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UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`ORACLE CORPORATION,
`
`NETAPP INC. and
`
`HUAWEI TECHNOLOGIES CO., LTD.
`Petitioner
`
`V.
`
`CROSSROADS SYSTEMS, INC.
`Patent Owner
`
`Case IPR2014-01177
`
`Patent 7,934,041
`
`MANDATORY NOTICES
`
`

`

`Pursuant to 37 CPR. § 42.8(a)(2), Patent Owner provides the following
`
`mandatory notices.
`
`A.
`
`Real Party-In-Interest
`
`Patent Owner certifies that the real party in interest is Crossroads Systems,
`
`Inc.
`
`B.
`
`Related matters
`
`Patent Owner identifies the following active cases as relating to US. Patent
`
`No. 7,934,041:
`
`0 Crossroads Systems, Inc. V. Oracle Corporation
`
`Case No. 1:13-CV—OO895-SS (W.D. TeX.)
`
`0 Crossroads Systems, Inc. v. Huawei Technologies Co. Ltd. et al.
`
`Case No. 1:13-CV-01025-SS (W.D. Tex.)
`
`0 Crossroads Systems, Inc. v. Cisco Systems, Inc,
`
`Case No. 1:14—CV-00148-SS (W.D. Tex.)
`
`0 Crossroads Systems, Inc. v. NetApp, Inc.,
`
`Case No. 1:14-CV-00149-SS (W.D. Tex.)
`
`0 Crossroads Systems, Inc. v. Quantum Corporation,
`
`Case No. 1:14-CV-00150-SS (W.D. Tex.)
`
`

`

`Petitions for Inter Partes review have been filed by Defendants in the above—
`
`captioned cases as follows:
`
`0
`
`IPR2014-01197 (United States Patent No. 6,425,035) by Oracle
`
`Corporation, NetApp, Inc. and Huawei Technologies Co. Ltd. ;
`
`o
`
`IPR2014-01207 (United States Patent No. 7,051,147) by Oracle
`
`Corporation, NetApp, Inc. and Huawei Technologies Co. Ltd;
`
`0
`
`IPR2014-01209 (United States Patent No. 7,051,147) by Oracle
`
`Corporation, NetApp, Inc. and Huawei Technologies Co. Ltd.;
`
`0
`
`IPR2014-1226 (United States Patent No. 6,425,035) by Cisco
`
`Systems, Inc. and Quantum Corporation;
`
`0
`
`IPR2014-01233 (United States Patent No. 7,987,311) by NetApp, Inc.
`
`United States Patent Nos. 6,425,035; 7,051,147; 7,987,311 and 7,934,041
`
`claim priority to United States Patent No. 5,941,972 filed Dec. 31, 1997.
`
`C.
`
`Lead and back-up counsel
`
`Lead Counsel:
`
`Steven R. Sprinkle (Reg. No. 40,825)
`
`Backup Counsel:
`
`Russell Wong (Reg. No. 32,322)
`
`John L. Adair (Reg. No. 48,828)
`
`

`

`James Hall (Reg. No. 66,317)
`
`D.
`
`Service information
`
`Papers concerning this matter should be served on the following:
`
`Address:
`
`Sprinkle IP Law Group
`ATTN: Crossroads IPR
`1301 W. 25th Street, Suite 408
`Austin, TX 78705
`
`E—mail:
`
`crossroadsi r
`
`s rinklelaw.com
`
`CrossroadslPR@counselip.com
`
`Phone
`
`512-637-9220
`
`Fax:
`
`512—371—9088 Respectfully submitted,
`
`
`SPRINKLE IP LAW GROUP
`
`Steven R. Sprinkle
`Reg. No. 40,825
`
`Dated: August 8, 2014
`
`1301 w. 25th Street
`
`Suite 408
`
`Austin, Texas 78705
`
`Tel. (512) 637-9220
`Fax. (512) 371—9088
`
`

`

`CERTIFICATE OF SERVICE
`
`The undersigned certifies service pursuant to 37 C.F.R. §42.6(e) on August
`
`8, 2014 on counsel for Petitioner by Express Mail of a copy of this Mandatory
`
`Notice at its designated service address:
`
`Greg Gardella and Scott McKeown
`Oblon Spivak
`1940 Duke Street
`
`Alexandria, VA 22314
`
`Respectfully submitted,
`SPRINKLE IP LAW GROUP
`
`//
`
`
`
`
`Dated: August 8, 2014
`
`

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