UNITED STATES PATENT AND TRADEMARK OFFICE
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`———————
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`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`———————
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`ERICSSON INC. AND TELEFONAKTIEBOLAGET
`LM ERICSSON,
`Petitioner
`
`v.
`
`INTELLECTUAL VENTURES II LLC,
`Patent Owner
`
`
`———————
`
`Patent 7,787,431
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`Inter Partes Review No. IPR2014-01195
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`PETITIONER’S UPDATED EXHIBIT LIST
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`UPDATED EXHIBIT LIST IPR2014-001195
`September 4, 2015
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`
`
`Description
`Exhibit
`ERIC-1001 U.S. Patent No. 7,787,431 (the ’431 patent)
`ERIC-1002 U.S. Patent No. 6,904,283 (“Li”)
`ERIC-1003 U.S. Patent No. 7,782,750 (“Yamaura”)
`ERIC-1004 U.S. Patent No. 7,426,175 (“Zhuang”)
`ERIC-1005 U.S. Publication No. 2002/0181509 (“Mody”)
`ERIC-1006 S. Nobilet, et al., “Spreading Sequences for Uplink and Downlink MC-
`CDMA Systems: PAPR and MAI Minimization”, European
`Transactions on Communications, pp. 465-473, vol. 13, no. 5,
`September-October 2002 (“Nobilet”)
`ERIC-1007 TR101146v3.0.0, “Universal Mobile Telecommunications System
`(UMTS); UMTS Terrestrial Radio Access (UTRA); Concept evaluation
`(UMTS 30.06 version 3.0.0)”, December 1997 (“Beta”)
`ERIC-1008 B. Popovic, “Spreading Sequences for Multicarrier CDMA Systems”,
`IEEE Trans. Comm., pp. 918-926, vol. 47, no. 6, June 1999
`(“Popovic”)
`ERIC-1009 R. van Nee and R. Prasad, OFDM for Wireless Multimedia
`Communications, Artech House, pp. 119-154, 2000
`ERIC-1010 Prosecution History of the ’431 Patent (“File History”)
`ERIC-1011 Curriculum Vitae of Expert
`ERIC-1012 Declaration of Dr. Zygmunt Haas (“Haas Decl.”)
`ERIC-1013
`IEEE 100, The Authoritative Dictionary of IEEE Standards Terms,
`Seventh Edition, pp. 84 (2000)
`ETSI/SMG (97) 5 Part A, Executive Summary SMG #24, Madrid,
`December 15-19, 1997 (“SMG Summary”)
`
`ERIC-1014
`(served but
`not filed)
`ERIC-1015
`(served but
`not filed)
`ERIC-1016
`(served but
`not filed)
`
`TR 101 146 V3.0.0 (1997-12), Universal Mobile Telecommunications
`System (UMTS); UMTS Terrestrial Radio Access (UTRA); Concept
`evaluation (UMTS 30.06 version 3.0.0) (“TR 101 146”)
`Document or web page that results from searching
`http://www.etsi.org/standards-search using search term “UMTS
`30.06,” and opening resulting hyperlink labeled “ETSI TR 101 146
`V3.0.0 (1997-12)”
`
`2
`
`

`
`UPDATED EXHIBIT LIST IPR2014-001195
`September 4, 2015
`
`
`Document or web page that results from searching
`http://www.etsi.org/standards-search using search term “UMTS
`30.06,” next opening hyperlink labeled ETSI TR 101 146 V3.0.0 (1997-
`12) and finally opening resulting hyperlink labeled as Publication
`(1997-12-16)
`ETSI Publications Download Area,
`https://web.archive.org/web/19990202171432/http://webapp.etsi.fr/pub
`licationssearch/
`How to Retrieve an ETSI Publication? Tips for Searching,
`https://web.archive.org/web/19990202201535/http://webapp.etsi.fr/pub
`licationssearch/tipshelp.htm
`Complete List of SMG Contact Persons and Participants to SMG#24,
`Annex 1-Part B
`
`Status List of Change Requests presented to
`SMG#24, Annex 2
`
`B. Popovic, “Spreading Sequences for Multicarrier CDMA Systems”,
`IEEE Trans. Comm., pp. 918-926, vol. 47, no. 6, June 1999 (“Popovic
`II”)
`Receipt and copy of S. Nobilet, et al., “Spreading Sequences for Uplink
`and Downlink MC-CDMA Systems: PAPR and MAI Minimization”,
`European Transactions on Communications, pp. 465-473, vol. 13, no.
`5, September-October 2002 (“Nobilet”) from Documents Delivered
`Receipt and copy of B. Popovic, “Spreading Sequences for Multicarrier
`CDMA Systems”, IEEE Trans. Comm., pp. 918-926, vol. 47, no. 6,
`June 1999 ordered from Documents Delivered
`S. Nobilet, et al., “Spreading Sequences for Uplink and Downlink MC-
`CDMA Systems: PAPR and MAI Minimization”, European
`Transactions on Communications, pp. 465-473, vol. 13, no. 5,
`September-October 2002 (“Nobilet II”)
`U.S. Patent Pub. 2001/0030995, A. Gesret et al.
`
`U.S. Patent Pub. 2003/0053522, L. Hayoun et al.
`
`
`
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`ERIC-1017
`(served but
`not filed)
`
`ERIC-1018
`(served but
`not filed)
`ERIC-1019
`(served but
`not filed)
`ERIC-1020
`(served but
`not filed)
`ERIC-1021
`(served but
`not filed)
`ERIC-1022
`(served but
`not filed)
`ERIC-1023
`(served but
`not filed)
`
`ERIC-1024
`(served but
`not filed)
`ERIC-1025
`(served but
`not filed)
`
`ERIC-1026
`(served but
`not filed)
`ERIC-1027
`(served but
`not filed)
`
`3
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`UPDATED EXHIBIT LIST IPR2014-001195
`September 4, 2015
`
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`U.S. Patent Pub. 2003/0142733, M. Boloorian
`
`F. Hillebrand, GSM and UMTS, The Creation of Global Mobile
`Communication, John Wiley & Sons, Ltd. (2002)
`
`ERIC-1028
`(served but
`not filed)
`ERIC-1029
`(served but
`not filed)
`ERIC-1030 H. Newton, Newton’s Telecom Dictionary, 16th Edition, CMP Books
`(2000)
`ERIC-1031 Dr. Kenneth Zeger Deposition Transcript for U.S. 7,787,431 (“Zeger
`Depo”)
`ERIC-1032 H. Holma and A. Toskala, WCDMA for UMTS, Radio Access for Third
`Generation Mobile Communications, John Wiley and Sons, Ltd. (2001)
`ERIC-1033 U.S. Publication No. 2004/0141522 (“Texerman”)
`ERIC-1034 Supplemental Declaration of Dr. Zygmunt Haas (“Supp. Haas Decl.”)
`ERIC-1035 Provisional Application 60/567,233 (priority document for ’431 patent)
`Affidavit of Christopher Butler and Attached Exhibit A
`ERIC-1036
`(formerly labeled as ERIC-1030)
`(served but
`not filed)
`ERIC-1037
`(served but
`not filed)
`ERIC-1038
`(served but
`not filed)
`ERIC-1039
`(served but
`not filed)
`
`Declaration of Zygmunt J. Haas
`(formerly labeled as ERIC-1031)
`
`Declaration of Stephen Hayes
`(formerly labeled as ERIC-1032)
`
`H. Holma and A. Toskala, WCDMA for UMTS, Radio Access for Third
`Generation Mobile Communications, John Wiley and Sons, Ltd. (2001)
`(TOC, Chapter 6 and Index; previously served excerpt of Chapt. 6 as
`ERIC-1032)
`ERIC-1040 Ericsson Demonstrative Exhibits for Oral Argument
`
`
`
`Dated: September 4, 2015
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`Respectfully submitted,
`
`
`
`
`
`/J. Andrew Lowes/
`J. Andrew Lowes
`Counsel for Petitioner
`Registration No. 40,706
`HAYNES AND BOONE, LLP
`Telephone: 972/680-7557
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`4
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`UPDATED EXHIBIT LIST IPR2014-001195
`September 4, 2015
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`In re patent of: Li
`
`U.S. Patent No. 7,787,431
`
`Issued: August 31, 2010
`
`Title:
`METHODS AND APPARATUS FOR
`MULTI-CARRIER
`COMMUNICATIONS WITH
`VARIABLE CHANNEL
`BANDWIDTH
`
`
`§
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`Petition for Inter Partes Review
`
`Attorney Docket No.: 26069.26
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`Customer No.: 27683
`
`
`Real Party in Interest:
`Ericsson Inc. and Telefonaktiebolaget
`LM Ericsson
`
`CERTIFICATE OF SERVICE
`
`The undersigned certifies that service was made on the Patent Owner as
`
`detailed below.
`
`Date of service September 4, 2015
`
`
`Email: hhart@mcandrews-ip.com; shwang@mcandrews-
`ip.com; jhietala@intven.com; and tim@intven.com
`
`
`Herbert D. Hart III
`Sharon A. Hwang
`McAndrews, Held & Malloy, Ltd.
`500 West Madison Street, 34th Floor
`Chicago, IL 60661
`
`James R. Hietala
`Tim R. Seeley
`Intellectual Ventures
`3150 139th Avenue S.E.
`Bellevue, WA 98005
`
`
`Manner of service
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`Persons served:
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`UPDATED EXHIBIT LIST IPR2014-001195
`September 4, 2015
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`Documents served Petitioner’s Updated Exhibit List
`Exhibit ERIC-1040
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`
`
`/J. Andrew Lowes/
`J. Andrew Lowes
`Counsel for Petitioner
`Registration No. 40,706