Substitute for FORM PTO·1449
`
`Attorney Docket Number
`124.0005-17000
`
`Customer No.
`22882
`
`INFORMATION DISCLOSURE CITATION
`IN AN APPLICATION
`
`(Use several sheets if necessary)
`Sheet 1 of21
`
`Applicant
`Hark C. Chan
`
`Filing Date
`June 15, 2011
`
`U.S. PATENT DOCUMENTS
`
`Application Number
`(Cant. of 10/073,124)
`
`Group Art Unit Examiner
`(2617)
`(W. Cumming)
`
`EXAMINER
`INITIAL
`
`DOCUMENT NUMBER
`
`DATE
`
`NAME
`
`CLASS
`
`SUBCLASS
`
`FILING DATE IF
`APPROPRIATE
`
`OMB 0651-0031
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 1, Lit. 3,
`Lit. 4
`
`Lit. 1. Lit. 4
`
`Lit. 4
`
`Lit.1,Lit.4
`
`Lit. 1, Lit. 3,
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`3,824,597
`3,967,202
`4,054,911
`4,081,832
`4,191,860
`4,215,406
`4,215,407
`4,307,416
`4,430,639
`4,442,502
`4,528,643
`4,556,904
`4,598,318
`4,563,702
`4,635,113
`4,649,384
`4,694,490
`4,734,858
`4,736,365
`4,742,544
`4,768,087
`4,823,388
`4,827,508
`
`4,835,683
`4,860,352
`4,873,662
`4,877,404
`4,899,292
`
`4,965,825
`4,987,595
`5,003,384
`5,010,571
`5,029,206
`5,058,000
`
`7/1974 Berg
`6/1976 Batz
`10/1977 Fletcher et al.
`3/1978 Sherman
`3/1980 Weber
`7/1980 Gomola et al.
`7/1980 Gomola et al.
`12/1981 Spano
`2/1984 Bennett
`4/1984 Friend et al.
`7/1985 Freeny, Jr.
`12/1985 . Monat
`7/1986 Robbins
`1/1986 Heller et al.
`1/1987 Okada et al.
`3/1987 Sheafor et al.
`9/1987 Harvey et al.
`3/1988 Schlafly
`4/1988 Stern
`5/1988 Kupnicki et al.
`8/1988 Taub et al.
`4/1989 Mizutani et al.
`5/1989 Shear
`
`5/1989 Phillips
`8/1989 Laurance et al.
`10/1989 Sargent
`10/1989 Warren et al.
`2/1990 Montagna et al.
`
`10/1990 Harvey et al.
`1/1991 Marino, Jr. et al.
`3/1991 Durden et al.
`4/1991 Katznelson
`7/1991 Marino, Jr. et al.
`10/1991 Cox
`
`PTO/8B/OB (10-92)
`
`1
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1023 - Page 1 of 333
`
`Groupon, Inc.
`Exhibit 1023
`
`

`

`Substitute for FORM PTO·1449
`
`Attorney Docket Number
`124.0005-17000
`
`Customer No.
`22882
`
`INFORMATION DISCLOSURE CITATION
`IN AN APPLICATION
`
`(Use several sheets if necessary)
`Sheet 1 of21
`
`Applicant
`Hark C. Chan
`
`Filing Date
`June 15, 2011
`
`U.S. PATENT DOCUMENTS
`
`Application Number
`(Cant. of 10/073,124)
`
`Group Art Unit Examiner
`(2617)
`(W. Cumming)
`
`EXAMINER
`INITIAL
`
`DOCUMENT NUMBER
`
`DATE
`
`NAME
`
`CLASS
`
`SUBCLASS
`
`FILING DATE IF
`APPROPRIATE
`
`OMB 0651-0031
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 1, Lit. 3,
`Lit. 4
`
`Lit. 1. Lit. 4
`
`Lit. 4
`
`Lit.1,Lit.4
`
`Lit. 1, Lit. 3,
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`3,824,597
`3,967,202
`4,054,911
`4,081,832
`4,191,860
`4,215,406
`4,215,407
`4,307,416
`4,430,639
`4,442,502
`4,528,643
`4,556,904
`4,598,318
`4,563,702
`4,635,113
`4,649,384
`4,694,490
`4,734,858
`4,736,365
`4,742,544
`4,768,087
`4,823,388
`4,827,508
`
`4,835,683
`4,860,352
`4,873,662
`4,877,404
`4,899,292
`
`4,965,825
`4,987,595
`5,003,384
`5,010,571
`5,029,206
`5,058,000
`
`7/1974 Berg
`6/1976 Batz
`10/1977 Fletcher et al.
`3/1978 Sherman
`3/1980 Weber
`7/1980 Gomola et al.
`7/1980 Gomola et al.
`12/1981 Spano
`2/1984 Bennett
`4/1984 Friend et al.
`7/1985 Freeny, Jr.
`12/1985 . Monat
`7/1986 Robbins
`1/1986 Heller et al.
`1/1987 Okada et al.
`3/1987 Sheafor et al.
`9/1987 Harvey et al.
`3/1988 Schlafly
`4/1988 Stern
`5/1988 Kupnicki et al.
`8/1988 Taub et al.
`4/1989 Mizutani et al.
`5/1989 Shear
`
`5/1989 Phillips
`8/1989 Laurance et al.
`10/1989 Sargent
`10/1989 Warren et al.
`2/1990 Montagna et al.
`
`10/1990 Harvey et al.
`1/1991 Marino, Jr. et al.
`3/1991 Durden et al.
`4/1991 Katznelson
`7/1991 Marino, Jr. et al.
`10/1991 Cox
`
`PTO/8B/OB (10-92)
`
`1
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1023 - Page 2 of 333
`
`

`

`Lit. 4
`
`Lit. 4
`
`Lit. 1, Lit. 3,
`Lit. 4
`
`Lit. 4
`
`Lit. 1, Lit. 4
`
`Lit. 1, Lit. 3,
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Ut.4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 1. Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`Lit. 1, Lit. 3,
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`5,081,678
`5,083,271
`5,099,516
`5,103,476
`5,124,909
`
`5,128,981
`5,132,680
`5,155,847
`
`5,157,783
`5,185,794
`5,208,671
`5,208,857
`5,214,697
`5,222,134
`5,237,411
`5,239,540
`5,241,671
`5,247,347
`5,247,575
`5,265,065
`5,267,314
`5,282,247
`5,283,828
`5,319,707
`
`5,319,542
`5,321,748
`5,321,750
`5,323,148
`5,327,174
`
`5,335,275
`5,335,277
`5,335,278
`5,341,429
`5,343,494
`
`5,347,632
`
`5,361,399
`5,365,591
`5,377,266
`5,381,476
`5,383,185
`5,384,835
`5,388,101
`5,392,023
`
`1/1992 Kaufman et al.
`1/1992 Thacher et al.
`3/1992 Durkin et al.
`4/1992 Waite et al.
`6/1992 Blakely
`
`7/1992 Tsukamoto et al.
`7/1992 Tezuka et al.
`10/1992 Kirouac et a!.
`
`10/1992 Anderson et al.
`2/1993 Thompson et al.
`5/1993 Tarrant
`5/1993 Lebrat
`5/1993 Saito
`6/1993 Waite et al.
`8/1993 Fink et al.
`8/1993 Rovira et al.
`8/1993 Reed et al.
`9/1993 Litteral et al.
`9/1993 Sprague et al.
`11/1993 Turtle
`11/1993 Stambler
`1/1994 McLean et al.
`2/1994 Saunders et a!.
`6/1994 Wasilewski et al.
`6/1994 King, Jr. et al.
`6/1994 Zeidler et a!.
`6/1994 Nadan
`6/1994 Olazabal et al.
`7/1994 Kim
`8/1994 Millar et al.
`8/1994 Harvey et al.
`8/1994 Matchett et al.
`8/1994 Stringer et al.
`8/1994 Averst et al.
`9/1994 Filepp et al.
`
`11/1994 Linquist et al.
`11/1994 Carswell et al.
`12/1994 Katta et al.
`1/1995 Kimoto et a!.
`1/1995 Arm bruster et al.
`1/1995 Wheeler et a!.
`2/1995 Dinkins
`2/1995 0' Avello et al.
`
`PTOfSBf08 (10-92)
`
`2
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1023 - Page 3 of 333
`
`

`

`Lit. 4
`
`Lit. 2
`
`Lit. 4
`
`Lit. 1, Lit. 4
`
`Lit. 4
`
`lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 1, Lit. 4
`
`lit. 1. lit. 4
`
`Lit. 4
`
`Lit. 1, Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 1, Lit. 4
`
`Lit. 1, Lit. 4
`
`lit. 1, Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 1, Lit. 4
`
`Lit. 1, Lit. 4
`
`lit. 1, lit. 3,
`Lit. 4
`
`5,392,353
`5,394,559
`5,400,403
`5,404,505
`5,414,644
`5,418,908
`5,418,948
`5,432,798
`5,442,771
`5,444,769
`5,446,891
`5,452,356
`5,457,746
`5,481,542
`5,488,725
`5,489,952
`5,506,984
`5,509,070
`5,510,992
`5,519,866
`5,524,073
`5,528,490
`5,530,740
`5,530,751
`5,534,857
`5,539,449
`5,543,789
`5,555,303
`5,555,407
`5,559,936
`5,563,946
`5,592,551
`5,613,004
`5,625,690
`5,629,867
`5,640,192
`5,646,998
`5,668,592
`5,668,950
`5,677,953
`5,682,318
`5,692,073
`
`5,694,546
`5,697,844
`
`2/1995 Morales
`2/1995 Hemmie et al.
`3/1995 Fahn et al.
`4/1995 Levinson
`5/1995 Seamon et al.
`5/1995 Keller et al.
`5/1995 Turtle
`7/1995 Blair
`8/1995 Filepp et al.
`8/1995 Koen et al.
`8/1995 Kaplan et aL
`9/1995 Albert
`10/1995 Dolphin
`1/1996 Logston et al.
`1/1996 Turtle
`2/1996 Gove et al.
`4/1996 Miller
`4/1996 Schull
`4/1996 Kara
`5/1996 Lawrence et al.
`6/1996 Stambler
`6/1996 Hill
`6/1996
`Irribarren
`6/1996 Morris
`7/1996 Laing et al.
`7/1996 Blahut et al.
`8/1996 Behr et al.
`9/1996 Stambler
`9/1996 Cloutier et al.
`9/1996 Poulter et al.
`10/1996 Cooper et a!.
`1/1997 Lett
`3/1997 Cooperman et al.
`4/1997 Michel et al.
`5/1997 Goldman
`6/1997 Garfinkle
`7/1997 Stambler
`9/1997 Spaulding
`9/1997 Kikuchi et al.
`10/1997 Dolphin
`10/1997 Kara
`11/1997 Cass
`
`12/1997 Reisman
`12/1997 Von Kohorn
`
`PTO/S8/0B (10-92)
`
`3
`
`Patent and Trademark Office; U<S. DEPARTMENT OF COMMERCE
`
`Ex. 1023 - Page 4 of 333
`
`

`

`Ut.4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Ut.4
`
`Lit. 1, Lit. 3,
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 1, Lit. 4
`
`Lit. 4
`
`Lit. 1, Lit. 3,
`Lit. 4
`
`PTO/S8/08 (10-92)
`
`5,721,827
`5,734,853
`5,737,595
`5,742,677
`5,754,646
`5,754,864
`5,757,913
`5,761,649
`5,774,886
`5,778,076
`5,784,609
`5,793,302
`5,796,967
`5,812,929
`5,818,911
`5,819,034
`5,870,474
`5,875,108
`5,887,065
`
`5,887,243
`5,899,998
`5,933,604
`5,936,541
`5,954,793
`5,961,593
`5,968,129
`5,970,471
`5,974,148
`5,990,927
`5,995,628
`5,995,725
`5,999,525
`5,999,934
`6,005,938
`6,021,307
`6,029,142
`6,029,150
`6,044,365
`6,055,314
`6,076,094
`6,078,612
`6,089,453
`6,097,816
`
`6,125,388
`
`2/1998 Logan
`3/1998 Hendricks et aL
`4/1998 Cohen et at
`4/1998 Pinder et al.
`5/1998 Williams et al.
`5/1998 Hill
`5/1998 Bellare et aJ.
`6/1998 Hill
`6/1998 Kara
`7/1998 Kara et al.
`7/1998 Kurihara
`8/1998 Stambler
`8/1998 Filepp et al.
`9/1998 Tsutsui et al.
`10/1998 Kawashima
`10/1998 Joseph et al.
`2/1999 Wasilewski et al.
`2/1999 Hoffberg et al.
`3/1999 Audebert
`
`3/1999 Harvey et al.
`5/1999 McGauley et al.
`lnakoshi
`8/1999
`8/1999 Stambler
`9/1999 Stutman et al.
`10/1999 Gabber et al.
`10/1999 Dillon et al.
`10/1999 Hill
`10/1999 Stambler
`11/1999 Hendricks
`11/1999 Kitaj et a!.
`11/1999 Dillon
`12/1999 Krishnaswamy et al.
`12/1999 Cohen et al.
`12/1999 Banker et al.
`2/2000 Chan
`2/2000 Hill
`2/2000 Kravitz
`3/2000 Cannon et al.
`4/2000 Spies et al.
`6/2000 Cohen et at.
`6/2000 Bertrand et al.
`7/2000 Kayser
`8/2000 Momiki et al.
`
`9/2000 Reisman
`
`4
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1023 - Page 5 of 333
`
`

`

`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`lit. 4
`
`Lit. 4
`
`lit 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 2
`
`Lit. 4
`
`6,131,088
`6,185,265
`6,188,869
`6,233,568
`6,253,059
`6,266,654
`6,289,200
`6,314,574
`6,317,785
`6,339,693
`6,343,380
`6,347,215
`6,349,409
`6,397,387
`6,473,860
`6,600,908
`6,609,202
`6,665,797
`6,766,140
`6,772,344
`6,789,198
`7,072,849
`7,181,758
`7,508,789
`7,522,554
`7,627,750
`7,830,830
`7,840,176
`2002/0069282
`
`2002/0112171
`
`2002/0124055
`
`2002/0129094
`
`2002/0186887
`
`10/2000 Hill
`2/2001 Campanella
`2/2001 Chan
`5/2001 Kara
`6/2001 Chan
`7/2001 Schull
`9/2001 Chan
`11/2001 Chan
`11/2001 Chan
`1/2002 Chan
`1/2002 Chan
`2/2002 Chan
`2/2002 Chan
`5/2002 Rosin et al.
`10/2002 Chan
`7/2003 Chan
`8/2003 Chan
`12/2003 Keung
`7/2004 Chan
`8/2004 Chan
`9/2004 Chan
`7/2006 Filepp et al.
`2/2007 Chan
`3/2009 Chan
`4/2009 Chan
`12/2009 Chan
`11/2010 Chan
`11/2010 Chan
`6/2002 Reisman
`8/2002 Ginter et al.
`9/2002 Reisman
`9/2002 Reisman
`12/2002 Rhoads
`
`FOREIGN PATENT DOCUMENTS
`
`DOCUMENT NUMBER
`
`DATE
`
`COUNTRY
`
`CLASS
`
`SUBCLASS
`
`TRANSLATION
`(YES/NO)
`
`WO 89/08299
`WO 93/09631
`
`911989 WIPO
`511993 WIPO
`
`OTHER DOCUMENTS (Including Author, Title, Date, Pertinent Pages, Etc.)
`
`H&R Block Digital Tax Solutions LLC F/K/AI H&R Block Digital Tax Solutions, Inc. and Block Financial
`Corporation's Preliminary Unenforceability Contentions dated July 3, 2008, in Disc Link Corporation v. H&R
`Block Digital Tax Solutions et ai., Case No. 5:06-CV-00295-DF in the U.S. District Court for the Eastern District
`of Texas, Texarkana Division.
`
`PTO/SB/08 (10-92)
`
`5
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1023 - Page 6 of 333
`
`

`

`Lit. 5
`
`Lit. 4
`
`lit. 1
`
`lit. 1, Rex.
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`lit. 1
`
`Lit. 1
`
`Lit. 1
`
`lit. 1
`
`lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 1
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 2, Lit. 4
`
`Ut.4
`
`Ut.4
`
`Lit. 4
`
`Online News Link LLC, v. Apple Inc., et al.; Civil Action No. 2:09cv312; Plaintiff's Original Complaint; Document
`1; October 8, 2009; pages 1-6.
`McManus, Neil; "CD-ROM, online hybrids; compuserve's CompuServe CD"; August 8, 1994.
`"Here is Your Personal CD Code" Disk.
`"Automatic Hypermedia Link Generation"; IBM Technical Disclosure Bulletin; Vol. 35; No. 1A; June 1992; pp.
`447-48.
`"CD-Rom With Baseball Daily Online To Hit Stores as Microsoft Home's First Complete Sports Software;
`Comprehensive, Multimedia Guide to America's Favorite Pastime Is an Official Publication of Major League
`Baseball"; Business Wire; June 10, 1994.
`"CompuServe Incorporated and Metatec Corporation Announce Strategic Alliance"; PR Newswire; September
`20, 1993.
`"CompuServe Releases CD"; Newsbytes; June 3, 1994.
`"Connect with Nautilus CD"; June 1994.
`"Creating the Hypertext Cluster"; March 21, 2002.
`"Database Management"; MacUser; Vol. 8; No. 13; January 1993; p. 103.
`"Dialog OnDisc Links: CD-ROM and Online Providing a Complementary Service"; June 1989.
`"First International Conference on the World-Wide Web"; May 25-27-1994.
`"FT adds features, loses manager"; Information World Review; No. 84; September 1993.
`"Fully Digital GML based Authoring and Delivering System for Hypermedia"; IBM Technical Disclosure Bulletin;
`Vol. 35; No.2; July 1992; pp. 458-463.
`"Getting Multimedia From a Kit"; May 1993.
`"History of Ovid Technologies"; February 5,2002.
`"How money programs compare"; SJM News, p. E4; October 1994.
`"Information today"; February 1988.
`"Local Area Network Program Distribution Facility"; IBM Technical Disclosure Bulletin; Vol. 33; No.5; October
`1990; pp. 169-71.
`"Microsoft CD-ROM Yearbook: 1989-1990"; Microsoft; 1990; pp. 163-170.
`"Microsoft Complete Baseball CD-ROM with Baseball Daily Online to Hit Stores As Microsoft Home's First
`Complete Sports Software"; Microsoft News Release; June 10, 1994.
`"Microsoft Continues Home Momentum With Nine New Products; Showcases New Products and Previews First
`Online enhancement to CD-ROM Product"; Business Wire; March 1, 1994.
`"New CompuServe CD-ROM Brings the Power of Multimedia to Online Computing"; PR Newswire; June 1,
`1994.
`"Online banking popular"; Journal American; June 30, 1994.
`"Reviews/Products Comparison"; InfoWorld; December 7, 1992; p. 86.
`"S&P And Dialog Introduce Company Information On CD-ROM; Standard & Poor's Corp., CD-ROM Disc";
`Information Today; Vol. 5; No.6; June 1988; p. 22.
`"Web/CD-ROM Hybrids, A Working Definition"; February 1, 2002.
`A New Playing Field: Indoor baseball like never before, and talk about artificial turf ... ; The Seattle Times; May
`29, 1994; pp. C1, C6.
`Aaland; Microsoft's new field of dreams; Folio; Apr 15, 1994.
`Academic Press, Inc.; Academic Press Dictionary of Science and Technology; 1992; pp. 660, 1805, and 2151.
`Alber, Antone; "Videotex/Teletext, Principles and Practices; McGraw-Hili Book Company; 1985.
`Alta Oben; Review of Nautilus from May 1995 Monitor; Feb 27,2002.
`Ambrosius; Breaking New Ground: Franklin and Microsoft Enter the Fantasy Baseball Market With Innovative
`New Products; Fantasy Baseball; Vol. 5, No.3; May 1994.
`Americ Disc Inc.; Advertisement "We're Crazy About Our Business ... We Are Committed To You." Identified in
`Appendix B of Defendants' P.R. 3-3 Invalidity Contentions in Disc Link v. H&R Case No. 5:06-CV-00295-DF
`dated Nov 1, 2007.
`
`PTO/SB/08 (1 O~92)
`
`6
`
`Patent and Trademark Office; U.S, DEPARTMENT OF COMMERCE
`
`Ex. 1023 - Page 7 of 333
`
`

`

`Lit 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lil.4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 1
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 1
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Americ Disc Inc.; CD-ROM Purchase Order Form to CD Publishing Corp.; Dec 20, 1993.
`Americ Disc Inc.; Facsimile from Frank Johansen to Mark Frass with CD Publishing Corporation CD-ROM
`Services Price List; May 31,1994.
`Americ Disc Inc.; Invoice No. 126225 to CD Publishing Corporation; Jan 5, 1994.
`Americ Disc Inc.; Procedure for Shipping Tapes, Films and Printed Matter. Identified in Appendix B of
`Defendants' P.R. 3-3 Invalidity Contentions in Disc Link v. H&R Case No. 5:06-CV-00295-DF dated Nov 1,
`2007.
`America Online, Inc.; America Online: Welcome New Member, Version 2.0; 1994.
`Andreessen, Marc; "New X-based Information Systems Browser Available"; February 16, 1993.
`Andres, Clay; "Authoring Tools Help Developers Deliver Multimedia Message on CD"; December 6, 1993.
`Apple Com puter, Inc.; Apple Developer Group; Jun 15, 1989.
`Apple Computer, Inc.; Apple Directions; The Developer Business Report; Aug 1994.
`Apple Computer, Inc.; Apple II, AppleLink Personal Edition Apple IIc Plus Addendum. (1988)
`Apple Computer, Inc.; Apple II, AppleLink Personal Edition; Aug 1988.
`Apple Computer, Inc.; Apple Macintosh HyperCard User's Guide and HyperCard Quick Reference Card; 1987;
`• pp. 1-221.
`Apple Computer, Inc.; Apple Price List; Sep 1,1993.
`Apple Computer, Inc.; Apple Reference and Presentations Library, Version 5.0, Reselier Edition. (1993)
`Apple Computer, Inc.; Apple Remote Access Client User's Guide for MaCintosh; (1993).
`Apple Computer, Inc.; AppleLink 6.0 Ancillary Materia!s; 1990.
`Apple Computer, Inc.; AppleLink 6.0 and 6.1 Source CDs.
`Apple Computer, Inc.; AppleLink 6.0 User's Guide; 1990; pp. i-xi, 1-131.
`Apple Computer, Inc.; AppleLink 6.0.
`Apple Computer, Inc.; AppleLink 6.1 and related documentation; June 1991.
`Apple Computer, Inc.; AppleLink 6.1 Program Disk 1; 1991.
`Apple Computer, Inc.; AppleLink 6.1 Program Disk 2; 1991.
`Apple Computer, Inc.; AppleLink 6.1 User's Guide Update; 1991.
`Apple Computer, Inc.; AppleLink License Agreement
`Apple Computer, Inc.; AppleLink Personal Edition Connect Guide; 1988; pp. 1-38.
`Apple Computer, Inc.; Developer's Handbook; 1984; pp. 1-32.
`Apple Computer, Inc.; e-World; Version 1.0 Install Disk 1 and Disk 2; 1994.
`Apple Computer, Inc.; File Folder - PR 125 A 112; Letter and Encrypted Software Distribution and Vending
`Agreement.
`Apple Computer, Inc.; Getting Started With AppleLink 6.0; 1990; pp. 1-19.
`Apple Computer, Inc.; Getting Started With AppleLink 6.1; 1991; pp. 1-21.
`Apple Computer, Inc.; Gorillas in The Disc, Apple Developer Group, Developer CD Series Volume VI; 1991; pp.
`3-15.
`Apple Computer, Inc.; HyperCard Basics; 1990; pp. 1-33.
`Apple Computer, Inc.; HyperCard Information ... It's All Over AppleLink!; AppleLink Ink; May 15, 1989.
`Apple Computer, Inc.; Info Guide for AppleLink 6.0; 1990.
`Apple Computer, Inc.; Info Guide for AppleLink 6.1; 1991.
`Apple Computer, Inc.; Inside CCL: The AppleLink Communication Control Language Scripting Guide; 1990;
`pp. i-xiv, 1-312.
`Apple Computer, Inc.; Macintosh AppfeLink Apple Edition User's Guide AppleLink 6.0; 1990.
`Apple Computer, Inc.; Outside Apple; May 1988.
`Apple Computer, Inc.; Read Me First, AppleLink 6.0.
`
`PTOfSB/08 (10-92)
`
`7
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1023 - Page 8 of 333
`
`

`

`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 3
`
`Lit. 4
`
`Lit. 1, Lit. 4
`
`Lit. 4
`
`Lit. 1, Lit. 4
`
`Lit. 1, Lit. 4
`
`Lit. 4
`
`Lit. 4, Rex.
`
`Lit. 4
`
`Lit. 4
`
`Lit. 1, Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Ut.4
`
`Lit. 4
`
`Lit. 1, Lit. 4
`
`Lit. 4
`
`Lit. 1, Lit. 4
`
`Lit. 1
`
`Ut.4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Apple Computer, Inc.; Read Me First, AppleLink 6.1; 1992.
`
`Apple Computer, Inc.; Software Dispatch Free CD and Advertisement. Identified in Appendix B of Defendants'
`P.R. 3-3 Invalidity Contentions in Disc Link v. H&R Case No. 5:06-CV-00295-DF dated Nov 1, 2007.
`Apple Computer, Inc.; Software Dispatch User's Guide; 1993; pp. 1-10.
`Apple Computer, Inc.; The Apple CD-ROM Handbook; Addison-Wesley Publishing Company; 1992; pp. 1-144.
`
`Apple Computer, Inc.; The Developer Handbook: A Reference Guide to Development Programs and Services
`for Apple Developers, Third Edition; April 1991.
`Apple Computer, Inc.; The Hexorcist CD -- Developer CD Series; Oct 1992.
`
`Apple InfoMACll1 compilation CD-ROM produced by Defendant Casio, Inc., in the action styled Hark Chan v.
`Brother International Corp. et al., Case No. C03-2694 VRM (N.D. Cal.) (The CD is essentially a compilation of
`various freeware and shareware programs, which Caslo alleges "comprises a collection of software and data
`containing links allowing access to online features".
`
`Aragon; Pitching Products; PC Week; Aug 1, 1994.
`Bain, G. Donald; "Pinpointing Differences between Atlas Pro, Map Info."; MacWeek, Vol. 6; March 9,1992; p.
`32.
`Baker, Gary; "The Mac Internet Tour Guide"; January 1994.
`Barr, Christopher; "Buy? Hold? Sell? MarketArts Windows on Wall Street"; PC Magazine; Vol. 13; No. 11; June
`14, 1994; p. 30.
`Barr, Christopher; "On-line to Tomorrowland"; PC Magazine; January 25, 1994; p. 30.
`
`Barret; Sampling the Content; Seybold Report on Desktop Publishing; Vol. 8, No.8; Seybold Publication; 1996.
`Beiser, Karl; "What a difference a year makes: CD-ROM developments"; Online; Vol. 17; No.3; p. 109; May
`1993.
`Bermant, Charles; "Enhanced CD's Promise to Redefine 'Liner Notes'''; February 20, 2002.
`
`Berners-Lee, Weaving The Web: The Original Design and Ultimate Destiny of the World Wide Web By Its
`Inventor; 1999; pp. 22-23, 28-31, 45-51.
`
`Berners-Lee, Weaving The Web: The Original Design and Ultimate Destiny of the World Wide Web By Its
`Inventor; 1999; pp. 4-6, 13-23, 56, 64.
`Bettany, Josephine M.; "Creating the Hypertext Cluster"; March 21, 2002.
`
`Bond, Helen; "Banks hope their customers plug in to on-line billpaying"; The Dallas Morning News; September
`18, 1994; (JOINT 010811).
`Borgstrom et al.; Wilson Disc's MLA on CD-ROM; CD-ROM Professional; Vol. 3, No.5; Sep 1990; pp. 64-68.
`Bower, Gai! L.; "CD-Rom, EDt, and POS: Powercom-2000"; July/August 1994.
`
`Branstetter, Douglas; Deposition transcript and CDROM; August 2003.
`
`Braunagel; The natural: baseball and computers Programs cater to statistics lovers, fantasy leaguers, fans of all
`kinds; The San Diego Union-Tribune; Apr 12, 1994.
`
`British National Libraries Project.
`
`Brown, C.; "Net 286 Gazette Online Magazine"; September 25, 1993.
`Bryant, Gayle; "Combining Online and Disc"; Online & CD-ROM Review; Vol. 17; No.6; December 1993; pp.
`386-98.
`Burr; Field of Screens; Entertainment Weekly; No. 235; Aug 12, 1994.
`
`Burrill, William; "You Can Be the Manager with These Baseball Games"; Toronto Star, sec. LIFE; p. F4; August
`31, 1991 (Earl Weaver Baseball).
`CCH Access and related documentation and video; CCH, Inc.; 1993.
`
`CD Publishing Corporation; Brochure.
`
`CD Publishing Corporation; CD Publishing Spec Sheet: Packet Driver CD: The Crynwr library!
`CD Publishing Corporation; Facsimile from Mark Frass to Nancy Gauthier, Americ Disc with Purchase Order;
`Dec 20, 1993.
`CD Publishing Corporation; Invoice No.1 000015 to Doug Veldbuisea; Jan 9, 1994.
`
`PTO/SB/08 (10-92)
`
`CD Publishing Corporation; Invoice No. 1000016 to Richard Smith; Jan 9,1994.
`Patent and Trademark Office; U.s. DEPARTMENT OF COMMERCE
`8
`
`Ex. 1023 - Page 9 of 333
`
`

`

`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lil.4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Ut.4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lil.4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`lit. 4
`
`PTO/S8/0B (10-92)
`
`CD Publishing Corporation; Invoice No. 1000019 to Wolfgang Fahl; Jan 9, 1994.
`CD Publishing Corporation; Invoice No. 1000020 to Tim Evans; Jan 9,1994.
`CD Publishing Corporation; Invoice NO.1 000096 to Bernd Sommerfeld; Mar 28, 1994.
`CD Publishing Corporation; Invoice No.1 000129 to Anthony Sanders; Jun 15, 1994.
`CD Publishing Corporation; Invoice NO.1 000129 to Gary Seabridge; Jun 15, 1994.
`CD Publishing Corporation; Invoice No. 1000133 to Bernd Sommerfeld; Jun 19, 1994.
`CD Publishing Corporation; Invoice NO.1 000134 to Hans-Gunther Willers; Jun 25, 1994.
`CD Publishing Corporation; Invoice No.1 000135 to Bernd Sommerfeld; Jun 19, 1994.
`CD Publishing Corporation; Invoice No.1 000137 to Sang Shin; Jun 30, 1994.
`CD-ROM With Baseball Daily Online To Hit Stores as Microsoft Home's First Complete Sports Software;
`Comprehensive, Multimedia Guide to America's Favorite Pastime Is an Official Publication of Major League
`Baseball; Business Wire; Jun 10, 1994.
`Charles Bermant; Enhanced CD's Promise to Redefine Liner Notes; Feb 20, 2002.
`CheckFree Advertisements.
`Chomsky, Noam; "Online or Ondisc? When to Choose CD-ROM for your Database"; March 1993.
`Claim 17 v. AOL 1.0; EXHIBIT C in Nov 1, 2007 Defendants' P.R. 3-3 Invalidity Contentions in Disc Link v. H&R
`Case litigation.
`Claim 17 v. Baseball Prior Art; EXHIBIT C in Nov 1,2007 Defendants' P.R. 3-3 Invalidity Contentions in Disc
`Link v. H&R Case litigation.
`Claim 17 v. CompuServe CD; EXHI BIT C in Nov 1, 2007 Defendants' P.R. 3-3 Invalidity Contentions in Disc
`Link v. H&R Case litigation.
`Claim 17 v. Free BSD and SunSoft CD/Lynx; EXHIBIT C in Nov 1,2007 Defendants' P.R. 3-3 Invalidity
`Contentions in Disc Link v. H&R Case litigation.
`Claim 17 v. Line Mode; EXHIBIT C in Nov 1, 2007 Defendants' P.R. 3-3 Invalidity Contentions in Disc Link v.
`H&R Case litigation.
`Claim 17 v. NautilusCD; EXHIBIT C in Nov 1, 2007 Defendants' P.R. 3-3 Invalidity Contentions in Disc Link v.
`H&R Case litigation.
`Claim 17 v. PacketDriver, InfoMac, SunSoft CD/NCSA Mosaic; EXHIBIT C in Nov 1,2007 Defendants' P.R. 3-3
`Invalidity Contentions in Disc Link v. H&R Case litigation.
`Claim 17 v. Premise Prior Art; EXHIBIT C in Nov 1,2007 Defendants' P.R. 3-3 Invalidity Contentions in Disc
`Link v. H&R Case litigation.
`Claim 17 v. Prior Art (U.S. Patent No.5, 157,783 - Wang West); EXHIBIT C in Nov 1,2007 Defendants' P.R. 3-
`3 Invalidity Contentions in Disc Link v. H&R Case litigation.
`Claim 17 v. Prior Art: AppleLink versions 6.0/6.1; EXHIBIT C in Nov 1, 2007 Defendants' P. R. 3-3 Invalidity
`Contentions in Disc Link v. H&R Case litigation.
`Claim 17 v. Prior Art: Darell R. Raymond and Frank Wm. Tompa, "Hypertext and the New Oxford English
`Dictionary," Hypertext '87 papers at 143-53, ACM 089791-340-x/89/0011/0153; EXHIBIT C in Nov 1,2007
`Defendants' P.R. 3-3 Invalidity Contentions in Disc Link v. H&R Case litigation.
`Claim 17 v. Prior Art: Internet Engineering Task Force, "RFC1436: The Internet Gopher Protocol (a distributed
`document search and retrieval protocol),,; EXHIBIT C in Nov 1, 2007 Defendants' PRo 3-3 Invalidity
`Contentions in Disc Link v. H&R Case litigation.
`Claim 17 v. Prior Art: PC Gopher; EXHIBIT C in Nov 1, 2007 Defendants' P. R. 3-3 Invalidity Contentions in Disc
`Link v. H&R Case litigation.
`Claim 17 V. Prior Art: Rich Wiggins, 'The University of Minnesota's Internet Gopher System: A Tool for
`Accessing Network-Based Electronic Information." The Public-Access Computer Systems Review 4, no. 2
`(1993) ; EXHIBIT C in Nov 1,2007 Defendants' P.R. 3-3 Invalidity Contentions in Disc Link V. H&R Case
`litigation.
`Claim 17 V. Prior Art: Symantec's SAM 4.0 Manual; EXHIBIT C in Nov 1, 2007 Defendants' P.R. 3-3 Invalidity
`Contentions in Disc Link v. H&R Case litigation.
`Claim 17 v. Prior Art: U.S. Patent No. 5,555,407 (Cloutier); EXHIBIT C in Nov 1,2007 Defendants' P.R. 3-3
`Invalidity Contentions in Disc Link v. H&R Case litigation.
`9
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1023 - Page 10 of 333
`
`

`

`Lit. 4
`
`Lit 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Ut.4
`
`Lit. 4
`
`Lit. 4
`
`Lit 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit 4
`
`Lit. 4
`
`Lit 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit 4
`
`Lit 4
`
`Lit. 4
`
`Lit 4
`
`Lit. 4
`
`Lit. 4
`
`Claim 17 v. Prior Art: U.S. Patent No. 5,694,546 (Reisman); EXHIBIT C in Nov 1, 2007 Defendants' P.R 3-3
`Invalidity Contentions in Disc Link v. H&R Case litigation.
`Claim 17 v. Prior Art: U.S. Patent No. 5,761,649 (Hill); EXHIBIT C in Nov 1, 2007 Defendants' P.R 3-3
`Invalidity Contentions in Disc Link v. H&R Case litigation.
`Claim 17 v. Quicken Companion CD; EXHIBIT C in Nov 1, 2007 Defendants' P.R 3-3 Invalidity Contentions in
`Disc Link v. H&R Case litigation.
`Claim 17 v. Reality Wealthbuilder; EXHIBIT C in Nov 1, 2007 Defendants' PRo 3-3 Invalidity Contentions in
`Disc Link v. H&R Case litigation.
`Claim 17 v. RIA OnPoint Prior Art; EXHIBIT C in Nov 1, 2007 Defendants' P. R 3-3 Invalidity Contentions in
`Disc Link V. H&R Case litigation.
`Column: Windows Analytics; Wall Street & Technology.
`Commerce Clearing House, Inc.; Access CD-Rom Extend Quick Reference; 1993.
`Commerce Clearing House, Inc.; Access Tax Research Series, CCH Access CD-ROM User Guide; 1993.
`COMPACT DISC: America Online For Windows, Version 2.0
`COMPACT DISC: Apple Desktop Services, Wishing Well CD Fall 1991
`COMPACT DISC: Apple Desktop Services, Wishing Well CD Summer 1991
`COMPACT DISC: Apple Reference & Presentations Library Fall '91
`COMPACT DISC: Apple Reference & Presentations Library v7.0 3/1991
`COMPACT DISC: Apple Reference & Presentations Library v8; Identified in Appendix B of Defendants' P.R 3-
`3 Invalidity Contentions in Disc Link V. H&R Case No. 5:06-CV-00295-DF dated Nov 1,2007.
`COMPACT DISC: Apple Reference & Presentations Library Winter '91-'92
`COMPACT DISC: Apple, Technical Information Source, Version 3.0 (1992)
`COMPACT DISC: Apple, TIS 3.0, Hybrid (1992)
`COMPACT DISC: Archival Viola WWW Material, Viola 1994.
`COMPACT DISC: CD-Access Macintosh Version; Identified in Appendix B of Defendants' PRo 3-3 Invalidity
`Contentions in Disc Link V. H&R Case No. 5:06-CV-00295-DF dated Nov 1, 2007.
`COMPACT DISC: Dialog OnDisk Miami Herald 1992
`COMPACT DISC: Federal Reporter, WPC06401, 3/1994, West Publishing Company.
`COMPACT DISC: Federal Reporter, WPC06402, 3/1994, West Publishing Company.
`COMPACT DISC: Federal Reporter, WPC06413, 1/1994, West Publishing Company.
`COMPACT DISC: Federal Reporter, WPC06417, 1/1994, West Publishing Company.
`COMPACT DISC: Federal Reporter, WPC06418, 1/1994, West Publishing Company.
`COMPACT DISC: Federal Reporter, WPC06501, 4/1994, West Publishing Company.
`COMPACT DISC: Federal Reporter, WPC06502, 4/1994, West Publishing Company.
`COMPACT DISC: Federal Reporter, WPC06507, 2/1994, West Publishing Company.
`COMPACT DISC: Federal Reporter, WPC06508, 2/1994, West Publishing Company.
`COMPACT DISC: Infomac III (1994)
`COMPACT DISC: Internal & External Beta, Folio Library Management & Online Link/ Access Plus 3.1 Beta
`Test Drive, REV.111/30/1992.
`COMPACT DISC: National Libraries Project on CD-ROM (Diskette) (1990-1993)
`COMPACT DISC: Nautilus 7/1993, Volume 4-7, Macintosh Edition
`COMPACT DISC: Nautilus 9/1993, Volume 4-9, Macintosh Edition
`COMPACT DISC: New Mexico Law on Disc, 2/1994.
`COMPACT DISC: OnPoint Federal Tax Coordinator, Disc 1
`COMPACT DISC: OnPoint REL 12/10/1991 Release
`COMPACT DISC: On Point REL 92-1,1991 Archive
`
`PTO/S8/08 (10-92)
`
`10
`
`Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`
`Ex. 1023 - Page 11 of 333
`
`

`

`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Ut.4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`Lit. 1
`
`Lit. 1
`
`Lit. 4
`
`Lit. 4
`
`Lit. 4
`
`COMPACT DISC: OnPoint REL 92-10; Identified in Appendix B of Defendants' P.R 3-3 Invalidity Contentions
`in Disc Link v. H&R Case No. 5:06-CV-00295-DF dated Nov 1,2007.
`COMPACT DISC: On Point REL 92-11; Identified in Appendix B of Defendants' P.R 3-3 Invalidity Contentions
`in Disc Link v. H&R Case No. S:06-CV-00295-DF dated Nov 1, 2007.
`COMPACT DISC: OnPoint REL 92-12; Identified in Appendix B of Defendants' P.R 3-3 Invalidity Contentions
`in Disc Link v. H&R Case No. 5:06-CV-00295-DF dated Nov 1, 2007.
`COMPACT DISC: OnPoint REL 92-2; Identified in Appendix B of Defendants' P.R 3-3 Invalidity Contentions in
`Disc Link v. H&R Case No. 5:06-CV-00295-DF dated Nov 1, 2007.
`COMPACT DISC: OnPoint REL 92-3; Identified in Appendix B of Defendants' P.R 3-3 Invalidity Contentions in
`Disc Link v. H&R Case No. 5:06-CV-00295-DF dated Nov 1, 2007.
`COMPACT DISC: OnPoint REL 92-4; Identified in Appendix B of Defendants' P.R 3-3 Invalidity Contentions in
`Disc Link v. H&R Case No. 5:06-CV-00295-DF dated Nov 1,2007.
`COMPACT DISC: OnPoint REL 92-5; Identified in Appendix B of Defendants' P.R 3-3 Invalidity Contentions in
`Disc Link v. H&R Case No. 5:06-CV-00295-DF dated Nov 1, 2007.
`COMPACT DISC: OnPoint REL 92-6; Identified in Appendix B of Defendants' P.R 3-3 Invalidity Contentions in
`Disc Link v. H&R Case No. 5:06-CV-00295-DF dated Nov 1, 2007.
`COMPACT DISC: OnPoint REL 92-7; Identified in Appendix B of Defendants' P.R. 3-3 Invalidity Contentions in
`Disc Link v. H&R Case No. 5:06-CV-00295-DF dated Nov 1, 2007.
`COMPACT DISC: On Point REL 92-8; Identified in Appendix B of Defendants' P.R. 3-3lnvaJidity Contentions in
`Disc Link v. H&R Case No. 5:06-CV-00295-DF dated Nov 1, 2007.
`COMPACT DISC: On Point REL 92-9; Identified in Appendix B of Defendants' P.R. 3-3 Invalidity Contentions in
`Disc Link v. H&R Case No. 5:06-CV-00295-DF dated Nov 1,2007.
`COMPACT DISC: OnPoint REL 93-1,1992 Archive
`COMPACT DISC: OnPoint REL 93-2; Identified in Appendix B of Defendants' P.R. 3-3 Invalidity Contentions in
`Disc Link v. H&R Case No. 5:06-CV-00295-DF dated Nov 1, 2007.
`COMPACT DISC: On Point REL 93-3, System 3.0; Identified in Appendix B of Defendant