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`CODE SHEET FOR CONTINUING DATA
`
`l
`
`.
`Line Code
`Serial No.
`Filing Date
`Status
`77 0?
`
`Document No.
`
`Issue Date
`
`105
`
`106
`
`107
`£43
`108
`
`109
`
`110
`
`111
`
`115
`
`112
`
`113
`
`114
`
`115
`
`117
`
`CONDlTION CODE
`
`71
`51
`91
`
`72
`82
`75
`
`74
`54
`76
`
`as
`39
`90
`92
`
`55
`65
`63
`STATUS CODE
`
`Condition and Status Qodes tor Continuing Data
`
`Continuation ol application No.
`which is a continuation ot application No.
`and a continuation ot application No.
`
`Continuation-in-pan oi application No.
`which is a continuation-In-pan ol application No.
`and a continuation-in-pan oi application No.
`
`Division ol application No.
`which is a division ol application No.
`and a division ot application No.
`
`, said application No.
`Application No.
`and application No.
`each
`
`tiled as application No.
`Substitute tor applicatiott No.
`Provisional application No.
`
`01
`as
`04
`
`Patent No.
`abandoned
`SIR No.
`
`NOTE 1: When the codes 36 and 92 are used, they must be lollowed by 81, B2 or 84 —- conditions beginning with "which is"
`
`NOTE ll: Codes 71, 72 and 74 may he used o_nly on the lirst line; one ol them fli§t_be used on the lirst line in regular
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`GOQG-1 O1 5- Page 133 of 335
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`GOOG-1015-Page 133 of 335
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`‘
`*MAY BE USED FOR ADDITIONAL CLAIMS OR AMENDMENTS
`
`U.S. DEPARTMENT f COMMERCE
`patent and -I-rademark°offlce
`
`CLAIM
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`GOOG-1015-Page 134 of 335
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`MULTIPLE DEFEND.
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`.11‘ CLAIM
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`FEE CALCULATION SHEET
`(FOR USE WITH FORM PTO-875)
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`
`h
`FILING DATE
`’ (; C _
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`APPw=A~TIs>
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`GOOG-1015-Page 134 of 335
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`PATENT APPLICATION FEE DETERMENATEON RECORD
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`Effective October 1, 1994
`
`"mm_»k H
`
`CLAIMS AS FILED .. PART I
`(oimn 1) _
`
`lun 2
`
`SMALL ENTITY
`
`OR
`
`OTHER. THAN
`SMALL ENTITY
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`FILED
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`RTE /7
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`_,
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`2
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`2
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`ULTIPLE DEPENDENT CLAIM PRESENT
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`" II the difierence In column 1 is less than zero, enter “O” in column 2
`,
`
`AMENDMENTAH
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`CLAIMS AS AMENDED - PART II
`<°°'"m" 0.
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`CLAIMS
`HIGHEST
`REMAINING
`NUMBER
`AFTER
`PREVIOUSLY
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`AMENDMENT
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`EXTRA
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`REMAINING
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`PREVIOUSLY
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`3 FIRST PRESENTATION OF MULTIPLE DEPENDENT CLAIM
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`(Column 1)
`(Column 2)
`CLAIMS
`HIGHEST
`REMAINING
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`9
`AFTER
`PREVIOUSLY
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`— AMENDMENT » .
`PAID FOR
`
`
`
`
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`(Column 3)
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`L if the entry in column 1 is less than the entry In column 2, write "0' in column 3.
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`ADD” FEE l
`“mil the “Highest Number Previously Paid For” IN THIS SPACE is less than 20, enter “2D."
`I OH
`E
`ADD'T- FE W
`'
`II the Highest Number Previously Paid For” IN THIS SPACE is less than 3. enter "3."
`I
`-
`-
`
`The Highest Number Previously Paid For" (Total or Independent) is the highest number found in the appropriate box in column 1.
`‘
`FORM PTO-875
`Patent and Trademark Office, US. DEPARTMENT OF COMMERCE
`‘“‘"' ‘°’°‘"
`GOQG-1015-Page 135 of 335
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`GOOG-1015-Page 135 of 335
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` APPLICKHON NUMBER
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`6:153/425 ,. 161:1
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`134/11 I"S*E
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`Ff-‘:fi:E%EFx'
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`setbelow, thetotal amountowedby applicantas a gage
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`Ifallrequireditemsonthisformarefiledwithinthe
`entity, D small entity (verified statement filed). is
`Applicant is given ONE MONTH FROM THE DATE OF THIS LETTER, OR TWO MONTHS FROM THE
`FILING DATE of this application, WHICHEVER IS LATER, within which to file all required items and pay any fees
`an above to avoid abandonment. Extensions of time may be obtained by filing a petition accompanied by the
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`YA missing [:1 insufiicient. Applicant as a II! large entity 3 small
`1. "Is The statutory basic filing;e-9‘
`to complete the basicfilingfee.
`Mnfiw, must submit $
`’
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`_
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`2. Additional claim fees of $/)/E ' i Q as 9. AZ large entity,
`small entity, including any
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`GOOG-1015-Page 136 of 335
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`T
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`> STATES 1-Mmm AND manmmr
`IN THE U!‘
`.aETION UNDER RULE 53 (d)_/60 L...
`FILING (.‘_
`(D0 1&1‘ use for PCT Applications)
`For Desigr_1 or Utility Applications
`I
`Z ,
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`565’ ‘got
`FFICE Z05 ‘205
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`3051- ZO_&
`$0 «fol-I
`Page 1 of 2
`licatzion Division
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`H K/
`
`Attn:
`
`.
`
`In re PATENT APPLICATION of
`Inventor(s):
`FARBER ET AL.
`
`/
`
`I
`
`425 160
`Appln. No.:
`1 serial no.
`/
`“series code 1
`Filed: April 11, 1995
`
`08
`
`* **k>'c5'r*k>'c>':**~k
`*
`COMPLETION
`*
`*
`under
`*
`* Rule 53(d), 60(d)
`*
`5'6
`or 62(d)
`*
`we * arr * we
`arr we wr * we *
`
`(Our Deposit Account No. 03-3975
`(Our OrderNo.
`C#
`/
`M#
`
`Atty. Dkt.
`
`
`213987
`M#
`/ Client Ref.
`
`Title:
`
`IDENTIFYING DATA IN A DATA PROCESSING SYSTEM
`
`Date:
`
`June 23, 1995
`
`Hon. Commissioner of Patents and Trademarks
`Washington, D.G. 20231
`
`Sir:
`
`fl’ 5
`
`pa
`
`in reply to the Hgtice to File Hissgrg Parts (Q91 attached),
`53gd2g60gd)(62gd) of the above-identified patent application:
`
`the following cgpletes the filgg Imder Rule
`
`1.
`
`[ X]
`
`Signed Declaration attached.
`
`[ X] Original
`
`[
`
`] Facsimile/Copy
`
`2.
`
`3.
`
`1+.
`
`5.
`
`6.
`
`7.
`
`8.
`
`9.
`
`[
`
`[
`'
`
`[
`
`[
`
`] Attached: Original signed Declaration with attached specification (including claim(s)) which is
`a copy of specification and claim(s) originally filed to secure the above filing date.
`
`]
`
`]
`
`The original application as filed in the PTO on the above filing date is the application which
`each inventor executed by signing the attached Rule 63 Declaration.
`
`‘ Specification originally filed in non—English language; hence verified translation attached of:
`
`a.
`b.
`
`[
`[
`
`] Abstract
`]
`pgs. of Specification (only spec. & claims)
`
`] Drawing Figs
`[
`c.
`] Letter filing _g>_rn_1a]. drawing attached.
`
`\
`
`_
`
`,
`
`"
`
`
`% [FWD 3°”ED'~”~E0
`K.
`._
`} IL“ 2 6
`
`[
`
`[ X] Attached is an Assignment and Cover Sheet.
`ed.
`Please return the recorded assi
`ent to t e undersi
`] Priority is claimed under 35 U.S.C.
`ll9/365 based on filing in (country)
`Apolication No.
`Filing Date
`Application No.
`(1)T T (4)
`(2) ij T (5)
`(3)
`(6)
`
`I‘
`By Tmasury mark!” apnmxtmmaty
`{an ($03 da 3 from above dam.
`
`Fili_ng Date
`
`(No.) Certified copy/copies [
`
`] attached;
`
`[
`
`
`] previously filed date
`
`in U.S. Application No.,
`series code
`
`T
`
`_/
`
`1 serial no.
`
`, filed
`
`10.
`
`[ X]
`
`t
`
`:
`
`1 No. Statement(s) establishing "small_entity" status
`
`der Rules 9 5: 27.
`
`11.
`
`[ ]o 95 08425
`0 ‘$19 1%:/Q/éz/95 0342§£i%0
`090 BA 06/26/95 08425160
`
`1 202
`1 203
`I 201
`1 205
`
`304.00 CK
`891.00 UK
`120.00 CK
`
`on», AL
`'
`£'5'&°Ot6G-1015-Page 137 of 335 '°
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`/94
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`GOOG-1015-Page 137 of 335
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`
`12.
`
`[- ]- Preliminary amendment:
`
`Page 2 of 2
`Completion Under Rule 53(d)
`60(d)
`or 62(d)
`
`IHEFOIIUJDKJFEHKEFEEISBASEDGNCIADEASFHEDIESSANYABOVECANCEIIED
`
`13. Basic Filing Fee - — —
`
`-
`
`-
`
`14. Basic Filing Fee -
`
`-
`
`- - -
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`- -
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`~
`
`-
`
`-
`
`-
`
`-
`
`—
`
`-
`
`I.argegSm-‘ill Entity
`
`-
`
`-
`
`- Design Appln. $300/$150
`
`$
`
`Fee Code
`
`nos/zue
`
`- E1; Design Appln. $730/$365 Lin um/zon
`
`x $22/$11
`*8l
`=
`101 minus 20
`15. Total Effective Claims
`(Base this I on claims as amended to effect CIP if this is a Rule 62(d) completion)
`
`$ 891.00
`
`(ma/203)
`
`1.6.
`
`Independent Claims
`
`x $76/$38
`* 8
`=
`*If answer is less than zero, enter "0"‘
`1'7. If _a_r_1y proper (ignore improper) multiple dependent claim is present, 49¢; $240/$120 +
`(leave line 16 blank if this is a reissue application)
`
`11 minus 3
`
`304.00
`
`(1021202)
`
`S 120.00
`
`(104/204:
`
`—
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`—
`
`-
`
`-
`
`-
`
`- $130/$65 +i (1051205)
`
`18. Surcharge for filing Declaration/filing fee late -
`
`-
`
`19.
`
`’
`
`FIZLING FEE
`
`$ l745.00
`
`20. Original due date:
`
`
`June 24
`1995
`
`21 Petition is hereby made for an extension to cover the date this response is filed for which the
`requisite fee is enclosed (Lg/Sm Entity:
`1 month §ll0[$55 (code 115/215); 2 gths $370[§185
`(Code 116/2'8); _3 months §870[§435 (code 117/217); 4 months §1,360[§680 (code us/215))!
`+
`
`0
`
`22.
`
`'1'(YI'AI.
`
`23. If "non-English" box 4 is X’d, §d_d Rule 17(k) processing fee ($130.00)
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`—
`
`1745.00
`
`$
`
`+
`
`24. If "assignment" box 6 is X’d, 9514 recording fee ($40.00)
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`-
`
`25.
`
`[
`
`] Attached is a Rule 47 Petition and Petition fee (1d_d $130.00 per Rule 17(h))
`
`40.00
`
`-
`
`-
`
`- +
`
`- +
`
`26.
`
`TOTAL FEE ATIACHED
`
`$
`
`1785.00
`
`(139)
`
`(531)
`
`(122)
`
`27.
`
`is hereby authorized to charge any fee specifically authorized
`(EARGE : The Commissioner
`hereafter, or any missing or insufficient fee(s) filed, or asserted to be filed, or which should have been
`filed herewith or concerning any paper filed hereafter, and which may be required under Rules 16-18
`(missing or insufficiencies only) now or hereafter relative to this application and the resulting Official
`- document under Rule 20, or credit any overpayment,
`to our Account Order Nos.
`shown in the heading hereof
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`a)c—1n6 in/94
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`GO
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`-1015-Pa e 138 of 335
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`GOOG-1015-Page 138 of 335
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`
`
`lnventor(s): David A. Farber and Ronald I‘
`Appln.'No.: 0 8
`425.160
`or Patent N
`W,
`Filed: April 11, 1995
`or Issued:
`l\....
`/ Client Fief.
`Title: IDENTIFYING DATA IN A DATA PROCESSING SYSTEM
`‘
`»t_._ ‘
`
`VERIFIED STATEMENT (DECLARATION) '5 —"-" G SMALL ENTITY
`STATUS (37 CFR 1.9(d) and 1.27(c)) -SMALL BUSINESS CONCERN
`
`’ ‘ “v. Dkt
`.
`13987 [
`
`' achman
`_
`
`I hereby declare that I am
`
`the owner of the small business concern identified below:
`[we]
`an official of the small business concern empowered to act on behalf of the concern Identified below:
`[
`]
`NAME OF CONCERN KINHECH INC.
`ADDRESS OF CONCERN
`'
`'
`e —+ qr @
`_
`gtnto u}IAf$fi(.\y0G(QA C-I-.
`l._J(,{JtIn\nmci¢. 1'iI'mo\g 0562
`o 15/?
`I hereby declarg that the above identified small business concern qualifies as a small business concern as defined in 13 CFFI
`121.12, and reproduced in 37 CFR 1.9(d), for purposes of payin reduced fees under Section 41 (a) and (b) of Title 35, United
`States Code, in that the number of employees of the concern including those of its affiliates, does not exceed 500 persons.
`Fgr purposes of this statement. (1) the number of gmployees of the business concern is the average over the previous fiscal year
`of the concern of the persons employed on a full-time, part-time or temporary basis during each of the pay periods of the fiscal
`year, and (2) concerns are affiliates of each other when either, directly or indirectly, one concern controls gr has the power to
`control the other, or a third party or parties controls or has the power to control both.
`'-
`] hereby dgglggg that rights under contract or law have been conveyed to and remain with the small business concern identified
`above with regard to the Invention entitled: IDENTIFYING DATA IN A DATA PROCESSING SYSTEM
` ——_
`by lnventors(s)Davld A. FAHBER and Ronald D. LACHMAN
`'
`described in
`
`the Specification filed herewith,
`]
`->[
`X
`.
`, filed April 11, tges
`one ->[ X] Application No. 0 8
`(425160
`
`box ->[
`] Patent No.
`, Issued
`if the rights held by the above identified small -buslness concern are not exclusive, each small entity Individual, concern or
`organization having rights to the invention is list
`In A an
`B below and no rihts to the invention are held by any person,
`other than the inventor, who could not qualify under 37 CFFI 1.9(c) as an independent Inventor if that person had made the
`invention, or by any concern which would not qualify as a small business concern under 37 CFFI 1.9(d) or a nonprofit
`organization under 37 CFFI 1.9(e).
`
`(A) FULL NAME of assignee/IIcensee/grantee/conveyee*
`
`ADDRESS
`Xproper box:
`
`[
`
`]SMALL BUSINESS CONCERN
`
`1
`
`1 NONPROFIT ORGANIZATION
`
`[
`
`]|ND|V|DUAL
`
`(B) FULL NAME of asslgnee/Iicensee/grantee/conveyee*
`ADDRESS
`X proper box:
`
`[
`
`] SMALL BUSINESS CONCERN
`
`[
`
`] NONPROFIT ORGANIZATION
`
`[
`
`] INDIVIDUAL
`
`*NOTE: Separate verified statement is reguired from each person, concern or organization named In (A) and (8) above having rights to the Invention, averring
`to his/her/its status as a small entity.
`(37 CFFI 1.27)
`
`I acknowledge the dm to file In this casg__notlf1catlon of any change in status resulting In loss of entitlement to small entity stag: prior to paying, or at the tlrne
`ofpaylng, the earliest of the issue fee or any maintenance 199 due after the date on which status as a small entity is no longer appropriate.
`(37 CFR 1.2B(b))
`
`I hereby declare that all statements made herein of my own knowledge are true and that all statements made on information and belief are believed to be true;
`and further that these statements were made with the knowledge that willful false statements and the like so made are punishable by line or imprisonment,
`or both, under section 1001 of Title 18 of the United States Code, and that such willful false statements may jeopardize the validity of the application, any patent
`issuing thereon, or any patent to which this verified statement is directed.
`NAME or PERSON SIGNING "
`g3t;,g,_Ic(
`
`TITLE OF PERSON OTHER THAN OWNER
`ADDRESS OF PERSON SIGNING ~/ 3/ a
`tum
`4uow>s
`C7’
`_
`I
`T . O0 '1‘
`SIGNATURE /5 MI fig
`DATE
`
`(V/I’-‘I8’
`
`z
`
`CDC-I41)
`
`8/94
`
`GO
`
`-1015-Pa e 139 of 335
`
`GOOG-1015-Page 139 of 335
`
`

`
`P
`
`"
`
`~*
`
`FOR UTILITY/DESIGN
`_\3q, CJI,-PCT NATIONALIPLANT
`ORIG ALISUBSTITUTE/SUPPLEMENTAL
`DECLARATIONS
`
`‘ ‘Q
`
`,
`RULE as (37 c.:=.n. 1.63)
`DECLARATION AND POWER or ‘.1-rum
`.
`FOR PATENT APPLICATION
`«4 THE UNITED STATES PATENT AND TRADEMA...
`
`. OFFICE
`
`CUSHMAN
`FORM
`
`‘V atter which is claimed and for which a patent is sought on the INZIQQON ENTITLED
`IDENTIFYING DATA IN A DATA PROCESSING SYSTEM
`the specification of which (CHECK applicable BOX(§))
`->
`[
`] is attached hereto.
`—>
`[x] was filed on April 11, 1995
`BOX(ES) L1 ] was filed as PCI‘ International Application No. PCI‘/
`-> -> and (if applicable to US. or PCI‘ application) was amended on
`
`X
`
`as U.S. Application No. 01/ 425,160
`[
`on
`
`I hereby state that I have reviewed and understand the contents of the above identified specification, including the claims, as amended by any amendment
`referred to above.
`I acknowledge the duty to disclose all information known to me to be material to patentability as defined in 37 C.F.R. 1.56.
`I hereby
`claim foreign priority benefits under 35 U.S.C. 119/365 of any foreign application(s) for patent or inventor‘s certificate listed below and have also identified
`below any foreign application for patent or inventor's certificate filed by me or my assignee disclosing the subject matter claimed in this application and having
`a filing date (1) before that of the application on which priority is claimed, or (2) if no priority claimed, before the filing date of this application:
`
`PRIOR FOREIGN APPLICATIONQS)
`Number
`County
`
`Day[MONTI-Iggear Eiled
`
`Date first Laid-
`ogn or Published
`
`Date Patented
`or Granted
`
`Priorig Claimed
`Q
`_Ng
`
`I hereby claim the benefit under 35 U.S.C. 120/365 of all United States applications listed below and PCI‘ international applications listed above or below
`and, if this is a continuation-in—part (CIP ) application, insofar as the subject matter disclosed and claimed in this application is in addition to that disclosed
`in such prior applications, I acknowledge the duty to disclose all information known to me‘ to be material to patentability as defined in 37 C.F.R. 1.56 which
`became available between the filing date of each such prior application and the national or PCI‘ international filing date of this application:
`PRIOR U.S. OR PCI‘ APPLICATION[S)
`Status
`Application No. (series codezserial no.)
`Ending, abandoned patented
`
`Day[MONTI-Iggear Filed
`
`I hereby declare that all statements made herein of my own knowledge are true and that all statements made on information and belief are believed to be
`true; and further that these statements were made with the knowledge that willful false statements and the like so made are punishable by fine or
`imprisonment, or both, under Section 1001 of Title 18 of the United States Code and that such willful false statements may jeopardize the validity of the
`application or any patent issued thereon.
`
`And I hereby appoint Cushman Darby & Cushi-nan,L.LP. 1100 New York Avenue, NW., Ninth Floor, East Tower Washington, D.C. 20005-3918, telephone
`number 861-3000 (to whom all communications are to be directed), and the below-named persons (of the same address) individually and collectively my
`attorneys to prosecute this application and to transact all business in the Patent and Trademark Office connected therewith and with the resulting patent,
`and I hereby authorize them to act and rely on instructions from and communicate directly with the person/assignee/attorney/firm/ organization who/which
`first sends/sent this case to them and by whom/which I hereby declare that I have consented after full disclosure to be represented unless/until I instruct
`Cushman, Darby & Cushman in writing to the contrary.
`
`Edward M. Prince
`16773
`Paul N. Kokulis
`Donald B. Deaver
`,17519
`%\ Raymond F. Lippitt
`David W. Brinkman
`17698
`G. Lloyd Knight
`George M. Sirilla
`1'8"/s1
`Carl G. Love
`“T135?” Donald J. Bird
`Edgar H. Martin
`fg__ZU;_,'7' W. Warren Taltavull
`William K. West, Jr.
`20508 V
`Kevin E. Jo cc
`INVENT R'S SIGNATU
`.
`Inventor's Name (typed)
`
`1.
`
`___..
`First
`
`Ojai
`Residence (City)
`Post Office Address (Include Zip Code)I
`2.
`INVEN'I‘0R'S SIGNATURE-
`Inventor's Name (typed)
`
`Date
`:
`Family Nam
`Fizst
`Mile Initial
`oreign Count
`Residence (City)
`State
`II.
`Post Office Address (Include Zip Code) 3140 Whisgrwoods Court, Northbrook, II. 60062
`3.
`INVENTOR'S SIGNATURE:
`Inventor's Name (typed)
`
`Date
`
`Country of Citizenship
`Family Name
`Middle Initial
`First
`State Forei
`Count
`Residence(City)
`Post Office Address (Include Zip Code)
`
`(FOR ADDITIONAL INVENTORS, check box [
`residence and address.)
`
`] and attach sheet (CDC-1162) for same information for each re signature, name, date, citizenship,
`
`rnr_1u:
`
`nun:
`
`GOOG-1015-Page 140 of 335
`
`, g2429 g Dale S. Iazar
`,g3048
`Glenn J. Perry
`;_Q_$_17
`Kendrew H. Colton
`1821
`Chris Comuntzis
`25323 Wallace G. Walter
`.§647
`Lawrence Harbin
`25872
`Pul _"
`lute, Jr.
`~.
`Middle Initial
`|State[Foreig Countg)
`
`Firm‘
`CA
`
`28872 Michelle N. Lester
`ggga,
`Jeffrey A. Simenauer
`30368
`Robert A. Molan
`E. G. Paul Bdgell
`2.2843. Lynn E. Eccleston
`31654.. Frederick S. Frei
`320 1
`
`i2_3}_1
`31233.
`29.8%.
`_2423s
`,_3_5,8.6.1_
`—2fZJ.[l5.
`gaggi-
`'
`USA.
`
`Country of Citizenship
`
`-
`‘ Na e
`5.43:
`
`I 2 I: U.S.A
`A
`Country of Citizenship
`
`
`
`GOOG-1015-Page 140 of 335
`
`

`
`Rule 56(a) & (b) = 37 C.F.R. 1.56(a) & (b)
`PATENT AND TRADEMARK CASES - RULES OF PRACTICE
`DUTY OF DISCLOSURE
`
`(a)
`
`a patent
`... Each individual associated with the filing and prosecution of
`application has a duty of candor and good faith in dealing with the [Patent and
`Trademark] Office, which includes a duty to disclose to the Office all information
`known to that
`individual
`to be material
`to patentability...(b)
`information is
`material to patentability when it is not cumulative and (1) It also establishes by
`itself,
`or
`in combination with other
`information,
`a prima
`facie case of
`unpatentability of a claim or
`(2) refers, or is inconsistent with, a position the
`applicant takes in:
`(i) Opposing an argument of unpatentability relied on by the
`Office, or (ii) Asserting an argument of patentability.
`PATENT LAWS 35 U.S.C.
`
`§l02. conditions for patentability; novelty and loss of right to patent
`
`A person shall be entitled to a patent unless--
`
`(a)
`
`(b)
`
`the invention was known or used by others in this Country, or patented or described
`in a printed publication in this or a foreign country, before the invention thereof
`by the applicant for patent or
`{
`
`the invention was patented or described in a printed publication in this or a
`foreign country or in public use or on sale in this country, more than one year
`prior to the date of the application for patent in the United States, or
`
`sfi
`
`(c) he has abandoned the invention, or
`
`(d)
`
`(e)
`
`the invention was first patented or caused to be patented, or was the subject of an
`inventor’s certificate, by the applicant or his legal representatives or assigns in
`a foreign country prior to the date of the application for patent in this country
`on an application for patent or
`inventor’s certificate filed more than twelve
`months* before the filing of the application in the United States, or
`
`the invention was described in a patent granted on an application for patent by
`another filed in the United States before the invention thereof by the applicant for
`patent, or on an international application by another who has
`fulfilled the
`requirements of paragraphs (1), (2), and (4) of section 37l(c) of this title before
`the invention thereof by the applicant for patent, or
`
`(f) he did not himself invent the subject matter sought to be patented, or
`
`(g) before the applicant's invention thereof the invention was made in this country by
`another who had not abandoned, suppressed, or concealed it.
`In determining priority
`of invention there shall be considered not only the respective dates of conception
`and reduction to practice of the invention, but also the reasonable diligence of one
`who was first to conceive and last to reduce to practice,
`from a time prior to
`conception by the other.
`
`§103. Condition for patentability; non-obvious subject matter
`
`identically disclosed or
`A patent may not be obtained though the invention is not
`described as set forth in section 102 of this title,
`if the differences between the
`subject matter sought to be patented and the prior art are such that the subject matter
`as a whole would have been obvious at the time the invention was made to a person having
`ordinary skill in the art to which said subject matter pertains. Patentability shall
`not be negatived by the manner in which the invention was made. Subject matter developed
`by another person, which qualified as prior art only under subsection (f) or
`(g) of
`section 102 of this title, shall not preclude patentability under this section where the
`subject matter and the claimed invention were, at the time the invention was made, owned
`by the same person or subject to an obligation of assignment to the same person.
`
`* Six months for Design Applications (35 U.S.C. 172).
`
`GXI—1I6
`
`1/‘J5
`
`GOOG-1015-Page 141 of 335
`
`GOOG-1015-Page 141 of 335
`
`

`
`
`
`IN THE UNITED STATES PATENT AND TRADEMARK OFFIC
`
`%ii¢
`
`"9
`
`In re PATENT APPLICATION of:
`
`FARBER, et al
`
`Group Art Unit: Unknown
`
`Appln. No. Unknown
`
`Examiner: Unknown
`
`Filed: April 11, 1995
`
`For:
`
`IDENTIFYING DATA IN A DATA
`PROCESSING SYSTEM
`
`April 11, 1995
`
`***'k
`
`INFQBMATION DISCLOSURE STATEMENT
`
`“
`-
`
`Honorable Commissioner of Patents
`and Trademarks
`Washington, D.C., 20231
`
`Sir:
`
`documents.
`
`Attached is a Form PTO—1449 listing the enclosed
`
`This Information Disclosure Statement is intended to be
`
`in full compliance with the rules, but should the Examiner find
`
`any part of its required content to have been omitted, prompt
`
`notice to that effect is earnestly solicited, along with
`
`additional time under Rule 97(f),
`fully.
`
`to enable Applicant to comply
`
`Consideration of the foregoing and enclosures plus the
`
`return of a copy of the herewith Form PTO-1449 with the
`
`Examiner's initials in the left column per MPEP 609 along with an
`
`GO
`
`-1015-Pa e 142 of 335
`
`GOOG-1015-Page 142 of 335
`
`

`
`FARBER et al Application
`
`early action on the merits of this application are earnestly
`
`solicited.
`
`Respectfully submitted,
`
`Reg. No. 28,872
`Tel:
`(202) 861-3527
`Fax:
`(202) 822-0944
`
`DSL:BXS:pgd
`1100 New York Avenue, N.W.
`Ninth Floor
`Washington, D.C.
`(202) 861-3000
`
`20005-3918
`
`GOOG-1015-Page 143 of 335
`
`GOOG-1015-Page 143 of 335
`
`

`
`sheet
`
`I
`
`0|
`
`1
`
`
`.1 of oomerce
`‘ rum PTO-M49
`u.s. Del
`(REVA 2-23)
`Patent and Trademark oiih
`
`cushman Verslnn
`
`
`
`
`.‘ :a.
`213987
`27 k
`11!"
`INFORMATION DISCLOSURE STATEMEN
` nventor(s))
`FARBER et al
`
`-1
`-
`BY APPLICANT
`4° %
`(Use Ieveral sheets If necessary)
`»
`
`
`
`*
`
`ATTY. Du
`
`cg‘;-\
`
`*Examiner's:
`initials
`I
`
`'Docunent Nu1ber'
`I
`l
`
`Date
`Ho[\'r
`
`'
`I
`
`Name
`' 1 Nam gf Firgt
`
`g
`
`inventor)
`
`class
`,
`
`I
`I
`',
`I
`
`Subclass
`.
`
`,
`
`Filing Date
`If Aggrogriate
`
`5 I
`
`ludi
`
`in thisorde Author Title P riodical Name Date Pertinent Pa es Etc.
`
`'
`
`on the Theor
`
`nd A
`
`lication of cr
`
`to ra
`
`ic Techni
`
`es
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`OTHER
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`Uork he
`tolo -EUROCRYPT '
`! TR ! Advances in Cr
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`Lofghus, Noruax, H_ax Q-32. Jfifi Erfigings o
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`| UR [ Pr
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`of the 199
`S (into nternational Conference on Hana ement of Data Volume 22
`eaue 2
`Juie 1993 1
`AJF
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`III
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`-AUSCRYPT ' Z - Horksho
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`nsland Australia December 13-16
`
`licati
`
`of Cr
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`t
`
`re
`
`i Techni ues
`
`and A
`on the Theor
`ncea in Cr
`1992 Proceedin s 9
`Gold Coast
`0
`|
`DATE CONSIDERED
`I
`D
`EE>5o(a
`.
`€.0\r\
`if citation considered, whether or not citation is in conformance H th MPE
`609; Drau line through
`Initial
`gnclude cog! of this form with next comrunication to agglicant.
`in conformance and not considered.
`
`EXAMINER
`*EXAMINERl
`citation if not
`
`GK- I449
`
`8/96
`
`GOOG-1015-Page 144 of 335
`
`GOOG-1015-Page 144 of 335
`
`

`
`
`
`CTCL(2
`l0- G"(?‘5
`IN THE UNITED STATES PATENT AND TRADEMARK OFFICE
`
`gécgf
`fig /Q6%9
`
`et al
`
`Group Art Unit:
`
`2317
`
`Appln. No. 08/425,160
`
`Examiner: Unkno
`
`Filed: April 11, 1995
`
`For:
`
`IDENTIFYING DATA IN A DATA
`PROCESSING SYSTEM
`
`January 24, 1996
`**-k*
`
`STATUS REQUEST
`
`"'
`
`Honorable Commissioner of Patents
`and Trademarks
`Washington, D.C., 20231
`Sir:
`
`7 flpé
`U/32300
`
`Please inform the undersigned of the status of the
`above—identified application.
`
`Please note the current address of the undersigned:
`
`CUSHMAN DARBY & CUSHMAN, LLP
`1100 New York Avenue, N.W.
`Ninth Floor
`Washington, D.C. 20005-3918
`(202) 861-3000
`
`Respectfully submitted,
`
`CUSHMAN, DARBY & CUSHMAN
`
` I
`
`‘ Reg. No. 28,872
`Tel:
`(202) 861-3527
`Fax:
`(202) 822-0944
`
`DSL:BXS:pgd
`1100 New York Avenue, N.W.
`Ninth Floor
`Washington, D.C.
`(202) 861-3000
`
`20005-3918
`
`GOOG-1015-Page 145 of 335
`
`GOOG-1015-Page 145 of 335
`
`

`
`
`
`
`
`UNITED STATES DEPARTMENT OF COMMERCE
`Patent and Trademark Office
`Address: COMMISSIONER OF PATENTS ANO TRADEMARKS
`
`Washington, O.C. 20231
`
`
`
`HRST seamen mvsmoe _m___:
`
`l mggesiev oocfirfi:
`
`
`
`
`
`This as at corii:i‘.urir«itiun from the examiner in cixarue of your appl::;§2l:{:.'i
`C.:;:’v‘lm‘.ri.p':‘~ zC:i\.».'~;i«
`r WXTENTS AND Ti-“i/-'\DEiviARl»<S
`
`i.__......
`l
`-‘
`.-,
`
`i,‘
`
`
`"M EXAMi§ET¥
`
`“
`
`7
`
`E: Wmirlil
`
`i
`
`*’A3E~“Nili”i"'BEF:_._,s
`
`EJATE ?trir'é.iLl;;i.i;
`
`/‘
`W This application has been examined D Responsive to communication filed on_
`
`E] This action is made final.
`
`month(s), ""“"" days from the date of this letter.
`1
`A shortened statutory period for response to this action is set to expire
`Failure to respond within the period for response will cause the application to become abandoned. 35 U.S.C. 133
`
`Part l THE FOLLOWING AT|'ACHMENT(S) ARE PART OF THIS ACTION:
`
`1. El Notice of References Cited by Examiner, PTO-B92.
`3. El Notice oi Art Cited by Applicant, PTO-1449.
`5. D information on How to Effect Drawing Changes. PTO-1474.
`Part II
`SUMMARY OF ACTION
`
`1.
`
`Claims
`
`I '
`
`Of the above, claims
`
`/U'OI’L,§_,
`
`2. El Claims
`
`3. D Claims
`
`4. D Claims
`
`4
`
`2. 1:] Notice oi Draftsman's Patent Drawing Review, PTO-948.
`4. D Notice of informal Patent Application. PTO-152.
`6. D
`
`-’
`
`are pending in the application.
`
`are withdrawn lrom consideration.
`
`_ have been cancelled.
`
`_ are allowed.
`
`are rejected.
`
`are objected to.
`5. E] Claims
`are subject to restriction or election requirement.
`I ~ 53
`Claims
`7. E‘ This application has been filed with informal drawings under 37 C.F.R. 1.85 which are acceptable for examination purposes.
`
`8. D Formal drawings are required in response to this Office action.
`
`. Under 37 C.F.R. 1.84 these drawings
`9. E] The corrected or substitute drawings have been received on
`are El acceptable; IE] not acceptable (see explanation or Notice of Draftsman’s Patent Drawing Review, PTO-943).
`
`10. U The proposed additional or substitute sheei(s) of drawings, filed on
`examiner; El disapproved by the examiner (see explanation).
`
`
`11. D The proposed drawing correction, filed
`
`. has (have) been Clapproved by the
`
`has been Elapproved; D disapproved (see explanation).
`
`12. El Acknowledgement is made of the cl