`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`
`
`Cisco Systems, Inc., Ciena Corporation, Coriant Operations, Inc.,
`Coriant (USA) Inc., and Fujitsu Network Communications, Inc.,
`Petitioner
`
`v.
`
`Capella Photonics, Inc.
`Patent Owner
`
`
`
`Inter Partes Review Nos. IPR2014-012761
`Patent Nos. RE42,678
`
`
`
`TRANSMITTAL ACCOMPANYING PETITIONER’S
`DEMONSTRATIVES FOR ORAL ARGUMENT
`
`
`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
`1 Case IPR2015-00894 has been joined with this proceeding.
`
`
`
`Case No. IPR2014-01276
`Atty. Docket No. CSCO-002/00US [034855-2015] (RE42,678)
`Transmittal Accompanying Cisco’s Demonstratives for Oral Argument
`
`
`EXHIBIT LIST
`
`Description
`Ex. No.
`1001 U.S. Reissued Patent No. RE42,678 to Wilde et al. (“ ‘678 patent”)
`File History of U.S. Patent No. RE42,678 to Wilde et al. (“ ‘678 File
`1002
`History”)
`1003 U.S. Patent No. 6,498,872 to Bouevitch et al. (“Bouevitch”)
`1004 U.S. Patent No. 6,798,941 to Smith et al. (“Smith Patent,” or “Smith”)
`Provisional Patent App. No. 60/234,683 (“Smith Provisional”)
`1005
`1006 U.S. Patent No. 6,798,992 to Bishop et al. (“Bishop”)
`1007 U.S. Patent No. 6,507,421 to Bishop et al. (“Bishop ‘421”)
`Provisional Patent App. No. 60/277,217 (“’368 Provisional”)
`1008
`1009 U.S. Patent No. 6,253,001 to Hoen (“Hoen”)
`1010 U.S. Patent No. 5,661,591 to Lin at al. (“Lin”)
`1011 Doerr et al., An Automatic 40-Wavelength Channelized Equalizer, IEEE
`Photonics Technology Letters, Vol., 12, No. 9, (Sept. 2000)
`1012 U.S. Patent No. 5,936,752 to Bishop et al. (“Bishop ‘752”)
`Excerpt from New World English Dictionary ("servo” and
`1013
`“servomechanism”)
`
`1014
`
`Excerpt from Collins English Dictionary - Complete & Unabridged 10th
`Edition. HarperCollins Publishers.
`http://dictionary.reference.com/browse/feedback (accessed: May 07,
`2014) (“feedback”)
`
`1015
`
`Ford et al., Wavelength Add–Drop Switching Using Tilting
`Micromirrors, Journal of Lightwave Technology, Vol. 17, No. 5 (May
`
`
`
`1
`
`
`
`Case No. IPR2014-01276
`Atty. Docket No. CSCO-002/00US [034855-2015] (RE42,678)
`Transmittal Accompanying Cisco’s Demonstratives for Oral Argument
`
`Ex. No.
`
`Description
`
`1999) (“Ford”)
`1016 U.S. Patent No. 6,069,719 to Mizrahi (“Mizrahi”)
`1017 U.S. Patent No. 6,204,946 to Aksyuk et al. (“Aksyuk”)
`1018 U.S. Patent Application Publication No. US 2002/0105692 to Lauder et
`al. (“Lauder”)
`1019 Giles et al., Reconfigurable 16-Channel WDM DROP Module Using
`Silicon MEMS Optical Switches, IEEE Photonics Technology Letters,
`Vol. 11, No. 1, (Jan. 1999) (“Giles 16-Channel WDM DROP Module”)
`1020 Andrew S. Dewa, and John W. Orcutt, Development of a silicon 2-axis
`micro-mirror for optical cross-connect, Technical Digest of the Solid
`State Sensor and Actuator Workshop, Hilton Head Island, SC, June 4-8,
`2000) at pp. 93-96 (“Dewa”)
`1021 U.S. Patent No. 6,011,884 to Dueck et al. (“Dueck”)
`1022 U.S. Patent No. 6,243,507 to Goldstein et al. (“Goldstein ‘507”)
`1023 U.S. Patent No. 6,567,574 to Ma, et al. (“Ma”)
`1024 U.S. Patent No. 6,256,430 to Jin, et al. (“Jin”)
`1025 U.S. Patent No. 6,631,222 to Wagener et al. (“Wagener”)
`1026 U.S. Patent No. 5,875,272 to Kewitsch et al. (“Kewitsch”)
`1027 U.S. Patent No. 6,285,500 to Ranalli at al. (“Ranalli”)
`1028 Declaration of Dr. Dan Marom
`Curriculum Vitae of Dr. Dan Marom
`1029
`1030
`
`James A. Walker et al., Fabrication of a Mechanical Antireflection
`Switch for Fiber-to-the-Home Systems, 5 J. Microelectromechanical Sys.
`
`
`
`2
`
`
`
`Case No. IPR2014-01276
`Atty. Docket No. CSCO-002/00US [034855-2015] (RE42,678)
`Transmittal Accompanying Cisco’s Demonstratives for Oral Argument
`
`Ex. No.
`
`Description
`45, 46-47, Fig. 3 (1996) (“Walker”)
`1031 U.S. Patent No. 5,414,540 to Patel et al. (“Patel”)
`Borella, et al., Optical Components for WDM Lightwave Networks,
`1032
`Proceedings of the IEEE, Vol. 85, NO. 8, August 1997 (“Borella”)
`1033 U.S. Patent No. 6,928,244 to Goldstein et al. (“Goldstein ‘244”)
`Steffen Kurth et al., Silicon mirrors and Micromirror Arrays for Spatial
`1034
`Laser Beam Modulation, Sensors and Actuators, A 66, July 1998
`
`1035
`
`C. Randy Giles and Magaly Spector, The Wavelength Add/Drop
`Multiplexer for Lightwave Communication Networks, Bell Labs
`Technical Journal, (Jan.-Mar. 1999) (“Giles and Spector”)
`1036 U.S. Patent No. 5,872,880 to Maynard (the “Maynard patent”)
`R.E. Wagner and W.J. Tomlinson, Coupling Efficiency of Optics in
`1037
`Single-Mode Fiber Components, Applied Optics, Vol. 21, No. 15, pp.
`2671-2688 (August 1982)
`
`1038
`
`Excerpts from Born et al., PRINCIPLES OF OPTICS, (6th Ed., Pergammon
`Press 1984)
`
`1039
`
`Excerpts from Shigeru Kawai, HANDBOOK OF OPTICAL
`Interconnects (2005)
`1040 U.S. Patent No. 6,625,350 to Kikuchi (the “Kikuchi patent”)
`Joseph E. Ford & James A. Walker, Dynamic Spectral Power
`1041
`Equalization Using Micro-Opto-Mechanics, IEEE Photonics
`Technology Newsletter, Vol. 10, No. 10, (Oct. 1998) (“Ford &
`Walker, Spectral Power Equalization”)
`1042 U.S. Patent No. 5,048,912 to Kunikane et al. (“Kunikane patent”)
`1043 U.S. Patent No. 5,315,431 to Masuda et al. (“Masuda patent”)
`
`
`
`3
`
`
`
`Case No. IPR2014-01276
`Atty. Docket No. CSCO-002/00US [034855-2015] (RE42,678)
`Transmittal Accompanying Cisco’s Demonstratives for Oral Argument
`
`Ex. No.
`1044
`
`Description
`S. Yuan, and N. A. Riza, General formula for coupling loss
`characterization of single mode fiber collimators by use of gradient
`index rod lenses, Appl. Opt. Vol. 38, No. 10, at 3214-3222, (1999)
`1045 Ming C. Wu, Micromachining for Optical and Optoelectronic
`Systems, Proc. IEEE, Vol. 85, No. 11, at 1833-56 (Nov. 1997)
`(“Wu, Micromachining”)
`
`1046
`
`1047
`
`1048
`
`Sir Isaac Newton, Opticks or a treatise of the reflections,
`refractions, and inflections and colors of light (1730)
`Chikama et al., Photonic Networking Using Optical Add Drop
`Multiplexers and Optical Cross-Connects, Fujitsu Sco. Tech. J., 35,
`1, pp. 46-55 (July 1999)
`Richard S. Muller & Kam Y. Lau, Surface-Micromachined
`Microoptical Elements and Systems, Proceedings of the IEEE, Col.
`86, No. 8 (August 1998)
`June 30, 2015, Deposition Transcript of Dr. Alexander V. Sergienko
`1049
`(“S. Tr.”)
`1050 Abdul Al-Azzawi, Fiber Optics: Principles and Practices (CRC
`Press 2006). (“Al-Azzawi”) (containing additional excerpts to the
`copy produced by Patent Owner at Ex. 2020)
`1051 U.S. Patent No. 6,950,609 to Marom (“Marom ‘609”)
`Rajiv Ramaswami & Kumar N. Sivarajan, Optical Networks: A
`1052
`Practical Perspective (Morgan Kaufmann Publishers 2000).
`(“Ramaswami”)
`FiberStore.com, Optical Circulators (listed under WDM Optical
`Network->Passive Optical Components->Optical Circulator)
`The American Heritage College Dictionary, Houghton Mifflin Co.
`(1997 3d. Ed.)
`Clifford Holliday, Components for R-OADMs ’05 (B & C
`Consulting Services & IGI Consulting Inc. 2005). (“Updated
`Holliday R-OADMs”) (containing additional excerpts to the copy
`produced by Patent Owner at Ex. 2009)
`Clifford Holliday, Switching the Lightwave: OXC’s – The
`Centerpiece of All Optical Network (IGI Consulting Inc. & B & C
`Consulting Services 2001). (“Updated Holliday OXC”) (containing
`
`1053
`
`1054
`
`1055
`
`1056
`
`
`
`4
`
`
`
`Case No. IPR2014-01276
`Atty. Docket No. CSCO-002/00US [034855-2015] (RE42,678)
`Transmittal Accompanying Cisco’s Demonstratives for Oral Argument
`
`Ex. No.
`
`Description
`additional excerpts to the copy produced by Patent Owner at Ex.
`2011)
`1057 Webster’s New World Dictionary (1994 3d. Ed.)
`Petitioner’s Demonstratives for Cases IPR2014-01276 (merged with
`1058
`IPR2015-00894)
`
`
`
`Pursuant to 37 C.F.R. § 42.70(b) and the October 8, 2015 Order (Paper No.
`
`32), Petitioner Cisco Systems, Inc. hereby files its demonstrative exhibit as Exhibit
`
`1058.
`
`Dated: November 4, 2015
`
`COOLEY LLP
`ATTN: Patent Group
`1299 Pennsylvania Ave., NW, Suite 700
`Washington, DC 20004
`Tel: (720) 566-4232
`Fax: (202) 842-7899
`
`
`
`
`
`
`By:
`
`
`
`
`Respectfully submitted,
`COOLEY LLP
`
`/ Sarah J. Guske /
`Sarah Guske
`Reg. No. (pro hac vice)
`Back-up Counsel
`
`
`
`5
`
`
`
`Case No. IPR2014-01276
`Atty. Docket No. CSCO-002/00US [034855-2015] (RE42,678)
`Transmittal Accompanying Cisco’s Demonstratives for Oral Argument
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant
`
`to 37 C.F.R.
`
` §§ 42.6(e)
`
`the
`
`foregoing Transmittal
`
`Accompanying Petitioner’s Demonstratives for Oral Argument and Exhibit
`
`1058 were served electronically via email in its entirety on the following counsel
`
`of record for Patent Owners:
`
`Jason D. Eisenberg (Lead Counsel)
`Robert Greene Sterne (Backup Counsel)
`Jon E. Wright (Backup Counsel)
`Nicholas J. Nowak (Backup Counsel)
`Jonathan Tuminaro (Backup Counsel)
`
`
`
`STERNE, KESSLER, GOLDSTEIN & FOX P.L.L.C.
`1100 New York Avenue, N. W.
`Washington, D.C. 20005
`E-mails:
`jasone-PTAB@skgf.com
`rsterne-PTAB@skgf.com
`jwright-PTAB@skgf.com
`nnowak-PTAB@skgf.com
`jtuminar-PTAB@skgf.com
`
`By: /Sarah J. Guske /
`
`Sarah J. Guske
`Reg. No. (pro hac vice)
`
`
`Back-up Counsel
`
`
`
`Dated: November 4, 2015
`
`COOLEY LLP
`ATTN: Patent Group
`1299 Pennsylvania Ave., NW, Suite 700
`Washington, DC 20004
`Tel: (720) 566-4232
`Fax: (202) 842-7899