent and Trademark Office at
`
`Reel
`
`,
`
`Frame
`
`,
`
`or for which a copy thereof is attached.
`
`Additional documents in the chain of title are listed on a supplemental sheet(s).
`
`
`
`
`
`
`[: As required by 37 CFR 3.73(b)(1)(i), the documentary evidence of the chain of title from the original owner to the assignee was,
`
`
`or concurrently is being, submitted for recordation pursuant to 37 CFR 3.11.
`
`[NOTE: A separate copy (i.e., a true copy of the original assignment document(s)) must be submitted to Assignment Division in
`accordance with 37 CFR Part 3, to record the assignment in the records of the USPTO. & MPEP 302.08]
`
`e tie is su plied below) is authorized to act on behalf of the assignee.
`The undersigned (w
`
`
`
`Bradle C. Davis
`;
`Printed or Typed Name-W”,
`This collection of information is required by 37 CFR 3.73(b). The information is required to obtain or retain a benefit by the public which is to file (and by the USPTO to
`process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.11 and 1.14. This collection is estimated to take 12 minutes to complete, including
`gathering, preparing, and submitting the completed application form to the USPTO. Time will vary depending upon the individual case. Any comments on the amount of time
`you require to complete this form and/or suggestions for reducing this burden, should be sent to the Chief Information Officer, US. Patent and Trademark Office, US.
`Department of Commerce, P.O. Box 1450, Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Commissioner
`for Patents, P.O. Box 1450, Alexandria, VA 22313-1450.
`
`If you need assistance in completing the form, call 1-800-PTO—9199 and select option 2.
`
`
`P ..
`
`,.,.
`
`E
`
`ICIEE
`
`I8
`
`Petitioners Ex. 1013 Page 18
`
`

`

`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Patent:
`
`5,490,216
`
`Issue Date: February 6, 1996
`
`Serial Number:
`
`08/ 124,718
`
`Filed:
`
`September 21, 1993
`
`Applicant:
`
`Ric B. Richardson
`
`Art Unit:
`
`2202
`
`Examiner:
`
`David C. Cain
`
`Conf. No.:
`
`6759
`
`Title:
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`Mail Stop Petition
`Commissioner for Patents
`
`PO. Box 1450
`
`Alexandria, VA 223 13— 1450
`
`PETITION FOR REPLACEMENT LETTERS PATENT UNDER 37 CFR 1.182
`
`Dear Sir,
`
`Assignee Uniloc USA, Inc. respectfully requests a replacement Letters Patent US Patent
`
`5,490,216. The Original Letters Patent has been lost.
`
`Applicant submits concurrently herewith the fee set forth in § 1.17(f).
`
`Uniloc USA, Inc.
`
`2151 Michelson Drive, Suite 100
`
`Irvine, CA 92612
`
`(949) 825—5527
`
`08/124,718
`
`1
`
`Respectfully Submitted,
`
`43
`
`
`
`Sean D. Burdick
`
`Reg. No. 51,513
`
`Petitioners Ex. 1013 Page 19
`
`Petitioners Ex. 1013 Page 19
`
`

`

`Electronic Patent Application Fee Transmittal
`
`Filing Date:
`
`21-Sep-1993
`
`Title of Invention:
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`Quantity
`
`_—
`
`Utility under 35 USC111(a) Filing Fees
`
`Description
`
`Fee Code
`
`Sub-Total in
`
`USD($)
`
`Petition fee- 37 CFR 1.17(f) (Group I)
`
`1462
`
`Patent-Appeals-and-lnterference:
`
`Post-Al|owance-and-Post-lssuance:
`
`Extension-of—Time:
`
`Petitioners Ex. 1013 Page 20
`
`Petitioners Ex. 1013 Page 20
`
`

`

`Miscellaneous:
`
`Total in USD (5)
`
`-
`
`S b-T t l'
`
`Petitioners Ex. 1013 Page 21
`
`Petitioners Ex. 1013 Page 21
`
`

`

`Electronic Acknowledgement Receipt
`
`“—
`
`——
`
`Title of Invention:
`
`SYSTEM FOR SOFTWARE REGISTRATION
`
`
`
`“—
`——
`
`First Named Inventor/Applicant Name:
`
`FREDERIC B. RICHARDSON
`
`ABELMAN, FRAYNE & SCHWAB
`
`150 EAST 42ND STREET
`
`100175612
`
`- N
`
`EW YORK,
`
`US
`
`2129499022
`
`Correspondence Address:
`
`Payment information:
`
`Payment Type
`
`
`
`Credit Card
`
`Petitioners Ex. 1013 Page 22
`
`Petitioners Ex. 1013 Page 22
`
`

`

`RAM confirmation Number
`
`Deposit Account
`
`File Listing:
`
`Document
`Number
`
`Document Descri
`
`tion
`
`p
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`Miscellaneouslncomin Letter
`9
`
`Petition_replacement_Letters_
`Patentpdf
`
`8761dde7084af75a2fe9446b49abc63ebb
`9f0ee
`
`Information:
`
`Information:
`
`Fee Worksheet (SBO6)
`
`fee-info.pdf
`
`ibc83i9548a491182a0710bb3e595de333
`22f821
`
`
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)—(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition