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UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`ORACLE CORPORATION,
`NETAPP INC. AND
`HUAWEI TECHNOLOGIES CO., LTD.
`Petitioners,
`
`v.
`
`CROSSROADS SYSTEMS, INC.,
`Patent Owner.
`
`____________
`
`
`Case IPR2014-01207
`Patent 7,051,147
`____________
`
`
`PATENT OWNER’S OBJECTIONS TO EVIDENCE
`PURSUANT TO 37 CFR § 42.64(B)(1)
`
`
`
`
`
`

`
`
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`Pursuant to 37 C.F.R. § 42.64, Patent Owner submits the following
`
`objections to certain evidence relied upon by Petitioner in its Reply Brief.
`
`I.
`
`Objections to Exhibits 1224, 1225, and 1226
`
`Patent Owner objects to exhibits 1224, 1225, and 1226 under FRE 401 and
`
`402 on the grounds that they are irrelevant. Preliminary infringement allegations
`
`are irrelevant and it is improper to construe claims with respect to accused
`
`instrumentalities, which appears to be the purpose of these exhibits. Furthermore,
`
`exhibit 1226 is not alleged to be prior art nor alleged to relate to instituted prior art.
`
`Patent Owner further objects to exhibits 1224, 1225, and 1226 because, if
`
`they were otherwise relevant, they would constitute unauthorized supplemental
`
`information that does not comply with the requirements of 37 C.F.R. § 42.123.
`
`Furthermore, these exhibits are not responsive to any allegation made in Patent
`
`Owner’s response, and are therefore improper under 37 C.F.R. § 42.23(b). To the
`
`extent that Petitioners intend to rely on an analogy between these exhibits and the
`
`alleged prior art, such arguments, or any other arguments based on these exhibits,
`
`should have been made in the original petition, as required by 37 C.F.R.
`
`§ 42.23(a).
`
`
`
`
`1
`
`

`
`
`
`II. Objections to Exhibit 1230
`Patent Owner objects to exhibit 1230 under 37 C.F.R. § 42.53 because it
`
`constitutes uncompelled direct testimony that has not been submitted in the form of
`
`an affidavit.
`
`Patent Owner objects to Exhibit 1230 under FRE 401 and 402 on the
`
`grounds that it is irrelevant. Exhibit 1230 purports to be a document from
`
`December 2002, which is well after any relevant time period.
`
`Patent Owner further objects to exhibit 1230 under FRE 802 on the grounds
`
`that it constitutes inadmissible hearsay that does not fall under an exception.
`
`Petitioners’ rely on exhibit 1230 for the truth of the matters asserted, namely that
`
`“[d]espite its superior performance as a networked storage topology in SANs and
`
`storage fabric applications, Fibre Channel has not seen wide adoption as a native
`
`hard drive interface.”
`
`Petitioner further objects to exhibit 1230 under FRE 901 because Petitioner
`
`has not produced evidence sufficient to authenticate this exhibit.
`
`
`
`
`
`
`
`
`2
`
`

`
`Respectfully submitted,
`
`
`
`
`
`
`
`
`
`
`
`/John L. Adair/
`John L. Adair
`Registration No. 48,828
`Counsel for Patent Owner
`
`
`
`
`
`
`
`
`
`Dated: August 28, 2015
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
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`
`3
`
`

`
`
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies service of Patent Owner’s Objections to Evidence
`Pursuant to 37 CFR § 42.64(b)(1), on August 28, 2015 on counsel for Petitioner by
`e-mail pursuant to agreement at the following addresses:
`
`
`Greg Gardella
`cpdocketgardella@oblon.com
`Scott McKeown
`cpdocketmckeown@oblon.com
`
`Oblon
`1940 Duke Street
`Alexandria, VA 22314
`
`
`By:
`
`
`
` /John L. Adair /
`John L. Adair

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