`
`Filed on behalf of Nidec Motor Corporation
`By:
`Scott R. Brown
`Matthew B. Walters
`HOVEY WILLIAMS LLP
`10801 Mastin Blvd., Suite 1000
`Overland Park, Kansas 66210
`Tel: (913) 647-9050
`Fax: (913) 647-9057
`
`
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`
`
`ZHONGSHAN BROAD OCEAN MOTOR CO., LTD.; BROAD OCEAN
`MOTOR, LLC; AND BROAD OCEAN TECHNOLOGIES, LLC
`Petitioners
`
`v.
`
`NIDEC MOTOR CORPORATION
`Patent Owner
`
`
`
`Case No. IPR2014-01121
`U.S. Patent No. 7,626,349
`
`
`
`APPENDIX OF EXHIBITS
`
`1
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`Exhibit Description
`2001
`Protective
`Order
`Protective
`Order
`
`2002
`
`2003 Carrier
`Declaration
`2004 Goodman
`Presentation
`
`2005 Trane
`Presentation
`
`2006
`
`Filla
`Declaration
`2007 Market and
`Sales
`Spreadsheet
`2008 Ehsani
`Deposition
`2009 Chen Patent
`
`2010 Bokhart
`Declaration
`
`2011 Bokhart
`Schedules
`2012 Bokhart
`Exhibit
`
`2013 Bokhart
`Exhibit
`
`2014 Bokhart
`Exhibit
`
`Statement of Relevance
`Stipulated Protective Order
`
`Filed
`☒
`
`Markup of Differences Between Stipulated
`Protective Order and Default Protective
`Order
`Declaration of Mark E. Carrier relating to
`nonobviousness of claimed invention
`Evidence cited by Declaration of Mr.
`Carrier Entitled “Goodman
`Business Alignment & Technology
`Review”
`Evidence cited by Declaration of Mr.
`Carrier Entitled “Variable Speed Motor
`Program Update”
`Declaration of John Filla relating to
`nonobviousness of claimed invention
`Evidence cited by Declaration of Mr. Filla
`
`Excerpts from the Deposition Transcript of
`Mark Ehsani, Ph.D., taken April 24, 2015
`U.S. Patent 6,498,449 to Chen et al.
`(“Chen”)
`Declaration of Christopher J. Bokhart
`relating to commercial success of claimed
`invention
`Curriculum Vitae and Supporting Schedules
`for the Declaration of Mr. Bokhart
`About Us, Nidec found at
`(http://www.nidec-motor.com/About-
`Us.aspx)
`Company History, Nidec found at
`(http://www.nidec-motor.com/About-
`Us/Company-History.aspx)
`Nidec to Buy Emerson Unit, The Wall
`Street Journal found at
`(http://www.wsj.com/articles/SB100014240
`52748704554104575436600918551826)
`
`☒
`
`☒
`
`☒
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`☒
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`☒
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`☒
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`☒
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`☒
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`☒
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`☒
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`☒
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`☒
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`☒
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`
`
`2
`
`
`
`Exhibit Description
`2015 Bokhart
`Exhibit
`
`2016 Bokhart
`Exhibit
`
`2017 Bokhart
`Exhibit
`
`2018 Bokhart
`Exhibit
`
`2019 Bokhart
`Exhibit
`
`2020 Bokhart
`Exhibit
`
`2021 Bokhart
`Exhibit
`
`2022 Bokhart
`Exhibit
`
`2023 Bokhart
`Exhibit
`
`Statement of Relevance
`Company Overview, Nidec found at
`(http://www.nidec-motor.com/About-
`Us/Company-Overview.aspx)
`Zhongshan Broad-Ocean Motor Co., Ltd.
`found at
`(https://www.capitaliq.com/CIQDotNet/co
`mpany.aspx?companyId=45977574)
`Company Profile, Broad-Ocean website
`found at (http://www.broad-
`ocean.com/en/introduce.html)
`HVAC Equipment Market – Global
`Industry Analysis, Size, Share, Growth,
`Trends, and Forecast 2012-2018, PR
`Newswire (9/3/2013) found at
`(http://www.prnewswire.com/news-
`releases/hvac-equipment-market---global-
`industry-analysis-size-share-growth-trends-
`and-forecast-2012---2018-222161181.html)
`HVAC Market Report, Gruppo BPC, 2014
`found at
`(http://www.slideshare.net/gruppobpc/abstra
`ct-market-reporthvacusa2014eng)
`Comparing Motor Technologies, The News
`(12/14/2009) found at
`(http://www.achrnews.com/articles/112674-
`comparing-motor-technologies)
`Evaluation of Retrofit Variable-Speed
`Furnace Fan Motors, U.S. Department of
`Energy p. 1 (January 2014) found at
`(http://www.nrel.gov/docs/fy14osti/60760.p
`df)
`Using ECM Motors in HVAC Systems,
`Thomasnet.com (2015) found at
`(http://www.thomasnet.com/articles/machin
`ery-tools-supplies/ECM-Motors-HVAC-
`Systems)
`Super Premium” Efficiency Motors are
`Now Available, Washington State
`
`Filed
`☒
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`☒
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`☒
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`☒
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`☒
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`☒
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`☒
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`☒
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`☒
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`
`
`3
`
`
`
`Exhibit Description
`
`2024 Bokhart
`Exhibit
`
`2025 Bokhart
`Exhibit
`
`
`
`
`Dated: May 8, 2015
`
`
`
`
`
`Statement of Relevance
`University (2010)
`Rescue® EcoTech® Direct Drive Blower
`Motor, The High Efficiency “ECM/BPM”
`Drop-in Replacement Blower Motor. Nidec
`Motor Corporation.
`History, Regal Beloit found at
`(http://www.regalbeloit.com/who-we-
`are/our-company/history.aspx).
`
`Filed
`
`☒
`
`☒
`
`
`Respectfully Submitted,
`
` /s/ Scott R. Brown
`Scott R. Brown, Reg. No. 40,535
`Matthew B. Walters, Reg. No. 65,343
`HOVEY WILLIAMS LLP
`10801 Mastin Blvd., Suite 1000
`Overland Park, Kansas 66210
`Tel: (913) 647-9050
`Fax: (913) 647-9057
`sbrown@hoveywilliams.com
`mwalters@hoveywilliams.com
`
`ATTORNEYS FOR PATENT OWNER
`NIDEC MOTOR CORPORATION
`
`
`
`
`4
`
`
`
`CERTIFICATE OF SERVICE
`The undersigned hereby certifies that on the 8th day of May, 2015, a true and
`
`accurate copy of the foregoing Appendix of Exhibits was filed through the Patent
`
`Review Processing System and served on the following counsel for Petitioners via
`
`email:
`
`
`STEVEN F. MEYER
`CHARLES BAKER
`LOCKE LORD LLP
`Three World Financial Center
`New York, New York 10281-2101
`Tel: (212) 415-8535
`
`
`
`
`smeyer@lockelord.com
`cbaker@lockelord.com
`
`
`
`
`
`
`
`
`
`
`
`
`
` /s/ Scott R. Brown
`
`
`
`
`5
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`
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