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`[Page 1]
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` IN THE UNITED STATES PATENT AND
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` TRADEMARK OFFICE
`
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
`
`Case No: IPR2014-01102
`
`U.S. Patent No: 5,228,077
`
`_________________________________
`
`Case No: IPR2014-01103
`
`U.S. Patent No: 5,552,917
`
`_________________________________
`
`Case No: IPR2014-01104
`
`U.S. Patent No: 5,414,761
`
`__________________________________
`
`Case No: IPR2014-01106
`
`U.S. Patent No: 5,255,313
`
`__________________________________
`
`Case No: IPR2014-01109
`
`U.S. Patent No: 7,831,930
`
`___________________________________
`
` Deposition of ALEX COOK, taken
`
`before LAURA MUKAHIRN, CSR, RPR, CRR, at
`
`One South Dearborn Street, in the City of
`
`Chicago, Cook County, Illinois, commencing
`
`at 9:00 o'clock a.m. on the 15th day of
`
`June, 2015.
`
` VOLUME I
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000001
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`

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`A P P E A R A N C E S:
`
` OSTROLENK FABER LLP
`
` 1180 Avenue of the Americas
`
` New York, New York 10036
`
` (212)382-0700
`
` BY: MR. KEITH BARKAUS
`
` -AND-
`
` SIDLEY AUSTIN
`
` 1001 Page Mill Road
`
` Building 1
`
` Palo Alto, California 94304
`
` (650)565-7006
`
` BY: MR. PETER H. KANG
`
` MR. FERENC PAZMANDI
`
` Appeared on behalf of Universal
`
` Remote Control, Inc.;
`
` GREENBERG TRAURIG, LLP
`
` 77 West Wacker Drive
`
`12
`
` Suite 2500
`
` Chicago, Illinois 60601
`
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` (312) 456-8451
`
` BY: MR. ERIC J. MAIERS
`
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` Appeared on behalf of Universal
`
` Electronics, Inc.
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`877-479-2484
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`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
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`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000002
`
`

`

`
`
`[Page 3]
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` I N D E X
` Examinations Page
`Cross-Examination 4
`By Mr. Barkaus
`
` E X H I B I T S
` No. Page
` Exhibit 1030 4
` (Universal Remote Control Exhibit
` No. 1030, Trial No. IPR 2014-1109
`
` Exhibit 1031 244
` (Universal Remote Control Exhibit
` No. 1031 Trial No. IPR 2014-01109)
`
` Exhibit 2029 37
` (Universal Electronics Exhibit 2029
` Trial No. IPR 2014-01109
`
` Exhibit 1008 90
` (Universal Remote Control Exhibit
` 1008 Trial No. IPR 2014-01109)
`
` Exhibit 1001 108
` (Universal Remote Control Exhibit
` 1001 Trial No. IPR 2014-01109)
`
` Exhibit 1003 81
` (Universal Remote Control Exhibit
` 1003 Trial No. IPR 2014-01109)
`
` Exhibit 1004 220
` (Universal Remote Control Exhibit
` 1004 Trial No. IPR 2014-01109)
`
` Exhibit 1032 242
` (Universal Remote Control Exhibit
` 1032, Trial No. IPR 2014-1109)
`
` Exhibit 1006 244
` (Universal Remote Control Exhibit
` 1006 in the '930 patent IPR)
`
` Exhibit 1033 249
` (Universal Remote Control Exhibit
` 1033, Trial No. IPR 2014-1109)
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`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
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`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000003
`
`

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` (Witness sworn.)
`
` ALEX COOK,
`
` called as a witness herein, having been
`
` first duly sworn, was examined and
`
` testified as follows:
`
` Cross-Examination
`
` By Mr. Barkaus
`
` Q. Okay. Mr. Cook, my name is
`
` Keith Barkaus. I'm with the firm of
`
` Ostrolenk Faber LLP in New York
`
` representing the Petitioner, Universal
`
` Remote Control, Inc. And with me I have
`
` Mr. Ferenc Pazmandi from Sidley Austin also
`
` representing Universal Remote Control; and
`
` Peter Kang, also from Sidley Austin, who
`
` also represents Universal Remote Control.
`
` I'm going to go ahead and get
`
` started here with an exhibit which I have
`
` tentatively marked as Universal Remote
`
` Control Exhibit 1030 for Trial No. IPR
`
` 2014-0019.
`
` (Document marked as
`
` Exhibit No. 1030 for
`
` identification.)
`
` BY MR. BARKAUS:
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000004
`
`

`

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`[Page 5]
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` Q. And, Mr. Cook, as you can see,
`
` this document on the top right side there
`
` it says Amended Petitioner's Notice of
`
` Deposition of Alex Cook. And if you turn
`
` to the second page there, it refers to the
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` deposition that will be taking place in
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` Case Nos. IPR 2014-1102, 2014-1103,
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` 2014-1104, 2014-1106, and 2014-1146. Do
`
` you see that?
`
` A. I do see that.
`
` Q. And is it your understanding
`
` that you're here today to provide testimony
`
` in those IPR matters?
`
` A. Can you relate to me which -- I
`
` don't know the IPR numbers off the top of
`
` my head. Can you relate to me what patents
`
` are in each of those?
`
` Q. I believe I can.
`
` A. Okay.
`
` Q. IPR 2014-1146 relates to U.S.
`
` Patent No --
`
` A. The last three digits will be
`
` fine.
`
` Q. The last three digits. That's
`
` even better, because I know those better.
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000005
`
`

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`[Page 6]
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` That's the '207 patent.
`
` A. All right.
`
` Q. And, actually, I forgot to
`
` notice on the front page of that same
`
` document there is another case number
`
` listed, IPR 2014-01109 which, as you can
`
` see, relates to the '930 patent. And then
`
` IPR No. 2014-1106 relates to, one second
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` here, I don't have these memorized either.
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` I have to look them up, too. So matter
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` 1106 relates to the -- Let's skip back.
`
` 1102 relates to the '077 patent. 1103
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` relates to the '917 patent. 1104 relates
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` to the '761 patent.
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` A. That leaves '313 for --
`
` Q. Correct. 1106 relates to the
`
` '313 patent. So now we've figured out what
`
` all these numbers relate to, is it your
`
` understanding that you are here today to
`
` give testimony with respect to these IPR
`
` matters?
`
` A. Yes. Yes.
`
` Q. And are you prepared to give
`
` that testimony today?
`
` A. I am.
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000006
`
`

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`[Page 7]
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` Q. Okay. Are you on any
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` medication or do you have any illness that
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` would prevent you from giving your honest
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` and true testimony today with respect to
`
` these matters?
`
` A. No.
`
` Q. Okay. Mr. Cook, have you been
`
` deposed before?
`
` A. I have.
`
` Q. About how many times would you
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` say you've been deposed?
`
` A. Once or twice.
`
` Q. And do you remember the matters
`
` that you were deposed in?
`
` A. The one specific one I remember
`
` was back, I think, in 1995 was another case
`
` for UEI, UEI vs. Phillips. I can't tell
`
` you any of the details or the case number
`
` or anything like that.
`
` Q. Was that a patent case?
`
` A. It was a patent case, yes.
`
` Q. And were you giving testimony
`
` as an expert in that case?
`
` A. I was.
`
` Q. Do you remember the -- you
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000007
`
`

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`[Page 8]
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` said -- I believe you said that you've been
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` deposed once or twice. Do you remember the
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` other time you were deposed?
`
` A. No. No recollection.
`
` Q. Was it a patent case?
`
` A. Yeah. It would have been a
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` patent. I've only ever done expert witness
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` in patent cases. I would have only ever
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` been deposed.
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` Q. Do you recall the technology
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` involved in that other case?
`
` A. I'm --
`
` MR. MAIERS: Objection. Form.
`
` THE WITNESS: I'm sorry.
`
` MR. MAIERS: Just making an
`
` objection.
`
` THE WITNESS: I suspect it
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` was -- It would have been Universal Remote
`
` Control technology.
`
` BY MR. BARKAUS:
`
` Q. You suspect, but you don't
`
` recall?
`
` A. No. I'm sure it was.
`
` Q. Okay. And in that 1995 case
`
` where you were working with UEI, do you
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`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000008
`
`

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`[Page 9]
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` recall the technology of that case?
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` A. It was a remote control.
`
` Q. And do you remember the patent
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` numbers that were involved in that 1995
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` case?
`
` A. Not off the top of my head, no.
`
` Q. Do you recall who the opposing
`
` party was or the other party was?
`
` A. Phillips.
`
` Q. And in your testimony did you
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` testify as to patents that are owned by
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` Phillips or patents that were owned by UEI?
`
` A. UEI.
`
` Q. So you did not give any
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` testimony regarding any Phillips' patents
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` in that proceeding?
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` A. No, no. Not to my
`
` recollection.
`
` Q. Did you wind up testifying in
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` court in that case?
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` A. I did.
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` Q. And in the other case in which
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` you recall giving deposition testimony, did
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` you testify in court in that case?
`
` A. No. I've never testified in
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000009
`
`

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`[Page 10]
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` court again. And I don't remember -- It
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` seems like I've been deposed another time,
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` but I don't recall the specifics of it.
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` Q. And would that have been a
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` patent case?
`
` A. Yes.
`
` Q. And you don't recall the
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` specifics -- So you don't recall the
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` subject matter of the patents involved?
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` MR. MAIERS: Objection. Form.
`
` THE WITNESS: Not specifically
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` off the top of my head, no.
`
` BY MR. BARKAUS:
`
` Q. Okay. In the 1995 case
`
` involving UEI and Phillips, you indicated,
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` I believe, that the technology involved
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` related to universal remote controls; is
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` that correct?
`
` A. Yes.
`
` Q. Were any of the patents
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` involved in that case overlapping with the
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` patents involved in the IPRs that we're
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` here to talk about today?
`
` MR. MAIERS: Objection to form.
`
` THE WITNESS: I don't understand
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000010
`
`

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`[Page 11]
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` the meaning of overlapping.
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` BY MR. BARKAUS:
`
` Q. Did that case involve any of
`
` the same patents that we're here to talk
`
` about today?
`
` A. I don't see how it could based
`
` on the filing dates. I don't think so. I
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` think we do have one that's that old, but I
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` don't think -- I don't recall that that was
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` the case, no.
`
` Q. Okay. Could you please briefly
`
` summarize your education after graduation,
`
` graduation from high school, please?
`
` A. I attended Georgia Institute of
`
` Technology from 1973 through 1977, which
`
` resulted in a Bachelor of Electrical
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` Engineering Degree. In '78 and '79 I did
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` some graduate work at Georgia Tech, that
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` was a number of courses, but did not
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` result -- I was not working towards a
`
` degree, just a number of courses I took.
`
` And that's my formal engineering education.
`
` Q. The -- What was the subject
`
` matter of the graduate courses that you
`
` took in '78 to '79, if you recall?
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000011
`
`

`

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` A. There were a number of them.
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` Basically it was coding theory and
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` different types of coding for signals.
`
` Q. When you say coding, you're
`
` referring to coding information into
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` signals or coding as in writing computer
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` code?
`
` A. No, not computer code. This
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` was more like error correcting codes, that
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` type of thing.
`
` Q. And then could you please
`
` summarize for me -- Actually, let's go
`
` about this a different way. Withdrawn.
`
` Are you currently employed?
`
` A. Yes.
`
` Q. And where are you currently
`
` employed?
`
` A. I'm a consultant for Comcast
`
` Corporation. Actually for Comcast Cable.
`
` Q. As a consultant, do you work
`
` for a consulting company or is it your own
`
` company?
`
` A. I work for a consulting company
`
` called TAC Services, Inc., and it's a
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` company that my wife owns. So, no, it's
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000012
`
`

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` not my company.
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` Q. But hopefully you have a good
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` relationship with your boss.
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` A. Some days it's more of an
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` employee relationship, but yes.
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` Q. And how long have you worked
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` for TAC Services, Inc.?
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` A. Three and a half years, I
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` think.
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` Q. Do you do work for any other
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` outside companies as a consultant for TAC
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` Services, Inc.?
`
` A. No. Through TAC it's always
`
` been for Comcast.
`
` Q. Do you do any consulting work
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` other than for TAC Services, Inc.?
`
` A. I'm obviously here today, yes.
`
` Q. So then UEI would be a
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` customer, a consulting customer of yours
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` outside of TAC Services, Inc.?
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` A. There's another company that we
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` have called K-TAC, LLC, and Greenberg
`
` Traurig asked for my services for this
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` case, and this is being run through K-TAC.
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` Q. That's K, dash, the letters
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`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000013
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` TAC?
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` A. TAC.
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` Q. And does your wife own that
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` company as well?
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` A. Yes, she does.
`
` Q. Are there any other customers
`
` that you provide consulting services to
`
` other than Comcast Cable and UEI right now?
`
` A. Currently that's the only two.
`
` Q. And approximately how long --
`
` Are you an employee of K-TAC? Why don't we
`
` just call that K-TAC? Is that okay?
`
` A. That's fine. So, no, I'm not
`
` an employee.
`
` Q. Are you an independent
`
` contractor?
`
` A. Yes.
`
` Q. Are you an employee of TAC
`
` Services, Inc.?
`
` A. No. Independent contractor of
`
` that also.
`
` Q. How long have you been working
`
` for K-TAC?
`
` A. K-TAC was formed, in my
`
` recollection, 2006. And so I've been
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000014
`
`

`

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`[Page 15]
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` working with K-TAC during that time.
`
` Q. Around eight or nine years. Is
`
` that about right?
`
` A. Sounds right.
`
` Q. Prior to 2006, were you
`
` employed?
`
` A. Yes. I had a company called
`
` Radium Technology, R-A-D-I-U-M,
`
` Technologies, Inc. And I was the president
`
` of Radium Technologies.
`
` Q. You were the president?
`
` A. Yes.
`
` Q. Was your wife the vice
`
` president?
`
` A. She was not involved in that
`
` company.
`
` Q. And what type of work did you
`
` do at Radium Technologies, Inc.?
`
` A. The primary focus of Radium
`
` Technologies was to build devices like
`
` satellite receivers and cable boxes in Asia
`
` for contract customers, UNs.
`
` Q. So your customers were in the
`
` United States and the products were being
`
` built in Asia?
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000015
`
`

`

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`[Page 16]
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` A. Correct.
`
` Q. And approximately how long were
`
` you president of Radium Technologies -- how
`
` long did you work for Radium Technologies,
`
` Inc.?
`
` A. I formed Radium Technologies --
`
` it was either '98 or '99. I can't recall
`
` exactly when it was set up.
`
` Q. So from about 1998 until --
`
` A. That's correct.
`
` Q. -- 2006?
`
` A. Yes.
`
` Q. It was about eight years or so?
`
` A. Yeah. Sounds right.
`
` Q. Were you president the whole
`
` time?
`
` A. Yes.
`
` Q. Did you have any employees?
`
` A. Yes. Engineer and some, from
`
` time to time, some administrative help.
`
` Q. Was that a single engineer or
`
` multiple engineer?
`
` A. I had one engineer employee.
`
` There was some times we used other
`
` engineers on a contract basis. A small
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000016
`
`

`

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`[Page 17]
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` firm.
`
` Q. During the time that you were
`
` president of Radium Technologies, was that
`
` your only employment?
`
` A. No. I did some consulting work
`
` during that time that was -- I'm trying to
`
` recall. I believe that was -- I think that
`
` was all done through Radium Technologies,
`
` though, so I believe that the answer,
`
` technical answer to your question, is yes,
`
` I was.
`
` Q. Okay. So just you did do some
`
` consulting work, but you believe you did it
`
` through Radium Technologies?
`
` A. Through Radium Technologies,
`
` yeah. That would have been the way it was
`
` done.
`
` Q. Prior to 1998 were you
`
` employed?
`
` A. I did -- yes. 1998 -- a good
`
` portion of 1998 I spent working on some
`
` product development ideas of my own. And
`
` so there's a portion of that time that
`
` technically I would say I was unemployed,
`
` but that was in product development work.
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000017
`
`

`

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`[Page 18]
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` Q. Okay. So this was prior to
`
` starting Radium Technologies?
`
` A. Yes. It was sort of a
`
` predecessor to starting Radium
`
` Technologies.
`
` Q. And this was just work that you
`
` were doing on your own. You weren't
`
` employed by anyone else or contracted by
`
` anyone else?
`
` A. It was the engineer in the
`
` garage scenario.
`
` MR. MAIERS: Object to form.
`
` BY MR. BARKAUS:
`
` Q. And were you employed prior to
`
` 1998?
`
` A. Yes. From -- In 1992 I formed
`
` a company called Concordant Technology,
`
` C-O-N-C-O-R-D-A-N-T, with a partner. And
`
` from '92 to '96, I was a silent partner in
`
` that business. And from approximately
`
` March of 1996 into early 1998 I ran that
`
` business and was primary technical lead in
`
` that company.
`
` Q. And do you remember your
`
` partner's name?
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000018
`
`

`

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`[Page 19]
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` A. John Wynn, W-Y-N-N.
`
` Q. And what business was
`
` Concordant Technology in?
`
` A. Concordant was formed to
`
` leverage all the Asian manufacturing
`
` contacts that we had developed through the
`
` years and build products overseas for U.S.
`
` customers. It was similar to Radium
`
` Technologies later. There was also some
`
` consulting and things done there also.
`
` Q. So the primary business of
`
` Concordant then was selling products to
`
` U.S. customers that were made by Asian
`
` factories or Asian manufacturers?
`
` A. Yes. So providing that,
`
` providing consulting services for companies
`
` that wanted to manufacture overseas, to do
`
` the introductions, teach them we're about,
`
` what was involved. It wasn't as
`
` predominant at that time, manufacturing in
`
` China, Korea, and Japan, as it is today.
`
` Q. Okay. So the consulting
`
` services that you performed were through
`
` Concordant Technology?
`
` A. Yes. The one exception to that
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000019
`
`

`

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`[Page 20]
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` was that I did some work for UEI, actually,
`
` at that time that I think was on a
`
` one-on-one basis. I don't think I did that
`
` through Concordant.
`
` Q. So you worked for UEI. Do you
`
` recall when that was or when it began?
`
` A. It would have begun in -- it
`
` was roughly the second half of 1996.
`
` Q. And the work that you did with
`
` UEI in 1996, at some point you believe that
`
` was not through Concordant Technology?
`
` A. My recollection is it was not
`
` through Concordant technologies.
`
` Q. And I believe you had
`
` previously mentioned that you testified in
`
` a matter involving UEI and Phillips in
`
` around 1995?
`
` A. Correct.
`
` Q. So was that additional work
`
` that you did for UEI?
`
` A. Correct.
`
` Q. Okay. And that was prior to
`
` this work that you're referring to in 1996;
`
` is that correct?
`
` A. That's correct.
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000020
`
`

`

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`[Page 21]
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` Q. Okay. And was -- So was the
`
` work that you did with UEI in 1995 done
`
` through Concordant Technology?
`
` A. No. That would have been
`
` direct between myself and UEI. And in 1995
`
` I was still employed by Scientific Atlanta.
`
` Q. Okay. So then you started
`
` Concordant Technologies in 1992 while you
`
` were also still employed by Scientific
`
` Atlanta?
`
` A. I was a silent partner. That's
`
` correct. I was a silent partner from '92
`
` to the time I left Scientific Atlanta in
`
` March of 1996. So I did not have an active
`
` role other than investor.
`
` Q. So you left Scientific Atlanta
`
` in 1995. When did you start working for
`
` Scientific Atlanta?
`
` A. I actually left Scientific
`
` Atlanta in March of 1996. I started
`
` working there in September of 1983.
`
` Q. When you left Scientific
`
` Atlanta in 1996, what was your position
`
` there or title?
`
` A. Director of engineering. I
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000021
`
`

`

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`[Page 22]
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`
` think it was actually called director of
`
` product engineering.
`
` Q. And what products did
`
` Scientific Atlanta make?
`
` A. Predominantly cable television
`
` set-top boxes and the associated
`
` peripherals like remote controls.
`
` Scientific Atlanta was a full end-to-end
`
` supplier of cable television technology, so
`
` they also built all of the other components
`
` necessary for a cable operator to provide
`
` cable services.
`
` Q. What are some of those other
`
` components, aside from the cable box and
`
` the remote? What were some of those other
`
` components?
`
` A. Like satellite receivers,
`
` antennas, distribution amplifiers, what's
`
` called conditional access technology;
`
` basically the scrambling systems and
`
` things.
`
` Q. And as the director of product
`
` engineering, you had a hand in all those
`
` products?
`
` A. No. My focus -- and I had
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000022
`
`

`

`
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`[Page 23]
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`
` various positions. That was the position
`
` at the time I left.
`
` Q. Right now we're just talking
`
` when you left what your position was.
`
` A. When I left, and actually
`
` during my entire career, it was all focused
`
` on cable television set-top boxes and
`
` scrambling, descrambling technologies, and
`
` then remote controls also.
`
` Q. Approximately how long were you
`
` the director of product engineering at
`
` Scientific Atlanta?
`
` A. I believe I was director of
`
` product engineering -- let me qualify. I
`
` managed the product engineering group for
`
` about two years from its inception until
`
` the time I left. I believe that my title
`
` as director was only in the last year of
`
` that.
`
` Q. Okay. So the product
`
` engineering group did not exist prior to
`
` 1994 or so?
`
` A. That particular group, that's
`
` my recollection is '94, somewhere in that
`
` time frame, yes. That group was
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000023
`
`

`

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`[Page 24]
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`24
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`25
`
` responsible for assisting and setting up
`
` factories outside of Asia and transitioning
`
` technology into those factories.
`
` Q. And from its inception around
`
` 1994, even though you didn't have the title
`
` of director, you were managing that group?
`
` A. That's right.
`
` Q. So prior to managing the
`
` product engineering group, starting in
`
` about 1994, what was your position at
`
` Scientific Atlanta?
`
` A. I think senior engineering
`
` manager, I think.
`
` Q. And what was the time frame
`
` that you held that title?
`
` A. From about 1986 until that
`
` time.
`
` Q. Okay. So from about 1986 until
`
` about 1994; is that correct?
`
` A. Yeah. I think so.
`
` Q. And as a senior engineering
`
` manager, were you still involved in product
`
` development?
`
` A. Absolutely. It was a very
`
` hands-on position.
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000024
`
`

`

`
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`[Page 25]
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`24
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`25
`
` Q. And which products did you
`
` develop?
`
` A. Set-top boxes, remote
`
` control-related technology.
`
` Q. When you say related
`
` technology, are you referring to the other
`
` ones we discussed like satellite receivers
`
` and --
`
` A. No. How we scramble and how we
`
` descramble.
`
` Q. And that scrambling -- I guess
`
` descrambling would occur in the set-top
`
` boxes?
`
` A. Yes.
`
` Q. And prior to 1986, what was
`
` your position at Scientific Atlanta?
`
` A. I believe engineering manager
`
` would have been prior to being senior
`
` engineering manager.
`
` Q. About how long did you hold
`
` that position?
`
` A. Maybe a year and a half maybe.
`
` Q. And as an engineering manager,
`
` were you involved in the same sort of
`
` products?
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000025
`
`

`

`
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`[Page 26]
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`24
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`25
`
` A. Yes. Always the same sort of
`
` products.
`
` Q. Okay. So that would bring us
`
` to about 1984 or so. Does that sound about
`
` right?
`
` A. Yeah. That's right.
`
` Q. That you became engineering
`
` manager. And were you employed by
`
` Scientific Atlanta prior to 1984?
`
` A. Yeah. I joined in '83.
`
` Q. Okay. And what was your
`
` position when you first joined?
`
` A. Probably senior engineer.
`
` Q. And were you involved in the
`
` same products and same product development?
`
` A. Yes.
`
` Q. So from 1983 when you joined
`
` the company until 1996 when you left the
`
` company, the company being Scientific
`
` Atlanta, your -- you were involved in
`
` product development in set-top boxes,
`
` remote controls, scrambling and
`
` descrambling?
`
` A. Yes.
`
` Q. Okay. Were you employed prior
`
`877-479-2484
`
`
`U.S. LEGAL SUPPORT, INC. www.uslegalsupport.com
`
`Universal Remote Control v. Universal Electronics, Trial No. IPR2014-01109
`
`Universal Remote Control Exhibit: 1052 Page 000026
`
`

`

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`[Page 27]
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`
` to work

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