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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`____________
`
`ORACLE CORPORATION, NETAPP INC. and
`HUAWEI TECHNOLOGIES CO., LTD.
`
`Petitioners,
`
`v.
`
`CROSSROADS SYSTEMS, INC.
`
`Patent Owner.
`
`____________
`
`Case IPR2014-01209
`
`U.S. Patent No. 7,051,147
`
`____________
`
`
`PETITIONERS’ UPDATED EXHIBIT LIST
`
`

`
`ORACLE CORPORATION, et al.
`Case IPR2014-01209
`Petitioners’ Updated Exhibit List
`Submitted: September 22, 2015
`
`
`
`EXHIBIT LIST
`
`U.S. Patent No. 7,051,147 (“the ‘147 Patent”)
`
`Select Portions of File History of the ‘147 Patent
`
`CRD-5500 SCSI RAID Controller User’s Manual (“CRD-5500 User
`Manual”)
`
`CRD-5500 SCSI RAID Controller Data Sheet (“CRD-5500 Data
`Sheet”)
`
`Smith et al., Tachyon: A Gigabit Fibre Channel Protocol Chip,
`Hewlett-Packard Journal, October 1996 (“Smith”)
`
`U.S. Patent No. 6,219,771 to Kikuchi et al. (“Kikuchi”)
`
`U.S. Patent No. 6,073,209 to Bergsten (“Bergsten”)
`
`(SUBSTITUTE) JP Patent Application Publication No. Hei
`5[1993]-181609 to Hirai (“Hirai”)
`
`Infringement contentions in Crossroads Systems, Inc. v. Oracle
`Corporation, W.D. Tex. Case No. 1-13-cv-00895, Crossroads
`Systems, Inc. v. Huawei Technologies Co. Ltd. et al., W.D. Tex.
`Case No. 1-13-cv-01025, and Crossroads Systems, Inc. v. NetApp,
`Inc., W.D. Tex. Case No. 1-14-cv-00149
`
`Declaration of Professor Chase, Professor of Computer Science at
`Duke University
`
`Cheating the I/O Bottleneck: Network Storage with Trapeze/Myrinet
`
`Interposed Request Routing for Scalable Network Storage
`
`Cut-Through Delivery in Trapeze: An Exercise in Low-Latency
`Messaging
`
`Structure and Performance of the Direct Access File System
`2
`
`1001
`
`1002
`
`1003
`
`1004
`
`1005
`
`1006
`
`1007
`
`1008
`
`1009
`
`1010
`
`1011
`
`
`1012
`
`1013
`
`
`
`1014
`
`
`
`

`
`ORACLE CORPORATION, et al.
`Case IPR2014-01209
`Petitioners’ Updated Exhibit List
`Submitted: September 22, 2015
`
`
`Implementing Cooperative Prefetching and Caching in a Globally-
`Managed Memory System
`
`Network I/O with Trapeze
`
`A Cost-Effective, High-Bandwidth Storage Architecture
`
`RAID-II: A High-Bandwidth Network File Server
`
`Payload Caching: High-Speed Data Forwarding for Network
`Intermediaries
`
`Petal: Distributed Virtual Disks
`
`File Server Scaling with Network-Attached Secure Disks
`
`Failure-Atomic File Access in an Interposed Network Storage System
`
`U.S. Patent No. 6,308,228 to Yocum et al. (“Yocum”)
`
`Select Portions of File History of Reexamination Control No.
`90/007,123 (U.S. Patent No. 5,941,972)
`
`Select Portions of the File History of Reexamination Control No.
`90/007,124 (U.S. Patent No. 6,421,753)
`
`Plaintiff Crossroads Systems, Inc.’s Objections and Responses to
`Defendants’ First Set of Common Interrogatories in Crossroads
`Systems, Inc. v. Oracle Corporation, W.D. Tex. Case No. 1-13-cv-
`00895, Crossroads Systems, Inc. v. Huawei Technologies Co. Ltd. et
`al., W.D. Tex. Case No. 1-13-cv-01025, and Crossroads Systems, Inc.
`v. NetApp, Inc., W.D. Tex. Case No. 1-14-cv-00149
`
`Storagepath Fibre Channel Drive System, SWS/Storagepath,
`available at
`
`3
`
`
`1015
`
`
`
`1016
`
`1017
`
`1018
`
`1019
`
`
`
`1020
`
`1021
`
`1022
`
`1023
`
`
`1024
`
`
`1025
`
`
`1026
`
`
`1027
`
`
`
`

`
`ORACLE CORPORATION, et al.
`Case IPR2014-01209
`Petitioners’ Updated Exhibit List
`Submitted: September 22, 2015
`
`
`web.archive.org/web/19970114010450/http://www.storagepath.com/
`fibre.htm, archived January 14, 1997
`
`Technology Brief Strategic Direction for Compaq Fibre Channel-
`Attached Storage, Compaq Computer Corporation, October 14, 1997
`
`Tantawy (ed.), Fibre Channel (Ch. 5) of High Performance Networks,
`Kluwer Academic Publishers, 1994
`
`Deel et al., Moving Uncompressed Video Faster Than Real Time,
`Society of Motion Picture and Television Engineers, Inc., December
`1996
`
`Emulex LightPulse Fibre Channel PCI Host Adapter, Emulex
`Corporation, available at
`web.archive.org/web/19980213052222/http://www.emulex.com/fc/
`lightpulse2.htm, archived February 13, 1998
`
`Select Portions of File History of Reexamination Control Nos.
`90/007,125 and 90/007,317 (U.S. Patent No. 6,425,035)
`
`Local Area Networks Newsletter, Vol. 15, No. 2, Information
`Gatekeepers Inc., February 1997
`
`Litigation Complaint in Crossroads Systems, Inc. v. Oracle
`Corporation, W.D. Tex. Case No. 1-13-cv-00895
`
`Litigation Complaint in Crossroads Systems, Inc. v. Huawei
`Technologies Co. Ltd. et al., W.D. Tex. Case No. 1-13-cv-01025
`
`Litigation Complaint in Crossroads Systems, Inc. v. NetApp, Inc.,
`W.D. Tex. Case No. 1-14-cv-00149
`
`Declaration of Monica S. Ullagaddi authenticating Ex. 1004, Ex. 1027
`and Ex. 1031
`
`4
`
`
`1028
`
`1029
`
`
`1030
`
`
`1031
`
`
`
`
`1032
`
`
`1033
`
`1034
`
`
`1035
`
`
`1036
`
`
`1037
`
`
`
`
`
`

`
`ORACLE CORPORATION, et al.
`Case IPR2014-01209
`Petitioners’ Updated Exhibit List
`Submitted: September 22, 2015
`
`
`HP journal online – Home
`(http://www.hpl.hp.com/hpjournal/journal.html) (Served Only,
`Exhibit Not Filed)
`
`Hewlett-Packard Journal, Volume 47, No. 5, October, 1996 (Served
`Only, Exhibit Not Filed)
`
`Transcript of April 24, 2015 Conference Call with Board
`
`1038
`
`
`1039
`
`
`1040
`
`1041 – 1216 Reserved
`
`1217
`
`
`
`Transcript of July 16, 2015 Conference Call with Board (Parties
`and Board Only)
`
`
`1218
`
`
`1219
`
`
`1220
`
`
`1221
`
`
`1222
`
`
`1223
`
`
`
`Transcript of July 15, 2015 Deposition of John Levy, Ph.D. (Parties
`and Board Only)
`
`Transcript of July 16, 2015 Deposition of John Levy, Ph.D. (Parties
`and Board Only)
`
`Transcript of July 14, 2015 Deposition of John Rob Middleton
`(Parties and Board Only)
`
`
`Transcript of July 8, 2015 Deposition of Brian Bianchi (Parties and
`Board Only)
`
`
`Transcript of July 9, 2015 Deposition of Brian Bianchi (Parties and
`Board Only)
`
`
`Transcript of July 7, 2015 Deposition of Jennifer Ray Crane
`(Parties and Board Only)
`
`
`5
`
`

`
`ORACLE CORPORATION, et al.
`Case IPR2014-01209
`Petitioners’ Updated Exhibit List
`Submitted: September 22, 2015
`
`
`Infringement Contentions in Crossroads Systems, Inc. v. Postvision,
`Inc. et al., W.D. Tex. Case No. 1:09-CV-00879-SS
`
`Exhibit B to Infringement Contentions in Crossroads Systems, Inc.
`v. Postvision, Inc. et al., W.D. Tex. Case No. 1:09-CV-00879-SS
`
`ProtecTIER for the REO 9500D User Guide and Reference V. 1.2
`(Mar. 25, 2008)
`
`2013 Report of the Economic Survey, AIPLA (2013)
`
`Redline of Differences between Patent Owner Exhibits 2303
`and 2323
`
`Advanced Digital Completes Pathlight Acquisition, Puget Sound
`Business Journal
`(http://www.bizjournals.com/seattle/stories/2001/05/06/daily43.html
`) (May 11, 2001)
`
`Griswold, Robert. "Storage Topologies." Computer 35.12 (2002):
`56-63.
`
`Declaration of Jodi Gregory, Authenticating Exhibits 1226 and
`1229
`
`Reserved
`
`Affidavit of Jared Bobrow in Support of Motion for Pro Hac Vice
`Admission
`
`6
`
`
`1224
`
`1225
`
`
`1226
`
`
`1227
`
`1228
`
`
`1229
`
`
`1230
`
`
`1231
`
`
`1232
`
`1233
`
`
`
`
`
`

`
`ORACLE CORPORATION, et al.
`Case IPR2014-01209
`Petitioners’ Updated Exhibit List
`Submitted: September 22, 2015
`
`
`Affidavit of Aaron Y. Huang in Support of Motion for Pro Hac Vice
`Admission
`
`Settlement Agreement between Huawei and Crossroads (Board
`Only)
`
`Petitioners Objections to Evidence served June 2, 2015
`
`1234
`
`
`1235
`
`
`1236
`
`
`
`
`
`
`
`7
`
`

`
`
`
`
`
`CERTIFICATE OF SERVICE
`
`Pursuant to 37 C.F.R. § 42.6(e), the undersigned certifies service of
`
`PETITIONERS’ UPDATED EXHIBIT LIST on the counsel of record for the
`
`Patent Owner by filing this document through the Patent Review Processing
`
`System as well as delivering a copy via electronic mail to the following addresses:
`
`Steven Sprinkle
`John Adair
`Scott Crocker
`SPRINKLE IP LAW GROUP
`crossroadsipr@sprinklelaw.com
`
`Russell Wong
`James H. Hall
`Keith Rutherford
`BLANK ROME LLP
`CrossroadsIPR@blankrome.com
`
`
`
`
`
`
`
`/Greg H. Gardella/
`Greg H. Gardella (Reg. No. 46,045)
`Counsel for Petitioners
`
`
`
`Dated: September 22, 2015

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