ERIC-1010
`Ericsson v IV
`Page 1 of 322
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`

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`Case 1:l3—cv-01652-UNA Document 3 Filed 10/04/13 Page 2 of 2 PagelD #: 334
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`Intellectual Ventures I
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`Intellectual Ventures I
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`Intellectual Ventures I
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`Intellectual Ventures I
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`Intellectual Ventures II
`Intellectual Ventures II
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`Intellectual Ventures II
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`Intellectual Ventures II
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`Intellectual Ventures II
`Intellectual Ventures II
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`Intellectual Ventures II
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`ERIC-1010 I Page 2 of 322
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`ERIC-1010 / Page 2 of 322
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`Case 1:13-cv-01649—UNA Document 3 Filed 10/04/13 Page 1 of 2 PagelD #: 336
`A0 120 (Rev. 08/10
`
` To
`
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1116 you are hereby advised that a court action has been
`filed in the US. District Court
`District of Delaware
`on the following
`El Trademarks or
`[ZP-atents.
`[:1 the patent action involves 35 U.S.C . § 292.):
`
`(
`
`DOCKET NO.
`
`PLAINTIFF
`
`DATE FILED
`10/4/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`District of Delaware
`
`Intellectual Ventures l LLC and
`Intellectual Ventures ll LLC
`
`AT&T Mobility LLC, AT&T Mobility II LLC, New Cingular
`Wireless Services. inc-
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`.
`.
`.
`HOLDER OF PAT LNT OR TRADEMARK
`
`2
`
`DATE INCLUDED
`
`In the above—entit1ed case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`
`_
`
`El Amendment
`%’;T$R‘:5)};’:/Egg
`
`D Answer
`[3 Cross Bill
`D Other Pleading
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`TR§gE§E&{gRNO
`
`In the above——entitled case, the following decision has been rendered or judgement issued:
`DECISION/JUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy 1-Upon initiation of action, mail this copy to Director Copy 3-—Upon termination of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4-—Case file copy
`
`ERIC-1010 I Page 3 of 322
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`ERIC-1010 / Page 3 of 322
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`

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`Case 1:13-cv—O1649—UNA Document 3 Filed 10/04/13 Page 2 of 2 PagelD #: 337
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`mteuecmalventuresx
`Imenectualventuresx
`mteuecmaxvemuresx
`xnteuectualvemuresx
`Imeuecmaxn
`meuecwaxn
`xmeuecmalu
`mtenectualu
`mtenlectualvemuresn
`Imenecmalu
`rmeuectualn
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`ERIC-1010 I Page 4 of 322
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`ERIC-1010 / Page 4 of 322
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`

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`Case 1:13-cv—O1654-UNA Document 3 Filed 10/04/13 Page 1 of 2 PagelD #: 333
`A0 120 Rev. 08/10
`
` Mail Stop 3
`
`TO:
`
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 l 16 you are hereby advised that a court action has been
`filed in the U.S. District Court
`District of Delaware
`on the following
`
`D Trademarks or
`
`!ZPatents.
`
`( D the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`DATE FILED
`10/4/2013
`
`U.S. DISTRICT COURT
`
`District of Delaware
`
`Intellectual Ventures I LLC and
`
`T-Mobile USA, Inc. and T-Mobile US, Inc.
`
`PLAINTIFF
`
`DEFENDANT
`
`Intellectual Ventures II LLC
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trade1nark(s) have been included:
`INCLUDED BY
`
`
`
`
`
`.I.R]l:’gg:;4T‘iE&RNO
`
`El Amendment
`
`E] Answer
`
`I] Cross Bill
`
`El Other Pleading
`
`DO‘?{T,ERCl’z\FD1;’J‘VEE1'£
`
`HOLDER or PATENT OR TRADEMARK
`
`1—
`
`—
`——
`
`In the above~entitled case, the following decision has been rendered or judgement issued:
`DECISION/IUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—l7pon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2——Upon filing document adding patent(s), mail this copy to Director Copy 4—Case file copy
`
`ERIC-1010 I Page 5 of 322
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`ERIC-1010 / Page 5 of 322
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`

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`Case 1:13-cv—O1654—UNA Document 3 Filed 10/04/13 Page 2 of 2 Page|D #: 334
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`%?£:‘:‘;:’;5f£§E
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`ERIC-1010 I Page 6 of 322
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`ERIC-1010 / Page 6 of 322
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`

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`Case 1:13-cv-01655-UNA Document 3 Filed 10/04/13 Page 1 of 2 Page|D #: 333
`
`A0 120 (Rev. 08/10)
`
` TO
`
`'
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U.S.C. § 290 and/or l5 U.S.C. § ll 16 you are hereby advised that a court action has been
`filed in the U.S. District Court
`District Of Delaware
`on the following
`E] Trademarks or
`IZPatents.
`( E] the patent action involves 35 U.S.C. 292.):
`
`DOCKET NO.
`
`PLAINTIFF
`
`Intellectual Ventures I LLC and
`Intellectual Ventures ll LLC
`
`
`
`DATE FILED
`10/4/2013
`
`U.S. DISTRICT COURT
`
`District of Delaware
`
`DEFENDANT
`
`United States Cellular Corporation
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`,.
`.
`HOLDER 01- PATENI OR TRADEMARK
`
`1 See Attached Sheet
`
`_—
`——
`—_
`_—
`
`DATE INCLUDED
`
`INCLUDED BY
`
`In the aboVe—entitled case, the following patent(s)/ trademark(s) have been included:
`
`[:l Amendment
`
`E] Answer
`
`[:1 Cross Bill
`
`El Other Pleading
`
`HOLDER or PATENT OR TRADEMARK
`%’:{T$R(3fD};‘1‘VI/SE1:
`TRj:’l;£1IE4“/LTIKERNO
`_—
`_—
`——
`——
`_—
`
`
`
`
`
`In the above——entit1ed case, the following decision has been rendered or judgement issued:
`DECISION/IUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy ]—I.'pon initiation of action, mail this copy to Director Copy 3——Upon termination of action, mail this copy to Director
`Copy 2-[Tpon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`ERIC-1010 I Page 7 of 322
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`ERIC-1010 / Page 7 of 322
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`

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`Case 1:13-cv—01655—UNA Document 3 Filed 10/04/13 Page 2 of 2 Page|D #: 334
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`PATENT OR
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`
`
`DATE OF PATENT
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`10/5/1999
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`ERIC-1010 I Page 8 of 322
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`ERIC-1010 / Page 8 of 322
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`

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`Case 1:13—cv—O1650-UNA Document 3 Filed 10/04/13 Page 1 of 2 PagelD #: 333
`A0 120 (Rev. 08/10
`
` Mail Stop 8
`
`TO:
`
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`
`
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § lll6 you are hereby advised that a court action has been
`
`filed in the U.S. District Court
`
`District of Delaware
`
`on the following
`
`I] Trademarks or
`
`IZI’atents.
`
`( [:I the patent action involves 35 U.S.C. § 292.):
`
`DOCKET NO.
`
`PLAINTIFF
`
`DATE FILED
`10/4/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`District of Delaware
`
`Intellectual Ventures I LLC and
`Intellectual Ventures ll LLC
`
`Leap Wireless International, Inc. and
`Cricket Communications, Inc.
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`.
`HOLDER OF PATEN I OR TRADEMARK
`
`5
`
`DATE INCLUDED
`
`In the above—entitled case, the following patent(s)/ trademark(s) have been included:
`INCLUDED BY
`
`
`
`1
`
`I:| Answer
`[:I Cross Bill
`C] Other Pleading
`E] Amendment
`HOLDER OF PATENT OR TRADEMARK
`1?)"RT1F?R(3xFD};3‘l‘\/{$11
`TR[':’l;g'/11‘/?§RNO
`—‘—
`——
`_—
`_—
`——
`
`In the above~«3ntitled case, the following decision has been rendered orjudgement issued:
`DECISION/IUDGEMENT
`
`(BY) DEPUTY CLERK
`
`Copy l—lJpon initiation of action, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`Copy 2———Upon filing document adding patent(s), mail this copy to Director Copy 4——Case file copy
`
`ERIC-1010 I Page 9 of 322
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`ERIC-1010 / Page 9 of 322
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`

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`Case 1:13—cv—01650-UNA Document 3 Filed 10/04/13 Page 2 of 2 PageID #: 334
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`ERIC-1010 I Page 10 of 322
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`ERIC-1010 / Page 10 of 322
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`

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`Case 1:13-cv—01668—UNA Document 3 Filed 10/07/13 Page 1 of 2 PagelD #: 349
`AU I30 Re\.0X 10)
`
`
`
`
`T0;
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. BOX 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Coinpliaiice with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 l 16 you are licreby advised that a coun action has been
`
`tiled in the U.S. District Conn
`[:l 'l'i'adeiiizu’l<s or
`[ZPatents.
`
`District Of Delaware
`( D” the patent action involves 35 l,l.S.C. § 292.):
`
`llllllT
`
`on the following
`
`
`l)(_‘)CKI;"l' NO.
`DATE FILED
`U.S. DISTRICT COURT
`
`10/7/2013
`District of Delaware
`
`l’l,AlN'l ll"l-'
` DFFIE NDANT
`Intellectual Ventures l LLC and Intellectual Ventures ll
`
`AT&T Mobility LLC, AT&T Mobility ll LLC, New Cingular
`LLC
`Wireless Services, lnc.
`
`
`
`
`
`
`
`
`
`
`.
`.
`c
`,
`HOLDER OP PATENT OR TRADEMARK
`
`DATE OF PATENT
`OR TRADEMARK
`
`
`
`PATFNT OR
`TRADHWARK N0‘
`
`
`
`l)i\Tl:‘ lNCI,llI,)l’7,l)
`
`INCl.,l.lI)EI.) BY
`
`l’A>l'I’iN'I OR
`l R:\l.)I.§l\’lARK N0.
`
`I:] Amendment
`DATE OI: PATENT
`
`D Answer
`
`CI Cmss Bill
`
`C] Other Pleading
`
`OR TRADEMARK
`(BY) DEPUTY CLERK
`
`In the above»— entitled case. the following decision has been rendered Ol'_l\ldgL‘ln€l1i
`DICClSl()Nw.lUl)(,iEMENT
`
`issued:
`
`Cl.l.-LRK
`
`(’opy l——I?pon initiation ofaction, mail this copy to Director Copy 3——llpon termination of action, mail this copy to Director
`('op_v 2——llpon filing document adding patent(s), mail this copy to Director
`(fopy 4—(fase file copy
`
`ERIC-1010 I Page 11 of 322
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`ERIC-1010 / Page 11 of 322
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`

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`Case 1:13—cv—O1668-UNA Document 3 Filed 10/07/13 Page 2 of 2 PageID #: 350
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`PATENT OR
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`DATE OF PATENT
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`ERIC-1010 I Page 12 of 322
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`ERIC-1010 / Page 12 of 322
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`

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`Case 1:13-cv—O1672—UNA Document 3 Filed 10/07/13 Page 1 of 2 PagelD #: 346
`A0 120 (Rex. ()8 I0)
`
`
`
`T0:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`'[‘RA])E1\/[ARK
`
`In Compliance with 35 U.S.C. § 290 and/m" l5 U.S.C. § 1 l 16 you are hereby advised that a count action has been
`tiled in the U.S. District Conn
`District Of Delaware
`on the following
`E} 'l"1'ade1mu‘ks or
`|ZPatents.
`( E] the patent action involve»; 35 U.S.C. § 292.):
`I)(.)CKE'li' NO.
`
`
`DATE FILED
`US. DISTRICT COURT
`10/7/2013
`District of Delaware
` Pl ,AINTll”l-”
`DEFENDANT
`
`
`
`
`
`intellectual Ventures l LLC and
`United States Cellular Corporation
`Intellectual Ventures ll LLC
`
`
`
`
`
`
`PATF-.;\IT OR
`'l'R/\l')FlVIARK N0
`
`DATE OF PATENT
`OR TRADEMARK
`
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`
`
`= see Attached sheet——
`
`
`
`
`
`l).=\'l‘l‘i. INCl,l.lI')li,l)
`
`l’A'I'EN'I' (,)R
`l’R;\l)I‘;M/\RK
`
`DATE OF PATENT
`OR TRADEMARK
`
`I:] Cross Bill
`.
`.
`“
`fl
`.
`,
`.
`HOLDER or PA1 ENT OR IRADEMARK
`
`El Other Pleading
`
`
`
`——
`_—
`——
`——
`
`In the abo\’e~— entitled case. the following decision has been rendered orjudgement issued:
`l)l£ClSl(_.).\3,_llll)(_il{MEN'l'
`
`(BY) DEPUTY CLERK
`
`Copy 1——l7pon initiation ofaction, mail this copy to Director Copy 3—Upon termination of action, mail this copy to Director
`('0py 2———[i'pon filing document adding patent(s), mail this copy to Director
`(,'op_\' 4-——(?ase file copy
`
`ERIC-1010 I Page 13 of 322
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`ERIC-1010 / Page 13 of 322
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`

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`Case 1:13—cv—O1672—UNA Document 3 Filed 10/07/13 Page 2 of 2 PageID #: 347
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`ERIC-1010 I Page 14 of 322
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`ERIC-1010 / Page 14 of 322
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`

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`Case 1:13—cv-01671-UNA Document 3 Filed 10/07/13 Page 1 of 2 PageID #: 346
`A0 J30 (Rev, 08510)
`
`TO:
`
`Mail Stop 8
`Director of the U.S. Patent and Trademark Office
`PO. BOX 1450
`Alexandria. VA 22313-1450
`
`TRADEIHARK
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`
`(
`
`In Cmnpliznice with 35 U.S.C. § 290 and/or 15 U,S.C. § 1 l 16 you are hereby advised that a court action has been
`tiled in the US. District Conn
`District Of Delaware
`on the following
`C] Trademarks or
`[Z Patents.
`I:] the patent action involves 35 U .S.C. § 292.):
`I)(_‘)CKET NO.
`
`
`
`
`U.S. DISTRICT COURT
`
`
`
`
`
`
`
`l See Attached Sheet —
`
`
`
`(BY) DEPUTY CLERK
`
`In the ab0ve~~-~entiIled case, the following patent(s)./ trademark(s) have been included:
` l);\’l‘i._f lNCl.lll')I'",D
`INCLUDED BY
`
`C] Other Pleading
`B Cross Bill
`E] Answer
`_
`.
`,
`_
`HOLDER OF PATENT OR TRADEMARK
`
`
`
`lv’A'I‘I3N'I' OR
`TRA DEMARK N0’
`
`El Amendment
`
`DATE OF PATENT
`OR TRADEMARK
`
`In the 21bovc—~enlitled case. the following decision has been rendered or judgement issued:
`DECISIOV‘.lI.ll)GEMEN’l’
`
`("opy 1-—I='pon initiation ofaction, mail this copy to Director Copy 3-—Upon termination of action, mail this copy to Director
`('opy 2—I?pon filing document adding patent(s), mail this copy to Director
`Copy 4——(.‘-ase file copy
`
`ERIC-1010 I Page 15 of 322
`
`DATE FILED
`10/7/2013
`District of Delaware
`
`}’l.;\lI\l'l'lI“l7
`DEFENDANT
`
`lntellectual Ventures l LLC and
`
`T—Mobile USA, Inc. and T—Mobile US, Inc.
`Intellectual Ventures ll LLC
`
`
`
`
`P/\'l'F,N'i‘ OR
`
`TRADEMARK NO.
`
`
`
`
`DATE OF PATENT
`OR TRADEMARK
`
`
`
`HOLDER OF PATENT OR TRADEMARK
`
`ERIC-1010 / Page 15 of 322
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`

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`Case 1:13—cv—O1671-UNA Document 3 Filed 10/07/13 Page 2 of 2 PageID #: 347
`
`
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`HOLDER OF PATENT OR TRADEMARK
`
`DATE OF PATENT
`OR TRADEMARK
`
`Intellectual Ventures II
`
`
`
`
`
`Intellectual Ventures II
`Intellectual Ventures II
`Intellectual Ventures II
`
`
`
`3/12/2013
`8/31/2010
`6/10/2008
`
`
`
`PATENT OR
`TRADEMARK NO.
`I US6,640,248B1
`2
`5,602,831
`
`6,023,783
`4 US6,952,408B2
`5
`US 6,370,153 B1
`6
`5,963,557
`7 US8,310,993B2
`8 US7,269,127B2
`
`Us 7,848,353 B2
`10 US 8,396,079 B2
`11 US 7,787,431 B2
`12 US 7,385,994 B2
`
`
`
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`
`
`
`ERIC-1010 I Page 16 of 322
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`ERIC-1010 / Page 16 of 322
`
`

`
`Case 1:13-cv-Ol669—UNA Document 3 Filed 10/07/13 Page 1 of 2 Page|D #: 346
`A0120 Rex. ()8 T0)
`
` Mail Stop 8
`
`T":
`
`Director of the U.s. Patent and Trademark Office
`PO. BOX 1450
`Alexandria. VA 22313-1450
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`ACTION REGARDING A PATENT OR
`TRADEMARK
`
`In Compliance with 35 U,S.C. § 290 and/or 15 USC. § 1 l 16 you are hereby advised that a Conn action has been
`
`filed in the US. District Conn
`D T1'ademarl<s or
`[ZPatents.
`
`District Of Delaware
`[:I the patent action involve»; 35 U.S.C. § 292,):
`
`(
`
`on the following
`
`I)(,)CKE"l‘ N0.
`
`Pl AINTIFI-'
`
`DATE FILED
`10/7/2013
`
`U.S. DISTRICT COURT
`
`DEFENDANT
`
`District of Delaware
`
`Intellectual Ventures I LLC and
`Intellectual Ventures ll LLC
`
`T
`
`Leap Wireless international, Inc. and Cricket Communications,
`inc.
`
`PATIZNT OR
`TR/\Dl.{lVlARK No.
`
`DATE OF PATENT
`(')R TRADEMARK
`
`l See Attached Sheet
`
`HOLDER OF PATENT OR TRADEMARK
`
`D Answer
`
`I:] Other Pleading
`B Cross Bill
`‘\
`I‘
`_
`,
`.
`HOLDER OP PATEN F OR TRADEMARK
`
`l)s\Tl. lNC[,U[)El)
`INCI..UDT{D BY
`
`
`
`
`
`
`I:] Amendment
`l’ATl'NT OR
`
`DATE OF PATENT
`l'RADT?,MARK N0.
`OR TRADEMARK
`
`
`
`
`
`(BY) DEPUTY CLERK
`
`In the 2ibo\’e——cIItillcd case. the following decision has been re1ILieI'cd orjudgcment issued:
`DI-.ClS]()Nx.lUI)(jEMliN'l‘
`
`
`
`(Iopy }—-Upon termination of action, mail this copy to Director
`(‘opy l———l='pon initiation ofaction, mail this copy to Director
`(iopy 2—l7pon filing document adding pate-nt(s), mail this copy to Director
`(Topy 4—(?-ase file copy
`
`ERIC-1010 I Page 17 of 322
`
`ERIC-1010 / Page 17 of 322
`
`

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`Case 1:13-cv-01669-UNA Document 3 Filed 10/07/13 Page 2 of 2 PagelD #: 347
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`PATENT OR
`
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`
`DATE OF PATENT
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`I2 U8 7385.994 B2
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`ERIC-1010 I Page 18 of 322
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`ERIC-1010 / Page 18 of 322
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`

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`Case 1:13-cv—01655—LPS Document 5 Filed 10/15/13 Page 1 of 4 PageID #: 337
`
`A0 120 Rev. 08!'l0l
`
`TO:
`
`Mail Stop 8
`Director of the US. Patent and Trademark Office
`
`REPORT ON THE
`FILING OR DETERMINATION OF AN
`
`Alexandria, VA 22313-1450
`
`ACTION REGARDING A PATENT OR
`P.O. Box 1450
`In Compliance with 35 U.S.C. § 290 and/or 15 U.S.C. § 1 l 16 you are hereby advised that a court action has been
`filed in the U.S. District Court
`District of Delaware
`on the following
`C] Trademarks or
`[Z Patents.
`( CI the patent actioiiin\’olves 35 U.S.C. § 252.):
`
`TRADEMARK
`
`K
`l
`|
`
`DOCKET NO.
`PLAINTIFF
`
`__
`
`M55”
`
`DATE FILED
`10/4/2013
`
`
`
`
`
`U.S. DISTRICT COURT
`DEFEN DANT
` United States Cellular Corporation
`
`District of Delaware
`
`
`
`
`Intellectual Ventures I LLC and
`Intellectual Ventures ll LLC
`
`PATENT OR
`TRADEMARK NO.
`
`DATE OF PATENT
`OR TRADEMARK
`
`DATE INCLUDED
`
`In the above—entitled case. the following patent(s)./ trademark(s) have been included:
`
`INCLUDED BY
`D Amendment
`
`B Cross Bill
`
`[:1 Answer
`
`C] Other Pleading
`
`1
`
`HOLDER or PATENT on TRADEMARK
`%’:{TERCfDl;’:AT
`TRIl$Efv{NATR?(RNO
`———
`——
`——
`——
`——
`
`
`
`
`
`
`
`In the abovc——entitled case, the following decision has been rendered orjudgcment issued:
`DEC] SION/IUDGEMENT
`
`Noll“, “P Dir/vu,(raL{
`
`(BY) DEPUTY CLERK
`
`(Tony 3»-—Upon termination of action, mail this copy to Director
`Copy l——Upon initiation of action, mail this copy to Director
`Copy 2—Upon filing document adding patent(s), mail this copy to Director Copy 4-——Case file copy
`
`ERIC-1010 I Page 19 of 322
`
`ERIC-1010 / Page 19 of 322
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`

`
`Case 1:13-cv-01655—LPS Document 5 Filed 10/15/13 Page 2 of 4 Page|D #: 338
`
`PATENT OR
`TRADEMARK NO.
`
`
`
`
`
`
`
`
`
`
`
`
`DATE OF PATENT
`OR TRADEMARK
`HOLDER OF PATENT OR TRADEMARK
`10/28/2003
`2/11/1997
`2/8/2000
`10/4/2005
`4/9/2002
`10/5/1999
`11/13/2012
`9/1 1/2007
`12/7/2010
`3/12/2013
`8/31/2010
`
`
`
`
`
`
`
`
`ERIC-1010 I Page 20 of 322
`
`ERIC-1010 / Page 20 of 322
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`

`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`APPLICATION NO.
`
`2 7,787,431 B2
`2 10/583534
`
`DATED
`INVENTOR(S)
`
`: August 31, 2010
`2 Xiaodong L1
`
`Pagg 1 Of]
`
`It is certified that error appears in the above—identified patent and that said Letters Patent is hereby corrected as shown below:
`
`Column 12, line 2, “large correlation creak with” should read --large correlation peak with--.
`
`Signed and Sealed this
`
`Eighteenth Day of January, 2011
`
`
`
`David J. Kappos
`Director ofthe United States Patent and Trademark Oflice
`
`ERIC-1010 I Page 21 of 322
`
`ERIC-1010 / Page 21 of 322
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`

`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`PATENT
`
`Inventor(s)
`
`Application No.
`
`Patent No.
`
`Issue Date
`
`For
`
`:
`
`:
`
`:
`
`:
`
`Xiaodong Li
`
`10/583,534
`
`7,787,431
`
`August 31, 2010
`
`: METHODS AND APPARATUS FOR MULTI-CARRIER
`
`COMMUNICATIONS WITH VARIABLE CHANNEL
`
`BANDWIDTH
`
`Examiner
`
`Art Unit
`
`Docket No.
`
`Date
`
`: Maria Lynn Sekul
`
`:
`
`:
`
`:
`
`2461
`
`122166-175937
`
`Dec. 11,2010
`
`Mail Stop Certificate of Corrections Branch
`Commissioner for Patents
`
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`RE§ QUEST FOR CERTIFICATE OF CORRECTION UNDER 37 CFR 1.322
`
`Commissioner for Patents:
`
`Upon review of the above-referenced Letters Patent, error(s) were noted that were
`
`the mistake of the U.S. Patent and Trademark Office.
`
`Please correct the following:
`
`At col. 12, line 2, “large correlation creak with” should read --large correlation
`
`peak with--.
`
`The correct language from issued claim 8 above can be found in claim 22 of the
`
`amendment after final filed on March 3, 2010. However, the above error appears to have
`
`been introduced by the U.S. Patent Office in the issued patent.
`
`ERIC-1010 I Page 22 of 322
`
`ERIC-1010 / Page 22 of 322
`
`

`
`Patent No. 7,787,431
`Request for Certificate of Correction
`
`Attorney Docket No. 122166-175937
`Art Unit 2461
`
`Since the errors are that of the U.S. Patent and Trademark Office, it is believed
`
`that no fee is required for these corrections. It is respectfully requested that a Certificate
`
`of Correction be issued.
`
`Respectfully submitted,
`
`Schwabe, Williamson & Wyatt, P.C.
`
`/Davin Chin/
`
`Davin Chin
`
`Registration No. 5 8 ,413
`
`1420 Fifth Avenue, Suite 3400
`
`Seattle, Washington 98101
`Phone: (206) 622-1711
`Fax: (206) 292-0460
`
`ERIC-1010 I Page 23 of 322
`
`ERIC-1010 / Page 23 of 322
`
`

`
`PTO/SB/44 (09-07)
`Approved for use through 08/31/2013. OMB 0651-0033
`U.S. Patent and Trademark Office; U.S. DEPARTMENT OF COMMERCE
`Under the Paperwork Reduction Act of 1995, no persons are required to respond to a collection of information unless it displays a valid OMB control number.
`Also Form PTO-1050
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`CERTIFICATE OF CORRECTION
`
`PATENT NO.
`
`: 7,787,431
`
`APPLICATION NO. I 10/583,534
`
`ISSUE DATE
`
`2 August 31, 2010
`
`|NVENTOR(S)
`
`: Xiaodong Li
`
`It is certified that an error appears or errors appear in the above-identified patent and that
`said Letters Patent is hereby corrected as shown below:
`
`Column 12, line 2, ‘‘large correlation creak with” should read --large correlation peak with--.
`
`MAILING ADDRESS OF SENDER (Please do not use customer number below):
`
`Schwabe, Williamson & Wyatt, P.C.
`1420 Fifth Avenue, Suite 3400
`
`Seattle, WA 98101
`This collection of information is required by 37 CFR 1.322, 1.323, and 1.324. The information is required to obtain or retain a benefit by the public
`which is to file (and by the USPTO to process) an application. Confidentiality is governed by 35 U.S.C. 122 and 37 CFR 1.14. This collection is
`estimated to take 1.0 hour to complete, including gathering, preparing, and submitting the completed application form to the USPTO. Time will vary
`depending upon the individual case. Any comments on the amount of time you require to complete this form and/or suggestions for reducing this
`burden, should be sent to the Chief Information Officer, U.S. Patent and Trademark Office, U.S. Department of Commerce, P.O. Box 1450,
`Alexandria, VA 22313-1450. DO NOT SEND FEES OR COMPLETED FORMS TO THIS ADDRESS. SEND TO: Attention Certificate of
`Corrections Branch, Commissioner for Patents, P.0. Box 1450, Alexandria, VA 22313-1450.
`
`Ifyou need assistance in completing theform, call I—800—PT0-9199 and select option 2.
`
`ERIC-1010 I Page 24 of 322
`
`ERIC-1010 / Page 24 of 322
`
`

`
`Electronic Acknowledgement Receipt
`
`International Application Number:
`
`1-me °f "“'e"t'°"‘
`
`METHODS AND APPARATUS FOR MULTI-CARRIER COMMUNICATIONS WITH
`VARIABLE CHANNEL BANDWIDTH
`
`First Named Inventor/Applicant Name:
`
`Xiaodong L:
`
`Application Type:
`
`U.S. National Stage under 35 USC 371
`
`Payment information:
`
`
`
`File Listing:
`
`Document
`Number
`
`Information:
`
`Document Description
`
`File Size(Bytes)/
`Message Digest
`
`Pages
`Multi
`Part /.zip (if appl.)
`
`Request for Certificate of Correction
`
`122166-175937_ReqCertofCorr
`_13DEC2010.pdf
`
`117bd343642ad1587b861ec6c3e25e7c57 -
`3483:
`
`ERIC-1010 I Page 25 of 322
`
`ERIC-1010 / Page 25 of 322
`
`

`
`Request for Certificate of Correction
`
`122166-175937_CertofCorr_13
`DEC201o.pdf
`
`3dddfc27157af79d7ce4744481d1b7ad609
`448a0
`
`This Acknowledgement Receipt evidences receipt on the noted date by the USPTO ofthe indicated documents,
`characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
`Post Card, as described in MPEP 503.
`
`New Applications Under 35 U.S.C. 111
`lfa new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
`1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
`Acknowledgement Receipt will establish the filing date of the application.
`
`National Stage of an International Application under 35 U.S.C. 371
`lfa timely submission to enter the national stage of an international application is compliant with the conditions of 35
`U.S.C. 371 and other applicable requirements a Form PCT/DO/E0/903 indicating acceptance of the application as a
`national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
`
`New International Application Filed with the USPTO as a Receiving Office
`lfa new international application is being filed and the international application includes the necessary components for
`an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
`and ofthe International Filing Date (Form PCT/R0/105) will be issued in due course, subject to prescriptions concerning
`national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
`the application.
`
`ERIC-1010 I Page 26 of 322
`
`ERIC-1010 / Page 26 of 322
`
`

`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.gov
`
`APPLICATION NO.
`
`10/583,534
`
`ISSUE DATE
`
`08/31/2010
`
`PATENT NO.
`
`ATTORNEY DOCKET NO.
`
`CONFIRMATION NO.
`
`7787431
`
`122166-175937
`
`4954
`
`60172
`
`7590
`
`08/11/2010
`
`SCHWABE, WILLIAMSON & WYATT, P.C.
`1420 FIFTH, SUITE 3400
`SEATTLE, WA 98101-4010
`
`The projected patent number and issue date are specified above.
`
`ISSUE NOTIFICATION
`
`Determination of Patent Term Adjustment under 35 U.S.C. 154 (b)
`(application filed on or after May 29, 2000)
`
`The Patent Term Adjustment is 467 day(s). Any patent to issue from the aboVe—identified application will
`include an indication of the adjustment on the front page.
`
`If a Continued Prosecution Application (CPA) was filed in the aboVe—identified application, the filing date that
`determines Patent Term Adjustment is the filing date of the most recent CPA.
`
`Applicant will be able to obtain more detailed information by accessing the Patent Application Information
`Retrieval (PAIR) WEB site (http://pair.uspto. gov).
`
`Any questions regarding the Patent Term Extension or Adjustment determination should be directed to the
`Office of Patent Legal Administration at (571)-272-7702. Questions relating to issue and publication fee
`payments should be directed to the Application Assistance Unit (AAU) of the Office of Data Management
`(ODM) at (571)-272-4200.
`
`APPLICANT(S) (Please see PAIR WEB site http://pair.uspto. gov for additional applicants):
`
`Xiaodong Li, Kirkland, WA;
`Titus Lo, Bellevue, WA;
`Kemin Li, Bellevue, WA;
`Haiming Huang, Bellevue, WA;
`
`IR103<Rev.10/09>
`
`ERIC-1010 I Page 27 of 322
`
`ERIC-1010 / Page 27 of 322
`
`

`
`UNITED STATES DEPARTMENT OF COMMERCE
`United States Patent and Trademark Office
`Address: COMMISSIONER FOR PATENTS
`P.O. Box 1450
`Alexandria, Virginia 22313-1450
`www.uspto.goV
`
`pvw AN»IR“
`
` f
`
`
`
`
` UNITED STATES PATENT AND TRADEMARK OFFICE
`
`APPLICATION NO.
`
`F ING DATE
`
`FIRST NAMED INVENTOR
`
`ATTORNEY DOCKET NO.
`
`CONF {MATION NO.
`
`10/583,534
`
`06/05/2007
`
`Xiaodong Li
`
`122116—175937
`
`4954
`
`60172
`7590
`07/30/2010
`SCHWABE,WILLIAMSON&WYATT,P.C.
`1420 FIFTH, SUITE 3400
`SEATTLE, WA 98101-4010
`
`SEKUL MARIA LYNN
`ART UNIT
`PAPER NUMBER
`
`2461
`
`MAIL DATE
`
`07/3 0/201 0
`
`DELIVERY MODE
`
`PAPER
`
`Please find below and/or attached an Office communication concerning this application or proceeding.
`
`The time period for reply, if any, is set in the attached communication.
`
`PTOL-904 <Rev. 04/07>
`
`ERIC-1010 I Page 23 of 322
`
`ERIC-1010 / Page 28 of 322
`
`

`
`_
`_
`Response to Rule 312 Communication
`
`10/583,534
`.
`Examiner
`
`MARIA SEKUL
`
`LI ET AL.
`.
`Art Unit
`
`2461
`
`Application No.
`
`App|icant(s)
`
`-- The MAILING DA TE of this communication appears on the cover sheet with the correspondence address —
`
`1. IX The amendment filed on 14 July 2010 under 37 CFR 1.312 has been considered, and has been:
`
`a) I:I entered.
`
`b) IX entered as directed to matters of form not affecting the scope of the invention.
`
`c) I:I disapproved because the amendment was filed after the payment of the issue fee.
`
`Any amendment filed after the date the issue fee is paid must be accompanied by a petition under 37 CFR 1.313(c)(1)
`
`and the required fee to withdraw the application from issue.
`
`d) I:I disapproved. See explanation below.
`
`e) I:I entered in part. See explanation below.
`
`/Huy D Vu/
`Supervisory Patent Examiner, Art Unit 2461
`
`/M.L.S./
`Examiner, Art Unit 2461
`
`U.S. Patent and Trademark Office
`
`PTOL-271 (Rev. 04-01)
`
`Reponse to Rule 312 Communication
`
`Part of Paper No. 20100727
`
`ERIC-1010 I Page 29 of 322
`
`ERIC-1010 / Page 29 of 322
`
`

`
`OK TO ENTER:
`
`/'I‘vI.L.S./
`
`07./27/2010
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`Docket No.: 122166—175937
`
`(PATENT)
`
`In re Patent Application of:
`Li et al.
`
`Application No.: 10/583,534
`
`Confirmation No.: 4954
`
`Filed: June 5, 2007
`
`Art Unit: 2461
`
`For: METHODS AND APPARATUS FOR MULT|-
`CARRIER COMMUNICATIONS WITH
`
`VARIABLE CHANNEL BANDWIDTH
`
`Examiner: Maria Lynn Sekul
`
`Amendment After Allowance Under 37 C.F.R. 1.312
`
`MS Issue Fee
`
`Commissioner for Patents
`
`P.O. Box 1450
`
`Alexandria, VA 22313-1450
`
`Sir:
`
`INTRODUCTORY COMMENTS
`
`The present communication responds to the Notice of Allowance mailed on Apr.
`
`30, 2010, in the above—identified application. Please amend the application as follows:
`
`Amendments to the Specification begin on page 2 of this paper.
`
`Remarks/Arguments begin on page 3 of this paper.
`
`ERIC-1010 I Page 30 of 322
`
`ERIC-1010 / Page 30 of 322
`
`

`
`PART 3 ~
`
`l:“EE(S) TRANSl“vllTTAl.
`
`Complete and send this iorin, together with applicable l'ee(s}. to: Mail Miiil Stop ISSEJE
`t1orriniissinnei* for Patents
`P10. Box 145%
`Alexandria, Virginia 212313-E4-St}
`(571)-?;7'3-2885
`
`t}i‘jE_E_i_§(_
`
`INSTR U('.‘TlOI‘\’S: This tbr'in siiould be used for trans
`through 5 should be eompi,eted where
`(if i'eqiiired). Blocks 1
`and I’UB_I,,lCA'i‘iON
`itting the ISSUE F
`
`
`
`
`ap ropriate. All iurther correspondence including the
`1 notificaii
`_ of 11”-aliit-':"I1 rice fees will be mailed to the current correspondence 2:
`‘ht advance orders
`_ess 1.»:
`
`
`
`
`
`inticated iuiless corrected below or diiected otlierwise in
`
`
`
`Biuelt I, by (a) sperityiiig
`new comer ondeiice addrt
`aiit./or (ii) indicating a separate "FEE AI_)I_)RESS" for
`maintenance fee notifications.
`
`Note: A eertifieatf of rriailiiig can only be used for domestic mailings of the
`
`
`l<ee(s) Traiismitt
`'
`I‘hi.
`rtificaie camiot t
`sed for any other accoiiipaiiying
`
`papers. Each at ditional paper. such as
`as
`iment or forrnal drawing, must
`iave its own certificaie of mailiiig or transiiii_
`n.
`
`
`
`Certiliciite of Itiziiling or Trarisiiiissiori
`\;(“.l.:\t3"I that this Fee(s,) Traiisiiiittzil is being deposited with the United
`
`
`‘ a Service with sufficient p‘
`’
`.~
`.
`age {or iir i class mail in an envelope
`t/is
`to the Mail Stop lS.‘JUE EEE address 9.'ri.r;ve, or being faesin“iiie
`i
`,
`'t',.'
`'4-IT"".T-7",nt*"*"'P "'-r
`r‘
`t.ansmit.e-J to the LSPJ3 (5 I l, 2/3 2383, on .he date indicated oeioii.
`_
`.
`.:
`u.
`,
`
`CLfi"\REN'j‘CQRRESPQ}@ENCE3\DD@S3 .:]\i(,L;;I_T5gB1(.,;];A1 ft); :q_11y{;:r1aI1gf_*0faddrf_-SS)
`
`I/‘.50‘9.*3
`
`7590
`
`O-"v;’3-Tl/I/‘.(I' l O
`
`..
`
`i
`r *1},
`i_ *
`’:§3%”A'
`"
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`
`
` .,. . , r .7.
`
`
`Sehwabe, ‘«'Viill3tmS0!'l ‘Ya Wyatt, RC.
`i
`U
`..
`1420 5'37 Ave-a SUE‘-9 3400
`.
`_ seame, ‘NA 9810,:
`
`(Signaiiire)
`
`( Dare)
`
`AI7l’LlCATION NO.
`FILING DATE
`FIRST N AM
`
`
`
`:2
`I i 583,534
`O6/(3-5/'2()'37
`Xiaodong Li
`3' ")52949bUSl
`
`TITLE i E INVENTION: IVIETHODS AND APPARATUS FOR M'ULTl—C‘,ARRlER COMMUNICATIONS W'ITIl VARIABLE CHAN;
`BANDVVIDTH
`
`‘ A ._N. TYPE
`
`
`
`n.r;npr'ovision:i‘i
`
`N O
`
`3 i5 10
`
`$7506
`
`.50
`
`l 8 it)
`
`0'?’/30,’;’.tl i0
`
`CI.,ASS»SUBCl.AS2S2
`EXAIVIINER
`ART INIT
`UL, ‘MARIA LYNN
`2461
`3 7'0»-/1 J 0000
`
`
`. Change of co.i're.sptm{lerice ziddress or indication of "Fee Address" (37
`IFR 1.30").
`
`5...} Cliange of eorrespoiideiice address (or Cliaiige of Corr'espoiideiice
`Address; torin PTO/Sly l22) attached.
`
`
`2. Hot‘ printing on the patent front page. list
`(I) the
`oi" up to 3 registered patent attorneys
`or agents OR, alternatively,
`("" the
`of a siiigte firm (having as 9. member a
`t‘w/.
`
`'
`1
`tered attoriiev or '
`it) and the names of up to
`
`"Fee Address" indieatioii (or "Fee Address" lndieatioii form
`registered pat
`atto .
`_vs or agents. If no name is
`P‘I'O/Sll/l}'.7; ltev ()3-02 or more recent) attztttlied. L e of El Custoiiier
`listed. no
`will be ptinted.
`Number HS i'eqs.iii'eii.
`
`
`
`3. /—\SSlGNEE NA.“viE AND R.l*.Sll'3ENCE DATA TO BE PR1 "TEl) ON Tltili PATENT (print or type)
`if an assigiiee is identified below, the document has been filed for
`PLEASE NOTE: Unless an assignee is identitied below, no assignee data will tippeai' on the patent.
`recordation
`set forth iii 37 CPR 3. l l. L‘-3mpieiion of this foriii is NOT
`substitute for tiling an assigmiieiii.
`(A) NKLVIE OE ASSIGNEE
`(B) RESIDENCE: (‘TITY and STATE OR COUNTRY)
`
`———————————————
`
`\‘Il\Vl,Vatt, RC.
`Z—————————————————————————————————————————————————————————————————W
`LA
`
`
`
`
`
`Please elieclt the ap _ii'o_nriate assignee cate,:;oiy or categories (will not be printed on the patent) :
`
`l...l lndividiial
`
`‘.3 Coiporation or otlier private group entity ‘.3 (roverniiieiit
`
`4a. The following fee(;»')
`lssiie Eee
`
`subrnitted:
`
`4b. Payment of Feets): (Please first reiipply any previuiisly paid issue fee sliown iibcjve)
`L....l A checlt is enclosed.
`
`Publication Fee (No sinall entity discount permitted)
`in} Advance Order — # of Copies
`
`credit card. Eorin PTO—2()3S is attached.
`El Payment
`
`:3r is hereby auth
`'
`.ed to charge '
`l.)§.l T
`_
`A
`ant Number ,
`ovei‘p9.'ymem., to Depo
`
`
`Chiarige iii Entity Status (ironi status; indicated ztbov;
`,7).
`See 3'?’ CER l.f.'"’t_p)(
`statuc
`L....l b. Applicant is no longer eiaiiiiing S,i\'IAl,lUi€N’l‘l’l“i’
`a. Applicant claims SMAI J. ‘E
`'TITV' status. See 37 CFI{ l.'7’7
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`signee or other party in
`ent; or the (IL
`(if reoniired) will not be accepted fr 7-
`anyone other than the appli
`' a registered attorney oi an
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`
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`ed States