`Tel: 571-272-7822
`
`A
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`Paper 1 1
`Entered:.October 11, 2013
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE "IT-1E PATENT TRIAL AND APPEAL BOARD
`
`SIPNET EU S.R.0.
`
`Petitioner,
`
`V.
`
`STRAIGHT PATH IP GROUP, INC.
`Patent Owner.
`
`Case IPR2013-00246
`
`Patent 6,108,704
`
`Before KALYAN K. DESHPANDE, THOMAS L. GIANNETTI, and
`TRENTON A. WARD, Administrative Patent Judges.
`
`DESI-IPANDE, Administrative Patent Judge.
`
`DECISION
`
`Institution of Inter Partes Review
`
`37 C.F.R. § 42.108
`
`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 001
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 001
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`
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`IPR2013-00246
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`Patent 6,108,704
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`I.
`
`INTRODUCTION
`
`A. Background
`
`Petitioner, Sipnet EU S.R.O. (“Sipnet”), filed a petition to institute an teter -
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`partes review of claims 1-7 and 32-42 of US. Patent 6,108,704 (the “ ’704
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`patent”). Paper 1 (“Pet”). Patent Owner, Straight Path IP Group (“Straight Path”)
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`(formerly known as Innovative Communications Technologies, Inc.), timely filed a
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`preliminary response. Paper 8 (“Prelim Resp”). The standard for instituting an
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`interpartes review is set forth in 35 U.S.C. § 314(a) which provides as follows:
`
`THRESHOLD -- The Director may not authorize an inter partes
`review to be instituted unless the Director determines that the
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`information presented in the petition filed under section 311 and any
`response filed under section 313 shows that there is a reasonable
`likelihood that the petitioner would prevail with respect to at least 1 of
`the claims challenged in the petition.
`
`Petitioner ccntends that the challenged claims are unpatentable under
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`35 U.S.C. §§ 102 and/or 103 on the followingspecific grounds(Pet;-17-58):
`Messenger— Ryan and
`$102
`1-7 and 32-42
`Messenger — NT Unleashed2
`
`§103 NetBIOS. or WINS in view
`
`of Messenger — Ryan and
`Messenger — NT Unleashed
`
`§103
`
`17 and 32-42
`
`'Ralph Ryan, LAN MANAGER 2.0 (Megan E. Sheppard et al. eds. 1990) (BX. 101])
`(“Messenger — Ryan”)
`2 Robert Cowart et al., WINDOWS NT UNLEASHED (Cindy Morrow et al eds., 1994)
`(Ex 1012) (“Messenger —NT Unleashed”)
`3THE OPEN GROUP, TECHNICAL STANDARD— PROTOCOLS FOR X/OPEN PC
`INTERNETWORKINO/SMB, VERSION 2 (1992) (Ex. 1003) (“NetBIOS”)
`“ Wmnows NT 3. 5, TCP/IP USER Gums (1994) (Ex. 1004) (“WINS”).
`
`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 002
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 002
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`
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`IPR2013-00246
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`Patent 6,108,704
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`NetBIOS
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`1-7 and 3242
`
`DNS 1 ,DNS 2, and DNS '
`Orig.7
`_
`
`DEC 1652
`
`
`
`§ 102',
`§ 103
`
`§ 102
`
`1—7 and 32-42
`
`1, 2, and 4-6
`
`
`
`
`
`
`References)
`.
`1
`_©Efifi§1h-Iallenged
`NetBIOS1n view ofWINS -1—7a—nd32-42
`
`
`
`
`
`
`
`
`
`DNS 1, DNS 2, and DNS 9
`Orig.
`in view of VocalTec ,
`Taligent “278]”, or ’704”
`
`§ 103
`
`1-7 and 32-42
`
`For the reasons given below, we grant the petition and institute an inter
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`partes review of claims 1-7 and 32-42.
`
`B. The ’704 Parent
`
`The ’704 patent (Ex. 1001) is titled “Point-to-Point Internet Protocol” and
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`generally relates to establishing a point—to-point communication link. Ex. 1001
`
`col. 2, 11. 53-57. The patent explains that a first processing unit automatically
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`transmits its associated e-mail address, and its dynamically allocated IP address, to
`
`5 Susan Thomson et al., DNS Dynamic Updates, IETF DNSIND WORKING GROUP,
`July 14,1994 (Ex. 1006) (“DNSI”).
`6Susan Thomson et a].,DNS Dynamic Updates, FOILS, July 1994 (Ex. 1007)
`(“DNS2”).
`7 P. Mockapetris, RFC1034, Domain Names — Concepts and Facilities (Ex. 1013)
`(“DNS Orig.”)
`8.US. 5,483,652 (Ex. 1010) (“DEC ’652”).
`9 VocalTec ware lets users make voice calls over ’Net, NETWORK WORLD,
`Feb.13, 1995 (Ex. 1014) (“VocalTec”)
`'0 U. s. 5,566,278 (Ex 1015) (“Taligent 127811)
`” U. s 6,108,704 (Ex 1001)(11170411).
`
`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 003
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 003
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`IPR2013-00246
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`Patent 6,108,704
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`a connection server. 1d. at col. 5, ll. 25-38. The connection server stores the
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`addresses in a database and, thus, the first processing unit is established as an
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`active on-line party available for communication. Id. The first processing unit
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`sends a query to the connection server, which searches the database to determine
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`whether a second processing unit is active and on-line. Id. at col. 5, 11. 55—60. If
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`the callee is active and on—line, the connection server sends the IP address of the
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`callee from the database to the first processing unit, i.e., performs a point-to-point
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`Internet protocol communication. Id. at col. 5, 11. 60-64. The first processing unit
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`then directly establishes the point-to—point Internet communications with the callee
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`using the retrieved IP address. 1d. at col. 5, ll. 64-67.
`
`Figure] of the ’704 patent is reproduced below:
`
`FIG. 1
`
`SECOND
`' PROCESSING
`UNIT
`
`Figure 1 illustrates the architecture between first processing unit 12, second
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`processing unit 22, and connection server 26. Id. at col. 5, ll. 15-29.
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 004
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 004
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`IPR2013-00246
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`Patent 6,108,704
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`Claim 1 illustrates the claimed subject matter and is reproduced below:
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`1. A computer program product for use with a computer system, the
`computer system executing a first process and operatively connectabie
`to a second process and a server over a computer network, the
`computer program product comprising:
`
`a computer usable medium having program code embodied in
`the medium, the" program code comprising:
`
`program code for transmitting to the server a network protocol
`address received by the first process following connection to the
`computer network;
`
`_
`
`program code for transmitting, to the server, a query as to
`whether the second process is connected to the computer network;
`
`program code for receiving a network protocol address of the
`second process from the server, when the second process is connected
`to the computer network, and
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`program code, responsive to the network protocol address of
`the second process, for establishing a point-to-point communication
`link between the first process and the second process over the
`computer network.
`
`C. Claim Construction
`
`Consistent with the statute and the legislative history of the AIA, the Board
`
`will interpret claims of an unexpired patent using the broadest reasonable
`
`construction in light of the specification of the patent. See Office Patent Trial
`
`Practice Guide, 77 Fed. Reg. 48756, 48766 (Aug. 14, 2012); 37 CFR § 42.10003).
`
`1. “connected to the computer network”
`
`Petitioner, under the broadest reasonable construction, contends that
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`“connected to a computer network” encompasses merely being “on-line.” Pet. 5-6.
`
`Petitioner further contends that “connected to a computer network” simply requires
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`being registered with the server based on the usage of this phrase in the ’704 patent
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 005
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 005
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`IPR2013-00246
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`Patent 6,103,704
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`specification. Id. at 13; see also Ex. 100] col. 5, ll. 31-38. Although Patent Owner
`
`argues generally that Petitioner has not set forth proper claim constructions, Patent
`
`Owner has not set forth any evidence or rationale to dispute Petitioner’s
`
`construction of “connected to the computer network.” See Prelim. Resp. 5-6, 9.
`We agree with Petitioner that “connected to the computer network”
`
`encompasses being “on-line,” which can be done by registering an address with the
`server. The ’704 patent specification and claims do not limit the sc0pe of
`“connected to a computer network.” Furthermore, the ’704 patent Specification
`
`discloses “. .
`
`. the second processing unit 22, upon connection to the Internet 24
`
`through a connection service provider, is processed by the connection server 26 to
`be established in the database 34 as an active on—iine party.” Ex. 1001 col. 5,
`11. 35-3 8. This disclosure provides that the context of “connected to a computer
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`network” includes storing the processing unit address by the connection server
`
`database establishes the processing unit as active and on—line. .Therefore, we agree
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`with the Petitioner’s construction of “connected to the computer network” because
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`/
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`it is both reasonable and consistent with the ’704 patent Specification.
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`2.
`
`‘zvoint-to-point communication link ”
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`Petitioner contends that “point—to—point” 00mmunicati0n link, under the
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`broadest reasonable interpretation, encompasses “communications between two
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`processes over a computer network that are not intermediated by a connection
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`server.” Pet. 7. Although Patent Owner argues that Petitioner has not set forth
`
`proper claim constructions to be applied, Patent Owner has not provided any
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`evidence or rationale to dispute Petitioner’s construction of “point-to-point
`
`communication link.” See Prelim. Resp. 5—6, 9.
`
`We agree with the Petitioner’s construction of “point-to-point
`
`communication link.” The ”704 patent specification and claims do not provide for
`
`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 006
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 006
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`IPR2013-00246
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`Patent 6,108,704
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`a specific definition of “point-to-point communication link.” The plain and
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`ordinary meaning of “point-to—point” means a first point directly connected to a
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`second point. The plain and ordinary meaning of “communication link” includes
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`any structure or process that allow for communication. Accordingly, for the
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`purposes of this decision, we construe “point~to-point communications link” to
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`include direct communications between two processes over a computer network
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`that are not intermediated by a server.
`
`II.
`
`ANALYSIS
`
`A. Anticipation ofclaims 1-7 and 32—42 by NetBIOS
`
`1. Overview ofNetBIOS (Ex. 1 003)
`
`NetBIOS (“Network Basic Input/Output System”) is a software interface
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`that allows applications on different computers to communicate within a computer
`
`network, such as a local area network or the Internet, and was originally designed.
`
`for IBM’s PC—Network. While NetBIOS is concerned with X/Open LAN Manager
`
`(“LMX”) architecture and Server Message Block (“8MB”) protocol, NetBIOS also
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`_ discloses NetBIOS services. Ex. 1003, 3, 359. ‘2 NetBIOS applications employ
`
`NetBIOS mechanisms to locate resources, establish connections, send and receive
`
`data with an application peer, and terminate connections._ Id. at 359. A NetBIOS
`session is the exchange of messages between a pair of NetBIOS applications. Id.
`
`at 361.
`
`The NetBIOS name service is the collection of procedures through which
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`nodes acquire, defend, and locate the holders of NetBIOS names. Id. at 376. A
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`[2 Ex. 1003 includes page numbers indicated by the publication itself and different
`page numbers provided by Petitioner. Our references are to the page numbers as
`they are printed on the publication itself and not the page numbers provided by
`Petitioner.
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 007
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 007
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`node registers a name 'with the NetBIOS Name Server, which stores the registered
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`name in a database. 1d. at 384-85, 394. A name query transaction can be initiated
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`by an end-node in an attempt to obtain the IP address associated with a NetBIOS
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`name. Id. at 388-89. If the NetBIOS Name Server has information regarding a
`
`queried node, the NetBIOS Name Server transmits a positive response. Id. at
`
`389-90. If the NetBIOS Name Server does not haVe information regarding a
`queried node, the NetBIOS Name Server transmits a negative response. Id. Once
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`the IP addresses have been found for a target name, a NetBIOS session service
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`begins. Id. at 397. The NetBIOS session service involves directed (point—to—point)
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`communications. 1d.
`
`2. Analysis
`
`Petitioner contends that claims 1-7 and 32-42 are anticipated by NetBIOS.
`
`Pet. 27. We begin our analysis with independent claim I.
`
`a. Claim 1
`
`Claim 1, in part, recites:
`
`program code for transmitting to the server a network protocol
`address received by the first process following connection to the
`computer network.
`
`Petitioner argues that NetBIOS discloses a name registration request that is
`
`submitted by an end-node to a NetBIOS Name Server, and the server replies with a
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`positive response. Id. at 35 (citing Ex. 1003, 385). Claim 1, in part, further recites:
`
`' program code for transmitting, to the server, a query as to
`whether the second process is connected to the computer network;
`program code for receiving a network protocol address of the
`second process from the server, when the second process is connected
`to the computer network.
`
`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 008
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 008
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`Petitioner argues that NetBIOS discloses a name query (discovery) that is
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`initiated by end-nodes to obtain the IP addresses and other attributes'associated
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`with a NetBIOS name. Id. at 36-37 (citing Ex. 1003, 40, 377, 338, 390). Claim 1,
`
`in part, further recites:
`
`program code, responsive to the network protocol address of
`the second process, for establishing a point-to-point communication
`link between the first process and the second process over the
`computer network.
`
`Petitioner argues that NetBIOS discloses a NetBIOS session service that
`
`involves directed (point—to—point) communications between end-nodes. Id. at 38
`
`(citing Ex. 1003, 397).
`
`Patent Owner has not provided any persuasive rationale or evidence to rebut
`Petitioner’s presentation as to the application of NetBIOS to each claim limitation.
`
`Patent Owner broadly responds that Petitioner’s arguments fail to establish a
`
`likelihood. ofprevailing on this ground because (1) Petitioner relies on conclusory
`
`assertions and unsubstantiated attorney arguments and fails to demonstrate that the
`
`NetBIOS reference discloses every limitation exactly as arranged or combined in
`
`the challenged claims, and (2) the NetBIOS reference and related arguments were
`
`previously the subject of ex parte reexamination proceedings and were not found
`
`to be persuasive by the Examiner. Prelim. Resp. 29.
`
`We are not persuaded by Patent Owner’s arguments. First, as discussed
`
`above, Petitioner has provided sufficient evidence and has pointed particularly to
`
`where in NetBIOS each claim element is disclosed. Second, we are not required
`
`by statute to reject a petition based upon the fact that certain arguments or art were
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`previously considered by the Office, and We decline to do so in this case.
`Specifically, in the reexamination proceedings, the limitation “connection to the
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 009
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 009
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`IPR2013-00246
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`Patent 6,108,704
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`computer network” was given the narrow construction to require a dynamic
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`element. Pet. 3 (citing Ex. 2004, 7). In addition, the “active” limitation in
`
`NetBIOS was not found to be the same as “on-line.” Id. However, our
`construction of “connected to the computer network” does not require a dynamic
`
`element and merely registering the processing unit with a connection server
`
`encompasses a processing unit being active and on—line. Thus, we are not
`
`persuaded by the reexamination proceedings.
`
`With respect to the remaining limitations of claim 1, we have reviewed
`
`Petitioner’s supporting evidence and determine that Petitioner has met its burden
`
`under 35 U.S.C. § 314(a). On this record, we are persuaded by Petitioner’s
`
`assertion that there is a reasonable likelihood that it will prevail in shoWing that
`
`claim 1 is anticipated by NetBIOS.
`
`1). Claims 2-7 and 32-42
`
`Independent claims 2, 4, 10, 32, and 38 recite similar limitations as claim 1
`
`and, therefore, we are persuaded that there is a reasonable likelihood that Petitioner
`
`will prevail in showing that claims 2, 4, 10, 32, and 38 are anticipated by NetBIOS.
`
`With respect to the remaining dependent claims 3, 5—6, and 40-42, we have
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`reviewed Petitioner’s supporting evidence and determine that Petitioner has met its
`
`burden under 35 U.S.C § 314(a).
`
`For example, claim 3 depends from claim 2 and recites “a timer, operatively
`
`coupled to the processor, for time stamping the network protocol'addresses stored
`
`in the memory.” Petitioner argues that NetBIOS discloses that the NetBIOS Name
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`Server may impose a “time-to-live” on each name that is registered. Pet. 43 (citing
`
`Ex. 1003, 382). Patent Owner has not argued claim 3 separately, and, therefore,
`
`does not challenge this assertion. Accordingly, we are persuaded that there is a
`
`10
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 010
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 010
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`IPR2013—00246
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`Patent 6,108,704
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`reasonable likelihood that Petitioner will prevail in showing that claim 3 is
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`anticipated by NetBIOS.
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`I
`
`Independent claim 33 recites the limitation “[a] method for locating
`
`processes having dynamically assigned network protocol addresses over a
`computer network.” Petitioner directs our attention to the claim chart presented for
`claim 32 to identify where in NetBIOS this limitation is disclosed. Id. at 52.
`However, claim 32 does not recite a similar limitation regarding dynamic
`
`assignment of addresses, and, therefore, Petitioner’s challenge to claim 33 is
`
`unsupported by this citation. we are, therefore, not persuaded that there is a
`
`reasonable likelihood that Petitioner will prevail in showing that claim 33 is
`
`anticipated by NetBIOS. Dependent claims 34—37 incorporate this limitation from
`
`independent claim 33 by reference, and we are, for the same reason, not persuaded
`
`that there is a reasonable likelihood that Petitioner will prevail in showing that
`
`those claims are anticipated by NetBIOS. '
`
`B. Anticipation ofclaims I-7 and 32-42 by WINS
`
`1. Overview of WINS (Ex. 1004)
`
`_
`
`WINS discloses how to install, configure, and troubleshoot
`
`Microsoft TCP/IP on a computer running the Microsoft Windows NT Workstation
`
`or Windows NT Server operation system. Ex. 1004, xi. '3 WINS further describes
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`NetBIOS over TCP/IP, a session-layer network service that performs name-to—IP
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`address mapping for name resolution. Id. at 50. P-node is a NetBIOS over TCP/IP
`
`'3 Ex. 1004 includes page numbers indicated by the publication itself and different
`page numbers provided by Petitioner. Our references are to the page numbers as
`they are printed on the publication itself and not the page numbers provided by the
`Petitioner.
`
`ll
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 011
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 011
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`mode that uses point-to-point communications with a name server to resolve
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`names. Id.
`
`A computer’s name is registered with the Windows Internet Name Service
`(WINS) server, and the WINS server accepts the entry with a timestamp, an
`
`incremental unique version number, and other information. Id. at 56-58. A name
`
`query request is received by the WINS server and allows a client to establish a
`
`session based on the address mapping received. from the WINS server. Id. at
`56-57. For example, in a P-node environment, if a first computer wants to I
`
`communicate with a second computer, the first computer queries the WINS server
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`for the address of the second computer. Id. at 51. When the first computer
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`receives the appropriate address from the WINS server, it connects directly to the
`
`second computer.
`
`let.
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`I 2. Analysis
`
`a. Claim 1
`
`Claim 1, in part, recites:
`
`program code for transmitting to the server a network protocol
`address received by the first process following connection to the
`computer network.-
`
`Petitioner argues that WINS discloses a name registration request that is sent
`
`directly‘to the WINS server to be added to the database. Pet. 35 (citing Ex. 1004,
`
`58). Claim 1, in part, further recites:
`
`program code for transmitting, to the server, a query as to
`whether the second process is connected to the computer network;
`program code for receiving a network protocol address of the
`second process from the server, when the second process is connected
`to the computer network; and
`program code, responsive to the network protocol address of
`the second process, for establishing a point-to-point communication
`
`12
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 012
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 012
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`link between the first process and the second process over the
`computer network.
`
`Petitioner argues that WINS discloses a Windows Internet Name Service
`
`(WINS) for dynamically registering and querying computer names on a network
`and Dynamic Host Configuration Protocol (DHCP) service for automatically
`configuring TCP/IP on Windows NT computers. Pet. 37-39 (citing Ex. 1004, 3,
`
`51, 57). Petitioner further argues that WINS discloses that a first computer queries
`
`the WINS server for the address of the second computer and establishes a direct
`
`(point-to—point) connection with the second computer. Id.
`
`Patent Owner has not provided any persuasive rationale or evidence to rebut
`
`Petitioner’s presentation as to the application of WINS to each claim limitation of
`claim 1.‘ Patent Owner generally responds that Petitioner’s arguments fail to
`
`establish a likelihood of prevailing on this ground because Petitioner relies on _
`
`conclusory assertions and unsubstantiated attomey arguments and fails to
`demonstrate that the WINS reference discloses every limitation exactly as arranged
`or combined in the challenged claims. Prelim. Resp. 30.
`
`We are not persuaded by Patent Owner’s argument. Petitioner has provided
`
`claim charts that identify where in WINS each element of each claim is found and,
`
`thus, has provided sufficient evidence particularly as to where in WINS each
`
`element is disclosed. Pet. 33-58. Based on the evidence presented, we are
`
`persuaded that Petitioner has established a reasonable likelihood of prevailing on
`
`this ground.
`
`With respect to the remaining limitations of claim 1, we have reviewed
`
`Petitioner’s supporting evidence and determine that Petitioner has met its burden
`
`under 35 U.S.C § 314(a). On this record, we are persuaded that there is a
`
`13
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 013
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 013
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`reasonable likelihood that Petitioner will prevail in showing that claim 1 is
`anticipated by WINS.
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`b. Claims 2-7 and 32-42
`
`With respect to the remaining dependent claims 2-7 and 32-42, we have
`
`I
`
`reviewed Petitioner’s supporting evidence and determine that Petitioner has met its
`burden under 35 U.S.C § 314(a).
`’
`
`For example, claim 3 depends from claim 2 and recites “a timer, operatively
`
`coupled to the processor, for time stamping the network protocol addresses stored
`
`in the memory.” Petitioner argues that WINS discloses that each address
`
`registration record includes a timestamp, where the timestamp shows when the
`
`record was registered or updated. Pet. 43 (citing Ex. 1004, I35). Patent Owner
`has not argued Iclaim 3 separately and, therefore, does not challenge this assertion.
`
`Accordingly, we are persuaded that there is a reasonable likelihood that Petitioner
`
`will prevail in showing that claim 3 is anticipated by NetBIOS.
`
`C. Obviousness ofclaims' 1-7 and 32-42 over NetBIOS and WINS
`
`As discussed above, we are persuaded that the Petitioner is reasonably likely
`
`to prevail on the challenge that claims 1-7, 32, and 38-42 are anticipated by
`
`NetBIOS. Accordingly, we determine that Petitioner’s proposed ground of
`
`obviousness over NetBIOS and WINS for these same claims is redundant to the
`
`ground of unpatentability on which we initiate an inter parties review, namely,
`
`anticipation by NetBIOS. See Liberty Mutual Ins. Co. v. Progressive Casualgz Ins.
`
`Co., CBM2012-00003 (Paper No. 7), at *2 (PTAB Oct. 25, 2012) (not proceeding
`
`on redundant grounds in absence of meaningful distinction).
`
`However, as stated above, we are not persuaded Petitioner is reasonably
`
`likelyto prevail on the challenge that claims 33-37 are anticipated by NetBIOS,
`
`]4
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 014
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`Petitioner Vonage Holdings Corp. et al. - Exhibit 1011 - Page 014
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`IPR2013—00246
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`because Petitioner did not provide sufficient evidence that NetBIOS discloses that
`the processes of having “dynamically assigned network protocol addresses.”
`
`With respect to Petitioner’s challenge to claims 33-37 as obvious over
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`NetBIOS and WINS, Petitioner argues that WINS discloses the dynamic
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`assignment of protocol addresses missing from NetBIOS. Pet. 36-37 (citing Ex.
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`1004, 3, 51, 57). Specifically, Petitioner argues that WINS discloses that
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`Microsoft TCP/IP includes NetBIOS for establishing logical names, a Windows
`Internet Name Service (WINS) for dynamically registering and querying computer
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`names on a network, and Dynamic Host Configuration Protocol (DHCP) service
`for automatically configuring TCP/IP on Windows NT computers. Id. Petitioner
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`further argues that “it is clearly-obvious to combine the dynamic addressing of
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`WINS with NetBIOS to produce the invention, and this was in fact done.” Pet. 21.
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`Patent Owner has not provided any persuasive rationale or evidence to rebut
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`Petitioner’s presentation as to the application of a combination of NetBIOS and
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`WINS to each claim limitation. Furthermore, Patent Owner has not provided any
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`evidence or rationale to rebut Petitioner’s reasoning supporting the conclusion of
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`obviousness. Patent Owner generally responds that Petitioner’s arguments fail to
`establish a likelihood ofprevailing on this ground because Petitioner relies on
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`conclusory assertions and unsubstantiated attorney arguments and fails to
`demonstrate that the NetBIOS and WINS references render obvious the challenged
`claims. Prelim. Resp. 27-29.
`'
`
`We are not persuaded by Patent Owner’s argument. As discussed above,
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`Petitioner has provided sufficient evidence and particularly has pointed to where in
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`NetBIOS and WINS each element is disclosed. Pet. 36-39. Furthermore,
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`Petitioner argues that
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`it is clearly obvious to combine the dynamic addressing of WINS with
`NetBIOS to produce the invention, and this was in fact done [in Microsoft -
`TCP/IP] .
`.
`. Microsoft TCP/IP includes .
`. .NetBIOS for establishing logical
`names and sessions on the network .
`.
`. [and] Windows Internet Name
`Service (WINS) for dynamically registering and querying computer names
`on an intemetwork .
`. .”
`
`Pet. 21 (citing Ex. 1004, 3). Petitioner has provided an articulated reasoning with a
`rational underpinning to support the conclusion of obviousness. Id. We are
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`persuaded by Petitioner that the conclusion is reasonable because WINS
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`demonstrates that Microsoft TCP/IP has combined the elements of NetBIQS and
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`WINS in the same manner that Petitioner proposes to combine NetBIOS and
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`WINS. Ex. 1004, 3. Because Microsoft TCP/IP includes this combination, we are
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`persuaded by Petitioner’s argument that it would have been obvious to a person
`
`with ordinary skill in the art to have combined these elements in the same way.
`
`With respect to the remaining limitations of claims 33-37, we have reviewed
`Petitioner’s supporting evidence and determine that Petitioner has met its burden
`
`under 35 U.S.C § 314(a). On this record, we are persuaded by Petitioner’s
`
`assertion that there is a reasonable likelihood that it will prevail in showing that
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`claims 33-37 are obvious over NetBIOS and WINS.
`
`D. Anticipation ofclaims I, 2, and 4-6 by DEC ’652
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`I. Overview ofDEC ’652 (Ex. 1010)
`
`DEC ’652 discloses a method and apparatus facilitating the processing of a
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`request from a client application for a service, or for access to a resource, in a
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`distributed computing environment. Ex. 1010, Abstr. DEC ’652 describes in a
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`client-server connection, the server application exports binding information to a
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`shared repository. Id. at col. 7, ll. 45-52. Binding information contains the
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`location of servers. 1d. at col 6, ll. 18-19. A client application imports the
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`exported binding information and establishes a logical connection with the server
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`application based on the binding information. Id. at col. 7, 11. 52-56.
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`2. Analysis
`
`Petitioner contends that claims 1, 2, and 4~6 are anticipated by DEC ’652.
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`Pet. 28-29. We begin our analysis with independent claim 1.
`I
`a. Claim 1
`
`Claim 1 recites, in part, a “first process,” a “second process,” and “a point-
`
`to-point communication link between the first process and the second process.”
`Petitioner argues that “a network entity accepting communication requests”
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`correSponds to the first process and a “network entity initiating communications”
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`corresponds to the second process. Pet. 28. Petitioner further argues that
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`DEC ’652 discloses the “client application 18 establishes a logical connection with
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`the server application 10.” Pet. 39 (citingiEx. 1010, col. 7, 11. 54-57). However,
`Petitioner has not provided any explanation as to how this “logical connection” is
`
`the same as “a point—to—point communication link between the first process and the
`
`second process,” as required by claim 1. Thus, we are not persuaded that the
`
`Petitioner is reasonably likely to prevail on this challenge.
`
`'
`
`.6. Claims 2 and 4-6
`
`As to the challenge of claims 2 and 4-6 based on DEC ”652, we are not
`
`persuaded that the Petitioner is reasonably likely to prevail on this challenge for the
`
`same reasons discussed above with respect to claim 1. Furthermore, the petition
`
`must identify with particularity, for each claim challenged, the grounds on which
`
`the challenge to the claim is based, and the evidence that supports the grounds for
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`the challenge to each claim. See 35 U.S.C. § 312(a)(3). Under 37 C.F.R.
`§42.22(a), each petition must include a statement of the precise relief requested
`
`and a full statement of the reasons for the relief requested, including-a detailed
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`explanation of the significance of the evidence including material facts, the
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`governing law, rules, and precedent. Under 37 C.F.R. § 42.-104(b)(4), the petition
`
`must specify where each element of a challenged claim is found in the prior art
`
`patents or printed publications. Furthermore, in accordance with 37 CPR.
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`§ 42.104(b)(5), the relevance of the evidence supporting the challenge must be
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`provided, including identification of specific portions of the evidence that support
`
`the challenge.
`
`The Petitioner has not identified where each element of claims 2 and 4-6 is
`
`found in DEC ’652. Petitioner provided'a claim chart attempting to illustrate
`
`where in some of the references the elements of claims 2 and 4-6 can be found.
`
`Pet. 40-50. Petitioner has not included DEC ’652, however, in the submitted claim
`
`chart for claims 2 and 4-6. Thus, Petitioner has failed to demonstrate where in
`
`DEC ’652 each element of claims 2 and 4-6 is found. We are, therefore, not
`
`persuaded that the Petitioner is reasonably likely to prevail on this challenge.
`
`E. Remaining Anticipation Grounds
`
`Petitioner contends that claims 1-7 and 32-42 are anticipated by Messenger,
`
`DNS], DNSZ, and DNS Orig. Pet. 38—55. We determine not to proceed on these
`grounds because they are redundant to the grounds of anticipation of claims 1-7,
`
`32, and 38-42 by NetBIOS and anticipation of claims 1-7 and 32-42 by WINS. See
`
`Liberty Mutual Ins. Co. v. Progressive Casualty Ins. Co., CBM2012—00003 (Paper
`No. 7), at *2 (PTAB Oct. 25, 2012) (not proceeding on redundant grounds in
`
`absence of meaningful distinction).
`
`Petitioner describes Messenger as enabled with the NetBIOS Name Server
`
`and the NetBIOS name registration request service. Id. at 19. Similarly, DNSl,
`
`DNS2, and DNS Orig. describe the same name registration features of NetBIOS.
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`NetBIOS describes that a single NetBIOS Name Server