PATENT
`Attorney Docket No. 124.0005-15000
`Customer No. 22882
`Express Mail Label No. ET 216 212 079 US
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`In re Application of:
`Hark C. Chan (cid:9)
`Serial No.: (Cont. of 10/073,124)
`Filed: July 9, 2007
`For: INTERNET-BASED
`INFORMATION DISTRIBUTION )
`AND PROCESSING SYSTEM )
`
`. )
`
`Prior Application Information:
`
`Group Art Unit: 2683
`Examiner: William Cumming
`
`Commissioner for Patents
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`Sir:
`
`INFORMATION DISCLOSURE STATEMENT UNDER 37 C.F.R. § 1.97(b)
`
`Pursuant to 37 C.F.R. §§ 1.56 and 1.97(b), Applicant brings to the attention of
`the Examiner the documents listed on the attached PTO 1449. This Information
`
`Disclosure Statement is being filed concurrently with the above-referenced application.
`
`Copies of the listed non-U.S. patent documents and English language abstracts
`and/or translations as indicated were previously submitted in a prior application, Serial
`
`No. 10/073,124, filed February 9, 2002, upon which Applicant relies for the benefits
`provided in 35 U.S.C. § 120. Applicant respectfully requests that the Examiner consider
`
`the listed documents and indicate that they were considered by making appropriate
`
`notations on the attached form.
`The present application is a continuation of Application No. 10/073,124 filed
`
`February 9, 2002, which is a continuation of Application No. 09/812,003 filed March 19,
`
`2001, which is a continuation of Application No. 09/434,413 filed November 4, 1999,
`
`now Pat. No. 6,317,785, which is a continuation of Application No. 08/939,368 filed
`September 29, 1997, now Pat. No. 6,021,307, which is a continuation in part of
`Application No. 08/644,838 filed May 10, 1996, now abandoned, which is a continuation
`in part of Application No. 08/279,424 filed July 25, 1994, now abandoned, and
`
`Ex. 1022 - Page 1 of 230
`
`Groupon, Inc.
`Exhibit 1022
`
`

`

`Application No. 08/255,649 filed June 8, 1994, now abandoned, which is a continuation
`
`in part of Application No. 08/224,280 filed April 4, 1994, now abandoned. All these
`
`patent applications are incorporated herein by reference.
`
`Applicant brings to the Examiner's attention that U.S. Patent No. 6,314,574 (a
`
`continuation-in-part of the '307 patent) was the subject of litigation in the United States
`
`District Court for the Northern District of California, San Francisco Division, Case No. C
`
`02-2878 (VRW), hereinafter referred to as Litigation 1 ("Lit. 1").
`
`U.S. Patent No. 6,339,693 (a continuation of the '307 patent); U.S. Patent No.
`
`6,188,869 (a continuation-in-part of the '307 patent); and U.S. Patent No. 6,343,380 (a
`
`continuation of the '869 patent) were the subject of litigation in the United States District
`
`Court for the Western District of Texas, San Antonio Division, Case No. SA-03-CA-
`
`0087-WRF, hereinafter referred to as Litigation 2 ("Lit. 2").
`
`The '574 patent (referred to above in association with Lit. 1) was also the subject
`
`of litigation in the United States District Court for the Northern District of Texas, Fort
`
`Worth Division, Case No. 4-02CV1022-A; later transferred to the United States District
`
`Court for the Northern District of California, San Francisco Division, Case No. 4-02CV
`
`1022-A (VRW), hereinafter referred to as Litigation 3 ("Lit. 3").
`
`In Litigations 1-3, the defendants asserted that various references were pertinent to
`
`the issue of validity of the '574 patent, the '693 patent, the '869 patent, and the '380 patent
`
`under 35 U.S.C. §§ 102 and 103. Applicant notes for the Examiner on the attached Form
`
`PTO-1449 in the column for the Examiner's initials the references identified by defendants
`
`in Litigation 1 as being allegedly pertinent to the '574 patent by the designation "Lit. 1."
`
`References identified by the defendants in Litigation 2 as being allegedly pertinent to the
`
`'693 patent, the '869 patent, and the '380 patent are identified by the designation "Lit. 2."
`References identified by the defendants in Litigation 3 as being allegedly pertinent to the
`
`'574 patent are identified by the designation "Lit. 3."
`
`This submission does not represent that a search has been made or that no
`
`better art exists and does not constitute an admission that each or all of the listed
`
`documents are material or constitute "prior art." If the Examiner applies any of the
`
`documents as prior art against any claim in the application and Applicant determines
`that the cited documents do not constitute "prior art" under United States law, Applicant
`
`-2-
`
`Ex. 1022 - Page 2 of 230
`
`

`

`reserves the right to present to the office the relevant facts and law regarding the
`
`appropriate status of such documents.
`
`Applicant further reserves the right to take appropriate action to establish the
`
`patentability of the disclosed invention over the listed documents, should one or more of
`
`the documents be applied against the claims of the present application.
`
`If there is any fee due in connection with the filing of this Statement, please
`
`charge the fee to our Deposit Account No. 50-1068.
`
`Respectfully submitted,
`
`MARTIN & FERRARO, LLP
`
`Date: July 9, 2007 (cid:9)
`
`B
`
`eo F. Ferraro
`egistration No. 37,129
`
`1557 Lake O'Pines Street, NE
`Hartville, Ohio 44632
`Telephone: (310) 286-9800
`Facsimile: (310) 286-2795
`
`-3-
`
`Ex. 1022 - Page 3 of 230
`
`

`

`Substitute for FORM PTO-1449
`
`INFORMATION DISCLOSURE CITATION
`IN AN APPLICATION
`
`(Use several sheets if necessary)
`Sheet 1 of 11
`
`Attorney Docket Number
`124.0005-15000
`Applicant
`Hark C. Chan
`Filing Date
`July 9, 2007
`
`Express Mail Label No. ET 216 212 079 US
`OMB 0651-0031
`Customer No.
`22882
`Application Number
`(Cont. of 10/073,124)
`Examiner
`Group Art Unit
`2683
`W. Cumming
`
`EXAMINER
`INITIAL
`
`DOCUMENT NUMBER
`
`DATE
`
`NAME
`
`CLASS SUBCLASS
`
`FILING DATE IF
`APPROPRIATE
`
`2002/0186887
`
`12/2002
`
`Rhoads
`
`U.S. PATENT DOCUMENTS
`
`3,824,597
`
`3,967,202
`
`4,054,911
`
`4,081,832
`
`4,191,860
`
`4,215,406
`
`4,307,416
`
`4,430,639
`
`4,442,502
`
`4,528,643
`
`4,556,904
`
`4,563,702
`
`4,635,113
`
`7/1974
`
`6/1976
`
`Berg
`
`Batz
`
`10/1977
`
`Fletcher et al.
`
`3/1978
`
`Sherman
`
`3/1980 Weber
`
`7/1980
`
`Gomola et al.
`
`12/1981
`
`Spano
`
`2/1984
`
`Bennett
`
`4/1984
`
`Friend et al.
`
`7/1985
`
`Freeny, Jr.
`
`12/1985 Monat
`
`1/1986
`
`1/1987
`
`Heller et al.
`
`Okada et al.
`
`Harvey et al.
`
`Lit. 1,3
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1,3
`
`4,694,490
`
`4,734,858
`
`4,742,544
`
`4,768,087
`
`4,823,388
`
`4,827,508
`
`4,835,683
`
`4,860,352
`
`4,873,662
`
`4,877,404
`
`4,899,292
`
`4,965,825
`
`4,987,595
`
`5,010,571
`5,029,206
`
`5,058,000
`
`5,081,678
`
`9/1987
`
`3/1988
`
`5/1988
`
`8/1988
`
`4/1989
`
`5/1989
`
`5/1989
`
`Schlafly
`
`Kupnicki et al.
`
`Taub et al.
`
`Mizutani et al.
`
`Shear
`
`Phillips
`
`8/1989
`
`Laurance et al.
`
`10/1989
`
`Sargent
`
`10/1989 Warren et al.
`
`2/1990
`
`Montagna et al.
`
`10/1990
`
`Harvey et al.
`
`1/1991
`
`4/1991
`7/1991
`
`Marino, Jr. et al.
`
`Katznelson
`Marino, Jr. et al.
`
`10/1991
`
`1/1992
`
`Cox
`Kaufman et al.
`
`Form PTO 1449
`PTO/SB/ 08 (10-92)
`
`1
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1022 - Page 4 of 230
`
`(cid:9)
`(cid:9)
`

`

`Express Mail Label No. ET 216 212 079 US
`Attorney Docket No. 124.0005-15000
`
`5,099,516
`
`5,103,476
`
`5,124,909
`
`5,128,981
`
`5,132,680
`
`5,155,847
`
`5,157,783
`
`5,185,794
`
`5,208,671
`
`5,208,857
`
`5,214,697
`
`5,222,134
`
`5,237,411
`
`5,239,540
`
`5,241,671
`
`5,247,347
`
`5,247,575
`
`5,265,065
`
`Lit. 1,3
`
`Lit. 1
`
`Lit. 1,3
`
`Lit. 1
`
`3/1992
`
`Durkin et al.
`
`5/1992 Waite et al.
`
`6/1992
`
`7/1992
`
`Blakely
`
`Tsukamoto et al.
`
`7/1992
`
`Tezuka et al.
`
`10/1992
`
`Kirouac et al.
`
`10/1992
`
`Anderson et al.
`
`2/1993
`
`5/1993
`
`5/1993
`
`5/1993
`
`Thompson et al.
`
`Tarrant
`
`Lebrat
`
`Saito
`
`6/1993 Waite et al.
`
`8/1993
`
`Fink et al.
`
`8/1993
`
`Rovira et al.
`
`8/1993
`
`Reed et al.
`
`9/1993
`
`Litteral et al.
`
`9/1993
`
`Sprague et al.
`
`11/1993
`
`Turtle
`
`11/1993
`
`Stambler
`
`5,267,314
`
`5,282,247
`
`5,283,828
`
`5,319,707
`
`5,321,748
`
`5,321,750
`
`5,323,148
`
`5,327,174
`
`5,335,275
`
`5,335,278
`
`5,341,429
`
`5,343,494
`
`5,361,399
`
`5,365,591
`
`5,377,266
`
`5,381,476
`
`5,383,185
`
`5,384,835
`5,388,101
`5,392,023
`
`5,392,353
`
`Lit. 1,3
`
`1/1994
`
`McLean et al.
`
`2/1994
`
`Saunders et al.
`
`6/1994 Wasilewski et al.
`
`6/1994
`
`6/1994
`
`6/1994
`
`7/1994
`
`8/1994
`
`8/1994
`
`Zeidler et al.
`
`Nadan
`
`Olazabal et al.
`
`Kim
`
`Millar et al.
`
`Matchett et al.
`
`8/1994
`
`Stringer et al.
`
`8/1994
`
`Averst et al.
`
`11/1994
`
`Linguist et al.
`
`11/1994
`
`Carswell et al.
`
`12/ 1994
`
`Katta et al.
`
`1/1995
`
`1/1995
`
`1/1995
`2/1995
`2/1995
`
`2/1995
`
`Kimoto et al.
`
`Armbruster et al.
`
`Wheeler et al.
`Dinkins
`D' Avello et al.
`
`Morales
`
`Form PTO 1449
`PTO/SB/ 08 (10-92)
`
`2 (cid:9)
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1022 - Page 5 of 230
`
`(cid:9)
`

`

`Express Mail Label No. ET 216 212 079 US
`Attorney Docket No. 124.0005-15000
`
`5,394,559
`
`5,400,403
`
`5,404,505
`
`5,418,948
`
`5,432,798
`
`5,444,769
`
`5,452,356
`
`5,488,725
`
`5,506,984
`
`5,509,070
`
`5,510,992
`
`5,519,866
`
`5,524,073
`
`5,528,490
`
`5,530,740
`
`5,530,751
`
`5,534,857
`
`5,539,449
`
`5,543,789
`
`Lit. 2
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`2/1995
`
`Hemmie et al.
`
`3/1995
`
`4/1995
`
`5/1995
`
`7/1995
`
`Fahn et al.
`
`Levinson
`
`Turtle
`
`Blair
`
`8/1995
`
`Koen et al.
`
`9/1995
`
`1/1996
`
`4/1996
`
`4/1996
`
`Albert
`
`Turtle
`
`Miller
`
`Schull
`
`4/1996
`
`Kara
`
`5/1996
`
`Lawrence et al.
`
`6/1996
`
`Stambler
`
`6/1996
`
`Hill
`
`6/1996
`
`6/1996
`
`7/1996
`
`Irribarren
`
`Morris
`
`Laing et al.
`
`7/1996
`
`Blahut et al.
`
`8/1996
`
`Behr et al.
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1,3
`
`5,555,303
`
`5,555,407
`
`5,559,936
`
`5,563,946
`
`5,592,551
`
`5,613,004
`
`5,625,690
`
`5,629,867
`
`5,640,192
`
`5,646,998
`
`5,668,592
`
`5,668,950
`
`5,677,953
`
`5,682,318
`
`5,692,073
`
`5,694,546
`
`5,697,844
`5,721,827
`
`5,737,595
`
`5,754,646
`
`9/1996
`
`Stambler
`
`9/1996
`
`Cloutier et al.
`
`9/1996
`
`Poulter et al.
`
`10/1996
`
`Cooper et al.
`
`1/1997
`
`3/1997
`
`4/1997
`
`5/1997
`
`6/1997
`
`7/1997
`
`9/1997
`
`9/1997
`
`Lett
`
`Cooperman et al.
`
`Michel et al.
`
`Goldman
`
`Garfinkle
`
`Stambler
`
`Spaulding
`
`Kikuchi et al.
`
`10/1997
`
`Dolphin
`
`10/1997
`
`Kara
`
`11/1997
`
`Cass
`
`12/1997
`
`Reisman
`
`12/ 1997
`2/1998
`
`Von Kohorn
`Logan
`
`4/1998
`
`Cohen et al.
`
`5/1998 Williams et al.
`
`Form PTO 1449
`PTO/SB/ 08 (10-92)
`
`3 (cid:9)
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1022 - Page 6 of 230
`
`(cid:9)
`

`

`Express Mail Label No. ET 216 212 079 US
`Attorney Docket No. 124.0005-15000
`
`5,754,864
`
`5,757,913
`
`5,761,649
`
`5,774,886
`
`5,778,076
`
`5,784,609
`
`5,793,302
`
`5,812,929
`
`5,818,911
`
`5,819,034
`
`5,870,474
`
`5,875,108
`
`5,887,065
`
`5,887,243
`
`5,899,998
`
`5,933,604
`
`5,936,541
`
`5,954,793
`
`5,961,593
`
`Lit. 1,3
`
`5/1998
`
`Hill
`
`5/1998
`
`Bellare et al.
`
`6/1998
`
`6/1998
`
`7/1998
`
`7/1998
`
`8/1998
`
`Hill
`
`Kara
`
`Kara et al.
`
`Kurihara
`
`Stambler
`
`9/1998
`
`Tsutsui et al.
`
`10/1998
`
`Kawashima
`
`10/1998
`
`Kuriacose et al.
`
`2/1999 Wasilewski et al.
`
`2/1999
`
`Hoffberg et al.
`
`3/1999
`
`3/1999
`
`5/1999
`
`8/1999
`
`Audebert
`
`Harvey et al.
`
`McGauley et al.
`
`Inakoshi
`
`8/1999
`
`Stambler
`
`9/1999
`
`Stutman et al.
`
`10/1999 Gabber et al.
`
`Dillion
`
`5,968,129
`
`5,970,471
`
`5,974,148
`
`5,995,628
`
`5,995,725
`
`5,999,525
`
`5,999,934
`
`6,005,938
`
`6,021,307
`
`6,029,142
`
`6,044,365
`
`6,055,314
`
`6,076,094
`
`6,078,612
`
`6,089,453
`
`6,097,816
`
`6,125,388
`6,131,088
`6,185,265
`
`6,188,869
`
`Lit. 1
`
`Lit. 1,3
`
`10/1999
`
`10/1999
`
`Hill
`
`10/1999
`
`Stambler
`
`11/1999
`
`Kitaj et al.
`
`11/1999
`
`Dillon
`
`12/ 1999
`
`Krishnaswamy et al.
`
`12/1999
`
`Cohen et al.
`
`12/ 1999
`
`Banker et al.
`
`2/2000
`
`Chan
`
`2/2000
`
`Hill
`
`3/2000
`
`Cannon et al.
`
`4/2000
`
`6/2000
`
`6/2000
`
`Spies et al.
`
`Cohen et al.
`
`Bertrand et al.
`
`7/2000
`
`Kayser
`
`8/2000
`
`Momiki et al.
`
`9/2000
`10/2000
`2/2001
`
`Reisman
`Hill
`Campanella
`
`2/2001
`
`Chan
`
`Form PTO 1449
`PTO/SB/ 08 (10-92)
`
`4 (cid:9)
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1022 - Page 7 of 230
`
`(cid:9)
`

`

`Express Mail Label No. ET 216 212 079 US
`Attorney Docket No. 124.0005-15000
`
`6,209,142
`
`6,233,568
`6,253,059
`6,266,654
`
`6,289,200
`6,314,574
`
`6,317,785
`
`6,339,693
`6,343,380
`6,347,215
`
`6,349,409
`6,397,387
`6,473,860
`
`6,600,908
`6,609,202
`6,665,797
`6,766,140
`6,772,344
`6,789,198
`
`2/2000
`
`5/2001
`6/2001
`7/2001
`
`9/2001
`11/2001
`11/2001
`
`1/2001
`1/2002
`2/2002
`
`2/2002
`
`5/2002
`10/2002
`
`7/2003
`8/2003
`12/2003
`
`7/2004
`8/2004
`9/2004
`
`Hill
`
`Kara
`Chan
`Schull
`
`Chan
`Chan
`
`Chan
`Chan
`Chan
`Chan
`
`Chan
`Rosin et al.
`Chan
`
`Chan
`Chan
`Keung
`
`Chan
`Chan
`Chan
`
`FOREIGN PATENT DOCUMENTS
`
`DOCUMENT NUMBER
`
`DATE
`
`COUNTRY
`
`
`
`CLASS SUBCLASS
`
`TRANSLATION
`(YES/NO)
`
`93/09631
`
`WIPO
`5/1993
`OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, Etc.)
`
`"Automatic Hypermedia Link Generation"; IBM Technical Disclosure Bulletin; Vol. 35; No. 1A; pp.
`447-48; June 1992 (JOINT 003687 to 003689).
`
`"CD-Rom With Baseball Daily Online To Hit Stores as Microsoft Home's First Complete Sports
`Software; Comprehensive, Multimedia Guide to America's Favorite Pastime Is an Official Publication
`of Major League Baseball"; Business Wire; June 10, 1994 (JOINT 003665 to 003668).
`
`"CompuServe Incorporated and Metatec Corporation Announce Strategic Alliance"; PR Newswire;
`September 20, 1993 (JOINT 003789 to 003790).
`
`"CompuServe Releases CD"; Newsbytes; June 3, 1994 (JOINT 009893 to 009894).
`
`"Connect with Nautilus CD"; June 1994.
`
`"Creating the Hypertext Cluster"; March 21, 2002 (fourteen pages).
`
`"Database Management"; MacUser; Vol. 8; No. 13; p. 103; January 1993 (JOINT 003767 to 003772).
`
`"Dialog OnDisc Links: CD-ROM and Online Providing a Complementary Service"; Library
`Micromation News; No. 24; pp 11-16; June 1989.
`
`"First International Conference on the World-Wide Web"; May 25-27, 1994 (ten pages).
`
`"FT adds features, loses manager"; Information World Review; No. 84; September 1993 (JOINT
`003701 to 003703).
`
`Lit. 2
`
`Lit. 1
`
`Lit. 1
`Reexam
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Form PTO 1449
`PTO/SB/ 08 (10-92)
`
`5 (cid:9)
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1022 - Page 8 of 230
`
`

`

`Lit. 1
`
`Lit. 1
`
`Reexam
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 2
`
`Lit. 1
`
`Lit. 1
`
`Lit. 3
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Reexam
`
`Express Mail Label No. ET 216 212 079 US
`Attorney Docket No. 124.0005-15000
`"Fully Digital GML based Authoring and Delivering System for Hypermedia"; IBM Technical
`Disclosure Bulletin; Vol. 35; No. 2; pp. 458-463; July 1992.
`
`"Getting Multimedia From a Kit"; Smart Computing; Vol. 4; issue 5; May 1993 (eight pages).
`
`"History of Ovid Technologies"; February 5, 2002 (three pages).
`
`"How money programs compare"; SJM News, p. E4; October 1994 (JOINT 010810).
`
`"Library for Psychiatrists; American Psychiatric Press Inc.'s CD-ROM Library"; Information Today;
`Vol. 10; No. 6; p. 30; June 1993 (two pages).
`
`"Local Area Network Program Distribution Facility"; IBM Technical Disclosure Bulletin; Vol. 33; No. 5;
`pp. 169-71; October 1990 (JOINT 003695 to 003698).
`
`"Microsoft CD-ROM Yearbook: 1989-1990"; Microsoft; pp. 163-170; 1990 (JOINT 5390 to 5400).
`
`"Microsoft Continues Home Momentum With Nine New Products; Showcases New Products and
`Previews First Online enhancement to CD-ROM Product"; Business Wire; March 1, 1994 (JOINT
`003660 to 003664).
`
`"New CompuServe CD-ROM Brings the Power of Multimedia to Online Computing"; PR Newswire;
`June 1, 1994 (JOINT 009880 to 9884, 9891, and 9892).
`
`"Online banking popular"; Journal American; June 30, 1994 (JOINT 010820).
`
`"Reviews/Products Comparison"; InfoWorld; p. 86; December 7, 1992 (JOINT003704 to 003727).
`
`"S&P And Dialog Introduce Company Information On CD-ROM; Standard & Poor's Corp., CD-ROM
`Disc"; Information Today; Vol. 5; No. 6; p. 22; June 1988 (JOINT 003699 to 003700).
`
`"Web/CD-ROM Hybrids, A Working Definition"; February 1, 2002 (five pages).
`
`Alber, Antone; "Videotexffeletext, Principles and Practices; McGraw-Hill Book Company; ISBN 0-07-
`000957-0; 1985.
`Andreessen, Marc; "New X-based Information Systems Browser Available"; February 16, 1993 (two
`pages).
`
`Andres, Clay; "Authoring Tools Help Developers Deliver Multimedia Message on CD"; December 6,
`1993 (four pages).
`Apple Computer, Inc.; AppleLink 6.1 and related documentation; June 1991 (JOINT 001168 to
`001767).
`
`Apple Computer, Inc.; File Folder - PR 125 A112; Letter and Encrypted Software Distribution and
`Vending Agreement; (JOINT 009184 to 009215).
`
`Apple InfoMACIII compilation CD-ROM produced by Defendant Casio, Inc., in the action styled Hark
`Chan v. Brother International Corp. et al., Case No. CO3-2694 VRM (N.D. Cal.) (The CD is essentially
`a compilation of various freeware and shareware programs, which Casio alleges "comprises a
`collection of software and data containing links allowing access to online features".
`
`Bain, G. Donald; "Pinpointing Differences between Atlas Pro, Map Info."; MacWeek, Vol. 6; March 9,
`p. 32; 1992 (JOINT 003651 to 003652).
`Baker, Gary; "The Mac Internet Tour Guide"; January 1994 (three pages).
`
`Barr, Christopher; "Buy? Hold? Sell? MarketArts Windows on Wall Street"; PC Magazine; Vol. 13;
`No. 11; p. 30; June 14, 1994 (JOINT 003654 to 003655).
`Barr, Christopher; "On-line to Tomorrowland"; PC Magazine; p. 30; January 25, 1994 (JOINT
`003653).
`Beiser, Karl; "What a difference a year makes: CD-ROM developments"; Online; Vol. 17; No. 3; p.
`109; May 1993 (six pages).
`
`Form PTO 1449
`PTO/SB/ 08 (10-92)
`
`6 (cid:9)
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1022 - Page 9 of 230
`
`

`

`Express Mail Label No. ET 216 212 079 US
`Attorney Docket No. 124.0005-15000
`Bermant, Charles; "Enhanced CD's Promise to Redefine 'Liner Notes"; New York Times; December
`11, 1994 (three pages).
`
`Lit. 1
`
`Bond, Helen; "Banks hope their customers plug in to on-line bill paying"; The Dallas Morning News;
`September 18, 1994 (JOINT 010811).
`
`Bower, Gail L.; "CD-Rom, EDI, and POS: Powercom-2000"; CD-ROM Professional; pp 117-121;
`July/August 1994.
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 2
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 2
`
`Lit. 1
`
`Branstetter, Douglas; Deposition transcript and CDROM; August 2003.
`
`British National Libraries Project on CD-ROM (floppy disk); (JOINT 7872).
`
`Brown, C.; "Net 286 Gazette Online Magazine"; No. 1.05; September 25, 1993 (thirty-three pages).
`
`Bryant, Gayle; "Combining Online and Disc"; Online & CD-ROM Review; Vol. 17; No. 6; pp. 386-98;
`December 1993 (JOINT 003656 to 003659).
`
`Burrill, William; "You Can Be the Manager with These Baseball Games"; Toronto Star, sec. LIFE; p.
`F4; (Earl Weaver Baseball) August 31, 1991 (JOINT 7898 to 7900).
`CCH Access and related documentation and video; CCH, Inc.; 1993 (JOINT 7758 to 7854; 7958).
`
`CompuServe CD-ROM documents; 1994 (JOINT 009898 to 009923).
`
`CompuServe documents; August 13, 2002 (JOINT 009887 to 009888).
`
`CompuServe Interactive Services, Inc.; "The development and use of the Compuserve/Cable
`Gateway System".
`CompuServe Magazine; July 1994 (JOINT 010743 to 010747).
`
`CompuServe Magazine; May 1994 (JOINT 010748 to 010749).
`
`CompuServe screenshots; September 19, 2003 (JOINT 011139 to 011145).
`
`CompuServe; CompuServe CD (CCD) and related documentation; May 1994 (JOINT 7880).
`
`Deering, S.; "Host Extensions for IP Multicasting"; pp. 1-17; August 1989; Network Working Group;
`Request for Comments: 1112 (sixteen pages).
`
`Dialog Corp.; Dialog on Disc and related documentation; January 1993; (JOINT 7739 to 7751; 7876).
`Enbysk, Monte; "Banking at home; New software gives access via computer"; Journal American;
`February 11, 1994; (JOINT 010822 to 010823).
`File History of U.S. Patent No. 5,157,783 to Anderson et al.; issued October 20, 1992 (West) (JOINT
`00143 to 00605).
`File History of U.S. Patent No. 5,694,546 to Reisman, issued December 2, 1997 (Reisman) (JOINT
`00606 to 00882).
`Fillmore, Laura; "Internet Publishing: How We Must Think"; December 7, 1993 (seven pages).
`
`Flynn, Laurie; "CD-ROMs: They're Not Just for Entertainment"; New York Times; p 10; April 24,
`1994.
`Gautier et al.; "Automatic Program Recording System"; Radiodiff et TV; (w/translation) November
`1975 (twenty pages).
`Gecsei, Jan; "The Architecture of Videotex Systems; Prentice-Hall Inc.; ISBN 0130447765; 1983.
`Germain, Joseph; "Citations from Engineering Index: EIX"; January 28, 2002 (ten pages).
`Gorillas in the Disc CD-ROM and Documentation; 1991 (JOINT 009183; 009183.1 to 009183.10).
`
`Form PTO 1449
`PTO/SB/ 08 (10-92)
`
`7 (cid:9)
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1022 - Page 10 of 230
`
`(cid:9)
`

`

`Lit. 1
`
`Lit. 1,3
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Reexam
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Express Mail Label No. ET 216 212 079 US
`Attorney Docket No. 124.0005-15000
`Griffith, Cary; "The Federal Register on CD-ROM"; Information Today; Vol. 9; No. 11; pp. 32-34;
`December 1992 (JOINT 003682 to 003686).
`
`Hara, Yoshiko; "Consortium Eyes Satellite-Based E-Book System"; Electronic Engineering Times;
`October 1998 (two pages).
`
`Hayes, John P.; "Computer Architecture and Organization"; pp. 398-421; January 1988.
`
`Jacso, Peter; "Compuserve does CD-ROM; Product Announcement"; Information Today; October
`1994 (JOINT 009895 to 009897).
`
`Johnson, Chris; "Gatekeeper and Mosaic" (three pages).
`
`Keizer, Gregg; "Digital Dollars & Silicon Cents"; PC Magazine; pp. 235-244; January 25, 1994 (JOINT
`003731 to 003736).
`
`Keizer, Gregg; "MECA's Managing Your Money Breaks Into the Windows Market"; PC Magazine; Vol.
`13; No. 12; p. 37; June 28, 1994 (JOINT 003728 to 003730).
`
`Keizer, Gregg; "Money Matters; PC Personal-Finance Packages"; Computer Shopper; August 1994;
`(JOINT 010813 to 010819).
`
`Kobielus, James; "Look Before Leaping Into Internet Electronic Commerce"; Network World; p. 32;
`February 28, 1994 (three pages).
`
`Kristof, Kathy; "Breathing new life into home banking; Computer, TV and phone hookups are new
`ways of visiting the teller's window"; Chicago Tribune; January 4, 1994 (JOINT 010824).
`
`Liestol, Gunnar; "Hypermedia Communication and Academic Discourse: Some Speculations on a
`Future Genre"; The Computer Medium; Cambridge Unv. Press; pp 263-283; 1993.
`
`Lietzke, Ron; "On-line information Goes Off-Line, Too"; Columbus Dispatch; June 3, 1994 (JOINT
`009889 to 009890).
`
`Litigation materials from Case No. C 02-2878 (VRW), including Intuit Inc.'s Preliminary Invalidity
`Contentions (one page); Electronic Art Inc.'s Preliminary Invalidity Contentions (two pages); "Exhibit
`B" Prior Art Bibliography (four pages); and Intuit/EA/Symantec Prior Art tables (fifteen pages).
`
`Liu Cricket et al.; "Managing Internet Information Services"; O'Reilly & Associates, Inc; pp. 279-298;
`December 1994.
`
`Reexam
`
`Louderback, Jim; "One man's mission: a CD ROM Drive in Every PC"; PC Week; vol. 9; No. 22; p.
`70; June 1992 (two pages).
`
`Lit. 1
`
`Lit. 1
`
`Reexam
`
`Lit. 1,3
`
`Malnig, Anita; "Customers Build Their Own Mine Vehicles Via Multimedia"; MacWeek; Vol. 7; No. 30;
`p 42; July 26, 1993 (two pages).
`
`Mann, Richard; "Quicken 3 for Windows; Productivity Choice; Software Review; Evaluation";
`Computel; Vol. 16; No. 4; p. 76; April 1994 (JOINT 003773 to 003775).
`
`Marcus, John; "Wilson Business Abstracts on CD-Rom for the Corporate Library"; Database; Vol. 17;
`No. 3; pp. 52-55; June 1994 (JOINT 003776 to 003780).
`
`Marshall, Patrick; "Multimedia Software; Microsoft Knows Multimedia and Flaunts it with Encarta CD-
`ROM"; InfoWorld; p. 113; April 9, 1993 (two pages).
`
`Mascha, Michael et al.; "Interactive Education: Transitioning CD-ROMs to the Web"; (Virtual
`Chimps); May 25-27, 1994.
`
`Mascha, Michael; "Interactive Education: Transitioning CD-ROMs to the Web"; Computer Networks
`and ISDN Systems; Vol. 27; No. 2; pp267-272; November 1994.
`Mazur et al.; "Joining Digital Hypermedia and Networking for Collaboration In Engineering Design: A
`Project's Early Consideration"; CD-ROM Professional; pp 51-54; March 1992.
`
`Form PTO 1449
`PTO/SB/ 08 (10-92)
`
`8 (cid:9)
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1022 - Page 11 of 230
`
`

`

`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Express Mail Label No. ET 216 212 079 US
`Attorney Docket No. 124.0005-15000
`McManus, Neil; "CD-ROM, online hybrids; compuServe's CompuServe CD"; August 8, 1994 (JOINT
`009885 to 009886).
`
`Microsoft; Microsoft Complete Baseball (Complete Baseball) and related documentation (with videos
`and CD disks); May 1994; (JOINT 5027 to 5302; 5321 to 5389; 5401 to 5671; 6311 to 7519; 7540 to
`7730; 7874, 7879, 7882 to 7895, 7953 to 7957).
`
`Money 3.0 Various Documents; April 15, 1993 (JOINT 5001 to 5026; 5303 to 5320; 5672 to 6310).
`
`Murray, Rink; "Earl Weaver Baseball II; Software Review; one of four baseball simulation games
`reviews in '386 Down the Power Alleys"; PC Magazine; Vol. 11; No. 8; p. 493; April 26, 1992 (JOINT
`7903 to 7904).
`
`Nelson, Nancy; "Connectivity: Let Them Eat Cake"; Information today; Vol. 5; Issue 2; February 1988
`(five pages).
`
`Nelson, Russell N.; Deposition transcript and CDROM; August 2003.
`
`Nelson, Theodor Holm; "Literary Machines 90.1"; 1990 (three pages).
`
`Reexam
`
`Reexam
`
`Nesbit, Kathryn; "BRS/Links to the Future: Online Hypertext is Born"; Online; Vol. 14; No. 3; pp 34-
`36; May 1990 (five pages).
`
`Newcomb, Steven et al.; "The 'HyTime' Hypermedia/Time-based Document Structuring Language";
`Communications of the ACM; Vol. 34; No. 11; p. 67; November 1991 (twenty-three pages).
`
`Nicholls, Paul; "Assessing CD-ROM in Canada"; CD-ROM World; Vol. 8; No. 5; p. 38; June 1993
`(eight pages).
`
`Nickerson, Gord; "Mining for Gold"; CD-ROM Professional; pp 128-132; January 1994.
`
`Reexam
`
`Nickerson, Gordon; "WorldWideWeb"; Computers in Libraries; Vol. 12; No. 11; p. 75; December 1992
`(six pages).
`
`Nielsen, Jakob; "Hypertext and Hypermedia"; 1993 (ten pages).
`
`Lit. 1,3
`
`Nunn-Price, Norman; "The Link Between CD-Rom and Online"; Law Technology Journal; Vol. 2; No.
`2; at 13; (Justis Article); May 1993 (JOINT 7855 to 7857).
`
`O'Connor, Mary Ann; "Markup, SGML, and Hypertext for Full-Text Databases--Part III"; CD-ROM
`Professional; pp 130-131; November 1992.
`
`Oben, Alta; "Review of Nautilus from May 1995 Monitor"; Jan 14, 1994 (four pages).
`
`Ogawa et al.; "Design Strategies for Scenario-based Hypermedia: Description of its Structure,
`Dynamics, and Style"; Proceeding of the ACM Conference on Hypertext; pp 71-80; November 30-
`December 4, 1992 (eleven pages).
`
`Packet Driver CD-ROM Documents (JOINT 010302 to 010399).
`
`Packet Drivers CD (Packet Drivers or PCD) and related documentation; January 1994 (JOINT 7878).
`
`Packet.h; July 19, 1993 (JOINT 003860 to 003891).
`
`Parkinson, Kirsten L.; "Nautilus CD Adds Magazine-Like Interface; Product Announcement";
`MacWeek; Vol. 7; No. 41; p. 12; October 18, 1993 (JOINT 003787 to 03788).
`
`Pei Wei; ViolaWVVW and related documentation; May 1992; (PW 000001 to PW 001091; JOINT
`004180 to 004193).
`
`Powell, James; "Adventures with the World Wide Web: Creating a Hypertext Library Information
`System; DATABASE; Vol. 17; No. 1; pp 59-66; February 1994.
`Premise; Making the Easy Transition to Premise 1.41; (JOINT 009713 to 009718).
`Premise Notebook Screen Captures; (JOINT 009719 to 009722).
`
`Premise Quick Reference Card; (JOINT 0009230 to 0009239; 009695 to 009704).
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Reexam
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Form PTO 1449
`PTO/SB/ 08 (10-92)
`
`9 (cid:9)
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1022 - Page 12 of 230
`
`(cid:9)
`

`

`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`.1
`Lit. (cid:9)
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Reexam
`
`Reexam
`
`Lit. 1,3
`
`Lit. 1
`
`Express Mail Label No. ET 216 212 079 US
`Attorney Docket No. 124.0005-15000
`
`Premise; QuickScan on Premise; (JOINT 009711 to 009712).
`
`Premise Software Training Course Floppy Disks 1-3; (JOINT 009705 to 009707).
`
`Premise Software; Training Course Enclosed; (JOINT 009689 to 009694).
`
`Premise Software; Version 1.2; 1989; (JOINT 9723 to 9731).
`
`Premise User Manual; 1991; (JOINT 009240 to 009404).
`
`Premise User Manual; 1992; (JOINT 009405 to 009464).
`
`Premise User Packet; Front and Back Cover; May 5, 1991; (JOINT 009687 to 009688).
`
`Quicken Deluxe product (Quicken Deluxe) and related documentation (including CD-ROM); January
`1994; (JOINT 7873; 7915 to 7932; 7944 to 7952).
`
`Quint, Barbara; "compact Cambridge/Cambridge Information Group; Cambridge Scientific Abstracts";
`Database Searcher; Vol. 8; No. 1; p. 20; January 1992 (four pages).
`
`Quint, Barbara; "Footsore Searcher Tours Online/CD-ROM '91 Exhibits: Day Three"; Database
`Searcher; Vol. 8; No. 2; p. 10; February 1992 (nineteen pages).
`
`Raggett, David; HTML+ (Hypertext Markup Language); pp. 1-31; WWW Discussion Group Request
`for Comments; July 12, 1993.
`
`Reality's "Wealth Builder 3.0 by Money Magazine"; User's Guide and floppy disks; 1992 (JOINT 7911
`to 7913; 7933 (twenty-six pages); 7934 (one hundred, fifty-eight pages); 7935 (User's Guide; three
`hundred, thirty-seven pages)).
`
`Lit. 1
`
`Reference Manual Revised Edition; West CD Rom Libraries; 1989; (JOINT 009465 to 9686).
`
`Reisman, Richard R.; "CD-ROM/Online Hybrids, The Missing Link:?"; CD-ROM Professional; Vol. 8;
`No. 4; April 1995 (nine pages).
`
`Rescorla, E. et al.; "The Secure HyperText Transfer Protocol"; June 1994 (twenty-three pages).
`
`Lit. 1
`
`Research Institute of America; RIA OnPoint; January 1993 (JOINT 7881).
`
`Richman, Barry; "Online or Ondisc? When to Choose CD-ROM for your Database"; CD-ROM
`Professional; pp 53-54; March 1993.
`
`Rogers, Scot P.; "Citations from BUSINESS DATELINE THRU 1998: BD1"; February 5, 2002 (thirty-
`eight pages).
`
`Rogers, Scot P.; "Citations from INFORM:INF"; February 5, 2002 (ten pages).
`
`Rogers, Scot P.; "Citations from PROMT-PREDICASTS:PM3"; February 5, 2002 (four pages).
`
`Reexam
`
`Rubenstein, Robert et al.; "CD-ROM Update: Tax Information of CD-ROM"; The Tax Adviser; No. 1;
`Vol. 24; p. 59; January 1993 (four pages).
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Salamone, Salvatore; "Electronic software Distribution: Diamond in the Rough"; Data
`Communications; pp. 109-116; March 1993 (JOINT 003794 to 003799).
`
`Scenarios 1-6 and SAM Screen Captives; (July 1, 1993); (JOINT 9216-9229).
`
`Schneider, Marc; "What is Teletext?"; Philips Semiconductors Video Products; pp 2-204 to 2-212;
`June 1994 (nine pages).
`
`Scisco, Peter; "Pigskin preview; computer football games; Software Review; Evaluation"; Computel;
`Vol. 14; No. 6; p. 92; September 1992 (JOINT 7905 to 7910).
`Sherman, Christopher V. et al.; "Exploring Hybrid World of CD-ROM/On-Line Products"; Multimedia
`Week; Vol. 3; No. 10; March 7, 1994 (JOINT 7731 to 7738).
`Simon, Barry; "Pipeline: Enter the Internet"; PC Magazine; p. 46; February 8, 1994 (JOINT 003811).
`
`Form PTO 1449
`PTO/SB/ 08 (10-92)
`
`10 (cid:9)
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1022 - Page 13 of 230
`
`(cid:9)
`

`

`Express Mail Label No. ET 216 212 079 US
`Attorney Docket No. 124.0005-15000
`Slay, Alan L.; "Money Management Cures"; MacWorld; pp. 152-158; March 1991 (JOINT 003812 to
`003818).
`Smith Jr., Kime H. et al.; "Accessing Multimedia Network Services"; IEEE Communications
`Magazine; pp 72-80; May 1992.
`Software Dispatch CD and Related Documentation; 1993 (JOINT 009733 to 009737).
`Stangenes, Sharon; "'First' teams up with Microsoft on home banking"; Chicago Tribune; November
`19, 1993 (JOINT 010826).
`Steinberg, Jeffrey A.; "GeoQuery"; MacUser; Vol. 8; No. 10; p. 58; October 1992 (JOINT 003831 to
`003833).
`Sugawara, Sandy; "Microsoft's very big ballpark estimate; Software giant's 'complete baseball' opens
`a window on its ambitious on-line plans"; Washington Post; p C1; May 7, 1994 (JOINT 003834 to
`003836).
`Swenson, John; "Banking through home computer has arrived"; Journal American; May 23, 1994
`(JOINT 010821).
`Swenson, John; "Software you can bank on; Microsoft, U.S. Bank to put financial services within
`modem's reach"; Journal American; December 7, 1993 (JOINT 010825).
`Symantec Antivirus for Macintosh 4.0 and related documentation (SAM 4.0); (JOINT 001768 to
`003650).
`Unknown article; Wall Street & Technology; Vol. 11; No. 5; p 9 (JOINT 3859).
`USA Today; "Keyboards Dream Teams"; sec. BONUS; p. 4E; August 30, 1991 (JOINT 7896 to
`7897).
`Vaughn, Mary A. et al.; "Publishing on CD-ROM: The NautilusCD Experience"; CD-ROM
`Professional; Vol. 7; No. 3; pp. 59-68; May/June 1994 (JOINT 003837 to 003843).
`Vogt, Sjoerd; "CD-ROM and Online-competitors or Compatriots? An Online Host's Point of View";
`Online Information 92; p