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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`CISCO SYSTEMS, INC. and,
`QUANTUM CORPORATION.
`Petitioner
`
`V.
`
`CROSSROADS SYSTEMS, INC.
`Patent Owner
`
`Case IPR2014-01226
`
`Patent 6,425,035
`
`MANDATORY NOTICES
`
`

`
`Pursuant to 37 C.F.R. § 42.8(a)(2), Patent Owner provides the following
`
`mandatory notices.
`
`A.
`
`Real Party-In-Interest
`
`Patent Owner certifies that the real party in interest is Crossroads Systems,
`
`Inc.
`
`B.
`
`Related matters
`
`United States Patent No. 6,425,035 was subject to the following
`
`reexaminations:
`
`0 90/007,125 filed Jul. 19, 2004, certificate issued Aug. 8, 2006
`
`0 90/007,317 filed Nov. 23, 2004, certificate issued Aug. 8, 2006
`
`Patent Owner identifies the following active cases as relating to U.S. Patent
`
`No. 6,425,035:
`
`0 Crossroads Systems, Inc. v. Dot Hill Systems Corp.
`
`Case No. 1:13-CV-00800-SS (W.D. Tex.)
`
`0 Crossroads Systems, Inc. v. Oracle Corporation
`
`Case No. 1:13-CV-00895-SS (W.D. Tex.)
`
`0 Crossroads Systems, Inc. v. Huawei Teclznologies Co. Ltd. et al.
`
`Case No. 1:13-CV-01025-SS (W.D. Tex.)
`
`

`
`0 Crossroads Systems, Inc. v. Cisco Systems, Inc.,
`
`Case No. 1:14-CV-00148-SS (W.D. Tex.)
`
`0 Crossroads Systems, Inc. v. NetApp, Inc.,
`
`Case No. 1:14-CV—00149-SS (W.D. Tex.)
`
`0 Crossroads Systems, Inc. v. Quantum Corporation,
`
`Case No. l:l4—CV-00150-SS (W.D. Tex.)
`
`Petitions for inter partes review have been filed by Defendants in the above-
`
`captioned cases as follows:
`
`0
`
`IPR2014-01197 (United States Patent No. 6,425,035) by Oracle
`
`Corporation, NetApp, Inc. and Huawei Technologies Co. Ltd.
`
`0
`
`IPR20l4-0l 177 (United States Patent No. 7,934,041) by Oracle
`
`Corporation, NetApp, Inc. and Huawei Technologies Co. Ltd.
`
`0
`
`IPR20l4-01207 (United States Patent No. 7,051,147) by Oracle
`
`Corporation, NetApp, Inc. and Huawei Technologies Co. Ltd.
`
`0
`
`IPR20l4-01209 (United States Patent No. 7,051,147) by Oracle
`
`Corporation, NetApp, Inc. and Huawei Technologies Co. Ltd.
`
`0
`
`IPR20l4-01233 (United States Patent No. 7,987,311) by NetApp, Inc.
`
`

`
`United States Patent Nos. 6,425,035; 7,051,147; 7,934,041; and 7,987,311
`
`referenced above claim priority to United States Patent No. 5,941,972 filed Dec.
`
`31, 1997.
`
`C.
`
`Lead and back-up counsel
`
`Lead Counsel:
`
`Steven R. Sprinkle (Reg. No. 40,825)
`
`Backup Counsel:
`
`Russell Wong (Reg. No. 32,322)
`
`John L. Adair (Reg. No. 48,828)
`
`James Hall (Reg. No. 66,317)
`
`D.
`
`Service information
`
`Papers concerning this matter should be served on the following:
`
`Address:
`
`Sprinkle IP Law Group
`ATTN: Crossroads IPR
`1301 W. 25”‘ Street, Suite 408
`Austin, TX 78705
`
`E-mail:
`
`crossroadsipr@sprinklelaw.com
`CrossroadsIPR@counselip.com
`
`Phone
`
`512-637-9220
`
`Fax:
`
`512-371-9088
`
`

`
`11y submitted,
`Resp *
`
`-
`- NKLE IP LAW GROUP
`
`
`
`
`
`
`“IL II
`Rg. N0. ,825
`
` /,2)
`
`Dated: August 14, 2014
`
`1301 W. 25”‘ Street
`
`Suite 408
`
`Austin, Texas 78705
`Tel. (512) 637-9220
`Fax. (512) 371-9088
`
`

`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies service pursuant to 37 C.F.R. §42.6(e) on August
`
`14, 2014 on counsel for Petitioner by Express Mail of a copy of this Mandatory
`
`Notice at its designated service address:
`
`David L. McCombs
`
`Andrew S. Ehmke
`
`Scott T. Jarratt
`
`Haynes and Boone, LLP
`2323 Victory Ave. Suite 700
`Dallas, TX 75219
`
`Respectfully submitted,
`SPRINKLE IP LAW GROUP
`
`Wohn L. Adair
`
`Reg. No. 48,828
`
`Dated: August 14, 2014

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