`
`The Market for Patents and
`
`Patent Litigation
`
`
`
`Mallun Yen
`
`Executive Vice President
`
`Corporate Development
`
`Patent Institutions Summit
`
`Stanford University
`
`May 21, 2012
`
`E; 2012 RPX CORPORATION
`
`CONF‘DENT‘AL: DO NOT COPY. DISTRIBUTE, BROADCAST OR INCORPORATE THESE
`MATERIALS WlTHOUT THE EXPRESS WRITTEN CONSENT OF RPX AND THE AUTHORS
`
`PV 2017
`PV 2017
`|PR2014—00947
`IPR2014-00947
`RPX v. ParkerVision
`RPX v. ParkerVision
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`
`
`RPX Reduces Patent Risk for Operating Companies
`
`
`Unique
`50mm"
`
`Strong
`P°rtf°"°
`
`r
`b
`
`115+ member companies
`30 litigations resolved/200+ dismissals
`
`v Over $350M in patent purchases
`b
`2,500+ assets
`
`
`
` I
`
`Aligned
`'"terEStS
`
`Market
`Intelligence
`
`> Members receive license to entire portfolio
`> Will never assert or litigate patents
`
`b Unmatched patent experience
`b
`Preeminent market intelligence, data and insights
`
`RATIDNAJ. PATENT'
`RP)‘
`
`© 2012 RPX CORPORATEON. ALL RlGHTS RESERVED
`
`2
`
`PV 2017
`PV 2017
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`IPR2014-00947
`RPX v. ParkerVision
`RPX v. ParkerVision
`
`
`
`Supply of Available Portfolios Has Increased
`
`
`Open Market Portfolios Received: 21% Increase in 2011
`
`261
`
`255
`
`20101H
`
`2010 2H
`
`2011 1H
`
`20112H
`
`Source: RPX Research
`
`I
`RAW PATENT“
`R P)‘
`
`© 2012 RPX CORPORATION. ALL RIGHTS RESERVED
`
`3
`
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`RPX v. ParkerVision
`
`
`
`Volume of Transactions Increasing
`
`
`46% Increase in 2011 Compared to 2010
`
`112
`
`120
`
`187
`
`153
`
`
`
`1H2010
`
`2H 2010
`
`1H 2011
`
`2H 2011
`
`Source: RPX Research
`
`I
`RAW PATENT“
`R P)‘
`
`© 2012 RPX CORPORATION. ALL RIGHTS RESERVED
`
`4
`
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`
`
`Open Market Portfolios Balanced Across Sectors
`
`
`Q12011— 02 2011
`
`Semiconductors
`18%
`
`Consumer Electronics
`
`and PCs
`1 3%
`
`
`
`Other
`0
`12 A:
`
`E-Commerce and
`Software
`23%
`
`Networking
`10%
`
`
`Financial Services
`
`
`M D1
`.0 '?
`Communications and
`.
`Dewces
`15%
`
`3%
`Media Content and
`.
`.
`.
`Distribution
`6%
`
`Source: RPX Research
`
`—I
`
`Banging:-
`
`© 2012 RPX CORPORATiON. ALL RTGHTS RESERVED
`
`5
`
`PV 2017
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`RPX v. ParkerVision
`
`
`
`Post-Sale: Timeline of NPE Patent Litigation Campaign
`
`A Marketing
`
`Start Of ‘ Assertion activity
`marketing
`
`Trans—
`action
`
`filed
`
`A ~20-defendants
`
`Suit #1
`filed
`
`A ~20 defendants
`.
`8“” #2
`mad
`
`A ~20 defendants
`Suit #3
`
`RPX Litigation
`USPTO Assignment
`RPX Open Market
`Data
`source
`Database
`Database
`Database
`
`
`Own Experience
`
`R P)’
`amumh-
`
`© 2012 RPX CORPORATiON. ALL RiGHTS RESERVED
`
`5
`
`PV 2017
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`|PR2014—00947
`IPR2014-00947
`RPX v. ParkerVision
`RPX v. ParkerVision
`
`
`
`Growing Frequency of ITC NPE Driven Investigations
`
`
`NPE ITC Investigations
`
`Respondents in NPE ITC
`Investigations
`
`O
`
`15
`
`2005
`
`2006
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`2005
`
`2006
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`Source: RPX Research and EDES
`
`I
`BWEAZN‘T'
`
`© 2012 RPX CORPORATION. ALL RIGHTS RESERVED
`
`7
`
`PV 2017
`PV 2017
`|PR2014—00947
`IPR2014-00947
`RPX v. ParkerVision
`RPX v. ParkerVision
`
`
`
`Growing Percentage of NPE Driven Cases
`
`
`ITC'InVestigatio-ns
`
`District Court Cases
`
`
`
`2005
`
`2006
`
`2007
`
`2000
`
`"2009
`
`2010
`
`2011
`
`2005
`
`2006
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`I Total Investigations/Cases
`Source: RPX Research and EDIS
`
`Em WP
`RPX
`© 2012 RPX CORPORATION. ALL RIGHTS RESERVED
`8
`
`PV 2017
`PV 2017
`|PR2014-00947
`IPR2014-00947
`RPX v. ParkerVision
`RPX v. ParkerVision
`
`
`
`Growing Percentage of NPE Driven Cases
`
`
`ITc Investigations
`
`District Court Cases
`
`
`
`2005
`
`2005
`
`2007
`
`2000
`
`2009
`
`2010
`
`2011
`
`2005
`
`2006
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`I Total InvestigationsICases
`Source: RPX Research and EDIS
`
`I
`Em WENT
`RP)‘
`
`I NPE Investigationleases
`
`© 2012 RPX CORPORATION.
`
`IALL RIGHTS RESERVED
`
`El
`
`PV 2017
`PV 2017
`|PR2014-00947
`IPR2014-00947
`RPX v. ParkerVision
`RPX v. ParkerVision
`
`
`
`Growing Percentage of NPE Driven Cases
`
`
`ch Investigations
`
`2000-1011: 00001.
`
`District Court Cases
`
`20004011:¢17'K
`
`
`
`2005
`
`2006
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`2005
`
`2005
`
`2007
`
`2003
`
`2009
`
`2010
`
`2011
`
`I Total InvestigationsICases
`Source: RPX Research and EDIS
` I
`Emu. PATENT
`RP)‘
`© 2012 RPX CORPORATION.
`IALL RIGHTS RESERVED
`10
`
`*I' %of N'PEinvestigations/Cases
`
`I NPEInvestigationleases
`
`PV 2017
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`RPX v. ParkerVision
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`
`
`Growing Percentage of NPE RespondentsIDefendants
`
`
`ITc Respondents
`
`District Court Defendants
`
`467
`
`99
`
`216
`
`127
`
`280
`
`266
`
`167
`
`2005
`
`2006
`
`2007
`
`2003
`
`2009
`
`2010
`
`2011
`
`2005
`
`2006
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`I Total Respondentsmefendants
`Source: RPX Research and EDIS
`
`Em WENT
`RPX
`© 2012 RPX CORPORATION. ALL RIGHTS RESERVED
`11
`
`PV 2017
`PV 2017
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`IPR2014-00947
`RPX v. ParkerVision
`RPX v. ParkerVision
`
`
`
`Growing Percentage of NPE RespondentsIDefendants
`
`
`ch Respondents
`
`District Court Defendants
`
`97
`
`235
`
`2005
`
`2006
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`2005
`
`2005
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`I Total InvestigationsICases
`Source: RPX Research and EDIS
`
`I
`Emu. PATENT“
`RP)‘
`
`I NPE Respondentleefendants
`
`© 2012 RPX CORPORATION.
`
`IALL RIGHTS RESERVED
`
`12
`
`PV 2017
`PV 2017
`|PR2014-00947
`IPR2014-00947
`RPX v. ParkerVision
`RPX v. ParkerVision
`
`
`
`Growing Percentage of NPE RespondentsIDefendants
`
`
`ch Respondents
`
`2000-2011: 973316
`
`District Court Defendants
`
`20054011: #3251-
`
`
`
`2005
`
`2006
`
`2007
`
`2003
`
`2009
`
`.2010
`
`2011
`
`2005
`
`2006
`
`2007
`
`2008
`
`2009
`
`2010
`
`2011
`
`I Total Respondents/Defendants
`Source: RPX Research and EDIS
` (
`RAMA}. PATENT“
`R P)‘
`(Q 2012 RPX CORPORATION. ALL RIGHTS RESERVED
`13
`
`"'F %of NPE Respondents!
`Defendants
`
`I NPE Respondentleefendants
`
`PV 2017
`PV 2017
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`IPR2014-00947
`RPX v. ParkerVision
`RPX v. ParkerVision
`
`
`
`Average Defendants on the Rise in NPE Actions
`
`
`ITC Investigations
`
`- District Court Cases
`
`16.2
`
`14.7
`
`
`
`2005
`
`2006
`
`2007
`
`2003
`
`2009
`
`2010
`
`2011
`
`2005
`
`2006 2007 2008 2009 2010
`
`2011
`
`I Total Respondentstefendants
`Source: RPX Research and EDIS
`
`
`— % of NPE Respondents!
`Defendants
`
`RP)’
`“mum:
`
`to 2012 RPX CORPORATiON. ALL RrGHTs RESERVED
`
`14
`
`PV 2017
`PV 2017
`|PR2014—00947
`IPR2014-00947
`RPX v. ParkerVision
`RPX v. ParkerVision
`
`
`
`RPX Global Client Network
`
`
`Ensa
`Erlcsson AB
`
`F—Seoure
`Cram and Barrel giggles & Noble
`Motorola Mobiiity 'iBMy
`Nokia
`
`NOW?“
`Walgreens
`Novell
`ST Er
`Nuance
`
`é
`Sonus Networks
`Systemax
`Verizon
`
`
`
`
`Vlingo
`
`.
`Microsoft
`
`
`
`Salko Epsun clsc'o
`'r-Mob'lle
`
`Elpidl
`5353/
`
`
`
`
`Fujitsu
`9009"
`
`Hitachi HP
`AVG
`
`
`Red Hat
`NEG
`IDT
`
`Sunbelt
`Pioneer
`Intel
`
`
`Sony
`'ntult
`
`
`
`Rack
`
`LIEWE
`
`ON Semicond
`H
`|
`
`Palo Alto Networks
`WDWW
`
`Broadcom
`
`Polycom
`Direc'N
`
`Qualco‘m‘m
`ESET
`
`QulckLoglI:
`-'
`
`y Redplne Signals
`Leap Wireless
`p
`Shoretel
`I Symantec
`TlVo
`Vivitek
`Zynga
`Partial client list due to confidentiality obligations
`
`
`m
`
`@2012 RPX CORPORATION. _ALL RIGHTS RESERVED
`
`15
`
`PV 2017
`PV 2017
`|PR2014-00947
`IPR2014-00947
`RPX v. ParkerVision
`RPX v. ParkerVision
`
`