`
`INTERNATIONAL BUSINESS MACHINES
`CORPORATION
`v.
`INTELLECTUAL VENTURES II, LLC
`
` ___________________________________________________
`
`TELEPHONIC CONFERENCE - Vol. 1
`July 30, 2014
`
` ___________________________________________________
`
`
`Intellectual Ventures Exhibit 2005
`IBM v. Intellectual Ventures
`IPR2014-01410
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 1
`
`IN THE UNITED STATES PATENT AND
`TRADEMARK OFFICE
`BEFORE THE TRADEMARK TRIAL AND APPEAL BOARD
`-----------------------------------------x
`INTERNATIONAL BUSINESS MACHINES CORPORATION,
`
` Petitioner,
`
` Case No. IPR2014-00660
` -against-
`
`INTELLECTUAL VENTURES II, LLC,
`
` Patent Owner.
`-----------------------------------------x
`
` JULY 30, 2014
`
` 3:00 p.m.
`
`Telephonic Conference Call, reported by
`
`Mark Richman, CSR, CCR, RPR.
`
`ADMINISTRATIVE PATENT JUDGE:
`
`JENNIFER BISK
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 2
`
`A P P E A R A N C E S:
`
`KIRKLAND & ELLIS LLP
`Attorneys for the Petitioner
` 300 North LaSalle Street
` Chicago, Illionos 60654
`
`BY: KENNETH R. ADAMO, ESQ.
` EUGENE GORYUNOV, ESQ.
` (kenneth.adamo@kirkland.com)
` (eugene.goryunov@kirkland.com)
` -and-
`KIRKLAND & ELLIS LLP
` 3330 Hillview Avenue
` Palo Alto, California 94304
`
`BY: ALICIA SHAH, ESQ.
` (alicia.shah@kirkland.com)
`
`KNOBBE MARTENS OLSON & BEAR
`Attorneys for Patent Holder
` 2040 Main Street, 14th Fl.
` Irvine, California, 92014
`
`BY: BRENTON R. BABCOCK, ESQ.
` SCOTT RAEVSKY, ESQ.
` (brent.babcock@knobbe.com)
` (scott.raevsky@knobbe.com)
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 3
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` JUDGE BISK: Good afternoon.
`
` This is Judge Jennifer Bisk, I have
`
` the board on the line with me. Can
`
` I have a roll call of who is
`
` present.
`
` MR. ADAMO: Yes, your Honor,
`
` this is Ken Adamo from Kirkland and
`
` Ellis. I'm lead counsel. My
`
` partner, Ms. Alicia Shah and one of
`
` our other colleagues Eugene
`
` Goryunov are also on the line this
`
` afternoon.
`
` JUDGE BISK: Thank you. And
`
` for patent owner.
`
` MR. BABCOCK: Good afternoon,
`
` your Honor, Brent Babcock for the
`
` patent owner, and with me is my
`
` colleague, attorney Scott Raevsky,
`
` spelled R-A-E-V-S-K-Y.
`
` JUDGE BISK: Thank you. This
`
` is a call for IPR-2014-00660 and I
`
` believe petitioner requested the
`
` conference, so why don't you go
`
` ahead, petitioner, and let us know
`
`14:56:08
`
`14:56:08
`
`15:01:13
`
`15:01:14
`
`15:01:16
`
`15:01:20
`
`15:01:23
`
`15:01:25
`
`15:01:26
`
`15:01:27
`
`15:01:29
`
`15:01:31
`
`15:01:33
`
`15:01:36
`
`15:01:39
`
`15:01:43
`
`15:01:46
`
`15:01:52
`
`15:01:54
`
`15:01:56
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 4
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` what you're asking.
`
` We just request that when you
`
` get the transcript you upload it as
`
` an exhibit and it can be in the
`
` 3,000's so that it doesn't take
`
` away any of your slots.
`
` MR. ADAMO: Yes, your Honor,
`
` we will do that. Ms. Shah will be
`
` presenting for petitioner this
`
` afternoon, your Honor.
`
` JUDGE BISK: Ms. Shah, any
`
` time you're ready.
`
` MS. SHAH: The patent holder's
`
` preliminary response pointed out an
`
` inadvertent mistake in our
`
` petition. I know that 42.104 B
`
` doesn't require claim charts but we
`
` included them and missed a
`
` limitation for one of the grounds
`
` in one of the claims in our claim
`
` chart. And if you have the
`
` petition in front of you, it's
`
` claim 30, element A.A 1 on page 20
`
` of the petition. You'll see the
`
`15:01:59
`
`15:02:21
`
`15:02:23
`
`15:02:26
`
`15:02:29
`
`15:02:31
`
`15:02:36
`
`15:02:37
`
`15:02:39
`
`15:02:40
`
`15:02:42
`
`15:02:43
`
`15:02:44
`
`15:02:46
`
`15:02:49
`
`15:02:51
`
`15:02:54
`
`15:02:58
`
`15:03:00
`
`15:03:01
`
`15:03:03
`
`15:03:04
`
`15:03:08
`
`15:03:12
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 5
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` petition skipped from element A to
`
` A 2 directly and it's missing from
`
` the chart.
`
` We request a motion to correct
`
` that and we would like to argue
`
` first that it was inadvertent which
`
` is one of the requirements under
`
` 42.104 C. Also, we believe that
`
` this correction will not prejudice
`
` the patent holder. It doesn't
`
` involve adding any new material to
`
` the petition.
`
` And to explain that, element
`
` 18.b, which is on page 11 of the
`
` petition, talks about the idea of
`
` certifying a data structure and a
`
` certificate signature reply.
`
` And this element is the same
`
` process that's described in 31,
`
` element 30.a.a1, and to make that
`
` clear, the petition actually makes
`
` that clear.
`
` Please let me know if I'm
`
` going too fast.
`
`15:03:15
`
`15:03:17
`
`15:03:20
`
`15:03:22
`
`15:03:24
`
`15:03:27
`
`15:03:29
`
`15:03:31
`
`15:03:34
`
`15:03:36
`
`15:03:38
`
`15:03:40
`
`15:03:42
`
`15:03:45
`
`15:03:49
`
`15:03:54
`
`15:03:58
`
`15:04:02
`
`15:04:03
`
`15:04:08
`
`15:04:11
`
`15:04:13
`
`15:04:16
`
`15:04:17
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 6
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` JUDGE BISK: All right. No, I
`
` don't think so. But let's hear
`
` from patent owner. I assume you
`
` oppose this?
`
` MR. BABCOCK: Yes, your Honor,
`
` this is Brent Babcock. As a
`
` preface, we don't normally oppose
`
` every type of correction that's
`
` requested. In fact, in this case
`
` there was a typographical or
`
` clerical error in the original
`
` petition in which the petitioner
`
` had misidentified a reference. And
`
` we looked at it and believe that it
`
` was clear on its face that it
`
` complied with, with the rules as a
`
` clerical or typographical error and
`
` so we did not oppose that
`
` particular request so a corrected
`
` petition was filed.
`
` But in this particular case we
`
` did take some time to look at it
`
` and it's in our view, while it may
`
` be inadvertent, we have no basis to
`
`15:04:18
`
`15:04:19
`
`15:04:20
`
`15:04:23
`
`15:04:24
`
`15:04:25
`
`15:04:27
`
`15:04:31
`
`15:04:33
`
`15:04:35
`
`15:04:37
`
`15:04:39
`
`15:04:42
`
`15:04:44
`
`15:04:47
`
`15:04:49
`
`15:04:54
`
`15:04:56
`
`15:04:57
`
`15:05:01
`
`15:05:02
`
`15:05:03
`
`15:05:05
`
`15:05:08
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 7
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` know, it's certainly not in our
`
` view a clerical or typographical
`
` error.
`
` The petition as Ms. Shah
`
` points out on page 20 is entirely
`
` missing an element. But if you go
`
` to pages 38 and page 56 of the
`
` petition where the same claim is
`
` addressed with respect to other
`
` prior art references, 30.a.a1 is
`
` explicitly addressed. And so there
`
` are two claim charts in which the
`
` petitioner had no problem with
`
` respect to the PKI prior art
`
` reference and also the RFC 1424
`
` reference. The petitioner
`
` identified that and explained the
`
` relevance with respect to those
`
` references.
`
` So the petition itself it
`
` appears to us to be missing and
`
` it's a substantive error; it's not
`
` a procedural or typographical
`
` error.
`
`15:05:10
`
`15:05:12
`
`15:05:18
`
`15:05:18
`
`15:05:20
`
`15:05:22
`
`15:05:24
`
`15:05:27
`
`15:05:29
`
`15:05:31
`
`15:05:36
`
`15:05:39
`
`15:05:42
`
`15:05:44
`
`15:05:45
`
`15:05:49
`
`15:05:51
`
`15:05:52
`
`15:05:54
`
`15:05:54
`
`15:05:56
`
`15:05:58
`
`15:06:01
`
`15:06:04
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 8
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` We also went to look at the
`
` Blaze declaration in which there
`
` aren't, there aren't claim charts
`
` per se but Dr. Blaze does address
`
` all the limitations in separate
`
` paragraphs.
`
` And on -- in his declaration
`
` on page 25 he addresses claim 30.
`
` He identifies in the claim
`
` recitation this particular
`
` limitation. But then when he goes
`
` through and goes through his
`
` analysis of the claims, if you look
`
` at pages 75 to 77, he completely
`
` omits any discussion of this
`
` particular limitation in his
`
` recitation.
`
` But then with respect to the
`
` other two prior art references, the
`
` PKI report on pages 136 to 139, he
`
` does address that limitation and
`
` with respect to the RFC 1424 report
`
` again he addresses that limitation.
`
` So it may be an omission, it
`
`15:06:04
`
`15:06:07
`
`15:06:08
`
`15:06:11
`
`15:06:14
`
`15:06:16
`
`15:06:17
`
`15:06:19
`
`15:06:22
`
`15:06:24
`
`15:06:25
`
`15:06:28
`
`15:06:29
`
`15:06:34
`
`15:06:39
`
`15:06:40
`
`15:06:42
`
`15:06:43
`
`15:06:45
`
`15:06:47
`
`15:06:51
`
`15:06:52
`
`15:06:57
`
`15:06:59
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 9
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` may be inadvertent; it's not
`
` clerical or typographical. And it
`
` is not the same as the limitation
`
` set forth in claim 18.b. this
`
` limitation begins with the word
`
` receiving. That word is nowhere in
`
` claim 18.b in that limitation. In
`
` fact, what is sent or what is
`
` transferred may or may not be what
`
` is being received.
`
` It's not incumbent upon the
`
` patent owner in this particular
`
` case to try to figure out what the
`
` arguments are or arguments that
`
` should have been made in the
`
` petition and try to search
`
` throughout the petition to see what
`
` we could put in place of what the
`
` argument should have been.
`
` If there was an identical
`
` limitation maybe that's something
`
` that we would say, well, we
`
` understand what you meant. Here,
`
` we had no way of knowing what was
`
`15:07:02
`
`15:07:04
`
`15:07:07
`
`15:07:09
`
`15:07:12
`
`15:07:14
`
`15:07:17
`
`15:07:20
`
`15:07:22
`
`15:07:24
`
`15:07:25
`
`15:07:30
`
`15:07:32
`
`15:07:33
`
`15:07:38
`
`15:07:39
`
`15:07:40
`
`15:07:41
`
`15:07:43
`
`15:07:45
`
`15:07:48
`
`15:07:50
`
`15:07:51
`
`15:07:53
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 10
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` intended. It looks like an
`
` oversight. But again, it's
`
` completely missing.
`
` So in our view, your Honor,
`
` this does not satisfy the
`
` requirements for an inadvertent or
`
` clerical -- excuse me, a clerical
`
` or typographical mistake.
`
` Inadvertent is not in the rule.
`
` And in that case our request,
`
` your Honor, is deny the request to
`
` correct the petition and let the
`
` petition proceed as it was filed as
`
` already corrected.
`
` JUDGE BISK: Okay. Ms. Shah,
`
` do you want to reply?
`
` MS. SHAH: I do. I'll speak
`
` first to the omission in the Blaze
`
` declaration and the claim chart.
`
` I think it's prudent the way
`
` we created our petition, which is
`
` we first talked to our expert and
`
` worked on hammering out whether the
`
` prior art shows the claim elements,
`
`15:07:55
`
`15:07:58
`
`15:08:00
`
`15:08:01
`
`15:08:03
`
`15:08:05
`
`15:08:07
`
`15:08:09
`
`15:08:11
`
`15:08:13
`
`15:08:16
`
`15:08:20
`
`15:08:21
`
`15:08:25
`
`15:08:27
`
`15:08:30
`
`15:08:32
`
`15:08:33
`
`15:08:36
`
`15:08:38
`
`15:08:40
`
`15:08:42
`
`15:08:45
`
`15:08:48
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 11
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` and then we took that information
`
` and put it into the petition. So
`
` when the element was missing in the
`
` declaration, which I can't entirely
`
` be sure but I think may be due to
`
` document corruption, these things
`
` get long and they have pictures,
`
` but when it was missing from there
`
` and got transferred into the claim
`
` chart, I think that's how the error
`
` carried over. It's absolutely a
`
` typographical clerical-type error
`
` even though it's missing in both.
`
` And I do want to speak to the
`
` substance because I believe the
`
` patent owner is wrong. Claim 31
`
` talks about a method of -- 30, I
`
` apologize, talks about a method of
`
` updating certificates. And if you
`
` look at page 9 of the petition, we
`
` speak to what claim 30 does with
`
` reference to the other claims. It
`
` says relative to claim 30, which is
`
` the prior art reference, discloses
`
`15:08:49
`
`15:08:50
`
`15:08:52
`
`15:08:54
`
`15:08:56
`
`15:08:58
`
`15:09:00
`
`15:09:03
`
`15:09:05
`
`15:09:07
`
`15:09:08
`
`15:09:10
`
`15:09:13
`
`15:09:14
`
`15:09:17
`
`15:09:19
`
`15:09:25
`
`15:09:27
`
`15:09:29
`
`15:09:32
`
`15:09:35
`
`15:09:37
`
`15:09:39
`
`15:09:43
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 12
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` the claim method of updating a
`
` certificate.
`
` So Kapidzic teaches that when
`
` a new key pair is generated by some
`
` CA, certificate authority, the same
`
` procedure is followed as the
`
` original certification as recited
`
` in claim 30.
`
` So what we say here for claim
`
` 30 follow the same procedure as the
`
` original certification.
`
` The original certification --
`
` JUDGE BISK: Can I interrupt
`
` you for a second. I just want to
`
` say if I'm recalling it correctly,
`
` you're saying that in the text of
`
` the petition you discuss this
`
` limitation for claim 30 and it's
`
` missing in the claim chart? Or are
`
` you still talking about 18.b?
`
` MS. SHAH: No, I do want to be
`
` accurate. We talk about claim 30
`
` generally in the petition. What we
`
` say is that when you're updating a
`
`15:09:45
`
`15:09:46
`
`15:09:49
`
`15:09:50
`
`15:09:53
`
`15:09:55
`
`15:09:56
`
`15:10:00
`
`15:10:00
`
`15:10:03
`
`15:10:04
`
`15:10:06
`
`15:10:08
`
`15:10:10
`
`15:10:12
`
`15:10:15
`
`15:10:16
`
`15:10:17
`
`15:10:21
`
`15:10:24
`
`15:10:26
`
`15:10:28
`
`15:10:30
`
`15:10:33
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 13
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` certificate, follow the same
`
` procedure as you followed in the
`
` original certification. And claim
`
` 18 is that original certification.
`
` And if you look at the text of the
`
` petition on claim 8, it says
`
` relative to claim 18, it discloses
`
` the method of requesting and
`
` issuing the certificate.
`
` So that's the original
`
` certification, is claim 18. You're
`
` using the same method. And patent
`
` holder is right that claim 18 talks
`
` about sending a certificate and
`
` claim 31 talks about receiving the
`
` same signed certificate. But I
`
` think it's obvious that when a
`
` certificate gets sent, it also gets
`
` received. And in fact the text
`
` that we would seek to add is the
`
` text in the claim 18 box on page 11
`
` of the petition. In fact, if you
`
` look at the other two claim charts,
`
` the other grounds, the quote in the
`
`15:10:34
`
`15:10:35
`
`15:10:37
`
`15:10:40
`
`15:10:43
`
`15:10:45
`
`15:10:48
`
`15:10:51
`
`15:10:53
`
`15:10:55
`
`15:10:57
`
`15:10:59
`
`15:11:04
`
`15:11:06
`
`15:11:09
`
`15:11:12
`
`15:11:16
`
`15:11:17
`
`15:11:20
`
`15:11:22
`
`15:11:24
`
`15:11:30
`
`15:11:32
`
`15:11:34
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 14
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` claim 18 box are mirrored in the
`
` claim 31 box because it's the same
`
` transaction, one from the sender
`
` and one from the receiver.
`
` And so those quotes are
`
` carried over.
`
` We would do the same thing
`
` with our motion to correct.
`
` I also want to speak to the
`
` prejudice point. The patent
`
` holder, I know that prejudice to
`
` the patent holder is something that
`
` the board considers when it is
`
` considering a motion to correct and
`
` here patent holder shouldn't be
`
` prejudiced because they elected not
`
` to comment on the substance of
`
` petitioner's alleged ground for
`
` rejection. Footnote 1 of the
`
` patent owner's response is explicit
`
` that they elected not to comment on
`
` the substance. So there should be
`
` no, no prejudice to them.
`
` We're not adding any new
`
`15:11:37
`
`15:11:40
`
`15:11:43
`
`15:11:44
`
`15:11:46
`
`15:11:47
`
`15:11:48
`
`15:11:50
`
`15:11:52
`
`15:11:54
`
`15:11:58
`
`15:12:00
`
`15:12:04
`
`15:12:05
`
`15:12:06
`
`15:12:08
`
`15:12:10
`
`15:12:12
`
`15:12:14
`
`15:12:16
`
`15:12:19
`
`15:12:21
`
`15:12:22
`
`15:12:24
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 15
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` quote. We're not adding any new
`
` references. We're not going to add
`
` exhibits. And we didn't use all of
`
` our pages in our original petition,
`
` so we also won't be going over the
`
` page limit in any way. To just
`
` copy this material from claim 18 so
`
` it's obvious in claim 31, I think
`
` it is already obvious in the
`
` petition. But it would be nice if
`
` the claim chart spelled it out
`
` explicitly so you're not going from
`
` claim chart element 31 and then
`
` you're looking at the text and
`
` saying oh, 31 does the same thing
`
` as 18 and then looking at 18.
`
` I think it's obvious in the
`
` petition, but we would move to
`
` correct just to make it absolutely
`
` clear.
`
` MR. BABCOCK: Your Honor, just
`
` quickly.
`
` JUDGE BISK: Is this Mr.
`
` Babcock?
`
`15:12:26
`
`15:12:29
`
`15:12:31
`
`15:12:33
`
`15:12:36
`
`15:12:38
`
`15:12:41
`
`15:12:43
`
`15:12:46
`
`15:12:47
`
`15:12:49
`
`15:12:51
`
`15:12:53
`
`15:12:56
`
`15:12:57
`
`15:12:59
`
`15:13:02
`
`15:13:03
`
`15:13:04
`
`15:13:07
`
`15:13:10
`
`15:13:11
`
`15:13:14
`
`15:13:15
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 16
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` MR. BABCOCK: Yes, your Honor.
`
` Just quickly on three points that
`
` Ms. Shah raised.
`
` JUDGE BISK: Yes.
`
` MR. BABCOCK: I think her
`
` discussion highlights the fact that
`
` it is substantive. The claim
`
` language is clearly different. The
`
` returning language versus
`
` receiving. If I return something
`
` it doesn't mean that you receive
`
` it. The address could be
`
` different. So it requires some
`
` substantive analysis by the board
`
` to figure out what could have been
`
` meant and requires some analysis by
`
` us which we're not prepared to do
`
` for the petitioner. So I think that
`
` demonstrates it's not clerical or
`
` typographical.
`
` Secondly, with regards to
`
` prejudice, we did argue, your
`
` Honor, that this claim ought to
`
` be -- that the trial not be
`
`15:13:15
`
`15:13:16
`
`15:13:19
`
`15:13:20
`
`15:13:22
`
`15:13:23
`
`15:13:25
`
`15:13:26
`
`15:13:28
`
`15:13:30
`
`15:13:32
`
`15:13:33
`
`15:13:35
`
`15:13:37
`
`15:13:39
`
`15:13:42
`
`15:13:44
`
`15:13:46
`
`15:13:48
`
`15:13:50
`
`15:13:51
`
`15:13:53
`
`15:13:55
`
`15:14:00
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 17
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` instituted on this claim based on
`
` the fact they didn't address every
`
` limitation in the claim.
`
` So I think that's a legitimate
`
` basis for the board to deny
`
` institution on claim 30 based upon
`
` the fact that the petitioners have
`
` not met its burden of proof going
`
` element by element showing that
`
` every element is satisfied by the
`
` prior art. If there's a missing
`
` element you fail to meet your
`
` burden.
`
` And lastly I do think with
`
` regard to the pages, I think the
`
` corrected petition was that page,
`
` at page 60, so I think they are
`
` after the limit. Maybe they can
`
` squeeze another couple of lines in,
`
` but they are pretty much at their
`
` limit.
`
` So again we would suggest that
`
` this is one of the situations where
`
` maybe it's unfortunate and we do
`
`15:14:04
`
`15:14:06
`
`15:14:07
`
`15:14:08
`
`15:14:09
`
`15:14:13
`
`15:14:15
`
`15:14:18
`
`15:14:19
`
`15:14:21
`
`15:14:22
`
`15:14:25
`
`15:14:26
`
`15:14:26
`
`15:14:38
`
`15:14:40
`
`15:14:43
`
`15:14:46
`
`15:14:48
`
`15:14:50
`
`15:14:51
`
`15:14:52
`
`15:14:54
`
`15:14:55
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 18
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` personally have sympathy for
`
` counsel who may have made mistakes.
`
` But we represent a client and we're
`
` not prepared to suggest the board
`
` should violate its rules in order
`
` to help correct mistakes.
`
` We're also concerned about the
`
` kind of precedent this would set
`
` where petitioners make mistakes in
`
` their petition, substantive
`
` mistakes, where they miss this
`
` thing, where they forget to cite
`
` things and make substantive errors.
`
` We pointed out in our patent
`
` holders preliminary response, our
`
` POPR, and then the petitioner goes,
`
` oops, I made a mistake, I forgot to
`
` cite a reference, I left out this
`
` element, I didn't do something I
`
` should have done, it's inadvertent,
`
` my bad, can I fix it. And the
`
` court says sure, go ahead. And
`
` then we're in a situation where
`
` we've already filed our POPR.
`
`15:14:58
`
`15:14:59
`
`15:15:01
`
`15:15:04
`
`15:15:11
`
`15:15:12
`
`15:15:14
`
`15:15:16
`
`15:15:22
`
`15:15:25
`
`15:15:25
`
`15:15:26
`
`15:15:27
`
`15:15:29
`
`15:15:31
`
`15:15:33
`
`15:15:36
`
`15:15:38
`
`15:15:39
`
`15:15:41
`
`15:15:43
`
`15:15:45
`
`15:15:47
`
`15:15:49
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 19
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` Does the board give a new
`
` date? It just messes things up I
`
` think incredibly to allow the
`
` petitioners the ability to fix
`
` mistakes pointed out in the POPR if
`
` they are not merely typographical
`
` or clerical.
`
` MS. SHAH: Your Honor, if I
`
` may, earlier I said claim 31 and I
`
` meant 30, if I wasn't clear.
`
` JUDGE BISK: Okay. I think I
`
` got that. I'm going to put
`
` everyone on mute for a minute while
`
` I discuss this with the panel.
`
` I'll be back shortly.
`
` (Pause in the call.)
`
` JUDGE BISK: Okay, I'm back.
`
` This is judge Bisk. We have all of
`
` the counsel that we need for
`
` petitioner?
`
` MS. SHAH: Kirkland, counsel
`
` for the petitioner is present.
`
` JUDGE BISK: Okay. And patent
`
` owner, are you still there?
`
`15:15:51
`
`15:15:53
`
`15:15:57
`
`15:15:59
`
`15:16:00
`
`15:16:03
`
`15:16:05
`
`15:16:06
`
`15:16:08
`
`15:16:10
`
`15:16:13
`
`15:16:18
`
`15:16:20
`
`15:16:21
`
`15:16:22
`
`15:19:35
`
`15:19:35
`
`15:19:36
`
`15:19:40
`
`15:19:42
`
`15:19:44
`
`15:19:45
`
`15:19:46
`
`15:19:47
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 20
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` MR. BABCOCK: Yes, your Honor.
`
` JUDGE BISK: Okay, great. So
`
` the panel has discussed and we have
`
` decided not to authorize a motion
`
` to correct the petition for a few
`
` reasons, one of which is that the
`
` patent owner has already filed
`
` their preliminary response and
`
` there's not a lot of time left and
`
` we feel that if we did allow such a
`
` correction, the patent owner would
`
` have to be able to respond.
`
` And that brings us to the
`
` second point which is I believe
`
` this sounds fairly substantive. We
`
` found before that the failure to
`
` point out where each element was
`
` found in prior art is a deficiency
`
` in the substantive requirements in
`
` the petition. And I think if it's
`
` in there somewhere else then it's
`
` not a problem that needs to be
`
` necessarily corrected. So it's
`
` either substantive or not
`
`15:19:49
`
`15:19:50
`
`15:19:52
`
`15:19:54
`
`15:19:57
`
`15:19:59
`
`15:20:03
`
`15:20:04
`
`15:20:06
`
`15:20:09
`
`15:20:11
`
`15:20:13
`
`15:20:16
`
`15:20:17
`
`15:20:21
`
`15:20:24
`
`15:20:26
`
`15:20:27
`
`15:20:31
`
`15:20:32
`
`15:20:36
`
`15:20:38
`
`15:20:39
`
`15:20:42
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 21
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` necessary.
`
` And the third reason is that I
`
` believe in this case we've already
`
` had two corrected petitions. So it
`
` seems there have been plenty of
`
` chances to fix the problems in the
`
` petition. We just think a third
`
` time is too many.
`
` MS. SHAH: Your Honor, if I
`
` may.
`
` JUDGE BISK: Yes, go ahead.
`
` MS. SHAH: I would hope the
`
` board would nevertheless consider
`
` the petition in its entirety. The
`
` rules don't actually require claim
`
` charts.
`
` JUDGE BISK: Of course.
`
` MS. SHAH: There's no doubt
`
` that element 18.b -- the element
`
` that's missing just says signing a
`
` certificate and sending it back and
`
` the quotes in element 18.b say
`
` exactly the signing of a
`
` certificate --
`
`15:20:43
`
`15:20:46
`
`15:20:50
`
`15:20:51
`
`15:20:55
`
`15:20:57
`
`15:20:59
`
`15:21:02
`
`15:21:08
`
`15:21:09
`
`15:21:09
`
`15:21:10
`
`15:21:12
`
`15:21:15
`
`15:21:16
`
`15:21:18
`
`15:21:18
`
`15:21:19
`
`15:21:20
`
`15:21:23
`
`15:21:26
`
`15:21:28
`
`15:21:31
`
`15:21:33
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 22
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` PROCEEDINGS
`
` JUDGE BISK: I'm sorry, I'd
`
` rather not hear any more arguments
`
` on the merits. We will look at the
`
` petition as a whole and decide it
`
` whether, you know, everything has
`
` been met based on what's in the
`
` petition.
`
` Unless there's any other
`
` issues, I think we can adjourn.
`
` MR. ADAMO: For petitioner
`
` none, your Honor, except I would
`
` note that we will be guided by this
`
` set of circumstances with respect
`
` to IPR to try to change any system
`
` errors we may be having here to
`
` make sure that I don't have to
`
` bother with you a phone call like
`
` this again.
`
` JUDGE BISK: Okay.
`
` MR. BABCOCK: And no other
`
` issues for the patent owner, your
`
` Honor. We appreciate your time.
`
` JUDGE BISK: Thanks, everyone,
`
` we're adjourned.
`
`15:21:33
`
`15:21:35
`
`15:21:36
`
`15:21:38
`
`15:21:41
`
`15:21:43
`
`15:21:45
`
`15:21:46
`
`15:21:48
`
`15:21:56
`
`15:21:57
`
`15:21:59
`
`15:22:02
`
`15:22:05
`
`15:22:09
`
`15:22:10
`
`15:22:12
`
`15:22:14
`
`15:22:15
`
`15:22:18
`
`15:22:19
`
`15:22:22
`
`15:22:23
`
`15:22:24
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 23
`
` PROCEEDINGS
`
` (Time noted: 3:22 p.m.)
`
`1
`
`2
`
`3 4 5 6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 24
`
` PROCEEDINGS
`
` C E R T I F I C A T E
`
`STATE OF NEW YORK )
`
` : ss.
`
`COUNTY OF NEW YORK )
`
` I, MARK RICHMAN, a Certified
`
`Shorthand Reporter, Certified Realtime
`
`Reporter and Notary Public within and for
`
`the State of New York, do hereby certify:
`
` That I am not related to any
`
`of the parties to this action by blood or
`
`marriage, and that I am in no way
`
`interested in the outcome of this matter.
`
` IN WITNESS WHEREOF, I have
`
`hereunto set my hand this ____ day of
`
`___________, 2014.
`
`__________________________
`
`MARK RICHMAN, C.S.R., C.C.R., RPR
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6 7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 1
`
`12:6
`California
`2:8,12
`call
`1:13 3:5,22 19:17
`22:18
`carried
`11:12 14:7
`case
`1:5 6:10,22 9:14 10:11
`21:4
`CCR
`1:14
`certainly
`7:2
`certificate
`5:18 12:3,6 13:2,10,15
`13:17,19 21:22,25
`certificates
`11:20
`certification
`12:8,12,13 13:4,5,12
`Certified
`24:7,8
`certify
`24:10
`certifying
`5:17
`chances
`21:7
`change
`22:15
`chart
`4:22 5:4 10:20 11:11
`12:20 15:12,14
`charts
`4:18 7:13 8:4 13:24
`21:17
`Chicago
`2:3
`circumstances
`22:14
`cite
`18:13,19
`claim
`
`based
`17:2,7 22:7
`basis
`6:25 17:6
`BEAR
`2:11
`begins
`9:6
`believe
`3:23 5:9 6:15 11:16
`20:15 21:4
`Bisk
`1:19 3:2,3,14,21 4:12
`6:2 10:16 12:14
`15:24 16:5 19:12,18
`19:19,24 20:3 21:12
`21:18 22:2,20,24
`Blaze
`8:3,5 10:19
`blood
`24:12
`board
`1:2 3:4 14:14 16:15
`17:6 18:5 19:2 21:14
`bother
`22:18
`box
`13:22 14:2,3
`Brent
`3:17 6:7
`BRENTON
`2:13
`brent.babcock@kn...
`2:14
`brings
`20:14
`burden
`17:9,14
`BUSINESS
`1:3
`
`C
`
`C 2
`
`:1 5:9 24:2,2
`CA
`
`apologize
`11:19
`APPEAL
`1:2
`appears
`7:22
`appreciate
`22:23
`argue
`5:6 16:23
`argument
`9:20
`arguments
`9:15,15 22:3
`art
`7:11,15 8:20 10:25
`11:25 17:12 20:19
`asking
`4:2
`assume
`6:4
`attorney
`3:19
`Attorneys
`2:2,11
`authority
`12:6
`authorize
`20:5
`Avenue
`2:7
`A.A
`4:24
`
`B
`
`B 4
`
`:17
`Babcock
`2:13 3:16,17 6:6,7
`15:22,25 16:2,6 20:2
`22:21
`back
`19:16,18 21:22
`bad
`18:22
`
`A
`
`ability
`19:5
`able
`20:13
`absolutely
`11:12 15:20
`accurate
`12:23
`action
`24:12
`Adamo
`2:4 3:7,8 4:8 22:11
`add
`13:21 15:3
`adding
`5:12 14:25 15:2
`address
`8:5,22 16:13 17:3
`addressed
`7:10,12
`addresses
`8:9,24
`adjourn
`22:10
`adjourned
`22:25
`ADMINISTRATIVE
`1:18
`afternoon
`3:2,13,16 4:11
`ahead
`3:25 18:23 21:12
`Alicia
`2:9 3:10
`alicia.shah@kirkla...
`2:9
`alleged
`14:19
`allow
`19:4 20:11
`Alto
`2:8
`analysis
`8:14 16:15,17
`
`1-800-325-3376
`
`Merrill Corporation - New York
`www.merrillcorp.com/law
`
`
`
`TELEPHONIC CONFERENCE - 7/30/2014
`
`Page 2
`
`Ellis
`2:2,7 3:9
`entirely
`7:6 11:5
`entirety
`21:15
`error
`6:12,18 7:4,23,25
`11:11,13
`errors
`18:14 22:16
`ESQ
`2:4,5,9,13,14
`Eugene
`2:5 3:11
`eugene.goryunov@...
`2:6
`exactly
`21:24
`excuse
`10:8
`exhibit
`4:5
`exhibits
`15:4
`expert
`10:23
`explain
`5:14
`explained
`7:18
`explicit
`14:21
`explicitly
`7:12 15:13
`
`F
`
`F 2
`
`4:2
`face
`6:16
`fact
`6:10 9:9 13:20,23 16:7
`17:3,8
`fail
`
`deficiency
`20:19
`demonstrates
`16:20
`deny
`10:12 17:6
`described
`5:20
`different
`16:9,14
`directly
`5:3
`discloses
`11