`By:
`Justin B. Kimble (jkimble@bcpc-law.com)
`
`Jeffrey R. Bragalone (jbragalone@bcpc-law.com)
`
`Bragalone Conroy PC
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`2200 Ross Ave.
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`Suite 4500 – West
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`Dallas, TX 75201
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`Tel: 214.785.6670
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`Fax: 214.786.6680
`
`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
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`LG DISPLAY CO., LTD.,
`Petitioner,
`v.
`INNOVATIVE DISPLAY TECHNOLOGIES LLC,
`Patent Owner.
`
`
`
`Case IPR2014-01097
`U.S. Patent No. 7,300,194
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`
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`EXHIBIT 2006: DECLARATION OF MR. KENNETH WERNER
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`Mail Stop PATENT BOARD
`Patent Trial and Appeal Board
`U.S. Patent & Trademark Office
`P.O. Box 1450
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`IDT00268
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`Petition for Inter Partes Review of U.S. Patent No. 7,300,194
`Declaration of Mr. Kenneth Werner
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`I, Kenneth Werner, do hereby declare and state, that all statements made
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`herein of my own knowledge are true and that all statements made on information
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`and belief are believed to be true; and further that these statements were made with
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`the knowledge that willful false statements and the like so made are punishable by
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`fine or imprisonment, or both, under Section 1001 of Title 18 of the United States
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`Code.
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`Executed April 6, 2015, in Norwalk, Connecticut, United States of America.
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` _________________________
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`Mr. Kenneth Werner
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`2
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`IDT00269
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`Table of Contents
`INTRODUCTION ............................................................................................................. 4
`A. Engagement................................................................................................................... 4
`B. Background and Qualifications ..................................................................................... 4
`C. Compensation ............................................................................................................... 7
`D. Information Considered and Basis of Opinions Formed .............................................. 7
`LEGAL STANDARDS ..................................................................................................... 8
`THE ’194 PATENT ......................................................................................................... 12
`A. Overview of the ‘194 Patent ....................................................................................... 12
`B. Claim Construction ..................................................................................................... 14
`1.
`“Deformities” ...................................................................................................... 15
`C. Level of Ordinary Skill in the Art ............................................................................... 15
`ANALYSIS ..................................................................................................................... 16
`A. Obviousness of Claims 1, 4–6, and 28 over Pristash .................................................. 16
`B. Anticipation of Claims 1, 16, 22, 23, 27, and 31 by Funamoto and Obviousness of
`Claims 4-6 in view of Funamoto ................................................................................ 18
`C. Anticipation of claim 28 by Kobayashi ...................................................................... 27
`D. Anticipation of claims 1, 4–6, and 28 by Nishio ........................................................ 28
`CONCLUSION ............................................................................................................... 32
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`I.
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`II.
`III.
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`IV.
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`V.
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`IDT00270
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`I. INTRODUCTION
`1.
`The facts set forth below are known to me personally and I have
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`firsthand knowledge of them. I am a U.S. citizen over eighteen years of age. I am
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`fully competent to testify as to the matters addressed in this Declaration. I understand
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`that this Declaration is being submitted along with Patent Owner’s response to the
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`Decision entered January 13, 2015, on Institution of Inter Partes Review by the
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`Patent Trial and Appeal Board (“PTAB”) for U.S. Patent No. 7,300,194 (hereinafter,
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`“the ’194 Patent”) in IPR2014-01097.
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`A. Engagement
`I have been retained as a technical expert by Patent Owner to study and
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`2.
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`provide my opinions on the technology claimed in, and the patentability or
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`nonpatentability of the instituted claims of the ’194 patent on the specific grounds
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`for which they were instituted.
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`B. Background and Qualifications
`I have summarized in this section my educational background, work
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`3.
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`experience, and other relevant qualifications. A true and accurate copy of my
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`curriculum vitae is attached as Appendix A. Appendix A also includes a list of all
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`other cases in which I testified as an expert at trial or by deposition.
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`4.
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`I have over twenty-seven years of experience in the electronic display
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`industry. I am currently founder and Principal of Nutmeg Consultants. In my
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`current role I regularly address technical and trade organizations in the Americas
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`IDT00271
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`and Asia, and am routinely consulted by financial advisors, analysts, attorneys,
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`members of the international press corps, and by companies entering or repositioning
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`themselves in the industry, or wishing consulting services on display technology, the
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`display industry, or display sourcing. I speak frequently with senior executives of
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`large, mid-sized, and small display-related companies in Asia, Europe, and the
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`Americas, as well as government officials and academic researchers. At BRDisplay
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`II (July 2004, Recife, Brazil), I served as a consultant to the working groups
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`developing a national strategy for the growth of display-related industry in Brazil
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`and wrote the introduction to their report.
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`5.
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`I also currently serve as Marketing Director for Tannas Electronic
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`Displays (Orange, California) and Senior Analyst for MEKO, Ltd. As Marketing
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`Director for Tannas Electronic Displays, I have done extensive research on markets
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`for custom-sized and bar-type displays, particularly for signage applications. I am a
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`founding co-editor of MEKO’s Display Daily, and a regular contributor to
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`HDTVexpert.com.
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`6.
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`I began my career as a semiconductor device design engineer for RCA.
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`I hold a B.A. in physics from Rutgers University and an M.S. in solid-state physics
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`from the University of North Carolina at Chapel Hill. And I have taken graduate
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`management courses at the University of Connecticut.
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`IDT00272
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`7.
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`I have been an active participant in the display industry since 1987.
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`From 1987-2005 I was the Editor of Information Display Magazine. I have given
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`keynote presentations at LCD/PDP International 2001 (Yokohama, Japan),
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`InfoDisplay VI (2003, Fortaleza, Brazil), and invited presentations at the Consumer
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`Electronics Show 2002 (Las Vegas), the International Display Manufacturing
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`Conference 2002 (Seoul), the Liquid Crystal Institute (2002, Kent, Ohio), IMID
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`2005 (Seoul), the Signage and Graphics Summit (2007, Tucson), LatinDisplay 2007
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`and 2008 (Campinas, Brazil), LatinDisplay 2009 (Sao Paulo), and Technologies for
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`Custom Display Modules (SID-LA, 2010). I was a referee for the Display Invention
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`Competition held in August 2003 in Korolev, Russia.
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`8.
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`Recently, I have delivered invited papers at CVCE 2010 (Asan, Korea);
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`LatinDisplay 2010 (Sao Paulo, Brazil); and Organic Displays, Lighting, and
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`Electronics (SID-LA, 2011). I delivered keynote addresses on OLED displays at
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`the Nomura Pan-Asia Technology Forum (2011 and 2012, Hong Kong) and an
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`invited presentation on 3D displays at Display Taiwan (June 2011, Taipei). I
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`delivered a presentation on OLED displays at CVCE 2012 (Sept. 2012, Cheonan,
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`Korea), one on Internet TV at LatinDisplay/IDRC (Nov. 2012, Sao Paulo), and one
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`on Technologies for Advanced Television (SID-NE, May 2014, Framingham,
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`Massachusetts).
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`IDT00273
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`9.
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`I was program chair for the One Day Symposium on Emerging Display
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`Technologies sponsored by the LA Chapter of SID (Feb. 2012), and for the SID-LA
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`One Day Conference on Advanced Television Technologies (Feb. 2014). I am a
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`member of the Society for Information Display (SID) and IEEE, and was Chairman
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`of the Advisory Board for the award-winning IEEE Circuits & Devices magazine.
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`C. Compensation
`I am being compensated for the time I spend on this case at my normal
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`10.
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`consulting rate of $350 an hour. I am also being reimbursed for reasonable and
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`customary expenses associated with my work and testimony in this investigation.
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`My compensation is not contingent upon the outcome of this matter or the substance
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`of my testimony.
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`D. Information Considered and Basis of Opinions Formed
`My opinions are based on my years of education, research and
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`11.
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`experience, as well as my investigation and study of relevant materials. In forming
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`my opinions, I have considered the materials I identify in this declaration and those
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`listed in Appendix B.
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`12.
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`I may rely upon these materials and/or additional materials to respond
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`to arguments raised by the Petitioner. I may also consider additional documents and
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`information in forming any necessary opinions – including documents that may not
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`yet have been provided to me.
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`IDT00274
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`13.
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`My analysis of the materials produced in this investigation is ongoing
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`and I will continue to review any new material as it is provided. This declaration
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`represents only those opinions I have formed to date. I reserve the right to revise,
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`supplement, and/or amend my opinions stated herein based on new information and
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`on my continuing analysis of the materials already provided.
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`II. LEGAL STANDARDS
`14.
`In expressing my opinions and considering the subject matter of the
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`claims of the ’194 patent, I am relying upon certain basic legal principles that counsel
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`has explained to me.
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`15.
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`First, I understand that for an invention claimed in a patent to be found
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`patentable, it must be, among other things, new and not obvious from what was
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`known before the invention was made.
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`16.
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`I understand the information that is used to evaluate whether an
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`invention is new and not obvious is generally referred to as “prior art” and generally
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`includes patents and printed publications (e.g., books, journal publications, articles
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`on websites, product manuals, etc.).
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`17.
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`I understand that in this proceeding Petitioner has the burden of proving
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`that the claims of the ’194 patent are obvious in view of the prior art by a
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`preponderance of the evidence. I understand that “a preponderance of the evidence”
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`is evidence sufficient to show that a fact is more likely true than it is not.
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`IDT00275
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`18.
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`I understand that in this proceeding, the claims must be given their
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`broadest reasonable interpretation consistent with the specification. The claims after
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`being construed in this manner are then to be compared to the information in the
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`prior art.
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`19.
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`I understand that in this proceeding, the art that may be evaluated is
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`limited to patents and printed publications. My analysis below compares the claims
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`to patents and printed publications that are alleged prior art to the claims.
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`20.
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`I understand that there are two ways in which prior art may render a
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`patent claim unpatentable. First, the prior art can be shown to “anticipate” the claim.
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`Second, the prior art can be shown to have made the claim “obvious” to a person of
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`ordinary skill in the art.
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`21.
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`I set forth my understanding of the anticipation standard as follows: I
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`understand that a claimed invention is not patentable if a prior art reference discloses
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`every element of the claimed invention, either explicitly or inherently and that those
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`elements must be arranged or combined in the same way as the claimed invention. I
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`further understand that being arranged or combined in the same way does not require
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`an identity of terminology.
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`22.
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`I understand that “prior art” includes patents and printed publications
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`that existed before the earliest filing date (the “effective filing date”) of the claim in
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`the patent. I also understand that a patent may be prior art if it was filed before the
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`IDT00276
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`effective filing date of the claimed invention, while a printed publication will be
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`prior art if it was publicly available before that date.
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`23.
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`It is my further understanding that a claimed invention is unpatentable
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`if the differences between the invention and the prior art are such that the subject
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`matter as a whole would have been obvious at the time the invention was made to a
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`person having ordinary skill in the art to which the subject matter pertains.
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`24.
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`I understand that the ultimate conclusion of whether a claim is (non)
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`obvious should be based upon a determination of several factual considerations: (1)
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`The level of ordinary skill in the field of the invention that someone would have had
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`at the time the claimed invention was made. I describe elsewhere in this Declaration
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`the factors that I considered in connection with assessing the level of ordinary skill
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`in the art. (2) The scope and content of the prior art. I understand that in order to be
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`considered as prior art to a patent, the prior art references must be reasonably related
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`to the claimed invention of that patent. I understand that a reference is reasonably
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`related if it is in the same field as the claimed invention or is from another field to
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`which a person of ordinary skill in the field would look to solve a known problem.
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`(3) What difference, if any, existed between the claimed invention and the prior art.
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`25.
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`I understand that the existence of each and every element of the claimed
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`invention in the prior art does not necessarily prove obviousness and that most, if
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`not all, inventions rely on building blocks of prior art. In considering whether a
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`IDT00277
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`claimed invention is obvious, I understand that one may find obviousness if at the
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`time of the claimed invention there was a reason that would have prompted a person
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`having ordinary skill in the field to combine the known elements in a way the
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`claimed invention does, taking into account such factors as (1) whether the claimed
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`invention was merely the predictable result of using prior art elements according to
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`their known function(s); (2) whether the claimed invention provides an obvious
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`solution to a known problem in the relevant field; (3) whether the prior art teaches
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`or suggests the desirability of combining elements claimed in the invention; (4)
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`whether the prior art teaches away from combining elements in the claimed
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`invention; (5) whether it would have been obvious to try the combinations of
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`elements, such as when there is a design need or market pressure to solve a problem
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`and there are a finite number of identified, predictable solutions; and (6) whether the
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`change resulted more from design incentives or other market forces. I understand
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`that to find it rendered the invention obvious, one must find that the prior art
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`provided a reasonable expectation of success and that each claim must be considered
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`separately.
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`26.
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`I understand that one should not use hindsight when considering
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`obviousness. I also understand that in assessing obviousness, that one should take
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`into account any objective evidence (sometimes called “secondary considerations”)
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`that may have existed at the time of the invention and afterwards that may shed light
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`IDT00278
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`on the obviousness or not of the claimed invention, such as: (a) Whether the
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`invention was commercially successful as a result of the merits of the claimed
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`invention (rather than the result of design needs or market-pressure advertising or
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`similar activities); (b) Whether the invention satisfied a long-felt need; (c) Whether
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`others had tried and failed to make the invention; (d) Whether others invented the
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`invention at roughly the same time; (e) Whether others copied the invention; (f)
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`Whether
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`there were changes or
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`related
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`technologies or market needs
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`contemporaneous with the invention; (g) Whether the invention achieved
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`unexpected results; (h) Whether others in the field praised the invention; (i) Whether
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`persons having ordinary skill in the art of the invention expressed surprise or
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`disbelief regarding the invention; (j) Whether others sought or obtained rights to the
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`patent from the patent holder; and (k) Whether the inventor proceeded contrary to
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`accepted wisdom in the field.
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`27.
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`I understand that the grounds instituted in this IPR are on both
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`anticipation and obviousness grounds.
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`III.
`THE ’194 PATENT
`A. Overview of the ‘194 Patent
`The ’194 patent relates generally, to “light emitting panel assemblies”
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`28.
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`including a transparent panel member for efficiently conducting light, and
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`IDT00279
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`controlling the light conducted by the panel member to be emitted from one or more
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`light output areas along its length. (’194 patent, Ex. 1001, 1:19-29.)
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`29.
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`Although light emitting panel assemblies were known, the ’194 patent
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`relates to different light emitting panel assembly configurations that provide for
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`better control of the light output from the panel assemblies and for more efficient
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`utilization of light, which results in greater light output from the panel assemblies.
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`(Id.)
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`30.
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`In particular, the ’194 patent relates to a light emitting assembly
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`configurations that can provide very efficient panel assemblies that have increased
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`uniformity and higher light output from the panel members with lower power
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`requirements, allowing the panel members to be made thinner and/or longer, and/or
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`of various shapes and sizes. (Id. at col. 2, ll. 1-6.)
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`31.
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`The Petition attempts to characterize the ’194 patent as merely
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`describing “several different light emitting panel assembly configurations which
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`allegedly provide for better control of light output from the panel assembly and for
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`more ‘efficient’ utilization of light, thereby resulting in greater light output from the
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`panel assembly.” (Petition, Paper 2 at 6.) The Petition alleges that various claimed
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`light emitting panel assemblies would have been anticipated and/or obvious in view
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`of Pristash, Funamoto, Kobayashi, or Nishio. (Petition, Paper 2 at 10-11.)
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`IDT00280
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`32.
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`However, the Petition fails to demonstrate (1) that the combination of
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`these references would have been obvious to a person of ordinary skill in the art at
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`the time of invention and (2) that the modifications and combinations suggested
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`would result in the light emitting panel assemblies disclosed by the ’194 patent as
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`required to find obviousness by Pristash or Funamoto.
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`33.
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`Further, for the first ground initiated, the Petition relies on the Pristash
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`reference that was both disclosed to the Examiner and that the Examiner expressly
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`considered during the prosecution of the ’194 patent. (List of References Cited by
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`Applicant and Considered by Examiner 04-2-2007, Ex. 1002 at LGD_000060.)
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`After having considered each of these references, the Examiner chose to allow the
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`claims of the ’194 patent.
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`34.
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`The petition also fails to show each and every element as required to
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`find anticipation by Funamoto, Kobayashi, or Nishio.
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`B. Claim Construction
`I understand that the scope of claims are not determined solely on the
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`35.
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`basis of the claim language, but upon giving claims their broadest reasonable
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`construction in light of the specification as it would be interpreted by one of ordinary
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`skill in the art. Additionally, I understand that the words of the claim must be given
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`their plain meaning that is consistent with the specification. I understand that the
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`plain meaning of a term means the ordinary and customary meaning given to the
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`IDT00281
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`term by those of ordinary skill in the art at the time of the invention. I understand
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`that the ordinary and customary meaning of a term may be evidenced by a variety of
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`sources, including the words of the claims themselves, the specification, drawings,
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`and prior art.
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`1. “Deformities”
`For the purposes of institution, the Board construed the term
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`36.
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`“deformities” to include “any change in the shape or geometry of a surface and/or
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`coating or surface treatment that causes a portion of light to be emitted.” (Institution
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`Decision, Paper 9 at 4, 18.). The positions in this Declaration stand in light of that
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`construction and in light of the Board’s constructions upon institution.
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`C. Level of Ordinary Skill in the Art
`I understand that the broadest reasonable construction is also deter-
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`37.
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`mined based on how the challenged patent would be read by a person of “ordinary
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`skill in the art.” It is my understanding that the factors such as the education level of
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`those working in the field, the sophistication of the technology, the types of problems
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`encountered in the art, the prior art solutions to those problems, and the speed at
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`which innovations are made may help establish the level of skill in the art.
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`38.
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`In this declaration, I rely on the following definition of a person of
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`ordinary skill in the art: “a person of ordinary skill in the art of the patents would
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`hold an undergraduate degree in physics, material science, electrical engineering, or
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`IDT00282
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`mathematics and have one or both of the following: (1) three or more years of work
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`experience in a field related to optical technology; or (2) a graduate degree in a field
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`related to optical technology.”
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`39.
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`I consider myself to exceed such “ordinary skill in the art” with respect
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`to the subject matter of the ʼ194 patent at the time of the invention.
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`IV.
`ANALYSIS
`A. Obviousness of Claims 1, 4–6, and 28 over Pristash
`The Petition fails to show that Pristash teaches and/or renders obvious
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`40.
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`each and every limitation of the Asserted Claims of the ’194 Patent. Specifically, the
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`Petition does not show that Pristash discloses “a reflective or refractive surface”
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`having “well defined optical elements or deformities for controlling the emitted light
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`such that at least some of the light is redirected to pass through a liquid crystal
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`display with low loss.” This limitation is required by independent Claim 1 and
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`therefore also dependent Claims 4-6. Likewise, the Petition does not show that
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`Pristash discloses “a plurality of optical elements or deformities of well defined
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`shape on or in the top and bottom surfaces, at least some of the optical elements or
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`deformities on or in at least one of the top and bottom surfaces having one or more
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`reflective or refractive surfaces for controlling the emitted light such that at least
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`some of the light is redirected to pass through a liquid crystal display with low loss”
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`as recited in claim 28.
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`IDT00283
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`41.
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`As shown in Figure 7, Pristash teaches “a light emitting panel 50 . . .
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`which also comprises a solid transparent prismatic film 51 having a prismatic surface
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`52 on one side and a back reflector 53 on the other side.” (Pristash, 5:6-10.) “In
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`addition, the panel 50 includes a second prismatic film 60 disposed in close
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`proximity to the panel prismatic surface 52 to shift the angular emission of light
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`toward a particular application.” (Pristash, 5:22-25.)
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`42.
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`The Petition fails to show that Pristash teaches that the second prismatic
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`film 60 includes a “reflective or refractive surface” having “well defined optical
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`elements or deformities for controlling the emitted light such that at least some of
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`the light is redirected to pass through a liquid crystal display with low loss.”
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`43.
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`Further, to meet the requirement of “well defined optical elements or
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`deformities for controlling the emitted light such that at least some of the light is
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`redirected to pass through a liquid crystal display with low loss,” Dr. Escuti ties
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`general disclosure in the background of Pristash to the discussion five columns later
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`about deformities. (Escuti Decl. at ¶ 52) Dr. Escuti stated in deposition that there is
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`no explicit disclosure in Pristash that the well-defined deformities control the
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`emitted light such that at least some of the light is redirected to pass through a liquid
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`crystal display with low loss. (Escuti Dep. Ex. 2005 at 151-152) (“Well, he may not
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`be saying it there, but a person of ordinary skill in the art knows that that’s what’s
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`going to happen.”). Accordingly, Dr. Escuti’s conclusory arguments fail.
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`IDT00284
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`44.
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`In a similar manner, Dr. Escuti concludes that the second prismatic film
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`has well-defined optical elements or deformities. (Escuti Decl. at ¶ 74.) Again, he
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`states generally, and without reference to Pristash, that a person of ordinary skill in
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`the art would understand the prismatic film to include well-defined optical elements
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`or deformities. (Id.) But he does not describe how the unidentified optical elements
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`or deformities of Pristash control the emitted light. Thus, the Petition is lacking
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`evidence that the second prismatic film of Pristash discloses this limitation of claim
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`28.
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`45.
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`The Petition does not show that Pristash discloses that “light from at
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`least two light sources partially mixes in at least a portion of the light emitting
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`assembly,” as recited by claim 4. While Pristash does disclose the possible use of
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`multiple light sources, the Petition does not show where Pristash discloses that the
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`light from these sources is mixed anywhere within the disclosed light emitting
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`assembly.
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`B. Anticipation of Claims 1, 16, 22, 23, 27, and 31 by Funamoto and
`Obviousness of Claims 4-6 in view of Funamoto
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`46.
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`The Petition fails to show that Funamoto teaches each and every
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`limitation of the instituted claims of the ’194 Patent. Specifically, the Petition fails
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`to show that Funamoto discloses “at least a light emitting panel member having a
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`light emitting surface.” This limitation is required by independent Claim 1. The
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`Petition also fails to show that Funamoto discloses a film, sheet, plate, or substrate
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`IDT00285
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`with “a reflective or refractive surface” having “well defined optical elements or
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`deformities for controlling the emitted light such that at least some of the light is
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`redirected to pass through a liquid crystal display with low loss” (claims 1 and 16)
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`or “well defined optical elements or deformities for controlling the light output ray
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`angle distribution of the light emitted to suit a particular application” (claim 31).
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`Because those limitations are required by independent Claims 1, 16, and 31, they are
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`therefore also required by dependent claims 4-6, 22, 23 and 27 of the ’194 Patent.
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`47.
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`Funamoto discloses a polarizer 21. (Funamoto, 6:24-26.) And Dr.
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`Escuti alleges that the polarizer 21 of Funamoto is the panel member recited in claim
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`1. (Escuti Decl. at ¶¶ 101-103.) But, a polarizer operates to filter out a portion of
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`incident unpolarized light so as to provide polarized light. One of ordinary skill in
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`the art would appreciate that the polarizer 21 of Funamoto would result in a
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`significant light loss as the portion of incident light not having the desired
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`polarization would be filtered out. With this understanding, the Petition does not
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`show that one of ordinary skill in the art would have reason to consider the polarizer
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`21 of Funamoto as a light emitting panel member as recited in claim 1 of the ’194
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`patent.
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`48.
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`In support of this theory, Dr. Escuti refers to U.S. Patent No. 6,108,060
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`(‘the ’060 patent”) in an attempt to substitute Funamoto’s teaching of a polarizer 21
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`with language in the ’060 patent. (Escuti Decl. at ¶¶ 101-103.) I understand that the
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`’060 patent is a divisional grandchild of Funamoto. Dr. Escuti alleges that the ’060
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`Patent replaced the term “polarizer” with the phrase “light guide plate.” (Id.) He
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`then goes on to import the phrase “light guide plate” into Funamoto in place of the
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`term “polarizer” relying merely on a conclusory statement that the term “polarizer”
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`as used in Funamoto “must be a translation error.” (Id.)
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`49.
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`Dr. Escuti does not allege the teachings of Funamoto would lead one of
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`ordinary skill in the art to understand the term “polarizer” differently from its
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`ordinary meaning. Dr. Escuti, by importing the language from the ’060 patent,
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`disregards the plain language in Funamoto. The term “polarizer” is a term of art. It
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`is unlikely that the meanings of the term “polarizer” and phrase “light guide plate”
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`would be confused or used in error by one of ordinary skill in the art.
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`50.
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`Moreover, as admitted by Dr. Escuti, the ’060 patent resulted from an
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`intervening patent, the U.S. Patent No. 5,949,505 (“the ’505 patent”), but he ignores
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`the language used in the ’505 patent without explanation and focuses only on the
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`’060 patent. (Id.) But the term “polarizer” is consistently used in both Funamoto
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`and the ’505 patent during the lengthy prosecution of Funamoto and the ’505 patent,
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`spanning more than 5 years from 1994 to 1999.
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`51.
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`Even if the term “polarizer” was, in fact, a translation error, Funamoto
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`would have been a non-enabling disclosure at the time of the present invention. The
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`’060 patent was published on August 22, 2000 – more than 5 years after the effective
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`filing date of the ’194 patent. Although Funamoto was alleged to have a priority date
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`of May 10, 1994, the alleged corrected translation was not available to one of
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`ordinary skill in the art until more than 6 years later – well after the effective filing
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`date of the ’194 patent. Dr. Escuti has failed to explain how one of ordinary skill in
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`the art would be enabled to arrive at the claimed subject matter without undue
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`experimentation despite the alleged translation error for one of the key components
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`of Funamoto.
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`52.
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`For at least the above discussed reasons, the Petition does not show that
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`Funamoto teaches the claimed light emitting panel member or was an enabling
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`disclosure at the time of the present invention. Accordingly, the Petition does not
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`show that Funamoto discloses this limitation of Claims 1 and 4-6 of the ’194 Patent.
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`53.
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`Funamoto discloses a “diffusion sheet 26” and a “prism sheet 27” which
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`are “arranged on the upper portion of upper surface 21a” of polarizer 21. (Funamoto,
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`7:2-10.) But the Petition cites to nowhere in Funamoto where the diffusion sheet 26
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`or the prism sheet 27 are described in any detail. Therefore the Petition does not
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`show that either sheet in Funamoto includes deformities or elements “for controlling
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`the emitted light such that at least some of the light is redirected to pass through a
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`liquid crystal display with low loss” (claims 1 and 16) or “for controlling the light
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`output ray angle distribution of the light emitted to suit a particular application”
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`(claim 31). Diffusion sheet 26 is only described as “diffus[ing] the light that is
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`reflected by diffusion pattern 50 and radiated from upper surface 21a.” (Funamoto,
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`7:17-19.)
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`54.
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`Similarly, prism sheet 27 is only described as being “made up of very
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`small linear prisms lined in a cross-sectional array.” (Funamoto, 7:30-32.) Further,
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`though “brightness can be improved through prism sheet 27, when sufficient
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`brightness is achieved through diffusion sheet 26, prism sheet 27 can be omitted.”
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`(Funamoto, 7:34-38.) But, Petitioner does not cite to any part of Funamoto that
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`would indicate that the prisms are “for controlling the emitted light such that at least
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`some of the light is redirected to pass through a liquid crystal display with low loss”
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`(claims 1 and 16) or “for controlling the light output ray angle distribution of the
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`light emitted to suit a particular application” (claim 31).
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`55.
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`Dr. Escuti provides only conclusory statements in support of his
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`argument that Funamoto discloses those limitations. With regard to the diffusion
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`sheet of Funamoto, Dr. Escuti speculates that “diffusion sheet 26 can inherently
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`include reflective and refractive surfaces because the primary way most diffusers
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`operate to redirect light is by modifying the surface shape or geometry.” (Escuti
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`Decl. at ¶ 110.) Dr. Escuti’s inherency argument—that it can or even if it is likely
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`included—is contrary to my understanding that a feature is inherent only if it must
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`be necessarily present. Further, he provides