`571-272-7822
`
`Paper No. 35
`Entered: October 1, 2015
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`UNIVERSAL REMOTE CONTROL, INC.,
`Petitioner,
`
`v.
`
`UNIVERSAL ELECTRONICS, INC.,
`Patent Owner.
`____________
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`____________
`
`Held: September 2, 2015
`____________
`
`
`
`
`
`BEFORE: HOWARD B. BLANKENSHIP, SALLY C.
`MEDLEY, and WILLIAM A. CAPP, Administrative Patent
`Judges.
`
`The above-entitled matter came on for hearing on Wednesday,
`September 2, 2015, commencing at 2:09 p.m., at the U.S. Patent
`and Trademark Office, 600 Dulany Street, Alexandria, Virginia.
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`
`APPEARANCES:
`
`ON BEHALF OF THE PETITIONER:
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`ON BEHALF OF PATENT OWNER:
`
`
`
`
`
`
`
`
`
`
`
`
`PETER H. KANG, ESQ.
`FERENC PAZMANDI, ESQ.
`Sidley Austin LLP
`1001 Page Mill Road, Building 1
`Palo Alto, California 94304
`
`KEITH J. BARKAUS, ESQ.
`Ostrolenk Faber LLP
`1180 Avenue of the Americas
`New York, New York 10036
`
`
`
`
`
`
`
`
`JAMES J. LUKAS, JR., ESQ.
`ERIC J. MAIERS, ESQ.
`MATTHEW J. LEVINSTEIN, ESQ.
`Greenberg Traurig LLP
`77 West Wacker Drive, Suite 3100
`Chicago, Illinois 60601
`
` 2
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`1
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`
`P R O C E E D I N G S
`
`- - - - -
`
`JUDGE MEDLEY: So, this is the final hearing and the
`
`hearing for IPR2014-01146, between Petitioner, Universal
`
`Remote Control, and Patent Owner, Universal Electronics. Per
`
`our August 4th order, each party will have 30 minutes, and you
`
`know the drill, so we'll go ahead and get started.
`
`Mr. Kang?
`
`MR. KANG: Your Honor, do you want appearances for
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`the record or --
`
`11
`
`12
`
`13
`
`14
`
`15
`
`JUDGE MEDLEY: I'm sorry?
`
`MR. KANG: Do you want appearances for the record?
`
`JUDGE MEDLEY: No, that's okay.
`
`MR. KANG: Thank you.
`
`If we can go to slide 2 of Exhibit 1057, please. So,
`
`16
`
`Your Honors, in this IPR, the fundamental issue here is whether
`
`17
`
`the claim should be construed properly, as we believe, or so
`
`18
`
`narrowly by -- as the Patent Owner suggests, which is even more
`
`19
`
`narrow than the Board's recognition of a possibly narrow
`
`20
`
`construction such that the claim deviates, again, from the intrinsic
`
`21
`
`record.
`
`22
`
`The term -- central term at issue is "configuration of the
`
`23
`
`entertainment device," and we believe that regardless of the claim
`
`24
`
`construction, the prior art reference Dubil does disclose the
`
` 3
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`claimed invention by allowing a user to invoke an activity set
`
`which then configures both a selected input and a selected output.
`
`So, generally speaking, on slide 2, the '207 patent is
`
`directed to configuring activities for home entertainment systems,
`
`and so you have got a remote control that interacts with different
`
`elements of a system, and as the patent discloses at column 1, the
`
`user can configure a system that has multi-inputs and/or multi-
`
`outputs, and, again, so the system is very flexible in that sense
`
`and covers either multi-inputs or multi-outputs.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`So, if we look at the claim on Slide 3 of Exhibit 1057,
`
`11
`
`the phrase "configuration of the entertainment device" on the face
`
`12
`
`of the claim is, we believe, defined in the succeeding terms to
`
`13
`
`require, one, comprising one -- at least one of the plurality of the
`
`14
`
`devices being used as an audiovisual input source and at least one
`
`15
`
`of the plurality of devices being used as an audiovisual output
`
`16
`
`destination.
`
`17
`
`And so we believe on the plain meaning of the phrase
`
`18
`
`"configuration of the entertainment device," a configuration
`
`19
`
`comprises selecting one input -- at least one input and at least one
`
`20
`
`output.
`
`21
`
`If we look at page 4, Exhibit 1057, the Patent Owner's
`
`22
`
`construction is even narrower than the Board's alternative narrow
`
`23
`
`construction that was in the institution decision. The Patent
`
`24
`
`Owner has argued, although the phrase in their proposed
`
`25
`
`construction is "affirmatively performing switching," we now
`
` 4
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`know from the briefing that Patent Owner takes the position that
`
`that construction of their construction requires affirmatively or
`
`actively switching inputs and affirmatively or actively switching
`
`outputs, and we believe that that's even narrower than the Board's
`
`proposed narrow construction.
`
`The Board's actual construction adopted at the decision
`
`to institute is on the slide and does not necessarily require
`
`engaging in any switching activity. As Petitioner, we have
`
`adopted that position. We believe that's correct.
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`JUDGE CAPP: You understand that's not a final
`
`11
`
`construction for this case.
`
`12
`
`13
`
`MR. KANG: Of course, I understand.
`
`JUDGE CAPP: That's what we came up with in the
`
`14
`
`absence of either one of you briefing it at the time of the decision
`
`15
`
`to institute.
`
`16
`
`17
`
`MR. KANG: I understand.
`
`JUDGE CAPP: So, why were we right to come up with
`
`18
`
`that construction at the decision to institute stage?
`
`19
`
`20
`
`MR. KANG: If we turn to slide 5, I will show you.
`
`So, the specification itself disclosed as separately
`
`21
`
`powering on source devices and destination devices, and there's
`
`22
`
`nothing -- for example, as we show here on page 5, Figure 6 is
`
`23
`
`the flow chart showing the process for this setup, and there's no
`
`24
`
`required switching or selecting both the input and the output in
`
`25
`
`the claim or in the disclosed embodiment.
`
` 5
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`So, for example, when a desired input is required,
`
`there's a determination made whether it's on or not, and if it's not,
`
`then a request is sent to turn it on. Similarly, on the output, if the
`
`destination is determined to be powered off, then a request is
`
`made to turn it on. The specification does not disclose or require
`
`actively switching between multiple outputs and multiple inputs.
`
`The flow chart definitely shows, through the alternative
`
`paths where it determines whether there are multiple inputs and
`
`outputs, and one of the options is no. And so unlike Patent
`
`10
`
`Owner's construction that requires active switching both at the
`
`11
`
`input side and the output side, we believe the specification
`
`12
`
`teaches alternative embodiments. It can cover multiple inputs
`
`13
`
`and outputs, but doesn't require it, because it specifically
`
`14
`
`discloses embodiments where there could be a single source or a
`
`15
`
`single destination.
`
`16
`
`JUDGE CAPP: Do you have a copy of the patent
`
`17
`
`handy?
`
`18
`
`19
`
`MR. KANG: Yes, sir.
`
`JUDGE CAPP: And I'm referring to Exhibit 1001,
`
`20
`
`column 9. There's a paragraph that begins at line 13 -- and it's a
`
`21
`
`fairly long paragraph, I don't care to read the entirety of it into the
`
`22
`
`record -- but let me, just for purposes of this question, read the
`
`23
`
`following portion, from about lines 23 down to line 29, and I
`
` 6
`
`24
`
`quote:
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`"Further, while the preferred embodiment described
`
`above comprises a controlling device capable of bidirectional
`
`communication with an AV receiver or other central switching
`
`device, it will be appreciated that many of the steps of the
`
`inventive methods may also be practiced in a system comprising
`
`a controlling device which is in unidirectional (inward)
`
`communication with the central switching device."
`
`I want to hear your take on why we shouldn't take that
`
`language as context for the configuration language in Claim 1,
`
`10
`
`such that the specification indicates that a configuration requires
`
`11
`
`the capability of the AV receiver having a capability to function
`
`12
`
`as a central switching device.
`
`13
`
`MR. KANG: The specification at -- at the bottom of
`
`14
`
`column 4, to the top of column 5, which is a section that also
`
`15
`
`refers to switching, explains what it -- what kind of switching and
`
`16
`
`routing the specification is talking about. This system, of course,
`
`17
`
`is not a telecommunications router. There is not active switching
`
`18
`
`of signals on the fly. What we're talking about is switching to get
`
`19
`
`to the right input, to the right output, when you're watching a
`
`20
`
`movie, for example.
`
`21
`
`And so the specification teaches that -- at the bottom of
`
`22
`
`column 4 that there will be -- the inputs and outputs can be analog
`
`23
`
`or digital and there have to be A to B, A to C converters, the
`
`24
`
`proper HDMI converter, all sorts of codecs, that allow, as it says
`
`25
`
`at the top of column 5, what it calls the proper input/output
`
` 7
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`switching and routing functionality, and that's to ensure the
`
`proper coded input is decoded the right way at the proper output.
`
`And so the section that Your Honor read from column
`
`9, where it's talking about switching, in more detail at columns 4
`
`and 5 explains the kinds of switching that they're talking about.
`
`Again, it's not active signal switching, as we would see, like, in a
`
`router or telecommunications equipment. Here we're talking
`
`about the kinds of switching and routing required to make sure
`
`that the signals are correctly encoding or decoding for the proper
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`input and output.
`
`11
`
`So, the -- if we look at our Exhibit 1057, slide 6, Patent
`
`12
`
`Owner's expert conceded that nothing in the patent contradicts
`
`13
`
`what we believe is the proper construction, and so, for example,
`
`14
`
`he was asked:
`
`15
`
`"QUESTION: Is it fair to say that you did not identify
`
`16
`
`any portion of the patent that expressly excludes that the
`
`17
`
`configuration of the entertainment device may be accomplished
`
`18
`
`solely by passively powering on and off the desired and undesired
`
`19
`
`devices?"
`
`20
`
`21
`
`He says:
`
`"ANSWER: I agree, and I didn't find anything that
`
`22
`
`expressly excludes that."
`
`23
`
`So, we believe that the Patent Owner's own expert
`
`24
`
`conceded the proper construction, and in the briefing, Patent
`
`25
`
`Owner did not identify portions of the patent that would
`
` 8
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`contradict either the Board's decision at institution as to
`
`construction or Petitioner's.
`
`There is a typo, and I apologize for this, on page 6 of
`
`Exhibit 1057, the last bullet point. It should properly say that
`
`"Mr. Cook admits that none of the terms active, affirmative or
`
`switching appear anywhere in the claims, the disputed claims in
`
`the '207 patent." It is not intended to cover the entirety of the
`
`patent.
`
`JUDGE CAPP: Is Mr. Cook is 30(b) -- what we would
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`call a Federal Rules of Civil Procedure 30(b)(6) representative of
`
`11
`
`the of the Patent Owner or is he just a hired gun expert witness?
`
`12
`
`MR. KANG: He is a retained expert by the Patent
`
`13
`
`Owner.
`
`14
`
`JUDGE CAPP: Is it your position that Mr. Cook's
`
`15
`
`testimony is binding on the Patent Owner?
`
`16
`
`MR. KANG: He is an agent of the Patent Owner in this
`
`17
`
`sense, and so it is binding as a party admission. I believe that
`
`18
`
`would be the rule under the Federal Rules of Evidence. An
`
`19
`
`expert's admission will be binding on the party as an agent
`
`20
`
`representing them for this purpose. Certainly they rely on
`
`21
`
`Mr. Cook's testimony to rebut our position, and to the extent he's
`
`22
`
`made this admission, that certainly undercuts his testimony in
`
`23
`
`other parts.
`
`24
`
`So, under the proper claim construction, we believe the
`
`25
`
`reference discloses the configuration of the entertainment device,
`
` 9
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`but if we look at slide 7, we believe even under the Patent
`
`Owner's claim construction, Dubil does disclose configuration of
`
`the entertainment device.
`
`As we see here in Figure 4 from Dubil, the activity sets
`
`are on the left-hand side of the column, and a user configures, in
`
`Dubil, a -- invokes a particular activity, which, for example,
`
`defines a particular source, cable, and a particular audio output,
`
`TV, and the user can alternatively invoke a different activity set
`
`to watch TV movies, and that invokes a different input. It
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`switches to satellite as the input, and it switches to a different
`
`11
`
`output -- audio output, surround sound.
`
`12
`
`And we see from Figure 1 of Dubil that the VCR is --
`
`13
`
`sits at the center of the system, and it has the inputs from the
`
`14
`
`cable and satellite, as shown in Figure 4, available to it, and it has
`
`15
`
`outputs available to it to the audio system or the television. And
`
`16
`
`so the VCR is the linking element between these that would do,
`
`17
`
`as the Patent Owner requires, active switching both at the input
`
`18
`
`and at the output side.
`
`19
`
`So, if we look at the next slide, 8, of Exhibit 1057,
`
`20
`
`Mr. Cook did concede in deposition that the VCR in Dubil can be
`
`21
`
`used to select an input device. That's well known.
`
`22
`
`JUDGE CAPP: I want to go back and look at Slide 7
`
`23
`
`for a minute. That went a little quick for me.
`
`24
`
`Is the switching -- I'm watching TV and I want to
`
`25
`
`choose between watching cable or watching satellite.
`
` 10
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`
`MR. KANG: Yes.
`
`JUDGE CAPP: Why can't I send a signal to the
`
`television to switch from a cable input to a satellite input? Why,
`
`necessarily, do I have to go to the VCR to select an input from
`
`cable or satellite?
`
`MR. KANG: Dubil discloses that as an alternative,
`
`certainly, direct access to the television, and do you see in Figure
`
`1, there are direct connections between satellite and cable?
`
`JUDGE CAPP: Well, I get that, but the point is that
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`you have made an affirmative case in front of us that identifies
`
`11
`
`the VCR as the entertainment device, not the television.
`
`12
`
`13
`
`MR. KANG: Yes.
`
`JUDGE CAPP: So, where is it conclusively shown in
`
`14
`
`Dubil that the VCR has the ability to switch between a cable
`
`15
`
`input and a satellite input to then route that signal to the
`
`16
`
`television?
`
`17
`
`MR. KANG: Well, the VCR -- well, Figure 1 does
`
`18
`
`show directly that the VCR takes alternate inputs from cable or
`
`19
`
`satellite and has an output directly to the television. As people
`
`20
`
`I'm sure have known in the art, you couldn't use your VCR as an
`
`21
`
`antenna to watch TV; you could use it to watch a video in the
`
`22
`
`VCR. So, switching inputs from the VCR -- on the input side of
`
`23
`
`the VCR is known, and, in fact, Mr. Cook did admit that Dubil
`
`24
`
`discloses a VCR that allows active switching at the inputs. So,
`
` 11
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`that's one element that's shown where the VCR is the
`
`entertainment device.
`
`The other --
`
`JUDGE CAPP: Well, you know, take a look at the
`
`upper right-hand corner graphic you've got there, you've got
`
`highlighted as "Watch TV."
`
`MR. KANG: Yes.
`
`JUDGE CAPP: Why should I read across those
`
`columns and come to the conclusion that the VCR is in the loop
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`in any sort of active way to direct the signal? Why can't I
`
`11
`
`interpret that as I'm hitting the remote and I'm either selecting
`
`12
`
`cable or satellite input for the TV, where the switching is taking
`
`13
`
`place at the TV, and then the switching for the TV to go to
`
`14
`
`surround sound just sends a passive signal through the VCR to
`
`15
`
`the audio system?
`
`16
`
`MR. KANG: The Dubil disclosure -- can we go to slide
`
`17
`
`12 of our slides, please?
`
`18
`
`The Dubil disclosure talks about the activity manager as
`
`19
`
`the portion of the system that is -- the part of the entertainment
`
`20
`
`device that is doing the kind of switching that's required here.
`
`21
`
`The specification teaches us that the activity manager is stored in
`
`22
`
`any storage device, and the patent specification tells us that a
`
`23
`
`set-top box could be a storage device, a TiVo device could be a
`
`24
`
`storage device, or a VCR could be a storage device.
`
` 12
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`So, the activity sets in Dubil are a way to quickly get to
`
`a particular desired format or configuration of the system. So,
`
`again, if we go up to -- back to slide 7, as you see, the presets in
`
`Dubil allow the user to set up -- this is a preconfigured
`
`arrangement, and so while Dubil is flexible enough to allow
`
`direct access to the television and whatnot, one of -- the invention
`
`disclosed in Dubil is to create these activity sets so that a user
`
`need not do it manually. They can -- when they have preset the
`
`configurations, they can then hit the desired configuration for
`
`10
`
`watch TV news, and it will automatically do the -- the input and
`
`11
`
`output switching that's desired, right?
`
`12
`
`And the -- Dubil also discloses that the VCR can be
`
`13
`
`placed in the system loop any time for recording. So, in other
`
`14
`
`words, in Dubil, one of the express purposes of having the VCR
`
`15
`
`in the center there is so that the user can record programs that are
`
`16
`
`being watched. And so in that system, you would not want to
`
`17
`
`bypass the VCR if you want to have the capability of recording
`
`18
`
`what you're watching.
`
`19
`
`JUDGE CAPP: Well, I could output the audiovisual
`
`20
`
`signal from the television to the VCR, and then I could use the
`
`21
`
`TV to select the input for the TV, right?
`
`22
`
`MR. KANG: You could -- I'm not sure Dubil discloses
`
`23
`
`routing the satellite signal back through the TV out to the VCR. I
`
`24
`
`suppose -- I suppose it could, but it doesn't preclude the point of
`
`25
`
`routing it the other way.
`
` 13
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`JUDGE CAPP: But the Patent Owner introduces some
`
`testimony that there's never been a VCR in the history of mankind
`
`that had this sort of switching capability. I'm not going to
`
`comment on whether that's true or not, but what's your response
`
`to that in view of the teaching of Dubil? Is Dubil limited to
`
`known, off-the-shelf VCRs, or is there a new teaching in there
`
`about how you can modify a VCR?
`
`MR. KANG: Well, one of the features in Dubil is that
`
`if you see one of the activity sets, watch TV movies, it allows
`
`10
`
`switching the audio from TV to audio for surround, and that is an
`
`11
`
`express teaching of an audio output switching in a VCR that, you
`
`12
`
`know, is in Dubil.
`
`13
`
`I have not done a full survey of whether other prior art
`
`14
`
`VCRs have that feature, but it is correct that -- it is incorrect for
`
`15
`
`Patent Owner to assert that there are no VCRs in the prior art that
`
`16
`
`have alternate, switchable outputs, because Dubil itself discloses
`
`17
`
`a switchable output. And, indeed, the Patent Owner's narrow
`
`18
`
`construction that requires affirmatively switching never says -- at
`
`19
`
`least in the words of it never says that the switching must be both
`
`20
`
`at the input and at the output, all right? It just says affirmatively
`
`21
`
`switching.
`
`22
`
`Your Honors' tentative decision in the decision to
`
`23
`
`institute also does not specifically require active switching at the
`
`24
`
`input and active switching at the output. It just says some
`
`25
`
`affirmative switching, and our position is Dubil does disclose and
`
` 14
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`has conceded disclosing switching of the inputs, and that should
`
`alone meet the Patent Owner's construction as proposed,
`
`assuming additional arguments are not read into the claim.
`
`The -- and, again, Dubil does disclose actively
`
`switching the audio outputs, and so, again, we believe both on the
`
`input side, because of the admission, and the output side from the
`
`disclosure, that Dubil satisfies even the claim as construed by
`
`Patent Owner.
`
`JUDGE CAPP: Before the hearing's over -- and this
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`can be at the end of your rebuttal time -- I would like to have
`
`11
`
`page and line number in Dubil for where you say there's active
`
`12
`
`switching of inputs and active switching of outputs in terms of an
`
`13
`
`express disclosure.
`
`14
`
`15
`
`MR. KANG: Yes, Your Honor.
`
`If we look at the related argument that Patent Owner has
`
`16
`
`raised as to the "command value" phrase -- if you would, page 9
`
`17
`
`of our slides, please -- Patent Owner's argument is that there is no
`
`18
`
`command value that corresponds to an activity key that is
`
`19
`
`associated with configuration. This is a bootstrapped argument.
`
`20
`
`Because under Patent Owner's view, there is no configuration,
`
`21
`
`there can be no command value associated with that, and,
`
`22
`
`therefore, we believe these fail. Of course, Dubil does disclose,
`
`23
`
`as we showed in Figure -- in paragraph 28, the sequence of
`
`24
`
`commands are, in fact, communicated.
`
` 15
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`JUDGE CAPP: Well, do the Patent Owner and the
`
`Petitioner agree on what it means for a command value, what the
`
`definition of a command value is?
`
`MR. KANG: No. So, it appears that the Patent Owner
`
`takes the position that the command value has to be a single bit or
`
`a single -- some single bit of data --
`
`JUDGE CAPP: And you disagree with that?
`
`MR. KANG: The phrase "command value" is not --
`
`doesn't say -- there is nothing inherent in the phrase or in the
`
`10
`
`specification that limits it to a specific binary term.
`
`11
`
`JUDGE CAPP: If the two of you disagree on the
`
`12
`
`meaning of a key term in the claim, why isn't that briefed in a
`
`13
`
`Markman sort of way?
`
`14
`
`MR. KANG: It was raised by the Patent Owner late in
`
`15
`
`the process, and I believe we did address the command value -- I
`
`16
`
`mean, we made sure these are not new arguments, but we did
`
`17
`
`address the command value issue in -- in response. I believe the
`
`18
`
`Patent Owner addressed this issue from the viewpoint of does
`
`19
`
`Dubil disclose it, not what does it mean, and so we addressed
`
`20
`
`their point there, that it does disclose it.
`
`21
`
`JUDGE CAPP: Well, the point is, the -- the argument
`
`22
`
`that it does disclose or it doesn't disclose may turn on what the
`
`23
`
`word means in the first place, and neither of you have briefed or
`
`24
`
`argued to us what the term means. So, what are we supposed to
`
`25
`
`do in our final written decision if the case is going to turn on the
`
` 16
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`meaning of "command value" and neither of you have argued or
`
`briefed, in a Markman sense, how that term should be construed?
`
`MR. KANG: Well, certainly we have taken the position
`
`that the commands in Dubil that are -- the commands
`
`communicated qualify as command value, so to the extent that
`
`that argument was made, there is a claim construction inherent in
`
`that.
`
`If Patent Owner is asserting that the reference is
`
`distinguishable because of a specific definition of "command
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`value" that Patent Owner has not proposed, we had nothing to
`
`11
`
`respond to on that point, and, therefore, we would -- I would take
`
`12
`
`the position that Patent Owner has failed on its argument, because
`
`13
`
`they have not correctly set it up.
`
`14
`
`JUDGE CAPP: Let me ask you this question. I've got a
`
`15
`
`remote control in my hand, I hit a button, and it sends a signal,
`
`16
`
`and it turns one or more of the components to turn on or off. Has
`
`17
`
`that communicated a command value?
`
`18
`
`MR. KANG: The command value has to correspond to
`
`19
`
`an activity key. So, there has to be an activity key set up. But,
`
`20
`
`yeah, assuming that --
`
`21
`
`JUDGE CAPP: Well, if the activity key includes
`
`22
`
`turning units on and off, then would that -- you know, yes or no --
`
`23
`
`be a command value?
`
` 17
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`MR. KANG: Yes. And, again, a fair reading of the
`
`specification doesn't put any limits on "command value." We
`
`believe it has its ordinary meaning.
`
`The -- if we look at slide 10, one of the reasons we don't
`
`believe this is a significant issue is because, again, Patent Owner's
`
`expert admitted that acknowledging -- acknowledged pressing a
`
`key on the remote does invoke an activity set, and that sends, as
`
`the testimony shows, a set of commands to various home
`
`entertainment system components, and so the -- we believe that
`
`10
`
`mostly this argument relies on the lack of a configuration
`
`11
`
`underlying the command value.
`
`12
`
`Similarly, if you go to the next slide, Patent Owner
`
`13
`
`makes a similar argument that there's no configuration associated
`
`14
`
`with command value, which is used after receiving a signal which
`
`15
`
`includes the command value, and, again, that's a bootstrapping
`
`16
`
`argument which we would believe fails, Your Honors, because of
`
`17
`
`the configuration definition.
`
`18
`
`And if we look at the next slide, Dubil does disclose, in
`
`19
`
`fact, the receipt of a signal. The remote control in Figure 5, page
`
`20
`
`12 of Exhibit 1057, is sending a signal to the user interface which
`
`21
`
`then activates the activity manager to go get the activity set data
`
`22
`
`from storage, and that includes a command value that's associated
`
`23
`
`with the activity set; otherwise, the activity manager wouldn't
`
`24
`
`know what to go and retrieve. And so on the -- the disclosure of
`
` 18
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`Dubil, we disagree. We believe it does disclose the signal portion
`
`of the command value limitation.
`
`Finally, on -- on the -- the claim 13, if we turn to the
`
`next slide, again, the downloading limitation is a limitation Patent
`
`Owner disputed. Again, the Dubil reference discloses storing and
`
`downloading the configuration information into the entertainment
`
`device from a computer. It discloses using a PC. It discloses that
`
`you have the application, using that is then downloading
`
`information to the storage device, and as I mentioned before, this
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`specification, for example, at paragraph 19 says that you could
`
`11
`
`have a TIVO or VCR, other things could be storage devices, and
`
`12
`
`so we think the downloading limitation is clearly shown by Dubil.
`
`13
`
`On the next slide, with respect to dependent Claim 15,
`
`14
`
`which requires the display associated with the entertainment
`
`15
`
`device, again, there is a display shown -- we saw it in Figure 1,
`
`16
`
`the television -- and, again, Patent Owner's expert conceded that
`
`17
`
`there are at least two display devices that illustrate activity sets
`
`18
`
`disclosed in Dubil, and so we believe that one of ordinary skill --
`
`19
`
`let's go to the next slide -- as conceded by Mr. Cook, one of
`
`20
`
`ordinary skill would understand that you would be selecting
`
`21
`
`components for display by manipulating graphical user interfaces,
`
`22
`
`and the Dubil reference does disclose using menus or graphical
`
`23
`
`components to do this setup.
`
`24
`
`And so in conclusion, configuration of the
`
`25
`
`entertainment device we believe to be properly construed,
`
` 19
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`consistent with the BRI standard, and we believe Dubil does
`
`disclose all the elements in the claim at issue.
`
`I will reserve the remainder of my time, if I have any,
`
`for rebuttal.
`
`JUDGE MEDLEY: Thank you. You have five minutes
`
`left.
`
`MR. MAIERS: So, Your Honors, what I'm going to
`
`talk about, I'm going to touch on three main issues. First, I'm
`
`going to provide a brief introduction to the '207 patent. Next I
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`will discuss the claim construction of the configuration
`
`11
`
`entertainment device that Judge Capp and Mr. Kang were
`
`12
`
`discussing quite a bit in the opening. And then I'll explain why
`
`13
`
`Dubil does not anticipate the challenged Claims 13 through 15.
`
`14
`
`First, with reference to the '207 patent, what the '207
`
`15
`
`patent is an activity-based configuration of an entertainment
`
`16
`
`system, and what that means is you have got different activities
`
`17
`
`that you may have in your home entertainment system that
`
`18
`
`involve different sources and different destinations. For example,
`
`19
`
`you may have a "watch a movie" activity that will involve a DVD
`
`20
`
`player as an input source and your big home theater projector as
`
`21
`
`your output destination, whereas your "watch TV" activity may
`
`22
`
`just use your cable box as the input source and your television as
`
`23
`
`the -- as the output destination.
`
`24
`
`Now, the background talks about remote centric
`
`25
`
`methods for automatically config -- for automating configuration
`
` 20
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`operations such as this. For example, using macros, and what a
`
`macro is, again, is a series of commands that are executed in
`
`sequence in response to the pressing of a single button. The
`
`problem with those macro commands -- and for Judge Medley
`
`and Judge Blankenship, we discussed this this morning -- is that
`
`oftentimes you can have a situation where your device gets out of
`
`sync.
`
`For example, the macro command is intended to turn
`
`the television on, but if the television is already on and that
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`command is issued, then you're turning the television off, and
`
`11
`
`everything becomes out of sync, and now you've got to go grab
`
`12
`
`all your other other remotes and figure out what buttons need to
`
`13
`
`be pressed to straighten everything out. So, in other words, those
`
`14
`
`methods can be subject to error.
`
`15
`
`Now, the '207 patent also talks about -- I'm sorry. The
`
`16
`
`'207 patent overcomes this problem by proposing an
`
`17
`
`entertainment device centric method, an entertainment device
`
`18
`
`centric paradigm. Because one central device is serving as the
`
`19
`
`central -- the central routing terminal for all of your home
`
`20
`
`entertainment devices, you don't have this problem of devices
`
`21
`
`getting out of sync because it is controlling what is connected to
`
`22
`
`what. So, getting out of sync is no longer a concern under the
`
`23
`
`'207 patent.
`
`24
`
`Real briefly, the challenged claims in this case are
`
`25
`
`Claims 13, 14, and 15, and I'm not going to belabor the text of the
`
` 21
`
`
`
`
`
`
`
`Case IPR2014-01146
`Patent 8,243,207 B2
`
`claims, but it is important to note that there is some
`
`differentiations between some of the claims, and the Board
`
`highlighted one of them in the institution decision, and that is that
`
`independent 14 is similar in scope to Claim 13; however, Claim
`
`13 adds the limitation of downloading that Mr. Kang talked about
`
`earlier and we'll discuss later on.
`
`And Claim 15 involves a claim that requires displaying
`
`in a display, in a graphical user interface, the ability for a user to
`
`select an input device and an output device. There is more to it
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`than that. We will unpack that limitation a little bit later.
`
`11
`
`Now, going to the issue of claim construction,
`
`12
`
`obviously the key term here is "configuration of the electronic
`
`13
`
`device," and that term appears in all of the challenged claims.
`
`14
`
`The Board noted in its institution decision that it proposed two
`
`15
`
`potential competing constructions, and we'll call them the active
`
`16
`
`construction and the passive construction. In the active
`
`17
`
`construction, the situation is that you are affirmatively selecting
`
`18
`
`the inputs and outputs of the -- you have a central entertainment
`
`19
`
`device that is affirmatively selecting inputs and