`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`CISCO SYSTEMS, INC.
`Petitioner
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`CAPELLA PHOTONICS, INC.
`Patent Owner
`
`Case IPR2014-01 166
`Patent RE42,368
`
`CAPELLA PHOTONICS, INC.’S MANDATORY NOTICES
`PURSUANT TO 37 C.F.R. §42.8(a)(2)
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`Mail Stop "PA TENT BOARD"
`Patent Trial and Appeal Board
`U.S. Patent and Trademark Office
`P.O. Box 1450
`Alexandria, VA 22313-1450
`
`
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`Case 1PR2014-01 166 for
`U.S. Patent No. RE42,368
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`Pursuant to 37 C.F.R. § 42.8(a)(2), Patent Owner, Capella Photonics, Inc.,
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`hereby files its Mandatory Notices.
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`I.
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`II.
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`37 C.F.R. § 42.8(b)(1) - REAL PARTY-IN-INTEREST
`The patent owner and real party-in-interest is Capella Photonics, Inc.
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`37 C.F.R. § 42.8(b)(2) - RELATED MATTERS
`Proceedings Before the USPTO Involving the Patent-at-Issue
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`A. (cid:9)
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`Patent Owner notifies the Board of the following proceeding that may affect
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`or be affected by a decision in this proceeding:
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`(cid:149) Case 1PR2014-01276 - On August 12, 2014, Petitioner Cisco Systems,
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`Inc. filed a Petition for Inter Partes Review against Capella’s U.S. Patent
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`No. RE42,678. The ’678 patent stems from the same patent application(s)
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`that resulted in the ’368 patent.
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`A. (cid:9)
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`Litigations Involving the Patent-at-Issue
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`Patent Owner notifies the Board of the following litigation proceedings that
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`may affect or be affected by a decision in this proceeding:
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`(cid:149) Capella Photonics, Inc. v. Cisco Systems, Inc., Case No. 1:14-cv-20529,
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`filed in the U.S. District Court for the Southern District of Florida on
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`February 12, 2014 (transferred to the Northern District of California on
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`July 24, 2014, now Case No. 3:14-cv-03348).
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`1
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`Case 1PR2014-01 166 for
`U.S. Patent No. RE42,368
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`(cid:149) Capella Photon ics, Inc. v. Fujitsu Network Communications, Inc., Case
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`No. 1:14-cv-20531, filed in the U.S. District Court for the Southern
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`District of Florida on February 12, 2014 (transferred to the Northern
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`District of California on July 24, 2014, now Case No. 3:14-cv-03349).
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`(cid:149) Capella Photonics, Inc. v. Tellabs, Inc., Case No. 0:14-cv-60350, filed in
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`the U.S. District Court for the Southern District of Florida on February
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`12, 2014 (transferred to the Northern District of California on July 24,
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`2014, now Case No. 3:14-cv-03350).
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`Capella Photonics, Inc. v. Ciena Corporation et al., Case No. 1:14-cv-
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`20530, filed in the U.S. District Court for the Southern District of Florida
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`on February 12, 2014 (transferred to the Northern District of California
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`on July 25, 2014, now Case No. 5:14-cv-03351)
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`(cid:149) Capella Photonics, Inc. v. Columbus Networks USA, Inc., Case No. 0:14-
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`cv-61629, filed in the U.S. District Court for the Southern District of
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`Florida on July 15, 2014 (currently stayed).
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`(cid:149) Capella Photonics, Inc. v. Telefonica International Wholesale Services
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`USA, Case No. 1:14-cv-22701, filed in the U.S. District Court for the
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`Southern District of Florida on July 21, 2014 (currently stayed).
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`2
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`Case 1PR2014-01 166 for
`U.S. Patent No. RE42,368
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`B. (cid:9)
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`U.S. Patents and Applications Related to the Patent-at-Issue
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`Out of an abundance of caution and in accordance with the Office Patent
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`Trial Practice Guide, 77 Fed. Reg. 48756, 48760 (Aug. 14, 2012), Patent Owner
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`notifies the Board of related patents that may affect or be affected by a decision in
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`this proceeding:
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`. U.S. Patent Application No. 09/938,426, filed August 23, 2001 (now
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`U.S. Patent No. 6,625,346, issued September 23, 2003); and
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`(cid:149) U.S. Patent Application No. 10/005,714, filed November 7, 2001 (now
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`U.S. Patent No. 6,687,431, issued February 3, 2004).
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`III. 37 C.F.R. § 42.8(b)(3) - LEAD AND BACK-UP COUNSEL
`Patent Owner hereby designates lead and back-up counsel.
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`Lead Counsel Robert Greene Sterne, Reg. No. 28,912
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`1100 New York Avenue, N. W.
`Washington, D.C. 20005
`E-mail: rsteme-PTAB(skgf.com
`Tel.: 202-772-8555
`Fax: 202-371-2540
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`Back-up Counsel Jon E. Wright, Reg. No. 50,720
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`1100 New York Avenue, N. W.
`Washington, D.C. 20005
`E-mail: jwright-PTAB(skgf.com
`Tel.: 202-772-8651
`Fax: 202-371-2540
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`3
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`
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`Case 1PR2014-01 166 for
`U.S. Patent No. RE42,368
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`Back-up Counsel Jason D. Eisenberg, Reg. No. 43,447
`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`1100 New York Avenue, N. W.
`Washington, D.C. 20005
`E-mail: j asone-PTAB (skgf. corn
`Tel.: 202-371-8645
`Fax: 202-371-2540
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`IV.
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`37 C.F .R. § 42.8(b)(4) - SERVICE INFORMATION
`Please address all correspondence to the lead and back-up counsel as shown
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`above. Patent Owner consents to electronic service by e-mail at all e-mail
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`addresses provided above.
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`The Patent Trial and Appeal Board is hereby authorized to charge any fees
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`associated with 1PR2014-0 1166 to Deposit Account 19-0036.
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`Respectfully submitted,
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`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
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`R04k4wyl~
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`Robert Greene Sterne
`Registration No. 28,912
`Lead Counsel for Patent Owner
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`Date: August 25, 2014
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`1100 New York Avenue, N.W.
`Washington, D.C. 20005-3934
`(202) 371-2600
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`
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`Case 1PR2014-01 166 for
`U.S. Patent No. RE42,368
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`CERTIFICATE OF SERVICE (37 C.F.R. § 42.6(
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`The undersigned hereby certifies that the foregoing CAPELLA
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`PHOTONICS, INC.’S MANDATORY NOTICES PURSUANT TO 37 C.F.R.
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`§42.8(a)(2) and accompanying Power of Attorney were served electronically via e-
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`mail on August 25, 2014 in their entireties on the following counsel of record for
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`Petitioners:
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`Wayne 0. Stacy (Lead Counsel)
`Matthew J. Leary (Back-up Counsel)
`COOLEY LLP
`380 Interlocken Crescent, Suite 900
`Broomfield, CO 80021
`wstacy@cooley.com
`CapellaCisco@cooley.com
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`STERNE, KESSLER, GOLDSTEIN & Fox P.L.L.C.
`
`Robert Greene Sterne
`Registration No. 28,912
`Lead Counsel for Patent Owner
`
`Date: August 25, 2014
`
`1100 New York Avenue, N.W.
`Washington, D.C.20005-3934
`(202) 371-2600
`
`