`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`ORACLE CORPORATION,
`NETAPP INC. and
`
`HUAWEI TECHNOLOGIES CO., LTD.
`Petitioner
`
`V.
`
`CROSSROADS SYSTEMS, INC.
`Patent Owner
`
`Case IPR2014-01209
`
`Patent 7,051,147
`
`MANDATORY NOTICES
`
`
`
`Pursuant to 37 CPR. § 42.8(a)(2), Patent Owner provides the following
`
`mandatory notices.
`
`A.
`
`Real Party-In-Interest
`
`Patent Owner certifies that the real party in interest is Crossroads Systems,
`
`Inc.
`
`B.
`
`Related matters
`
`The following patents and patent applications claim priority through United
`
`States Patent No. 7,051,147:
`
`0
`
`o
`
`o
`
`o
`
`0
`
`0
`
`0
`
`0
`
`0
`
`0
`
`0
`
`11/191,254, filed on Jul. 27, 2005, abandoned
`
`11/353,826, filed on Feb. 14, 2006, issued as U.S. Pat. No. 7,340,549,
`
`reissued as RE42,761
`
`11/442,878, filed on May 30, 2006, abandoned
`
`11/851,724, filed on Sep. 7, 2007, issued as U.S. Pat. No. 7,689,754
`
`11/851,775, filed on Sep. 7, 2007, issued as U.S. Pat. No. 7,552,266
`
`11/851,837, filed on Sep. 7, 2007, issued as U.S. Pat. No. 7,694,058
`
`11/980,909, filed on Oct. 31, 2007, issued as U.S. Pat. No. 8,046,515
`
`11/947,499, filed on Nov. 29, 2007, issued as U.S. Pat. No. 7,984,221
`
`12/552,807, filed on Sep. 2, 2009, issued as U.S. Pat. No. 7,937,517
`
`12/552,885, filed on Sep. 2, 2009, issued as U.S. Pat. No. 7,934,040
`
`12/552,913, filed on Sep. 2, 2009, issued as U.S. Pat. No. 8,015,339
`
`
`
`o
`
`0
`
`0
`
`-
`
`0
`
`0
`
`0
`
`12/690,592, filed on Jan. 20, 2010, issued as US. Pat. No. 7,934,041
`
`12/910,375, filed on Oct. 22, 2010, issued as US. Pat. No. 8,028,117
`
`12/910,431, filed on Oct. 22, 2010, issued as US. Pat. No. 7,984,224
`
`12/910,476, filed on Oct. 22, 2010, issued as US. Pat. No. 8,402,193
`
`12/910,515, filed on Oct. 22, 2010, issued as US. Pat. No. 7,987,311
`
`13/197,534, filed on Aug. 3, 2011, issued as US. Pat. No. 8,402,194
`
`13/766,301, filed on Feb. 13, 2013
`
`Patent Owner identifies the following active cases as relating to US. Patent
`
`No. 7,051,147:
`
`0 Crossroads Systems, Inc. v. Oracle Corporation
`
`Case No. 1:13-CV—00895-SS (W.D. Tex.)
`
`0 Crossroads Systems, Inc. v. Haawei Technologies Co. Ltd. et a].
`
`Case No. 1:13-CV-01025-SS (W.D. Tex.)
`
`0 Crossroads Systems, Inc. v. Cisco Systems, Inc,
`
`Case No. 1:14-CV-00148-SS (W.D. Tex.)
`
`0 Crossroads Systems, Inc. v. NetApp, Inc.,
`
`Case No. 1:14-CV-00149-SS (W.D. Tex.)
`
`0 Crossroads Systems, Inc. v. Quantum Corporation,
`
`Case No. 1:14-CV-00150-SS (W.D. Tex.)
`
`
`
`Petitions for inter partes review have been filed by Defendants in the above-
`
`captioned cases as follows:
`
`0
`
`IPR2014-01207 (United States Patent No. 7,051,147) by Oracle
`
`Corporation, NetApp, Inc. and Huawei Technologies Co. Ltd.;
`
`0
`
`IPR2014-01177 (United States Patent No. 7,934,041) by Oracle
`
`Corporation, NetApp, Inc. and Huawei Technologies Co. Ltd.;
`
`0
`
`IPR2014-1197 (United States Patent No. 6,425,035) by Oracle
`
`Corporation, NetApp, Inc. and Huawei Technologies Co. Ltd.;
`
`0
`
`IPR2014-01226 (United States Patent No. 6,425,035) by Cisco
`
`Systems, Inc. and Quantum Corporation;
`
`0
`
`IPR2014-01233 (United States Patent No. 7,987,311) by NetApp, Inc.
`
`United States Patent Nos. 6,425,035; 7,051,147; 7,934,041; and 7,987,311
`
`referenced above claim priority to United States Patent No. 5,941,972 filed Dec.
`
`3 1, 1997.
`
`C.
`
`Lead and back-up counsel
`
`Lead Counsel:
`
`Steven R. Sprinkle (Reg. No. 40,825)
`
`Backup Counsel:
`
`Russell Wong (Reg. No. 32,322)
`
`
`
`John L. Adair (Reg. No. 48,828)
`
`James Hall (Reg. No. 66,317)
`
`D.
`
`Service information
`
`Papers concerning this matter should be served on the following:
`
`Address:
`
`Sprinkle IP Law Group
`ATTN: Crossroads IPR
`1301 w. 25th Street, Suite 408
`Austin, TX 78705
`
`E-mail:
`
`crossroadsipr@sprinklelaw.com
`CrossroadsIPR@counselip.com
`
`Phone
`
`512-637-9220
`
`512—371-9088
`
` ' Respectfully submitted,
`7 SPRINKLE IP LAW GROUP
`
`
`
`
`\ S
`
`teven R. Sprinkle
`Reg. No. 40,825
`
`Fax:
`
`Dated: August 14, 2014
`
`1301 W. 25th Street
`
`Suite 408
`
`Austin, Texas 78705
`
`Tel. (512) 637-9220
`Fax. (512) 371—9088
`
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies service pursuant to 37 CPR. §42.6(e) on August
`
`14, 2014 on counsel for Petitioner by Express Mail of a copy of this Mandatory
`
`Notice at its designated service address:
`
`Greg Gardella and Scott McKeown
`Oblon Spivak
`1940 Duke Street
`
`Alexandria, VA 22314
`
`Respectfully submitted,
`SPRINKLE IP LAW GROUP
`
`% R
`
`eg. No. 48,828
`
`Dated: August 14, 2014
`
`
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