throbber
EXHIBIT 2012 
`
`EXHIBIT 2012
`
`

`

`Page 1
`
`1
`2
`3
`4
`5
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`12
`
`13
`
`14
`
`15
`
`16
`17
`18
`19
`20
`21
`
`22
`
`23
`24
`25
`
` OVERZET - 5/8/15
` UNITED STATES PATENT AND TRADEMARK OFFICE
` -----------------------------------------
` BEFORE THE PATENT TRIAL AND APPEAL BOARD
` -----------------------------------------
`FUJITSU SEMICONDUCTOR LIMITED, FUJITSU
`SEMICONDUCTOR AMERICA, INC., ADVANCED MICRO
`DEVICES, INC., RENESAS ELECTRONICS CORPORATION,
`RENESAS ELECTRONICS AMERICA, INC.,
`GLOBALFOUNDRIES U.S., INC., GLOBALFOUNDRIES
`DRESDEN MODULE ONE LLC & CO., KG,
`GLOBALFOUNDRIES DRESDEN MODULE TWO LLC & CO.,
`KG, TOSHIBA AMERICA ELECTRONIC COMPONENTS,
`INC., TOSHIBA AMERICA INC., TOSHIBA AMERICA
`INFORMATION SYSTEMS, INC., TOSHIBA CORPORATION,
`and THE GILLETTE COMPANY,
` Petitioners,
`vs.
`
`ZOND, LLC,
`
` Patent Owner.
`
` Patent 7,147,759 B2
`--------------------------------------------
` IPR Case Nos. IPR2014-00781, 00782,
` 01083, 01086, 01087
`--------------------------------------------
`
` VIDEOTAPED DEPOSITION OF
` LAWRENCE J. OVERZET PH.D.
` DALLAS, TEXAS
` MAY 8, 2015
`
`Reported by: Susan S. Klinger, RMR-CRR, CSR
`Job No. 93423
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

` OVERZET - 5/8/15
`
`Page 2
`
` May 8, 2015
` 9:08 a.m.
`
` Deposition of LAWRENCE J. OVERZET, PH.D.,
`held at the offices of Baker Botts, 2001 Ross
`Avenue, Dallas, Texas, before Susan S. Klinger,
`a Registered Merit Reporter and Certified
`Realtime Reporter of the State of Texas.
`
`1
`
`2 3 4
`
`5
`
`6 7 8 9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 3
`
` OVERZET - 5/8/15
`A P P E A R A N C E S:
`
`Attorneys for GlobalFoundries:
` Mr. David Tennant, Esq.
` WHITE & CASE
` 701 Thirteenth Street, N.W.
` Washington, D.C. 20005
`
`Attorneys for Defendant(s):
` Mr. Gregory Gonsalves, Esq.
` GONSALVES LAW FIRM
` 2216 Beacon Lane
` Falls Church, Virginia 22043
`
`Also Present:
` Mr. Jay Wiggins, videographer
`
`1
`
`2
`
`3 4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 4
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` VIDEOGRAPHER: This is the start of
`the tape labeled number 1 in the video
`deposition of Dr. Overzet in the matter of
`Fujitsu versus Zond in the United States
`Patent and Trademark Office, Case No.
`IPR2014-000781, 782, 1083, 1086, 1087,
`Patent 7,147,756 B2.
` This deposition is being held --
` MR. TENNANT: 759.
` VIDEOGRAPHER: 759. I'm sorry.
`Correction. Patent Number 7,147,759 B2.
` This deposition is being held at
`Baker Botts, 2001 Ross Avenue, Dallas,
`Texas, on May 8th, 2015. The approximate
`time is 9:09 a.m.
` My name is Jay Wiggins. I'm a legal
`video specialist representing TSG
`Reporting, headquartered in -- at 747 Third
`Avenue, New York, New York. The court
`reporter is Susan Klinger in association --
`in association with TSG Reporting.
` Will counsel please introduce
`yourselves.
` DR. GONSALVES: My name is
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 5
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` Dr. Gregory Gonsalves. I'm the attorney
` for the patent owner, Zond.
` MR. TENNANT: David Tennant with
` White & Case. I'm the attorney for
` GlobalFoundries.
` VIDEOGRAPHER: Will the court
` reporter please swear in the witness.
` LAWRENCE OVERZET, PH.D.,
`having been first duly sworn, testified as
`follows:
` MR. TENNANT: Just a clarification
` on the record, all my objections will be on
` behalf of all petitioners in the
` proceedings. Hopefully, I won't have to
` make any objections.
` EXAMINATION
`BY DR. GONSALVES:
` Q. Dr. Overzet, you were deposed
`yesterday; is that correct?
` A. That's correct.
` Q. And this -- that involved an IPR
`proceeding involved Zond, also; is that
`correct?
` A. That's correct.
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 6
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` Q. Prior to then, had you been deposed
`in any other IPRs?
` A. No.
` Q. Have you served as an expert in any
`other IPRs, besides the Zond IPRs?
` A. No.
` Q. Have you served -- do you know what
`a covered business method review is?
` A. No, I do not.
` Q. Okay. A covered business method
`review is similar to an IPR, but it's limited
`to those types of patents that are considered
`to be business methods by the Patent Office.
` So in light of that description, do
`you recall serving as an expert in any covered
`business method proceedings at the Patent
`Office?
` A. No.
` Q. Have you ever served as an expert in
`patent cases pending in a district court?
` A. You mean other than the Zond case
`or --
` Q. Correct.
` A. I have not.
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 7
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` Q. Okay. Well, on the -- you've -- I'm
`sure you have gone over this yesterday, but the
`proceeding is, is that I will ask you
`questions. And that if you don't understand
`the question, please let me know, and I'll try
`to clarify it for you.
` A. Uh-huh.
` Q. Is that okay?
` A. Yes. Yes.
` Q. And -- but if you do understand --
`if you do answer a question, I'll take that to
`mean that you do understand it; is that fair?
` A. Okay.
` DR. GONSALVES: And all the exhibits
` that I will be using today don't need to be
` marked because they're already of record in
` the case.
` Q. Dr. Overzet, I'm going to be handing
`you a document entitled "Ionization relaxation
`in a plasma produced by a pulsed inner gas
`discharge," by Kudryavtsev.
` Do you recognize this document,
`Dr. Overzet?
` A. Yes.
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 8
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` Q. Is it your understanding that
`Kudryavtsev discloses a -- certain experiments
`that were performed?
` A. Kudryavtsev discloses primarily a
`model as described in his abstract. He also
`discloses some experiments that were performed
`to, as he puts it, verify the model, as well.
` Q. To perform the experiments, did
`Kudryavtsev use a device including electrodes
`and a cylindrical tube of diameter 2.5
`centimeters?
` MR. TENNANT: Objection, form.
` A. Kudryavtsev writes on page 32 in the
`right column, the fifth paragraph, the center
`of the paragraph: "The discharge occurred
`inside a cylindrical tube of diameter 2R equals
`2.5 centimeters."
` Q. And the other part of my question is
`whether -- whether the device disclosed in
`Kudryavtsev included electrodes.
` A. I'm not seeing the place in
`Kudryavtsev where he discloses this, but this
`is my understanding.
` Q. Is the distance between the
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 9
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`electrodes in Kudryavtsev 52 centimeters?
` A. On that same page, Kudryavtsev does
`disclose a distance -- ah, between the
`electrodes, there is exactly where it was for
`the prior question -- of 52 centimeters.
` But I would emphasize that this is
`not his primary disclosure in the model or in
`this paper, together with Skrebov, but rather,
`that the primary disclosure is his model.
` Q. Kudryavtsev makes no mention of a
`magnet; is that correct?
` MR. TENNANT: Objection, form.
` A. Kudryavtsev describes his model as
`being applicable in a variety of situations.
`So, for example, in the last paragraph, he
`writes: "Since the effects studied in this
`work are characteristic of ionization whenever
`a field is suddenly applied to a weakly-ionized
`gas."
` Q. Are you finished?
` A. Yes, yes.
` Q. My question, though, was directed to
`whether Kudryavtsev mentions a magnet in -- in
`his document.
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 10
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` A. Relating to the verification
`experiments?
` Q. Relating to anything, does he make
`any mention of using a magnet in his -- in the
`device that's disclosed in Kudryavtsev?
` MR. TENNANT: Objection, form.
` A. For the experiments that Kudryavtsev
`used to verify his much more widely applicable
`model, he did not disclose the use of a magnet.
` Q. Can you turn to Equation 8, which is
`at page 32 of Kudryavtsev. What does the
`capital N represent?
` A. My understanding is that the
`capital N is, in fact, described in Equations 5
`and 6.
` Q. What does capital N represent?
` A. In Equation 6, on page 31, in the
`right-hand column, Kudryavtsev and Skrebov
`disclose N equals n sub e by n sub e 0.
` Q. Could you tell me what capital N
`means to you, or should we ask about --
`let's -- let's stop the question there.
` Could you tell me what the capital N
`represents in words, according to your opinion?
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 11
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` A. Just above Equation 5, Kudryavtsev
`and Skrebov note that -- that they have placed
`Equations 1 and 2 -- although I may need to
`backtrack on that slightly.
` Yeah. So above Equation 5,
`Kudryavtsev and Skrebov indicate that: "In
`dimensionless variables, the equations for the
`ionization kinetics take the form shown in
`Equation 5."
` So N is a dimensionless variable
`above -- just below Equations 1 and 2 in that
`paragraph, he says: Here n1, n2, and ne are
`the atomic densities in the ground and first
`excited states and the electron density
`respectively. So I take n sub e in the capital
`N variable to be the electron density.
` N sub e 0 -- I want to make sure I
`find in the text again, so gave me another
`moment, please. Ah. N sub e 0 is defined
`by -- implicitly in Equation 6 itself, where he
`writes that capital N, taken at tau equals 0 is
`equal to 1. Therefore, capital N taken at tau
`equal to 0 tells us that n sub e 0 is the value
`of n sub e when tau is equal to 0.
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 12
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` Q. And tau is equal to 0, does that
`represent the initial condition?
` MR. TENNANT: Objection, form.
` A. I'm not finding the place where he
`defines tau equals 0, but it's my recollection
`that tau equals 0 is a starting condition.
` Q. So would n subscript e 0 --
` A. Ah.
` Q. -- represent the electronic --
`electron density at the starting condition that
`you mentioned?
` A. Yes. And I've just now found it.
`It's also in Equation 6. Perhaps it's a little
`bit of nerves again here.
` Tau is defined as t times n1 times
`k12. So in tau is equal to 0, since n1, k12
`cannot be 0, it must be the time T equals 0.
` Q. Okay. Kudryavtsev makes no
`mention -- strike the question. Let me start
`over.
` Kudryavtsev's device does not have a
`magnetic field; is that correct?
` MR. TENNANT: Objection, form.
` A. Are you referring to the device that
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 13
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`he used to verify his model?
` Q. Yes.
` A. It's my understanding that he did
`not utilize a magnetic field, other than the
`earth's magnetic field, in that device.
` Q. And Kudryavtsev's device does not
`perform sputtering; is that correct?
` A. Are you referring to the device he
`used for verifying his generally applicable
`model?
` Q. Yes.
` A. Yes. And the device he used for
`verifying his more generally applicable model
`is not a device used for sputtering.
` Q. Now, you referred in your answer to
`the device that he used for verifying his
`model. Are there any other devices, other than
`that one you mentioned, disclosed in the
`Kudryavtsev document?
` A. I believe the answer is yes.
` Q. And where do you see this other
`device?
` A. Kudryavtsev, on page 34, described
`experiments in references 18 and 19.
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 14
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` Q. In what column to page 34 are you,
`so I can get to the right one?
` A. I'm sorry. The right-hand column,
`the second paragraph, the first sentence.
` Q. So in that paragraph that you
`pointed me, Kudryavtsev is referring to a
`device that was disclosed in other papers; is
`that correct?
` A. Yes, which he used for verifying his
`more widely applicable model.
` Q. Besides the two devices that you've
`just identified, are there any other devices
`disclosed in the Kudryavtsev paper?
` A. I believe that since there are two
`references, there may, in fact, be at least
`three devices and not two, just two.
` Q. What device --
` A. In addition --
` Q. Go ahead. I'm sorry.
` A. -- on device per reference.
` Q. That's what I was going to ask. Is
`that your understanding?
` A. I have not gone into the details of
`those references, but my understanding from --
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 15
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`only comes from Kudryavtsev and Skrebov. Have
`I answered your question?
` Q. I think so. Can you take a look at
`page 32?
` A. I'm there.
` Q. Equation 8, the one that we were
`just referring to?
` A. Yes.
` Q. Do you see underneath that there is
`a capital A?
` A. Yes.
` Q. What does capital A represent?
` A. Kudryavtsev and Skrebov describe
`that for us underneath Equation 10. He says,
`beginning just before the equation: "Where A
`is given by -- Equation 10 -- and describes the
`relative contribution from the various
`processes in (5) for small times."
` Q. In your answer -- in -- in the text,
`it refers to "relative contribution." What
`does Kudryavtsev mean by relative contribution?
` A. In Equation 10, do you see that
`there are multiple terms?
` Q. Yes.
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 16
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` A. Some terms may be larger than
`others.
` Q. Does Kudryavtsev disclose that
`ionization develops when capital A is greater
`than 0?
` MR. TENNANT: Objection, form.
` A. I believe you may be referring to
`the paragraph immediately following
`Equation 10, where Kudryavtsev and Skrebov
`write: The conditions for ne to increase with
`time are that ionization should always develop
`eventually if A is greater than 0.
` Q. I wasn't referring to any passage in
`particular. I was just asking for your opinion
`as to whether Kudryavtsev discloses that
`ionization occurs when A -- capital A is
`greater than 0.
` MR. TENNANT: Objection, asked and
` answered. Form.
` A. It -- my understanding is that
`Kudryavtsev does disclose that ionization
`occurs independent of A.
` Q. And why do you -- let me start over.
` What brings you to that conclusion?
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 17
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` A. In Kudryavtsev's equations, there is
`an ionization term -- actually, ionization
`terms.
` Q. Which equation were you referring to
`in your answer?
` A. Either Equations 5 or Equations 1
`and 2.
` Q. Okay. So let's take Equation 1.
`What are the ionization terms in Equation 1?
` A. Kudryavtsev identifies those terms
`for us beginning at the bottom of page 30 and
`continuing at the top of page 31. He
`identifies that beta sub 1e and beta sub 2e are
`the rate coefficients for direct ionization
`from the ground state to the first excited
`and -- to the first excited level.
` Q. Okay. When you mentioned that you
`understood that Kudryavtsev discloses
`ionization -- ionization occurs independent of
`capital A, did you mean that there are certain
`equations in Kudryavtsev that don't use the
`term capital A?
` A. No, that is not what I meant.
` Q. Okay. What did you mean?
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 18
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` A. I meant that in this paper,
`Kudryavtsev describes ionization occurring when
`A is greater than 0 and when A is less than 0.
` Q. Can you turn your attention to
`page 32, right column, third paragraph?
` A. Am I on 32 already? Yes. One, two,
`three. Uh-huh.
` Q. And do you see first phrase of that
`paragraph that reads: "The explosive increase
`in n sub e(t) is most apparent when A is
`greater than 0?
` A. I do.
` Q. What does that sentence mean to you?
` A. Excuse me. To me, that sentence is
`clear to one of ordinary skill in the art that
`the electron density increase is most easily
`seen when A is greater than 0.
` Q. Now, can you keep that sentence in
`mind and turn to the previous page and look at
`Figure 1. Now, the paragraph that you just
`read from referred to the explosive increase in
`n sub e(t).
` A. Uh-huh.
` Q. Does that phrase correspond with the
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 19
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`fast stage that's depicted in Figure 1b?
` MR. TENNANT: Objection, form.
` A. I would respond that the explosive
`increase in n sub e of (t) is consistent with
`Figure "b" -- or Figure 1b.
` Q. Do the -- does the width of the
`arrows in Figure 1 correspond to the magnitude
`of the electron flux?
` MR. TENNANT: Objection, form,
` relevance.
` A. The caption of Figure 1 states:
`"Diagram showing the relative sizes of the
`electron fluxes in terms of the atomic energy
`levels." The width -- and then later: "The
`width of the arrows indicates the magnitude of
`the electron flux."
` Q. So in light of that passage that you
`just read, if two arrows in Figure 1 are shown
`as having the same width, does that mean that
`the magnitude of the corresponding electron
`fluxes are about equal?
` MR. TENNANT: Objection, form,
` relevance.
` A. I would take it to mean that the
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 20
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`electron fluxes are approximately equal.
` Q. What is electron flux?
` A. In Figure 1b this would be described
`as electrons moving from one energy level to
`another. In the case there is also, however,
`shown between -- no -- shown to the right of
`Figure 1b an arrow that's an identified in
`Figure 1b, which has a different meaning.
` Q. And the arrow that you just referred
`to in your answer, were -- were you referring
`to the -- to the arrow that's labeled tau
`subscript 1e?
` A. I don't see a tau --
` Q. What do you call --
` A. -- in Figure 1b.
` Q. What -- it looks a little like a tau
`to me, but it's not. But what would you call
`that symbol which --
` A. Could you please point to it for me?
` Q. Yeah. It's on the rightmost portion
`of the Figure 1b, and I'll also point to it.
` A. This one here?
` Q. Yes.
` A. That's a capital Gamma.
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 21
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` Q. Capital Gamma?
` A. So that would be Gamma sub 1e.
` Q. And what does capital Gamma sub 1e
`represent?
` A. My understanding, based on the text
`on page 31 at the top on the left-hand column,
`is that -- I'm sorry. That's a different
`symbol there, isn't it?
` My recollection -- and I may need to
`revisit this, but my recollection is that Gamma
`sub 1e represents direct ionization from
`State 1 to having a free electron.
` Q. Does Gamma sub 12 in Figure 1 of
`Kudryavtsev represent the flux of excited
`atoms?
` A. No, it does not.
` Q. What does it represent?
` A. Gamma sub 12 represents the flux of
`electrons from State 1 to State 2.
` Q. And is State 1 considered to be the
`ground state?
` A. On page 30, in the final paragraph,
`Kudryavtsev writes: "Here n1, n2, and n sub e
`are the atomic densities in the ground and
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 22
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`first excited states and the electron density
`respectively."
` So I would take 1 to mean the ground
`state.
` Q. Would you also understand n
`subscript 2 to be the atomic density in the
`first excited state?
` A. That is what I believe he says in
`that same sentence.
` Q. Okay. And so turning back to
`Figure 1 on the next page --
` A. Uh-huh.
` Q. -- would your understanding of Gamma
`subscript 12 represent the flux of the atoms
`going from the ground state to the excited
`state?
` MR. TENNANT: Objection, form.
` A. I believe I've already answered that
`question. It's the -- it's stated it's the
`flux of electrons going from Energy State 1 to
`Energy State 2.
` Q. Okay. Now, are the arrows -- strike
`the question. Let me start over.
` Is the width of the arrow
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 23
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`corresponding to Gamma subscript 12 in Figure
`1a the same as the width of the arrow
`corresponding to Gamma subscript 12 in Figure
`1b?
` MR. TENNANT: Objection, form,
` relevance.
` A. Figure 1 is a highly stylized
`representation of the processes that are
`ongoing in the plasma. As such, the visual
`representation in part "a" to one of ordinary
`skill in the art is not intended to relate to
`the visual in part "b" in the sense that one
`would measure the width of Gamma 12 arrow and
`compare it to Gamma 12 in "b." It simply
`indicates the relative contributions at a given
`state in time, or a given stage.
` Q. Does Kudryavtsev teach a model that
`was developed for the initial stage of
`ionization relaxation?
` MR. TENNANT: Objection, form,
` relevance.
` A. My understanding is that the
`abstract addresses this question, where
`Kudryavtsev writes: "A model is developed for
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 24
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`the initial stage of ionization relaxation."
` Q. And what does the phrase "initial
`stage of ionization relaxation" mean to a
`person of ordinary skill in the art?
` A. I would assert that Kudryavtsev
`answers this question, as well, in the second
`paragraph of his publication. Kudryavtsev and
`Skrebov write: "In this paper we consider the
`initial stage of ionization relaxation when the
`ionization n sub e to n1 increases."
` Q. Earlier I believe you had testified
`that Kudryavtsev discloses a model; is that
`correct?
` A. That's what he says in his abstract.
` Q. Now, is the model that Kudryavtsev
`discloses -- would you consider it to be an
`empirical model?
` MR. TENNANT: Objection, form.
` A. Could you please define for me what
`it is that you mean by "an empirical model"?
` Q. Well, have you -- have you heard the
`term "empirical model" before today?
` A. Uh-huh.
` Q. What does it mean to you when you
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 25
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`hear it?
` A. A model that is developed from
`experiment.
` Q. So I'll take that definition because
`it's consistent with my understanding.
` So in light of that definition,
`would you consider the model that's disclosed
`in Kudryavtsev an empirical model?
` A. This question is beyond what I was
`asked to address in my declaration. The nature
`of the model is very general, but I would not
`consider it to be limited to an empirical
`model.
` Q. What other types of models are there
`besides empirical models?
` A. There are several.
` Q. What are they?
` A. There are analytical models. There
`are numerical models. There are -- excuse
`me -- what one would call fundamental models of
`various sorts.
` Q. Of the three -- of the three types
`of models that you just referenced in your
`answer, are any of -- do you see any of those
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 26
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`types of models disclosed in Kudryavtsev?
` A. I would put this -- I would say, if
`I'm putting a label on Kudryavtsev and
`Skrebov's model, that it is a fundamental model
`of one sort.
` Q. Can you turn to page 33, please, of
`Kudryavtsev? In your opinion, does Figure 5
`display a graph of the experimental results
`that were obtained using Kudryavtsev's device?
` A. I do not believe it to be a graph of
`experimental results from Kudryavtsev's device.
` Q. What do you believe it to be?
` A. Kudryavtsev describes his Figure 5
`on page 34 in the left-hand column. He says,
`in the sixth paragraph, in the center:
`"Figure 5 shows curves giving the time
`dependence of n sub e of (r) calculated from
`(9b)."
` To me, the keyword in that sentence
`is "calculated."
` Q. And turning to (9b) on page 32, what
`does (9b) represent to you?
` MR. TENNANT: Objection, form,
` relevance.
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 27
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` A. I was not asked, as part of my
`declaration, to -- to teach on the meaning of
`(9b). However, given that (9b) has, on the
`left-hand side of the equation, the variable --
`the dimensionless variable tau, I would say it
`discloses tau.
` Q. And what does tau represent in
`Equation (9b)?
` A. Tau is disclosed as we discussed
`earlier in Equation 6. Equation 6 says that
`tau is equal to t times n1 times k12.
` Q. Would you consider Equation (9b) to
`be a model?
` MR. TENNANT: Objection, form,
` relevance.
` A. It would be my understanding, and I
`believe it would be the understanding of one of
`ordinary skill in the art, that to limit
`Kudryavtsev's paper to a -- and model to a
`single equation would be to do violence to this
`paper.
` Q. Okay. I'm not saying it was the
`only thing disclosed in the paper.
` My question is whether (9b) is one
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 28
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`of the models that's disclosed in Kudryavtsev.
` MR. TENNANT: Same objections.
` A. I would disagree with that.
` Q. You don't see equation (9b) as a
`model?
` MR. TENNANT: Same objections.
` A. I would say that Equation (9b) is an
`equation.
` Q. Does Figure 5 shown on page 33 have
`three dimensions?
` A. I do count three dimensions, each
`different from the other.
` Q. Does the horizontal --
` A. Excuse me.
` Q. Does the horizontal axis of Figure 5
`represent the normalized radius of
`Kudryavtsev's cylinder?
` A. I would disagree with that.
` Q. What do you feel the horizontal axis
`of Figure 5 represents?
` A. Normalized radius.
` Q. A normalized radius of what type of
`device?
` A. Kudryavtsev's model is widely
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 29
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`applicable, and so it could be many different
`devices.
` Q. What type of device could it be?
` A. There are many types of devices that
`it could be.
` Q. Well, it would have to be a type of
`device that has a radius; correct?
` A. Correct.
` Q. Okay. For example --
` A. Normalized.
` Q. For example, a rectangular prism
`doesn't have a radius; correct?
` MR. TENNANT: Objection, form.
` A. I'm sorry. Say that again.
` Q. For example, a rectangular prism
`doesn't have a radius; correct?
` MR. TENNANT: Same objection.
` A. Since Kudryavtsev has a model that
`is widely applicable, he could, and one of
`ordinary skill in the art -- let me rephrase
`that.
` He could choose to apply his model
`in various volumes. His model would not simply
`be limited to things having a simple radius,
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 30
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`cylindrical or spherical.
` Q. But my question was with respect to
`Figure 5.
` A. Figure 5 discloses one kind of an
`environment that has a radius.
` Q. So Figure 5 would be limited to only
`those types of shapes that have a radius; is
`that correct?
` MR. TENNANT: Objection, form.
` Asked and answered.
` A. My understanding is that Figure 5
`would be most readily applied to that kind of a
`system, but still could have application
`outside.
` Q. Does the vertical axis of Figure 5
`represent the density of electrons?
` A. The vertical axis is a normalized
`variable. Kudryavtsev and Skrebov write
`that -- that normalized variable is the
`electron density n sub e as a function of
`radius divided by N sub e 0.
` Q. Is the electron density -- let me
`start over.
` Does the electron density also
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 31
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
`correspond to the ion density?
` MR. TENNANT: Objection, form,
` relevance.
` A. So in this case, my understanding is
`that you're asking a basic plasma science
`background question that also is not part of my
`declaration.
` My understanding is that in some
`circumstances, the electron density and
`positive ion density can be substantially
`similar. In other cases, they can diverge.
` Q. Why would they diverge? Let me
`rephrase that.
` You had mentioned in some cases that
`the electron density and positive ion density
`would diverge. What cases were you referring
`to?
` MR. TENNANT: Objection, relevance.
` A. There is a field in plasma science
`wherein one studies what are called nonneutral
`plasmas.
` Q. Does the axis shown as going into
`the page in Figure 5 represent the amount of
`time that a pulse is applied?
`
`TSG Reporting - Worldwide 877-702-9580
`
`

`

`Page 32
`
`1
`
`2
`
`3
`
`4
`
`5
`
`6
`
`7
`
`8
`
`9
`
`10
`
`11
`
`12
`
`13
`
`14
`
`15
`
`16
`
`17
`
`18
`
`19
`
`20
`
`21
`
`22
`
`23
`
`24
`
`25
`
` OVERZET - 5/8/15
` A. I believe it would have been helpful
`if I had brought my magnifying gla

This document is available on Docket Alarm but you must sign up to view it.


Or .

Accessing this document will incur an additional charge of $.

After purchase, you can access this document again without charge.

Accept $ Charge
throbber

Still Working On It

This document is taking longer than usual to download. This can happen if we need to contact the court directly to obtain the document and their servers are running slowly.

Give it another minute or two to complete, and then try the refresh button.

throbber

A few More Minutes ... Still Working

It can take up to 5 minutes for us to download a document if the court servers are running slowly.

Thank you for your continued patience.

This document could not be displayed.

We could not find this document within its docket. Please go back to the docket page and check the link. If that does not work, go back to the docket and refresh it to pull the newest information.

Your account does not support viewing this document.

You need a Paid Account to view this document. Click here to change your account type.

Your account does not support viewing this document.

Set your membership status to view this document.

With a Docket Alarm membership, you'll get a whole lot more, including:

  • Up-to-date information for this case.
  • Email alerts whenever there is an update.
  • Full text search for other cases.
  • Get email alerts whenever a new case matches your search.

Become a Member

One Moment Please

The filing “” is large (MB) and is being downloaded.

Please refresh this page in a few minutes to see if the filing has been downloaded. The filing will also be emailed to you when the download completes.

Your document is on its way!

If you do not receive the document in five minutes, contact support at support@docketalarm.com.

Sealed Document

We are unable to display this document, it may be under a court ordered seal.

If you have proper credentials to access the file, you may proceed directly to the court's system using your government issued username and password.


Access Government Site

We are redirecting you
to a mobile optimized page.





Document Unreadable or Corrupt

Refresh this Document
Go to the Docket

We are unable to display this document.

Refresh this Document
Go to the Docket