`571-272-7822
`
`
`
`
`Paper 9
`Entered: February 18, 2015
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`
`
`
`CISCO SYSTEMS, INC.,
`Petitioner,
`
`v.
`
`CAPELLA PHOTONICS, INC.,
`Patent Owner.
`____________
`
`Case IPR2014-01276
`Patent RE42,678 E
`____________
`
`
`Before JOSIAH C. COCKS, KALYAN K. DESHPANDE, and
`JAMES A. TARTAL, Administrative Patent Judges.
`
`TARTAL, Administrative Patent Judge.
`
`
`
`SCHEDULING ORDER
`
`
`
`
`
`
`
`IPR2014-01276
`Patent RE42,678 E
`
`
`I. DUE DATES
`
`This order sets due dates for the parties to take action after institution
`
`of the proceeding. The parties may stipulate to different dates for DUE
`
`DATES 1 through 5 (earlier or later, but no later than DUE DATE 6). A
`
`notice of the stipulation, specifically identifying the changed due dates, must
`
`be promptly filed. The parties may not stipulate to an extension of DUE
`
`DATES 6 and 7.
`
`In stipulating to different times, the parties should consider the effect
`
`of the stipulation on times to object to evidence (37 C.F.R. § 42.64(b)(1)), to
`
`supplement evidence (37 C.F.R. § 42.64(b)(2)), to conduct cross-
`
`examination (37 C.F.R. § 42.53(d)(2)), and to draft papers depending on the
`
`evidence and cross-examination testimony (see section B, below).
`
`The parties are reminded that the Testimony Guidelines appended to
`
`the Office Patent Trial Practice Guide, 77 Fed.Reg. 48,756, 48,772 (Aug. 14,
`
`2012) (Appendix D), apply to this proceeding. The Board may impose an
`
`appropriate sanction for failure to adhere to the Testimony Guidelines. 37
`
`C.F.R. § 42.12. For example, reasonable expenses and attorneys’ fees
`
`incurred by any party may be levied on a person who impedes, delays, or
`
`frustrates the fair examination of a witness.
`
`1. INITIAL CONFERENCE CALL
`
`An initial conference call has not been scheduled in this case. Should
`
`the parties have a need for an initial conference call to discuss substantial
`
`changes to this Scheduling Order, or authorization to file motions, the parties
`
`are to jointly notify the Board within one month of institution of trial.
`
`Should an initial conference call be necessary, the parties are directed to the
`
`2
`
`
`
`IPR2014-01276
`Patent RE42,678 E
`
`Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,765–66 (Aug.
`
`14, 2012) for guidance in preparing for the initial conference call, and
`
`should be prepared to discuss any proposed changes to this Scheduling
`
`Order and any motions the parties anticipate filing during the trial.
`
`2. DUE DATE 1
`
`The patent owner may file—
`
`a.
`
`b.
`
`A response to the petition (37 C.F.R. § 42.120), and
`
`A motion to amend the patent (37 C.F.R. § 42.121).
`
`The patent owner must file any such response or motion to amend by DUE
`
`DATE 1. If the patent owner elects not to file anything, the patent owner
`
`must arrange a conference call with the parties and the Board. The patent
`
`owner is cautioned that any arguments for patentability not raised in the
`
`response will be deemed waived.
`
`3. DUE DATE 2
`
`The petitioner must file any reply to the patent owner’s response and
`
`opposition to the motion to amend by DUE DATE 2.
`
`4. DUE DATE 3
`
`The patent owner must file any reply to the petitioner’s opposition to
`
`patent owner’s motion to amend by DUE DATE 3.
`
`5. DUE DATE 4
`
`a.
`
`Each party must file any motion for an observation on the
`
`cross-examination testimony of a reply witness (see section C, below)
`
`by DUE DATE 4.
`
`3
`
`
`
`IPR2014-01276
`Patent RE42,678 E
`
`
`b.
`
`Each party must file any motion to exclude evidence (37
`
`C.F.R § 42.64(c)) and any request for oral argument (37 C.F.R.
`
`§ 42.70(a)) by DUE DATE 4.
`
`6. DUE DATE 5
`
`a.
`
`Each party must file any response to an observation on
`
`cross-examination testimony by DUE DATE 5.
`
`b.
`
`Each party must file any opposition to a motion to
`
`exclude evidence by DUE DATE 5.
`
`7. DUE DATE 6
`
`Each party must file any reply for a motion to exclude evidence by
`
`DUE DATE 6.
`
`8. DUE DATE 7
`
`The oral argument (if requested by either party) is set for DUE
`
`DATE 7.
`
`II. CROSS-EXAMINATION
`
`Except as the parties might otherwise agree, for each due date—
`
`1.
`
`Cross-examination begins after any supplemental evidence is
`
`due. 37 C.F.R. § 42.53(d)(2).
`
`2.
`
`Cross-examination ends no later than a week before the filing
`
`date for any paper in which the cross-examination testimony is expected to
`
`be used. Id.
`
`4
`
`
`
`IPR2014-01276
`Patent RE42,678 E
`
`
`III. MOTION FOR OBSERVATION ON CROSS-EXAMINATION
`
`A motion for observation on cross-examination provides the parties
`
`with a mechanism to draw the Board’s attention to relevant cross-
`
`examination testimony of a reply witness because no further substantive
`
`paper is permitted after the reply. See Office Patent Trial Practice Guide, 77
`
`Fed. Reg. 48,756, 48,768 (Aug. 14, 2012). The observation must be a
`
`concise statement of the relevance of precisely identified testimony to a
`
`precisely identified argument or portion of an exhibit. Each observation
`
`should not exceed a single, short paragraph. The opposing party may
`
`respond to the observation. Any response must be equally concise and
`
`specific.
`
`5
`
`
`
`IPR2014-01276
`Patent RE42,678 E
`
`DUE DATE APPENDIX
`
`INITIAL CONFERENCE CALL ............................................ Not Scheduled
`
`DUE DATE 1 ............................................................................ May 18, 2015
`Patent owner’s response to the petition
`
`Patent owner’s motion to amend the patent
`
`DUE DATE 2 ........................................................................ August 18, 2015
`Petitioner’s reply to patent owner’s response to petition
`
`Petitioner’s opposition to motion to amend
`
`DUE DATE 3 .................................................................. September 18, 2015
`Patent owner’s reply to petitioner’s opposition to motion to amend
`
`DUE DATE 4 ........................................................................ October 9, 2015
`Motion for observation regarding cross-examination of reply witness
`
`Motion to exclude evidence
`
`Request for oral argument
`
`DUE DATE 5 ...................................................................... October 23, 2015
`Response to observation
`
`Opposition to motion to exclude
`
`DUE DATE 6 ...................................................................... October 30, 2015
`Reply to opposition to motion to exclude
`
`DUE DATE 7 .................................................................... November 5, 2015
`Oral argument (if requested)
`
`
`
`
`
`6
`
`
`
`IPR2014-01276
`Patent RE42,678 E
`
`
`PETITIONER:
`
`Wayne Stacy
`wstacy@cooley.com
`
`Matthew Leary
`capellacisco@cooley.com
`
`
`PATENT OWNER:
`
`Robert Sterne
`Rsterne-ptab@skgf.com
`
`Jon Wright
`Jwright-ptab@skgf.com
`
`Jason Eisenberg
`Jasone-ptab@skgf.com
`
`
`
`7
`
`