`
` Paper 12, IPR2014-01054
`
`Trials@uspto.gov
`Paper 12, IPR2014-01058
`
`571.272.7822
` Paper 12, IPR2014-01060
`
`
`Paper 12, IPR2014-01062
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`
` Entered: December 30, 2014
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`
`
`UNITED STATES PATENT AND TRADEMARK OFFICE
`____________
`
`BEFORE THE PATENT TRIAL AND APPEAL BOARD
`____________
`
`HAMILTON COMPANY and
`HAMILTON STORAGE TECHNOLOGIES, INC.,
`Petitioner,
`
`v.
`
`UNIVERSITY OF VIRGINIA PATENT FOUNDATION,
`Patent Owner.
`_______________
`
`Case IPR2014-01054 (Patent 6,467,285 B2)
`Case IPR2014-01058 (Patent 6,581,395 B2)
`Case IPR2014-01060 (Patent 6,668,123 B2)
`Case IPR2014-01062 (Patent 6,941,762 B2)1
`_______________
`
`
`Before GLENN J. PERRY, JEREMY M. PLENZLER, and
`FRANCES L. IPPOLITO, Administrative Patent Judges.
`
`GLENN J. PERRY, Administrative Patent Judge.
`
`
`
`SCHEDULING ORDER
`
`
`
`1 This scheduling order pertains to a family of four cases. The parties are
`not authorized to use this heading style in their papers.
`
`
`
`IPR2014-01054 (Patent 6,467,285 B2)
`IPR2014-01058 (Patent 6,581,395 B2)
`IPR2014-01060 (Patent 6,668,123 B2)
`IPR2014-01062 (Patent 6,941,762 B2)
`
`
`
`A. INITIAL CONFERENCE CALL
`
`The parties are directed to the Office Patent Trial Practice Guide,
`
`77 Fed. Reg. 48,756, 48,765–66 (Aug. 14, 2012) for guidance in preparing
`
`for the initial conference call, and should be prepared to discuss any
`
`proposed changes to this Scheduling Order and any motions the parties
`
`anticipate filing during the trial.
`
`B. DUE DATES
`
`This order sets due dates for the parties to take action after institution
`
`of the proceeding. The parties may stipulate to different dates for DUE
`
`DATES 1 through 5 (earlier or later, but no later than DUE DATE 6). A
`
`notice of the stipulation, specifically identifying the changed due dates, must
`
`be promptly filed. The parties may not stipulate to an extension of DUE
`
`DATES 6 and 7.
`
`In stipulating to different times, the parties should consider the effect
`
`of the stipulation on times to object to evidence (37 C.F.R. § 42.64(b)(1)), to
`
`supplement evidence (37 C.F.R. § 42.64(b)(2)), to conduct cross-
`
`examination (37 C.F.R. § 42.53(d)(2)), and to draft papers depending on the
`
`evidence and cross-examination testimony (see Section C, below).
`
`The parties are reminded that the Testimony Guidelines appended to
`
`the Office Patent Trial Practice Guide, 77 Fed. Reg. 48,756, 48,772
`
`(Aug. 14, 2012) (Appendix D), apply to this proceeding. The Board may
`
`impose an appropriate sanction for failure to adhere to the Testimony
`
`Guidelines. 37 C.F.R. § 42.12. For example, reasonable expenses and
`
`
`
`
`2
`
`
`
`IPR2014-01054 (Patent 6,467,285 B2)
`IPR2014-01058 (Patent 6,581,395 B2)
`IPR2014-01060 (Patent 6,668,123 B2)
`IPR2014-01062 (Patent 6,941,762 B2)
`
`
`attorneys’ fees incurred by any party may be levied on a person who
`
`impedes, delays, or frustrates the fair examination of a witness.
`
`1. DUE DATE 1
`
`The patent owner may file—
`
`a.
`
`b.
`
`A response to the petition (37 C.F.R. § 42.120), and
`
`A motion to amend the patent (37 C.F.R. § 42.121).
`
`The patent owner must file any such response or motion to amend by DUE
`
`DATE 1. If the patent owner elects not to file anything, the patent owner
`
`must arrange a conference call with the parties and the Board. The patent
`
`owner is cautioned that any arguments for patentability not raised in the
`
`response will be deemed waived.
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`2. DUE DATE 2
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`The petitioner must file any reply to the patent owner’s response and
`
`opposition to the motion to amend by DUE DATE 2.
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`3. DUE DATE 3
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`The patent owner must file any reply to the petitioner’s opposition to
`
`patent owner’s motion to amend by DUE DATE 3.
`
`
`
`
`3
`
`
`
`IPR2014-01054 (Patent 6,467,285 B2)
`IPR2014-01058 (Patent 6,581,395 B2)
`IPR2014-01060 (Patent 6,668,123 B2)
`IPR2014-01062 (Patent 6,941,762 B2)
`
`
`
`4. DUE DATE 4
`
`a.
`
`Each party must file any motion for an observation on the
`
`cross-examination testimony of a reply witness (see Section D, below) by
`
`DUE DATE 4.
`
`b.
`
`Each party must file any motion to exclude evidence (37 C.F.R
`
`§ 42.64(c)) and any request for oral argument (37 C.F.R. § 42.70(a)) by
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`DUE DATE 4.
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`5. DUE DATE 5
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`a.
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`Each party must file any response to an observation on cross-
`
`examination testimony by DUE DATE 5.
`
`b.
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`Each party must file any opposition to a motion to exclude
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`evidence by DUE DATE 5.
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`6. DUE DATE 6
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`Each party must file any reply for a motion to exclude evidence by
`
`DUE DATE 6.
`
`7. DUE DATE 7
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`The oral argument (if requested by either party) is set for DUE
`
`DATE 7.
`
`
`
`
`4
`
`
`
`IPR2014-01054 (Patent 6,467,285 B2)
`IPR2014-01058 (Patent 6,581,395 B2)
`IPR2014-01060 (Patent 6,668,123 B2)
`IPR2014-01062 (Patent 6,941,762 B2)
`
`
`C. CROSS-EXAMINATION
`
`Except as the parties might otherwise agree, for each due date—
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`1.
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`Cross-examination begins after any supplemental evidence is
`
`due. 37 C.F.R. § 42.53(d)(2).
`
`2.
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`Cross-examination ends no later than a week before the filing
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`date for any paper in which the cross-examination testimony is expected to
`
`be used. Id.
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`D. MOTION FOR OBSERVATION ON CROSS-EXAMINATION
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`A motion for observation on cross-examination provides the parties
`
`with a mechanism to draw the Board’s attention to relevant
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`cross-examination testimony of a reply witness because no further
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`substantive paper is permitted after the reply. See Office Patent Trial
`
`Practice Guide, 77 Fed. Reg. 48,756, 48,768 (Aug. 14, 2012). The
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`observation must be a concise statement of the relevance of precisely
`
`identified testimony to a precisely identified argument or portion of an
`
`exhibit. Each observation should not exceed a single, short paragraph. The
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`opposing party may respond to the observation. Any response must be
`
`equally concise and specific.
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`
`5
`
`
`
`IPR2014-01054 (Patent 6,467,285 B2)
`IPR2014-01058 (Patent 6,581,395 B2)
`IPR2014-01060 (Patent 6,668,123 B2)
`IPR2014-01062 (Patent 6,941,762 B2)
`
`
`DUE DATE APPENDIX
`
`INITIAL CONFERENCE CALL ............... January 14, 2015 at 3:30 PM ET
`
`DUE DATE 1 ......................................................................... March 10, 2015
`
`Patent owner’s response to the petition
`
`Patent owner’s motion to amend the patent
`
`DUE DATE 2 ............................................................................ May 18, 2015
`
`Petitioner’s reply to patent owner’s response to petition
`
`Petitioner’s opposition to motion to amend
`
`DUE DATE 3 ............................................................................ June 17, 2015
`
`Patent owner’s reply to petitioner’s opposition to motion to amend
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`DUE DATE 4 ............................................................................... July 8, 2015
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`Motion for observation regarding cross-examination of reply witness
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`Motion to exclude evidence
`
`Request for oral argument
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`DUE DATE 5 ............................................................................. July 22, 2015
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`Response to observation
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`Opposition to motion to exclude
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`DUE DATE 6 ............................................................................. July 29, 2015
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`Reply to opposition to motion to exclude
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`DUE DATE 7 ........................................................................ August 17, 2015
`
`Oral argument (if requested)
`
`
`
`
`
`
`6
`
`
`
`IPR2014-01054 (Patent 6,467,285 B2)
`IPR2014-01058 (Patent 6,581,395 B2)
`IPR2014-01060 (Patent 6,668,123 B2)
`IPR2014-01062 (Patent 6,941,762 B2)
`
`
`For PETITIONER:
`
`Edward R. Williams
`ewilliams@andruslaw.com
`
`Ryann Beck
`rbeck@andruslaw.com
`
`
`For PATENT OWNER:
`
`Gregory J. Gonsalves
`gonsalves@gonsalveslawfirm.com
`
`Rodney L. Sparks
`rodney@uvapf.org
`
`
`
`
`
`7
`
`